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EX-99.1 - EX-99.1 - Redwood Mortgage Investors IXck0001448038-ex991_6.htm

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of Earliest Event Reported): April 10, 2017

 

 

REDWOOD MORTGAGE INVESTORS IX, LLC

(Exact name of registrant as specified in its charter)  

 

 

 

 

 

 

 

Delaware

 

000-55601

 

26-3541068

(State of Incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

 

 

 

 

1825 S. Grant Street, Suite 250

 

 

San Mateo, CA

 

94402-2678

(Address of principal executive offices)

 

(Zip code)

Registrant’s telephone number, including area code: (650) 365-5341

Not Applicable

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 



Item 8.01.

Other Events.

 

Redwood Mortgage Investors IX, LLC is filing this Form 8-K to include the consent of its independent registered public accounting firm, BDO USA, LLP, in prospectus supplement no. 3 supplementing the prospectus contained in Registration Statement on Form S-11 (File No. 333-208315).

 

Item 9.01

Financial Statements and Exhibits.

 

 

(d)

 

Exhibits

 

Exhibit
No.

 

Description

 

 

99.1

 

Consent dated April 10, 2017 of BDO USA, LLP

 


 

 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

 

REDWOOD MORTGAGE INVESTORS IX, LLC

 

 

By:

 

Redwood Mortgage Corp., Manager

 

 

 

 

 

By:

/s/ Michael R. Burwell

 

 

Name:

Michael R. Burwell

 

 

Title:

President, Secretary and Treasurer

 

 

 

Date: April 10, 2017



EXHIBIT INDEX

 

 

 

 

 

Exhibit
No.

 

Exhibit

 

 

99.1

 

Consent dated April 10, 2017 of BDO USA, LLP