UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
Current Report Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): September 7, 2021 (September 3, 2021)
Investcorp Credit Management BDC, Inc.
(Exact name of registrant as specified in its charter)
Maryland | 814-01054 | 46-2883380 | ||
(State or other jurisdiction | (Commission File Number) | (I.R.S. Employer Identification No.) | ||
of incorporation) |
280 Park Avenue
39th Floor
New York, NY 10017
(Address of principal executive offices and zip code)
Registrants telephone number, including area code: (212) 257-5199
Former name or former address, if changed since last report
Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of Each Class | Trading symbol(s) |
Name of Each Exchange on Which Registered | ||
Common Stock, par value $0.001 per share | ICMB |
The NASDAQ Global Select Market |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 3.02. Unregistered Sales of Equity Securities.
On September 3, 2021, Investcorp Credit Management BDC, Inc. (the Company) issued 453,985 shares of common stock, par value $0.001 per share (the Common Stock), to Investcorp BDC Holdings Limited (Investcorp) at a price of $6.92 per share for an aggregate offering price of $3,141,576.20.
The sale of the Common Stock was made pursuant to the Stock Purchase and Transaction Agreement, dated as of June 26, 2019, by and between Investcorp and the Company. The issuance of the Common Stock is exempt from the registration requirements of the Securities Act of 1933, as amended (the Securities Act), pursuant to Section 4(a)(2) thereof and Regulation D thereunder. Investcorp is an accredited investor as that term is defined in Rule 501(a) of Regulation D under the Securities Act.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: September 7, 2021 | INVESTCORP CREDIT MANAGEMENT BDC, INC. | |||||
By: | /s/ Rocco DelGuercio | |||||
Name: Rocco DelGuercio | ||||||
Title: Chief Financial Officer |