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EX-99.1 - TRINITY CAPITAL CORPexhibit99_1.htm



UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 8-K

CURRENT REPORT,
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report: November 13, 2017

TRINITY CAPITAL CORPORATION
(Exact name of Registrant as specified in its charter)

New Mexico
(State or other jurisdiction of incorporation)

000-50266
 
85-0242376
(Commission File Number)
 
(I.R.S. Employer Identification Number)
     
1200 Trinity Drive, Los Alamos, New Mexico
 
87544
(Address of principal executive offices)
 
(Zip Code)

 
(505) 662-5171
 
 
(Registrant's telephone number, including area code)
 





Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

[ ]
 
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ]
 
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ]
 
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ]
 
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))





Item 8.01
 
Other Events

On November 13, 2017, Trinity Capital Corporation (the "Company") issued a press release announcing the completion of its combined rights offering to shareholders and supplemental community offering (collectively, the "Rights Offering").  A copy of the press release is attached hereto as Exhibit 99.1 and incorporated herein by reference.  The Company sold 2,105,263 shares of voting common stock in the Rights Offering at $4.75 per share, resulting in gross proceeds of approximately $10.0 million.


Item 9.01
 
Financial Statements and Exhibits

(d) Exhibits.
Exhibit No.
 
Description
 
Press release announcing closing of the Rights Offering, dated November 13, 2017



SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 
TRINITY CAPITAL CORPORATION
   
   
Dated:  November 13, 2017
By:
/s/ John S. Gulas
   
John S. Gulas
President and Chief Executive Officer