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EX-99.1 - EXHIBIT 99.1 - CROSSROADS LIQUIDATING TRUST | a50661647ex99_1.htm |
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM 8-K
Current
Report Pursuant to Section 13 or 15(d) of
the
Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported):
July
1, 2013
KEATING CAPITAL,
INC.
(Exact
name of registrant as specified in its charter)
Maryland |
0-53504 |
26-2582882 |
(State or other jurisdiction of incorporation) |
(Commission File Number) |
(I.R.S. Employer Identification No.) |
5251 DTC Parkway, Suite 1100 Greenwood Village, CO 80111 |
(Address of principal executive offices and zip code) |
Registrant’s telephone number, including area code: (720) 889-0139
Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
⃞ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
⃞ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
⃞ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
⃞ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 7.01 Regulation FD Disclosure.
On July 1, 2013, Keating Capital, Inc. (the “Company”) expects to commence a corporate branding and awareness campaign that will feature, among other things, certain radio spots to be aired on Bloomberg Radio or other media from time to time. A script of the radio spot is attached as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by this reference.
The Company’s Board of Directors maintains a variable dividend policy with the objective of distributing to stockholders, on at least an annual basis, an amount that equals 90-100% of the Company’s net realized gains, if any, for a particular year.
The information in Item 7.01 of this Form 8-K (including Exhibit 99.1) shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934 (the “Exchange Act”) or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933 or the Exchange Act, except as expressly set forth by specific reference in such filing.
Forward-Looking Statements
This Current Report on Form 8-K
(including the radio spot script attached hereto) may contain statements
of a forward-looking nature relating to future events. These
forward-looking statements are subject to the inherent uncertainties in
predicting future results and conditions. These statements reflect the
Company’s current beliefs, and a number of important factors could cause
actual results to differ materially from those expressed in this Current
Report on Form 8-K and the radio spot script attached hereto, including
the factors set forth in “Risk Factors” set forth in the Company’s Form
10-K and Form 10-Q filed with the Securities and Exchange Commission
(“SEC”), and subsequent filings with the SEC. Please refer to the
Company’s SEC filings for a more detailed discussion of the risks and
uncertainties associated with its business, including but not limited to
the risks and uncertainties associated with investing in micro- and
small-cap companies. Except as required by the federal securities laws,
the Company undertakes no obligation to revise or update any
forward-looking statements, whether as a result of new information,
future events or otherwise.
Item 9.01 Financial Statements and Exhibits.
(a) Not applicable.
(b) Not applicable.
(c) Not applicable.
(d) Exhibits.
Exhibit No. |
Description |
||
99.1 |
Script of Radio Spot |
SIGNATURES
Pursuant to
the requirements of the Securities Exchange Act of 1934, the Registrant
has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
Date: |
July 1, 2013 |
KEATING CAPITAL, INC. |
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By: |
/s/ Timothy J. Keating |
Timothy J. Keating |
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President and Chief Executive Officer |
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