UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): July 10, 2015

 

Fifth Street Asset Management Inc.
(Exact name of registrant as specified in its charter)

 

 

Delaware 001-36701 46-5610118

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

 

 

777 West Putnam Avenue, 3rd Floor
Greenwich, CT 06830
(Address of principal executive offices) (Zip Code)

 

Registrant’s telephone number, including area code (203) 681-3600

 

 

(Former name or former address, if changed since last report.)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 
 

 

 

Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

 

In connection with his promotion to Chief Financial Officer of Fifth Street Finance Corp. and Fifth Street Senior Floating Rate Corp. on July 10, 2015, Mr. Steven M. Noreika will no longer serve as Chief Accounting Officer of Fifth Street Asset Management Inc. (the “Company”). Mr. Noreika also served as the Company’s principal accounting officer. Mr. Alexander C. Frank, the Company’s Chief Operating Officer and Chief Financial Officer, will assume the additional role as the Company’s principal accounting officer.

 

 

 
 

 

SIGNATURES

 

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

    FIFTH STREET ASSET MANAGEMENT INC.
     
     
Date: July 16, 2015   By:  /s/ David H. Harrison  
      Name: David H. Harrison
      Title: Executive Vice President and Secretary