UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C.  20549

 

 

 

FORM 8-K

 

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

Date of report (Date of earliest event reported): April 21, 2020 (April 1, 2020)

 

Frontier FundS

FRONTIER SELECT FUND

(Exact Name of Registrant as Specified in Charter)

 

Delaware   000-51274   36-6815533
(State or Other Jurisdiction   (Commission File Number)   (IRS Employer
of Incorporation)       Identification No.)

 

c/o Frontier Fund Management, LLC

25568 Genesee Trail Road

Golden, Colorado 80401

(Address of Principal Executive Offices)

 

(303) 454-5500

(Registrant's telephone number, including area code)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act.
Soliciting material pursuant to Rule 14a-12 under the Exchange Act.
Pre-commencement communications pursuant to Rule 14d-2b under the Exchange Act.
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act.

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company      ☐

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading Symbol(s)   Name of each exchange on which registered
         

 

 

 

 

 

 

Item 8.01. Other Events.

 

Effective April 1, 2020, Frontier Fund Management, the managing owner of the Registrant, added Doherty Advisors, LLC (“Doherty”), a major commodity trading advisor for the Frontier Select Fund. Doherty is accessed through the Galaxy Plus Managed Account platform.

 

The current commodity trading advisors, including those advising commodity pools on the Galaxy Plus Managed Account platform and/or reference programs for the Frontier Select Fund are:

 

BH-DG Systematic Trading LLP

 

Doherty Advisors, LLC

 

Welton Investment Partners, LLC

 

As a result of the addition of Doherty, the managing owner has made the following allocation adjustments to Frontier Select Fund.

 

As of April 1, 2020, the allocation of the assets of the Frontier Select Fund between the trading advisors was as follows (however, the actual allocation among trading advisors for the Frontier Select Fund will vary based on the relative trading performance of the trading advisors and/or reference programs, and the managing owner may otherwise vary such percentages from time to time in its sole discretion):

 

 

Advisor

Allocation as of April 1, 2020

(expressed as a percentage of aggregate notional exposure to commodity trading programs)

BH-DG Systematic Trading LLP 36%
Doherty Advisors, LLC (accessed via Galaxy Plus Fund – Doherty Feeder Fund (528) LLC) 28%
Welton Investment Partners, LLC (accessed via Galaxy Plus Fund – Welton GDP Feeder Fund (538) LLC) 36%

 

1

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  Frontier Funds
  (Registrant)
     
Date: April 21, 2020 By:

/s/ Patrick F. Hart III

    Patrick F. Hart III
    President and Chief Executive Officer of Frontier Fund Management, LLC, the Managing Owner

 

2

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

  Frontier Select Fund,
  a Series of Frontier Funds
  (Registrant)
     
Date: April 21, 2020 By:

/s/ Patrick F. Hart III

    Patrick F. Hart III
   

President and Chief Executive Officer of Frontier Fund Management, LLC, the Managing Owner of Frontier Select Fund, a Series of Frontier Funds

 

 

3