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EX-99.1 - EX-99.1 - Zynerba Pharmaceuticals, Inc.a16-11149_2ex99d1.htm

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 


 

FORM 8-K

 


 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d)

OF THE SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (Date of Earliest Event Reported): May 25, 2016

 


 

ZYNERBA PHARMACEUTICALS, INC.

(Exact Name of Issuer as Specified in Charter)

 


 

Delaware

 

001-37526

 

26-0389433

(State or Other Jurisdiction of
Incorporation or Organization)

 

(Commission
File Number)

 

(I.R.S. Employer
Identification Number)

 

80 W. Lancaster Avenue, Suite 300

Devon, PA 19333

(Address of Principal Executive Offices)

 

(484) 581-7505

(Registrant’s Telephone Number, Including Area Code)

 


 

Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

o          Written communications pursuant to Rule 425 under the Securities Act

 

o          Soliciting material pursuant to Rule 14a-12 under the Exchange Act

 

o          Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act

 

o          Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act

 

 

 



 

Item 5.07      Submission of Matters to a Vote of Security Holders.

 

On May 25, 2016, Zynerba Pharmaceuticals, Inc. (the “Company”) held its 2016 Annual Meeting of Stockholders (the “Annual Meeting”). The following is a brief description of the final voting results for each of the proposals submitted to a vote of the stockholders at the Annual Meeting.

 

(a) Proposal 1 — Election of Seven Directors. Each director nominee was elected to the Board of Directors to serve as a director until the 2017 Annual Meeting of Stockholders or until his or her respective successor is elected and qualified, as follows:

 

Name

 

For

 

Withheld

 

Broker Non-
Votes

 

Armando Anido

 

3,659,206

 

145,998

 

1,954,393

 

Warren D. Cooper, MB, BS, BSc, MPFM

 

3,713,725

 

91,479

 

1,954,393

 

William J. Federici

 

3,714,755

 

90,449

 

1,954,393

 

Thomas L. Harrison, LH.D

 

3,682,867

 

122,337

 

1,954,393

 

Daniel L. Kisner, MD

 

3,715,012

 

90,192

 

1,954,393

 

Kenneth I. Moch

 

3,714,987

 

90,217

 

1,954,393

 

Cynthia A. Rask, MD

 

3,713,727

 

91,477

 

1,954,393

 

 

(b) Proposal 2 — Ratification of Independent Registered Public Accountants. The appointment of KPMG LLP as the Company’s independent registered public accounting firm for the 2016 fiscal year was ratified, as follows:

 

Votes For

 

Votes Against

 

Abstentions

 

Broker Non-Votes

 

5,754,219

 

1,365

 

4,013

 

0

 

 

(c) Proposal 3 — Amendment to the Company’s Sixth Amended and Restated Certificate of Incorporation. The amendment to the Company’s Sixth Amended and Restated Certificate of Incorporation (“Certificate of Incorporation”) to restate Section 6 of Article VI of the Certificate of Incorporation in its entirety to permit the removal of directors by stockholders with or without cause was not approved by the required vote of more than 66 2/3% of the shares entitled to vote on the proposal, as follows:

 

Votes For

 

Votes Against

 

Abstentions

 

Broker Non-Votes

 

3,798,127

 

1,941

 

5,136

 

1,954,393

 

 

Item 7.01      Regulation FD Disclosure

 

On June 1, 2016, the Company released an updated investor presentation to be used in presentations to investors from time to time.  A copy of this investor presentation is attached hereto as Exhibit 99.1.

 

The information in this Item 7.01 (including Exhibit 99.1) is being furnished solely to satisfy the requirements of Regulation FD and shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934 (the “Exchange Act”) or otherwise subject to the liabilities of that Section, nor shall it be deemed to be incorporated by reference in any filing under the Securities Act of 1933 or the Exchange Act.

 

Item 9.01      Financial Statements and Exhibits

 

(d)   Exhibits

 

EXHIBIT
NO.

 

DESCRIPTION

 

 

 

99.1

 

Zynerba Pharmaceuticals, Inc. Investor Presentation (June 2016)

 

2



 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

ZYNERBA PHARMACEUTICALS, INC.

 

 

Date: June 1, 2016

By:

/s/ Suzanne Hanlon

 

 

Name:

Suzanne Hanlon

 

 

Title:

Secretary, General Counsel and Vice President, Human Resources

 

3



 

EXHIBIT INDEX

 

EXHIBIT
NO.

 

DESCRIPTION

 

 

 

99.1

 

Zynerba Pharmaceuticals, Inc. Investor Presentation (June 2016)

 

4