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EX-99.1 - EXHIBIT 99.1 - NICOLET BANKSHARES INCt1600438_ex99-1.htm

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K/A

(Amendment No. 1)

 

CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF

THE SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (Date of earliest event reported): April 29, 2016

 

NICOLET BANKSHARES, INC.

(Exact name of registrant as specified in its charter)

 

Wisconsin   001-37700   47-0871001

(State or other jurisdiction of

incorporation or organization)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

 

111 North Washington Street

Green Bay, Wisconsin 54301

(Address of principal executive offices)

 

 (920) 430-1400

(Registrant’s telephone number, including area code)

 

Not Applicable

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

  

 

 

 

 

Explanatory Note –

 

This current report on Form 8-K/A updates the pro forma financial information required by Item 9.01(b) excluded from the Form 8-K filed May 2, 2016 in accordance with paragraph (b)(2) of Item 9.01. The financial statements required by Item 9.01(a) were previously reported in Nicolet’s Registration Statement on S-4 (File No. 333-208192), and pursuant to General Instructions B.3 of Form 8-K are not additionally reported herein.

 

Item 9.01        Financial Statements and Exhibits

 

Exhibit No.   Description of Exhibit
     
99.1   Pro Forma Condensed Consolidated Balance Sheet (Unaudited) as of December 31, 2015, and Pro Forma Condensed Consolidated Statements of Income (Unaudited) as of December 31, 2015.  

 

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Signatures

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Date: July 12, 2016 NICOLET BANKSHARES, INC.
     
  By: /s/ Ann K. Lawson
    Name: Ann K. Lawson
    Title:  Chief Financial Officer

 

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