Attached files
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| EX-99.2 - PRESS RELEASE - MABVAX THERAPEUTICS HOLDINGS, INC. | ex99-2.htm |
| EX-99.1 - PRESS RELEASE - MABVAX THERAPEUTICS HOLDINGS, INC. | ex99-1.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): October 11,
2017
MABVAX THERAPEUTICS HOLDINGS, INC.
(Exact name of registrant as specified in its charter)
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Delaware
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000-31265
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93-0987903
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(State or other jurisdiction of
incorporation)
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(Commission File
Number)
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(IRS Employer Identification
No.)
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11535 Sorrento Valley Rd., Suite 400
San Diego, CA 92121
(Address of principal executive offices and zip code)
Registrant’s telephone number, including area code:
(858) 259-9405
N/A
(Former name or former address, if changed since last
report.)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
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☐
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Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act
(17 CFR 240.14a-12)
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☐
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Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
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☐
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Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))
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Indicate by check mark whether the registrant is an emerging growth
company as defined in as defined in Rule 405 of the Securities Act
of 1933 (§230.405 of this chapter) or Rule 12b-2 of the
Securities Exchange Act of 1934 (§240.12b-2 of this
chapter).
Emerging growth company [X]
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange Act. [
]
Item 8.01
Other
Events.
On
October 11, 2017, MabVax Therapeutics Holdings, Inc., a Delaware
corporation (the “Company”) announced that it had
entered into definitive agreements with select accredited investors
for the sale of 769,231 shares of the Company’s common stock
for aggregate gross proceeds of $500,000. A copy of this
press release is attached hereto as Exhibit 99.1 and is
incorporated herein by reference.
Also on
October 11, 2017, the Company issued a press release announcing the
initiation of patient enrollment at a second site for its
radioimmunotherapy product. A copy of this press release is
attached hereto as Exhibit 99.2 and is incorporated herein by
reference.
Item 9.01
Financial
Statements and Exhibits.
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Exhibit
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No.
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Description
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Press
release announcing offering, issued October 11, 2017
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| 99.2 |
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Press release announcing initiation of patient enrollment, issued October 11, 2017 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned hereunto duly
authorized.
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MABVAX THERAPEUTICS HOLDINGS, INC.
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Dated: October 11, 2017
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/s/ Gregory P. Hanson
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Gregory P. Hanson
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Chief Financial Officer
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