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EX-99 - EXHIBIT 99 - EnSync, Inc.exh99.htm


 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549

FORM 8-K

CURRENT REPORT
Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934


Date of report (Date of earliest event reported):     June 29, 2015


ZBB Energy Corporation
      (Exact name of registrant as specified in charter)


Wisconsin
 
001-33540
 
39-1987014
(State or other jurisdiction
of incorporation)
 
(Commission
  file number)
 
(IRS Employer
Identification Number)
 
 
       N93 W14475 Whittaker Way, Menomonee Falls, Wisconsin   53051
       (Address of principal executive offices)   (Zip Code)
 
                                                                                                                               
Registrant’s telephone number, including area code:             (262) 253-9800


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions.

[  ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

[X] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

[  ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

[  ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 
 
 

 
 
Item  
7.01.           Regulation FD Information.
 
On June 29, 2015, ZBB Energy Corporation, a Wisconsin corporation, issued a press release announcing the adjournment of the Special Meeting of Shareholders convened on June 29, 2015.  A copy of the press release is being furnished as Exhibit 99 to this Report on Form 8-K.
 
Item  
9.01.           Financial Statements and Exhibits.
 
The exhibits required to be filed as a part of this Current Report on Form 8-K are listed in the Exhibit Index attached hereto and incorporated herein by reference.
 
 

 
 
 

 
 
SIGNATURES
 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 

ZBB Energy Corporation

Dated:           June 29, 2015                                                  By:           /s/ Eric Apfelbach                                                                                   
Name: Eric Apfelbach
Title:   Chief Executive Officer
 
 
 
 

 
 
EXHIBIT INDEX
 
Exhibit No.
Exhibit Description
 
Press release, dated June 29, 2015, issued by ZBB Energy Corporation, furnished herewith