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EX-99.1 - EXHIBIT 99.1 - CROSSROADS LIQUIDATING TRUST | a50711997-ex991.htm |
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM 8-K
Current
Report Pursuant to Section 13 or 15(d) of
the
Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported):
September
18, 2013
KEATING CAPITAL,
INC.
(Exact
name of registrant as specified in its charter)
Maryland |
0-53504 |
26-2582882 |
(State or other jurisdiction of incorporation) |
(Commission File Number) |
(I.R.S. Employer Identification No.) |
5251 DTC Parkway, Suite 1100 Greenwood Village, CO 80111 |
(Address of principal executive offices and zip code) |
Registrant’s telephone number, including area code: (720) 889-0139
Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
⃞ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
⃞ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
⃞ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
⃞ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 8.01 Other Events.
Keating Capital, Inc. (the “Company”) announced that it is continuing its corporate branding and awareness campaign that began on or about July 1, 2013. The corporate branding and awareness campaign is expected to include various media from time to time including, among other things, certain television, radio and digital media spots.
A script of the television and radio spots and a sample digital media spot is attached as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by this reference. The actual content of the Company’s television, radio and digital media spots may vary from time to time.
The information in Item 8.01 of this Form 8-K (including Exhibit 99.1) shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934 (the “Exchange Act”) or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933 or the Exchange Act, except as expressly set forth by specific reference in such filing.
Forward-Looking Statements
This Current Report on Form 8-K
(including the Exhibits attached hereto) may contain statements of a
forward-looking nature relating to future events. These forward-looking
statements are subject to the inherent uncertainties in predicting
future results and conditions. These statements reflect the Company’s
current beliefs, and a number of important factors could cause actual
results to differ materially from those expressed in this Current Report
on Form 8-K and the radio spot script attached hereto, including the
factors set forth in “Risk Factors” set forth in the Company’s Form 10-K
and Form 10-Q filed with the Securities and Exchange Commission (“SEC”),
and subsequent filings with the SEC. Please refer to the Company’s SEC
filings for a more detailed discussion of the risks and uncertainties
associated with its business, including but not limited to the risks and
uncertainties associated with investing in micro- and small-cap
companies. Except as required by the federal securities laws, the
Company undertakes no obligation to revise or update any forward-looking
statements, whether as a result of new information, future events or
otherwise.
Item 9.01 Financial Statements and Exhibits.
(a) Not applicable.
(b) Not applicable.
(c) Not applicable.
(d) Exhibits.
Exhibit No. |
Description |
|
99.1 | Script of Television and Radio Spots and Sample Digital Media Spot |
SIGNATURES
Pursuant to
the requirements of the Securities Exchange Act of 1934, the Registrant
has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
Date: |
September 18, 2013 |
KEATING CAPITAL, INC. |
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By: |
/s/ Timothy J. Keating |
Timothy J. Keating |
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President and Chief Executive Officer |
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