UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d)

OF THE SECURITIES EXCHANGE ACT OF 1934

Date of report (Date of earliest event reported) June 14, 2013

 

 

MEDALLION FINANCIAL CORP.

(Exact name of registrant as specified in its charter)

 

 

Delaware

(State or other jurisdiction of incorporation)

 

814-00188   04-3291176
(Commission File Number)   (IRS Employer Identification Number)

437 Madison Avenue

New York, New York 10022

(Address of principal executive offices) (Zip Code)

Registrant’s telephone number, including area code (212) 328-2100

(Former Name or Former Address, if Changed Since Last Report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


ITEM 5.07. SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS.

Medallion Financial Corp. (the “Company”) held its annual meeting of stockholders (the “Annual Meeting”) on June 14, 2013. A summary of the matters voted on at the Annual Meeting by the Company’s stockholders is set forth below.

1. The following individuals were elected to the Company’s Board of Directors to serve as Class II Directors until the 2016 annual meeting of stockholders by the following votes:

 

NOMINEE

   VOTES FOR        VOTES WITHELD      BROKER NON-VOTES  

Mario M. Cuomo

     10,643,106           1,391,003         7,471,928   

Andrew M. Murstein

     11,323,966           710,143         7,471,928   

Lowell P. Weicker, Jr.

     11,643,532           390,577         7,471,928   

2. The Company’s stockholders ratified the appointment of WeiserMazars LLP as the Company’s independent registered public accounting firm by the following votes:

 

VOTES FOR

   VOTES AGAINST      VOTES ABSTAINED      BROKER NON-VOTES  

19,065,002

     320,689         120,166         —     

3. The Company’s stockholders approved a non-binding advisory resolution to approve executive compensation by the following votes:

 

VOTES FOR

   VOTES AGAINST      VOTES ABSTAINED      BROKER NON-VOTES  

10,224,889

     1,506,736         416,181         7,358,231   

 

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

MEDALLION FINANCIAL CORP.

 

By:  

/s/ Larry D. Hall

 

Name: Larry D. Hall

Title:   Chief Financial Officer

Date: June 19, 2013

 

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