SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported) January 5, 2018
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NEW GLOBAL ENERGY, INC. |
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(Exact name of registrant as specified in its charter) |
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WYOMING |
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333-179669 |
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45-4349842 |
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(State or other jurisdiction of incorporation) |
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(Commission File Number) |
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(IRS Employer Identification No.) |
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109 East 17th Street, Suite 4217, |
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Cheyenne, WY |
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82001 |
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(Address of principal executive offices) |
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(Zip Code) |
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE
(307) 633-9192
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 4.01. Changes in Registrant’s Certifying Accountant.
| (a) | On December 21, 2017, the Company Board of Directors, acting through the Chief Executive Officer, Perry West and D. Brooks and Associates CPA’s, P.A. agreed not to continue the engagement of D. Brooks and Associates CPA’s P.A. as independent certifying accountant for the Company. |
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| (b) | January 5, 2018, the Company finalized the engagement PKF LLP to act as the Company’s independent registered public accountant beginning immediately and, specifically, to complete the year-end audit for fiscal year ended December 31, 2016 and to review of the interim period ending September 30, 2016. Neither the Company nor anyone acting on the Company’s behalf hired PKF in any capacity, nor consulted with any member of that firm as to the application of accounting principles to a specified transaction, either completed or proposed, or the type of audit opinion that might be rendered as to the financial statements, nor was a written report or oral advice rendered that was an important factor considered by the Company or any of its employees in reaching a decision as to an accounting, auditing or financial reporting issue, or any matter that was either the subject of a disagreement or reportable event under 304(a)2) of Regulation S-K during the two most recent fiscal years and subsequent interim period through December 13, 2017. D. Brooks and Associates CPA’s, P.A. has been requested to review the disclosure contained herein and has been given the opportunity to furnish the Company with a letter addressed to the Commission containing any new information or clarification of the Company’s statements made in response to Item 304(a). |
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| (c) | The engagement of a new accountant, and the discontinuance with the prior accountant was done by the Chief Executive Officer and member of the Board of the Company, Mr. Perry West, with the knowledge and approval of the Board of Directors. The Company does not have an audit committee or any other committee charged with oversight of financial matters, and has entrusted this responsibility in its Chief Executive Officer acting as the Company’s Chief Financial Officer. |
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| (d) | There are not now, any disagreements that have brought to the attention of the Company between the Company and D. Brooks and Associates CPA’s, P.A. with respect to any matter of accounting principles, practices, financial statement disclosure, auditing scope or procedure for the reporting and filing completed prior to this date, nor have there been any “reportable events” as defined by Regulation S-K section 304(a)(1)(v) during that same period, other than has been reported and disclosed as required nor has his report on the financial statements for either of the past two years contained an adverse opinion, a disclaimer of opinion, or was qualified or modified as to uncertainty, audit scope or accounting principles. |
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| (e) | The Company’s prior certifying accountant, D. Brooks and Associates CPA’s, P.A. has been provided with a copy of this disclosure and requested to provide its consent and or comment as set forth in Item 304(a)(3) Regulation SK as promptly as possible so that it may be filed within 10 days of the date hereof with an amendment. |
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| New Global Energy, Inc. | |||
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January 5, 2018 |
By: | /s/ Perry West | |
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Perry West |
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Chairman and CEO | |
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