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EX-99.1 - PRESS RELEASE - Fifth Street Asset Management Inc.v402328_ex99-1.htm

 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 


FORM 8-K

 

CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): February 19, 2015

  

Fifth Street Asset Management Inc.

 

(Exact name of registrant as specified in its charter)

  

Delaware 001-36701

46-5610118

(State or other jurisdiction (Commission (IRS Employer
of incorporation) File Number) Identification No.)

 

 

777 West Putnam Avenue, 3rd Floor

Greenwich, CT 06830

 

(Address of principal executive offices) (Zip Code)

 

Registrant’s telephone number, including area code    (203) 681-3600

 

 

(Former name or former address, if changed since last report.)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

[   ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

[   ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

[   ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

[   ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 
 

Item 8.01 Other Events

 

On February 19, 2015, Fifth Street Asset Management Inc. issued a press release announcing the closing of a $309.5 million collateralized loan obligation (the “CLO”). In connection with the closing of the CLO, it is expected that the Investment Management Agreement dated as of February 18, 2014, by and between Fifth Street Senior Loan Fund I Operating Entity, LLC and Fifth Street Management LLC, will be terminated.

 

A copy of the press release is attached as Exhibit 99.1.

 

Item 9.01 Financial Statements and Exhibits

 

(d) Exhibit:

 

99.1 Press Release, dated as of February 19, 2015.

 

 
 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

    FIFTH STREET ASSET MANAGEMENT INC.
     
     
Date: February 19, 2015   By: /s/ David H. Harrison
      Name: David H. Harrison
      Title: Executive Vice President and Secretary

 

 

 
 

EXHIBIT INDEX

 

 

Exhibit

 

  99.1 Press Release, dated as of February 19, 2015