Attached files

file filename
EX-99.1 - EX-99.1 - DAWSON GEOPHYSICAL COa17-12339_1ex99d1.htm

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

 

Date of report (date of earliest event reported): May 4, 2017

 

DAWSON GEOPHYSICAL COMPANY

(Exact name of Registrant as specified in its charter)

 

TEXAS

 

001-32472

 

74-2095844

(State of incorporation
or organization)

 

(Commission file number)

 

(I.R.S. employer identification number)

 

508 West Wall, Suite 800

Midland, Texas 79701

(Address of principal executive offices) (Zip Code)

 

(432) 684-3000

(Registrant’s telephone number, including area code)

 

 

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

o            Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o            Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o            Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act  (17 CFR 240.14d-2(b))

 

o            Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company o

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o

 

 

 



 

Item 2.02.                                        Results of Operations and Financial Condition.

 

On May 4, 2017, Dawson Geophysical Company (the “Company”) issued a press release reporting its preliminary and unaudited financial results for the quarter ended March 31, 2017, the first quarter of the Company’s 2017 year.

 

The Company hereby incorporates by reference into this Item 2.02 the information set forth in such press release, a copy of which is furnished as Exhibit 99.1 to this Current Report.  Pursuant to the rules and regulations of the Securities and Exchange Commission, such exhibit and the information set forth therein and herein are deemed to be furnished and shall not be deemed to be “filed” under the Securities Exchange Act of 1934, as amended (the “Exchange Act”).

 

Item 5.07.                                        Submission of Matters to a Vote of Security Holders.

 

The Annual Meeting of Shareholders of the Company was held on May 2, 2017.  The following proposals were adopted by the margins indicated:

 

1.                                      Proposal to elect a Board of Directors to hold office until the next annual meeting of shareholders and until their successors are elected and qualified.

 

 

 

Number of Shares

 

Director Name

 

For

 

Withheld

 

Broker
Non-Votes

 

William J. Barrett

 

12,974,485

 

1,871,088

 

3,879,568

 

Craig W. Cooper

 

14,149,388

 

696,185

 

3,879,568

 

Gary M. Hoover, Ph.D.

 

14,367,522

 

478,051

 

3,879,568

 

Stephen C. Jumper

 

14,402,949

 

442,624

 

3,879,568

 

Allen T. McInnes, Ph.D.

 

8,194,225

 

6,651,348

 

3,879,568

 

Ted R. North

 

14,455,583

 

389,990

 

3,879,568

 

Mark A. Vander Ploeg

 

14,337,221

 

508,352

 

3,879,568

 

Wayne A. Whitener

 

13,936,515

 

909,058

 

3,879,568

 

 

2.                                      Proposal to ratify the appointment of RSM US LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2017.

 

 

 

Number of Shares

 

For

 

15,860,105

 

Against

 

39,316

 

Abstain

 

2,825,720

 

 

2



 

3.                                      Proposal to approve, on an advisory basis, the executive compensation of the named executive officers.

 

 

 

Number of Shares

 

For

 

11,604,234

 

Against

 

2,881,345

 

Abstain

 

359,994

 

Broker Non-Votes

 

3,879,568

 

 

Item 9.01.                                        Financial Statements and Exhibits.

 

(d)                                 Exhibits.

 

In accordance with General Instruction B.2 of Form 8-K, the information set forth in the attached Exhibit 99.1 is deemed to be “furnished” and shall not be deemed to be “filed” for purposes of Section 18 of the Exchange Act.

 

EXHIBIT
NUMBER

 

 

 

DESCRIPTION

99.1

 

 

Press release, dated May 4, 2017.

 

3



 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

DAWSON GEOPHYSICAL COMPANY

 

 

 

 

Date: May 4, 2017

By:

/s/ James K. Brata

 

 

James K. Brata

 

 

Executive Vice President, Chief Financial Officer, Secretary and Treasurer

 

4