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EX-10.1 - EXHIBIT TO SWIFT ENERGY 2002 STOCK PLAN AMEND 5 - SILVERBOW RESOURCES, INC.stockplanexhibit.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
_________________________

FORM 8-K

CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934


Date of Report (or Date of Earliest Event Reported):  May 2, 2012


SWIFT ENERGY COMPANY
(Exact name of Registrant as specified in its charter)

Texas
1-8754
20-3940661
(State or other jurisdiction of incorporation)
(Commission File Number)
(IRS Employer
Identification No.)

16825 Northchase Drive, Suite 400
Houston, Texas 77060
(Address of principal executive offices)

(281) 874-2700
(Registrant’s telephone number)

Not Applicable
(Former Name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))



 
 
 

 


 
Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
 
Swift Energy Company (the “Company”) amended the First Amended and Restated Swift Energy Company 2005 Stock Compensation Plan, dated November 4, 2008 (as amended, the “Plan”) to remove the Reload Options feature from (1) all outstanding Stock Options as of May 1, 2012 and (2) all Stock Options granted on or after May 1, 2012.
 
The description of the amendment set forth above does not purport to be complete and is qualified in its entirety by reference to the full text of the amendment, a copy of which is filed as Exhibit 10.1 to this Current Report and is incorporated by reference herein.
 
 
Item 9.01.                      Financial Statements and Exhibits
 
(d) Exhibit.
 
Exhibit
Number
 
Description
     
10.1
 
Amendment No.5, effective May 2, 2012 to the First Amended and Restated Swift Energy Company 2005 Stock Compensation Plan, dated November 4, 2008.
 

 
 

 

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
   
Swift Energy Company
Date:
May 2, 2012
 
By: 
 
 
/s/ Bruce H. Vincent
       
Bruce H. Vincent
President
 

                                                                                                      
 
 

 


EXHIBIT INDEX

Exhibit
Number
 
Description
     
10.1
 
Amendment No.5, effective May 2, 2012 to the First Amended and Restated Swift Energy Company 2005 Stock Compensation Plan, dated November 4, 2008.