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EX-99.2 - EX-99.2 - Trovagene, Inc.a17-20309_3ex99d2.htm
EX-99.1 - EX-99.1 - Trovagene, Inc.a17-20309_3ex99d1.htm




Washington, DC 20549




Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934


Date of Report (Date of earliest event reported): August 21, 2017


Trovagene, Inc.

(Exact name of registrant as specified in its charter)







(State or other jurisdiction


(Commission File


IRS Employer

of incorporation or organization)




Identification No.)


11055 Flintkote Avenue

San Diego, CA 92121

(Address of principal executive offices)


Registrant’s telephone number, including area code: (858) 952-7570



(Former name or former address, if changed since last report)


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:


o            Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425)


o            Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)


o            Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))


o            Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))


Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).  Emerging growth company o


If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  o





Item 8.01                                           Other Events.


On August 21, 2017, Trovagene, Inc.  (the “Company”) issued a press release announcing compelling results of preclinical research of PCM-075 with a Histone deacetylase (HDAC) inhibitor in Non-Hodgkin Lymphoma (NHL) cell lines.  A copy of the press release is furnished as Exhibit 99.1 to this Form 8-K.


The Company intends to conduct meetings with third parties in which its corporate slide presentation will be presented.  A copy of the presentation materials is attached as Exhibit 99.2 to this Current Report on Form 8-K and is incorporated herein by reference.


Item 9.01. Financial Statements and Exhibits


(d) Exhibits.




Press Release of Trovagene, Inc. dated August 21, 2017






Corporate Presentation of Trovagene, Inc.




Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


Dated:         August 21, 2017












/s/ William J. Welch



William J. Welch



President and Chief Executive Officer