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EX-10.1 - EXHIBIT 10.1 - MISONIX INCs107496_ex10-1.htm

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

 

Washington, DC 20549

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): September 12, 2017

 

 

MISONIX, INC.

(Exact name of Registrant as specified in its charter)

 

 

New York

(State or other jurisdiction

of incorporation)

1-10986

(Commission File Number)

11-2148932

(I.R.S. Employer

Identification No.)

 

1938 New Highway, Farmingdale, New York 11735

(Address of principal executive offices, including zip code)

 

(631) 694-9555

(Registrant's telephone number, including area code)

 
   
       

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

       Emerging growth company o

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o

 
 
 

Item 5.02.  Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

 

On September 12, 2017, Richard A. Zaremba agreed to step down, effective September 18, 2017 (the “Effective Date”), from his positions as Senior Vice President, Treasurer and Secretary of Misonix, Inc. (the “Company”). Mr. Zaremba will remain with the Company in a part-time, non-executive capacity. In addition to his current title of Chief Financial Officer, Joseph P. Dwyer assumed the titles of Treasurer and Secretary of the Company, as of the Effective Date.

 

On September 12, 2017, Mr. Zaremba and the Company entered into an amendment (the “Amendment”) to his existing severance letter agreement dated September 15, 2016 reflecting the effects of his part-time status. The Amendment is attached hereto as Exhibit 10.1, and is incorporated herein by reference.

 

 

Item 9.01.  Financial Statements and Exhibits

 

(d)       Exhibits – The following exhibit is filed as part of this report:

 

Exhibit No.         Description of Exhibit

 

10.1 Amendment dated as of September 18, 2017 to letter agreement between the Company and Richard A. Zaremba

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. 

 

    MISONIX, INC.
     
       
Date: September 18, 2017   By: /s/ Stavros G. Vizirgianakis
      Stavros G. Vizirgianakis
      Chief Executive Officer