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EX-99.1 - EXHIBIT 99.1 - QAD INCex99-1.htm

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

 

Date of report (Date of earliest event reported) November 22, 2016

 

QAD Inc.

(Exact name of registrant as specified in its charter)

 

Delaware

0-22823

77-0105228

(State or other jurisdiction

(Commission

(IRS Employer Identification Number)

of incorporation)

File Number)

 

                                                                              

                            

                           

100 Innovation Place, Santa Barbara, California

93108

(Address of principal executive offices)

(Zip code)

 

 

 

 

Registrant's telephone number, including area code (805) 566-6000

 

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 
 

 

 

Item 2.02 Results of Operations and Financial Condition.

 

On November 22, 2016, QAD Inc. is issuing a press release and holding a conference call regarding its financial results for the quarter ended October 31, 2016. A copy of this press release is furnished with this Form 8-K as Exhibit 99.1 and is incorporated herein by reference.

 

The information in this Report, including the Exhibit 99.1, is furnished pursuant to Item 2.02 of this Form 8-K and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934 (the “Exchange Act”) or otherwise subject to the liability of that section, nor shall it be deemed incorporated by reference in any filing under the Exchange Act or the Securities Act of 1933, unless expressly set forth by specific reference in such filing.

 

Item 9.01 Financial Statements and Exhibits.

 

 

d)

Exhibits.

    

Exhibit No.

---------------

Description

----------------------------------------------------------------------------------------------------------

99.1

Press Release, dated as of November 22, 2016, entitled “QAD Reports Fiscal 2017 Third Quarter and Year-to-Date Financial Results”

 

 
 

 

 

 

 

 

Signatures

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

  

 

 

   QAD Inc.

 

 

 

 

 

       
       
       

Date: November 22, 2016

By:

/s/ Daniel Lender

 

 

 

Daniel Lender

 

 

 

Chief Financial Officer