Attached files
| file | filename |
|---|---|
| EX-99.2 - EXHIBIT 99.2 - BROADRIDGE FINANCIAL SOLUTIONS, INC. | ex9924q16earningspresent.htm |
| EX-99.1 - EXHIBIT 99.1 - BROADRIDGE FINANCIAL SOLUTIONS, INC. | ex991earningsrelease-20160.htm |
| 8-K - 8-K - BROADRIDGE FINANCIAL SOLUTIONS, INC. | form8-kre4qandfye6x30x16ea.htm |
Page 1 of 3
BROADRIDGE FINANCIAL SOLUTIONS, INC. - KEY STATS Exhibit 99.3
INVESTOR COMMUNICATION SOLUTIONS SEGMENT RC = Recurring
Q4 FY'16 ED = Event Driven
(in millions)
Fee Revenues 4Q15 4Q16 YTD FY15 YTD FY16 Type
Proxy Equities 240.4$ 249.3$ 333.4$ 352.7$ RC
Stock Record Position Growth 6% 2% 7% 3%
Pieces 254.4 256.8 330.8 341.9
Mutual Funds 17.9$ 19.4$ 55.6$ 67.7$ ED
Pieces 35.8 28.5 88.8 97.3
Contests/Specials 12.7$ 7.0$ 29.4$ 25.3$ ED
Pieces 10.6 6.4 27.6 25.2
Total Proxy 271.0$ 275.7$ 418.4$ 445.7$
Total Pieces 300.8 291.6 447.2 464.4
Notice and Access Opt-in % 73% 77% 72% 76%
Suppression % 66% 69% 65% 67%
Interims
Mutual Funds (Annual/Semi-
Annual Reports/Annual
Prospectuses) 45.2$ 47.6$ 179.0$ 193.3$ RC
Position Growth 7% -1% 8% 4%
Pieces 228.4 222.3 872.4 875.4
Mutual Funds (Supplemental
Prospectuses) & Other 7.5$ 10.2$ 45.8$ 48.9$ ED
Pieces 36.1 47.9 220.5 247.1
Total Interims 52.7$ 57.8$ 224.8$ 242.2$
Total Pieces 264.5 270.2 1,092.9 1,122.5
*Numbers may not sum due to rounding
Page 2 of 3
BROADRIDGE FINANCIAL SOLUTIONS, INC. - KEY STATS Exhibit 99.3
INVESTOR COMMUNICATION SOLUTIONS SEGMENT RC = Recurring
Q4 FY'16 ED = Event Driven
(in millions)
Fee Revenues 4Q15 4Q16 YTD FY15 YTD FY16 Type
Transaction
Reporting
Transaction
Reporting/Customer
Communications 37.6$ 42.9$ 162.7$ 178.3$ RC
Fulfillment Fulfillment 36.7$ 38.9$ 148.5$ 142.9$ RC
Emerging, Emerging/Acquired 68.7$ 80.8$ 224.5$ 290.2$ RC
Acquired, Other 14.7$ 19.5$ 42.0$ 57.5$ ED
and Other Total Emerging, Acquired and
Other 83.4$ 100.3$ 266.5$ 347.6$
Total Fee Revenues 481.4$ 515.6$ 1,220.9$ 1,356.7$
Total Distribution Revenues 284.4$ 288.1$ 809.3$ 863.7$
Total Revenues 765.8$ 803.6$ 2,030.2$ 2,220.4$
Total RC Fees 428.6$ 459.5$ 1,048.1$ 1,157.3$
% RC Growth 8% 7% 9% 10%
Total ED Fees 52.8$ 56.0$ 172.8$ 199.4$
*Numbers may not sum due to rounding
Page 3 of 3
BROADRIDGE FINANCIAL SOLUTIONS, INC. - KEY STATS Exhibit 99.3
GLOBAL TECHNOLOGY AND OPERATIONS SEGMENT RC = Recurring
Q4 FY'16
($ in millions, except trade statistics)
4Q15 4Q16 FY15 FY16 Type
Equity
Transaction-Based Equity Trades 32.6$ 34.6$ 134.6$ 137.0$ RC
Internal Trade Volume (Average Trades per Day in '000) 946 991 978 1,001
Internal Trade Growth 3% 5% 3% 2%
Trade Volume (Average Trades per Day in '000) 950 998 980 1,010
Non-Transaction Other Equity Services 114.5 123.4 435.5 475.8 RC
Total Equity 147.2$ 157.9$ 570.1$ 612.8$
Fixed Income
Transaction-Based Fixed Income Trades 14.7$ 14.7$ 58.3$ 58.4$ RC
Internal Trade Volume (Average Trades per Day in '000) 321 307 316 315
Internal Trade Growth 6% -4% 3% 0%
Trade Volume (Average Trades per Day in '000) 334 315 327 323
Non-Transaction Other Fixed Income Services 15.8$ 17.1$ 64.1$ 66.8$ RC
Total Fixed Income 30.5$ 31.8$ 122.4$ 125.2$
Total Revenues 177.6$ 189.7$ 692.5$ 738.0$
*Numbers may not sum due to rounding