Attached files
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EX-99.1 - EX-99.1 - TriLinc Global Impact Fund LLC | trilinc-ex991_6.htm |
EX-4.2 - EX-4.2 - TriLinc Global Impact Fund LLC | trilinc-ex42_8.htm |
EX-4.1 - EX-4.1 - TriLinc Global Impact Fund LLC | trilinc-ex41_7.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): March 8, 2018
TriLinc Global Impact Fund, LLC
(Exact name of Registrant as Specified in Its Charter)
Delaware |
000-55432 |
36-4732802 |
(State or Other Jurisdiction of Incorporation) |
(Commission File Number) |
(IRS Employer Identification No.) |
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1230 Rosecrans Avenue, Suite 605 Manhattan Beach, CA |
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90266 |
(Address of Principal Executive Offices) |
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(Zip Code) |
Registrant’s Telephone Number, Including Area Code: (310) 997-0580
Not Applicable
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instructions A.2. below):
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2).
Emerging growth company ☑
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
ITEM 8.01 Amendments to the Distribution Reinvestment Plan and Unit Repurchase Program; February Press Release
Amendments to the Distribution Reinvestment Plan and Unit Repurchase Program
On March 7, 2018, the board of managers (the “Board”) of TriLinc Global Impact Fund, LLC (the “Company”) approved the Third Amended and Restated Distribution Reinvestment Plan (the “Amended DRP”). Commencing on March 30, 2018, the date on which the distributions declared for the month of March 2018 will be reinvested (the “DRP Effective Date”), the Company amended the price at which additional units of the same class may be purchased pursuant to the distribution reinvestment plan to a price equal to the estimated net asset value (“NAV”) per unit of the unit class being reinvested, as most recently disclosed by the Company in a public filing with the Securities and Exchange Commission (the “SEC”). Accordingly, the Amended DRP will supersede and replace the Company’s current distribution reinvestment plan as of the DRP Effective Date and the new offering price under the Amended DRP will first be applied to distributions declared for the month of March 2018, which will be reinvested on March 30, 2018.
Additionally, on March 7, 2018, the Board approved the Third Amended and Restated Unit Repurchase Program (the “Amended URP”). The Company amended the price at which units presented for redemption will be repurchased, beginning with units to be repurchased by the Company on the last day of the first quarter of 2018 (the “URP Effective Date”). Subject to the limitations of the Amended URP, beginning on the URP Effective Date, units repurchased under the Amended URP will be repurchased at a price equal to the estimated NAV per unit of the unit class being repurchased, as most recently disclosed by the Company in a public filing with the SEC. Accordingly, the Amended URP will supersede and replace the Company’s current unit repurchase program as of the URP Effective Date and the new offering price under the Amended URP will first be applied to units repurchased by the Company on the last day of the first quarter of 2018.
This Current Report on Form 8-K serves as the written notification of an amendment per the terms of the current distribution reinvestment plan and the current unit repurchase program.
The preceding summary of the Amended DRP and the Amended URP does not purport to be complete and is qualified in its entirety by reference to the Third Amended and Restated Distribution Reinvestment Plan and the Third Amended and Restated Unit Repurchase Program, a copy of which is filed herewith as Exhibit 4.1 and 4.2, respectively, and incorporated herein by reference.
February Press Release
On March 8, 2018, TriLinc Global Impact Fund, LLC issued a press release to announce its investment activity for February 2018. A copy of the press release is attached hereto as Exhibit 99.1 and is incorporated herein by reference.
ITEM 9.01 FINANCIAL STATEMENT AND EXHIBITS. |
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(d) |
Exhibits |
The following Exhibit is filed as part of this report.
4.1 |
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4.2 |
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Exhibit 99.1 |
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New Investment Press release of TriLinc Global Impact Fund, LLC |
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This Current Report on Form 8-K, including the exhibits filed herewith, contains forward-looking statements (including, without limitation, future redemptions pursuant to the Amended URP and future reinvestments of cash distributions pursuant to the Amended DRP) that are based on the Company’s current expectations, plans, estimates, assumptions, and beliefs that involve numerous risks and uncertainties, including, without limitation, the future operating performance of the Company’s investments, the level of participation in the Amended DRP and the Amended URP, and those risks set forth in the “Risk Factors” section of the Company’s Annual Report on Form 10-K for the year ended December 31, 2016, as amended or supplemented by the Company’s other filings with the Commission. Although these forward-looking statements reflect management’s belief as to future events, actual events or the Company’s investments and results of operations could differ materially from those expressed or implied in these forward-looking statements. To the extent that the Company’s assumptions differ from actual results, the Company’s ability to meet such forward-looking statements may be significantly hindered. You are cautioned not to place undue reliance on any forward-looking statements. The Company cannot assure you that it will attain its investment objectives.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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TRILINC GLOBAL IMPACT FUND, LLC |
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March 8, 2018 |
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By: |
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/s/ Gloria S. Nelund |
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Name: |
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Gloria S. Nelund |
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Title: |
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Chief Executive Officer |