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EX-99.1 - PRESS RELEASE - Fifth Street Asset Management Inc.v424926_ex99-1.htm

 

                                                                                                                                                                             

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 
FORM 8-K

 

CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): November 16, 2015

  

 

Fifth Street Asset Management Inc.

 

(Exact name of registrant as specified in its charter)

 

Delaware 001-36701 46-5610118
(State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.)

 

 

777 West Putnam Avenue, 3rd Floor

Greenwich, CT 06830

 

(Address of principal executive offices) (Zip Code)

 

 

(203) 681-3600

 

Registrant’s telephone number, including area code

 

 

 

 (Former name or former address, if changed since last report.)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

 

Item 7.01 Regulation FD Disclosure

 

On November 16, 2015, Fifth Street Asset Management Inc. issued a press release announcing the rescheduling of its earning release and a delay in the filing of its Form 10-Q for the quarter ended September 30, 2015. The press release is furnished as Exhibit 99.1.

 

The information contained in this report is being furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section. In addition, the information contained in this report shall not be deemed incorporated by reference into any filing made under the Securities Act of 1933, as amended, except as expressly set forth by specific reference in such filing.

 

Item 9.01 Financial Statements and Exhibits

 

(d) Exhibits:

 

99.1         Press Release, dated November 16, 2015

 

 

 

 

SIGNATURES

 

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

    FIFTH STREET ASSET MANAGEMENT INC.
     
     
Date: November 16, 2015   By: /s/ Kerry S. Acocella  
      Name: Kerry S. Acocella
      Title: Senior Vice President, Legal and Secretary
           

 

 

 

 

EXHIBIT INDEX

 

 

Exhibit

 

99.1           Press Release, dated November 16, 2015