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EX-99.1 - EXHIBIT 99.1 - QAD INCex_106134.htm

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

 

Date of report (Date of earliest event reported) February 26, 2018

 

QAD Inc.

(Exact name of registrant as specified in its charter)

 

Delaware 0-22823 77-0105228
(State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification Number)

         

                            

 

 

100 Innovation Place, Santa Barbara, California 93108
(Address of principal executive offices) (Zip code)

 

 

Registrant's telephone number, including area code (805) 566-6000

 

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange Act of 1934. 

 

Emerging growth company [ ]

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]

 

 

 

 

Item 2.02 Results of Operations and Financial Condition.

 

On February 26, 2018, QAD Inc. is issuing a press release regarding its preliminary financial results for the fiscal year ended January 31, 2018. A copy of this press release is furnished with this Form 8-K as Exhibit 99.1 and is incorporated herein by reference.

 

The information in this Report, including the Exhibit 99.1, is furnished pursuant to Item 2.02 of this Form 8-K and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934 (the “Exchange Act”) or otherwise subject to the liability of that section, nor shall it be deemed incorporated by reference in any filing under the Exchange Act or the Securities Act of 1933, unless expressly set forth by specific reference in such filing.

 

Item 9.01 Financial Statements and Exhibits.

 

 

d)

Exhibits.

 

Exhibit No.

 

Description

99.1   Press Release, dated as of February 26, 2018, entitled “QAD Issues Preliminary Fiscal 2018 Results”

 

 

 

 

Signatures

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

QAD Inc.

 

 

 

 

 

Date: February 26, 2018 By: /s/ Daniel Lender
   

Daniel Lender

Chief Financial Officer