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EX-99.1 - EPOCH HOLDING CORP | v207309_ex99-1.htm |
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of The Securities Exchange Act of 1934
Date of
Report (Date of Earliest event reported): January 5, 2011
EPOCH
HOLDING CORPORATION
(Exact
name of registrant as specified in its charter)
Delaware
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1-9728
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20-1938886
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(State or other jurisdiction
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(Commission File Number)
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(IRS Employer
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of incorporation)
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Identification No.)
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640 Fifth Avenue, New York, NY
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10019
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Address of principal executive offices
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Zip Code
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Registrant's
telephone number, including area code: (212) 303-7200
N/A
(Former
name or former address, if changed since last report)
Check the
appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following
provisions:
¨ Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
¨ Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
¨ Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
¨ Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
On
January 5, 2011, Epoch Holding Corporation (the "Company") announced that its
Assets Under Management were approximately $14.3 billion as of the
quarter ended December 31, 2010, an increase of 12% from $12.8 billion as
of September 30, 2010 and 26% from $11.4 billion as of December 31,
2009.
A copy of
the press release issued by the Company is attached as Exhibit
99.1.
Item
9.01. Financial Statements and Exhibits.
(d)
Exhibits
Exhibit
No.
99.1 Press
Release dated January 5, 2011.
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the Registrant has
duly caused this report to be signed on its behalf by the undersigned thereunto
duly authorized.
EPOCH
HOLDING CORPORATION
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By:
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/s/ Adam
Borak
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Name:
Adam Borak
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Title:
Chief Financial Officer
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Date: January
5, 2011