Attached files
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| EX-99.1 - Firsthand Technology Value Fund, Inc. | fp0021859_ex991.htm |
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934 |
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Date of Report: September 30, 2016
(Date of earliest event reported) |
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Firsthand Technology Value Fund, Inc.
(Exact name of registrant as specified in its charter) |
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Maryland
(State or other jurisdiction of incorporation) |
814-00830
(Commission File Number) |
27-3008946
(IRS Employer Identification Number) |
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150 Almaden Blvd., Suite 1250
San Jose, CA
(Address of principal executive offices) |
95113
(Zip Code) |
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(800) 976-8776 (Registrant's telephone number, including area code) |
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Not Applicable
(Former Name or Former Address, if changed since last report) |
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Item 8.01. Other Events
On September 30, 2016, Firsthand Technology Value Fund, Inc. issued a press release announcing today that Nutanix, a Fund holding since May 2015, went public today through an initial public offering (“IPO”). The IPO was priced last evening at $16.00 per share, resulting in proceeds to the company of approximately $238 million. The shares, which now trade on the NASDAQ under the ticker symbol “NTNX”, opened their first day of trading at $26.50.
Item 9.01. Financial Statements and Exhibits
(a) Financial statements:
None
(b) Pro forma financial information:
None
(c) Shell company transactions:
None
(d) Exhibits
99.1 Press Release dated September 30, 2016.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Dated: September 30, 2016 | FIRSTHAND TECHNOLOGY VALUE FUND, INC. | ||
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By:
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/s/ Kevin Landis | ||
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Kevin Landis | ||
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President | ||
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Exhibit Index
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Exhibit No.
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Description
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99.1
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Press release dated September 30, 2016
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