Attached files
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EX-99.1 - Firsthand Technology Value Fund, Inc. | fp0052147_ex991.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant
to Section 13 or
15(d) of the Securities
Exchange Act of 1934
Date of Report: March 25, 2020
(Date of earliest event reported)
Firsthand Technology Value Fund, Inc.
(Exact name of registrant as specified in its charter)
Maryland |
814-00830 | 27-3008946 |
(State or other jurisdiction |
(Commission |
(IRS Employer |
of incorporation) |
File Number) |
Identification Number) |
150
Almaden Blvd., |
95113 | |
(Address of principal executive offices) |
(Zip Code) |
(800) 976-8776
(Registrant's telephone number, including area code)
Not Applicable
(Former Name or Former Address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
[ ] | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
[ ] | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
[ ] | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
[ ] | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
Title of each class | Trading Symbol(s) | Name of each exchange on which registered |
Common stock, par value $0.001 per share |
SVVC |
The NASDAQ Global Select Market |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
[ ] Emerging growth company
[ ] If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
Item 8.01. Other Events
On March 25, 2020, Firsthand Technology Value Fund, Inc. issued a press release announcing its top portfolio holdings at the end of February 2020. The top holdings include Pivotal Systems, IntraOp Medical, Wrightspeed, Revasum and Hera Systems. The press release also announced that, as of February 29, 2020, the Fund’s top holdings constituted 88.6% of the Fund’s estimated total investments.
Item 9.01. Financial Statements and Exhibits
(a) | Financial statements: |
None
(b) | Pro forma financial information: |
None
(c) | Shell company transactions: |
None
(d) | Exhibits |
99.1 Press Release dated March 25, 2020.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: March 25, 2020 | FIRSTHAND TECHNOLOGY VALUE FUND, INC. | |
By | /s/ Kevin Landis |
|
Kevin
Landis |
Exhibit Index
Exhibit No. | Description |
99.1 | Press release dated February 6, 2020 |