UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) May 9, 2014
(Exact name of registrant as specified in its charter)
(State or other jurisdiction of
(Commission File Number)
99 Almaden Boulevard
San Jose, California
(Address of principal executive offices)
(Registrant's telephone number, including area code)
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
□ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
□ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
□ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
□ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Section 2. Financial Information
Item 2.02 Results of Operations and Financial Condition
2.02 Results of Operations and Financial Condition: This Current Report on Form 8-K/A amends the Current Report on Form 8-K filed by UCP, Inc. (the “Company”) on May 9, 2014 (the “Original 8-K”), reporting the results of operations and financial condition. This amendment is being filed solely to correct period covered by the report, which was disclosed in the Original 8-K as covering the three and nine months ending September 30, 2013 instead of the three months ending March 31, 2014. Other than correcting the period covered by the report, there are no other amendments to the disclosure included in the Original 8-K.
UCP, Inc. issued a press release on May 9, 2014 announcing its financial results for the three months ended March, 31, 2014. The press release is attached hereto as Exhibit 99.1.
The information in Item 2.02 of this report, including the exhibit hereto, shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, or otherwise subject to the liabilities of Section 18, nor shall it be deemed incorporated by reference into any disclosure document relating to UCP, Inc., except to the extent, if any, expressly set forth by specific reference in such filing.
Item 9.01 Financial Statements and Exhibits
Press Release of UCP, Inc. dated May 9, 2014 (financial results for the three months ended March 31, 2014).
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: May 12, 2014
/s/ William J. La Herran
Name: William J. La Herran
Chief Financial Officer