UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

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FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): July 1, 2015

 

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TRANS WORLD ENTERTAINMENT CORPORATION

(Exact name of registrant as specified in its charter)

 

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New York

 

0-14818

 

14-1541629

(State or other jurisdiction of

incorporation or organization)

(Commission file number)

(I.R.S. Employer

Identification No.)

 

38 Corporate Circle,

Albany, New York 12203

(Address of principal executive offices)

(518) 452-1242

(Registrant’s telephone number, including area code)

Not Applicable

(Former name or former address, if changed since last report)

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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

[  ]  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

[  ]  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

[  ]  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

[  ]  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 
 

Item 5.07. Submission of Matters to a Vote of Security Holders

At the Annual Meeting, the stockholders of the Company voted on the following proposal, which is more fully described in our proxy statement:

 

 

Proposal No. 1 –Election of Directors; and

 

On the record date for the Annual Meeting, there were 31,153,176 shares issued, outstanding and entitled to vote. Shareholders holding 29,432,341 shares were present at the meeting, in person or represented by proxy. The results of the voting at the Annual Meeting were as follows:

 

PROPOSAL NO. 1 – ELECTION OF DIRECTORS

 

Director     Votes For Votes Against Broker Non-Votes
       
Robert J. Higgins 29,138,701 293,640 0
Martin Hanaka 29,185,802 246,539 0
Robert Marks 29,125,846 306,495 0
Dr. Joseph Morone 29,179,014 253,327 0
Michael Nahl 29,002,067 430,274 0
Michael Solow 29,185,860 246,481 0

 

 

 

     

 

 
 

 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Dated:  July 7, 2015 TRANS WORLD ENTERTAINMENT CORPORATION
 

By:   /s/ John Anderson

 Name: John Anderson

 Title: Chief Financial Officer