Attached files
| file | filename |
|---|---|
| EX-99.3 - EXHIBIT 99.3 - HANDY & HARMAN LTD. | ex993hnhproforma-emeacq.htm |
| EX-99.2 - EXHIBIT 99.2 - HANDY & HARMAN LTD. | ex992emeinterimfinancialst.htm |
| EX-99.1 - EXHIBIT 99.1 - HANDY & HARMAN LTD. | ex991eme2015financialstate.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K/A
(Amendment No. 1)
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): September 30, 2016
HANDY & HARMAN LTD. | ||
(Exact name of registrant as specified in its charter) | ||
Delaware | 1-2394 | 13-3768097 |
(State or other jurisdiction of incorporation) | (Commission File Number) | (IRS Employer Identification No.) |
1133 Westchester Avenue, Suite N222, White Plains, New York | 10604 | |
(Address of principal executive offices) | (Zip Code) | |
Registrant’s telephone number, including area code: (914) 461-1300
N/A |
(Former name or former address, if changed since last report.) |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
EXPLANATORY NOTE
On October 5, 2016, Handy & Harman Ltd. (the "Company") filed a Current Report on Form 8-K under Item 2.01 to report that, on September 30, 2016, SL Montevideo Technology, Inc. ("SMTI"), an indirect wholly-owned subsidiary of the Company, entered into an asset purchase agreement ("Purchase Agreement") with Hamilton Sundstrand Corporation ("Hamilton"). Pursuant to the Purchase Agreement, on September 30, 2016, SMTI acquired from Hamilton certain assets of its Electromagnetic Enterprise division ("EME").
Item 9.01 Financial Statements and Exhibits
(a) | Financial Statements of Businesses Acquired |
(1) | Audited financial statements of EME as of and for the year ended December 31, 2015 are filed as Exhibit 99.1 to this Current Report on Form 8-K/A and are incorporated herein by reference. |
(2) | Unaudited financial statements of EME as of June 30, 2016 and for the six months ended June 30, 2016 and 2015 are filed as Exhibit 99.2 to this Current Report on Form 8-K/A and are incorporated herein by reference. |
(b) | Pro Forma Financial Information |
(1) | Unaudited pro forma condensed combined financial information of the Company and EME for the year ended December 31, 2015 and for the nine months ended September 30, 2016 are filed as Exhibit 99.3 to this Current Report on Form 8-K/A and are incorporated herein by reference. An unaudited pro forma balance sheet has not been presented as the acquisition has already been fully reflected in the consolidated balance sheet included in the Company's Quarterly Report on Form 10-Q for the nine months ended September 30, 2016, filed on November 1, 2016. |
(d) | Exhibits |
Exhibit No. | Exhibits |
99.1 | Audited financial statements of EME as of and for the year ended December 31, 2015. |
99.2 | Unaudited financial statements of EME as of June 30, 2016 and for the six months ended June 30, 2016 and June 30, 2015. |
99.3 | Unaudited pro forma condensed combined financial information of the Company and EME for the year ended December 31, 2015 and for the nine months ended September 30, 2016. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
HANDY & HARMAN LTD. | ||
Dated: December 15, 2016 | By: | /s/ Douglas B. Woodworth |
Name: | Douglas B. Woodworth | |
Title: | Chief Financial Officer | |