Attached files
| file | filename |
|---|---|
| EX-32.2 - EX-32.2 - UMB FINANCIAL CORP | d317189dex322.htm |
| EX-32.1 - EX-32.1 - UMB FINANCIAL CORP | d317189dex321.htm |
| EX-31.2 - EX-31.2 - UMB FINANCIAL CORP | d317189dex312.htm |
| EX-31.1 - EX-31.1 - UMB FINANCIAL CORP | d317189dex311.htm |
| EX-24.1 - EX-24.1 - UMB FINANCIAL CORP | d317189dex241.htm |
| EX-23.1 - EX-23.1 - UMB FINANCIAL CORP | d317189dex231.htm |
| 10-K - FORM 10-K - UMB FINANCIAL CORP | d317189d10k.htm |
EXHIBIT 21.1
SUBSIDIARIES OF UMB FINANCIAL CORPORATION
December 31, 2016
| Name of Entity Organization |
Incorporation or Jurisdiction of |
|||
| A. Registrant and Parent Company |
||||
| UMB Financial Corporation |
Missouri | |||
| B. Subsidiaries of Registrant |
||||
| 1. UMB Bank, n.a. UMB Financial Corporation owns 100% |
United States | |||
| a. UMB Bank & Trust, n.a. UMB Bank, n.a. owns 100% |
Missouri | |||
| b. UMB Capital Corporation UMB Bank, n.a. owns 100% |
Missouri | |||
| c. UMB Banc Leasing Corporation UMB Bank, n.a. owns 100% |
Missouri | |||
| d. UMB Trust Company of South Dakota UMB Bank, n.a. owns 100% |
South Dakota | |||
| e. UMB Insurance, Inc. UMB Bank, n.a. owns 100% |
Missouri | |||
| f. Kansas City Realty Company UMB Bank, n.a. owns 100% |
Kansas | |||
| 1) UMB Realty Company, LLC Kansas City Realty Company owns 100% |
Delaware | |||
| 2) Kansas City Financial Corporation Kansas City Realty Company owns 100% |
Kansas | |||
| g. UMB Colorado Property, LLC UMB Bank, n.a. owns 100% |
Colorado | |||
| h. Conifer Properties, LLC UMB Bank, n.a. owns 100% |
Missouri | |||
| i. Marquette Business Credit, LLC* UMB Bank, n.a. owns 100% |
Delaware | |||
| 1) Marquette Business Credit SPE I, LLC |
Minnesota | |||
| Marquette Business Credit, LLC owns 100% |
||||
| *Also does business under the names of: (A) Park Cities Auditing and (B) Park Cities Verifications |
||||
| j. Marquette Transportation Finance, LLC* |
Missouri | |||
| UMB Bank, n.a. owns 100% |
||||
| *Also does business under the name of Marquette Commercial Finance |
Delaware | |||
| k. Meridian AZ Properties, LLC UMB Bank, n.a. owns 100% |
Delaware | |||
| l. 9700, LLC UMB Bank, n.a. owns 100% |
Virginia | |||
| m. SB&T Assets, LLC UMB Bank, n.a. owns 100% |
Delaware | |||
| Name of Entity Organization |
Incorporation or Jurisdiction of |
|||
| 2. United Missouri Insurance Company |
Arizona | |||
| UMB Financial Corporation owns 100% |
||||
| 3. Scout Investments, Inc. |
Missouri | |||
| UMB Financial Corporation owns 100% |
||||
| 4. UMBCDC, Inc. |
Missouri | |||
| UMB Financial Corporation owns 100% |
||||
| 5. Scout Distributors, LLC |
Missouri | |||
| UMB Financial Corporation owns 100% |
||||
| 6. UMB Fund Services, Inc. |
Wisconsin | |||
| UMB Financial Corporation owns 100% |
||||
| a. UMB Distribution Services, LLC UMB Fund Services, Inc. owns 100% |
Wisconsin | |||
| 7. UMB Financial Services, Inc. |
Missouri | |||
| UMB Financial Corporation owns 100% |
||||
| 8. Marquette Asset Management, LLC |
Delaware | |||
| UMB Financial Corporation owns 100% |
||||
| 9. Prairie Capital Management, LLC |
Missouri | |||
| UMB Financial Corporation owns 100% |
||||
| 10. UMB Management Equity Holdings, Inc. UMB Financial Corporation owns 100% |
Missouri | |||
| a. UMB Management Equity PE I, LP |
Missouri | |||
| UMB Management Equity Holdings, Inc. owns 0.5% |
||||
| b. UMB Management Equity PE II, LP UMB Management Equity Holdings, Inc. owns 0.5% |
Missouri | |||
| c. UMB Management Equity HF, LP UMB Management Equity Holdings, Inc. owns 0.5% |
Missouri | |||
| 11. UMB Merchant Banc, LLC UMB Financial Corporation owns 100% |
Missouri | |||
| a. UMB Management Equity PE I, LP UMB Merchant Banc, LLC owns 99.5% |
Missouri | |||
| 1) PCM Capital – Private Equity III, LLC |
Delaware | |||
| UMB Management Equity PE I, LP owns 100% |
||||
| a) Flint Hills Private Equity III, L.P. PCM Capital – Private Equity III, LLC is general partner |
Delaware | |||
| 2) PCM Capital – Credit Opportunities, LLC UMB Management Equity PE I, LP owns 100% |
Delaware | |||
| a) Flint Hills Credit Opportunities, L.P. PCM Capital – Credit Opportunities, LLC is general partner |
Delaware | |||
| 3) PCM Capital – Woodford Co-Invest, LLC UMB Management Equity PE I, LP owns 100% |
Delaware | |||
| a) Flint Hills Woodford Co-Invest, L.P. PCM Capital – Woodford Co-Invest, LLC is general partner |
Delaware | |||
| Name of Entity Organization |
Incorporation or Jurisdiction of | |
| 4) PCM Capital – Private Equity IV, LLC UMB Management Equity PE I, LP owns 100% |
Delaware | |
| a) Flint Hills Private Equity IV, L.P. PCM Capital – Private Equity IV, LLC is general partner |
Delaware | |
| 5) PCM Capital – Permian Co-Invest, LLC |
Delaware | |
| UMB Management Equity PE I, LP owns 100% |
||
| a) Flint Hills Permian Co-Invest, L.P. PCM Capital – Permian Co-Invest, LLC is general partner |
Delaware | |
| 6) PCM Capital – CEC Opportunity II, LLC |
Delaware | |
| UMB Management Equity PE I, LP owns 100% |
||
| a) Flint Hills CEC Opportunity II, L.P. |
Delaware | |
| PCM Capital – CEC Opportunity II, LLC is general partner |
||
| 7) PCM Capital – Credit Opportunities II, LLC |
Delaware | |
| UMB Management Equity PE I, LP owns 100% |
||
| a) Flint Hills Credit Opportunities II, L.P. PCM Capital – Credit Opportunities II, LLC is general partner |
Delaware | |
| 8) PCM Capital – Kissner Co-Invest, LLC |
Delaware | |
| UMB Management Equity PE I, LP owns 100% |
||
| a) Flint Hills Kissner Co-Invest L.P. PCM Capital – Kissner Co-Invest, LLC is general partner |
Delaware | |
| 9) PCM Capital – BH New Opportunity Co-Invest Fund, LLC |
Delaware | |
| UMB Management Equity PE I, LP owns 100% |
||
| a) Flint Hills BH New Opportunity Co-Invest Fund L.P. PCM Capital – BH New Opportunity Co-Invest |
Delaware | |
| Fund, LLC is general partner |
||
| 10) PCM Capital – Traverse Midstream Co-Invest LLC |
Delaware | |
| UMB Management Equity PE I, LP owns 100% |
||
| a) Flint Hills Traverse Midstream Co-Invest L.P. PCM Capital – Traverse Midstream Co-Invest |
Delaware | |
| Fund LLC is general partner |
||
| 11) PCM Capital – EMG Opportunity II, LLC |
Delaware | |
| UMB Manageament Equity PE I, LP owns 100% |
||
| a) Flint Hills EMG Opportunity II, L.P. PCM Capital – EMG Opportunity II, LLC is general partner |
Delaware | |
| 12) PCM Capital – Venture Opportunities LLC |
Delaware | |
| UMB Management Equity PE I, LP owns 100% |
||
| a) Flint Hills Venture Opportunities L.P. PCM Capital – Venture Opportunities LLC is general partner |
Delaware | |
| Name of Entity Organization |
Incorporation or Jurisdiction of |
|||
| 13) PCM Capital – SVB Venture, L.P. |
Delaware | |||
| a) Flint Hills SVB Venture, L.P. |
||||
| PCM Capital – SVB Venture LLC |
||||
| is general partner |
||||
| b. UMB Management Equity PE II, LP |
Missouri | |||
| UMB Merchant Banc, LLC owns 99.5% |
||||
| 1) PCM Capital – Plains Co-Invest, LLC UMB Management Equity PE II, LP owns 100% |
Delaware | |||
| a) Flint Hills Plains Co-Invest, L.P. |
Delaware | |||
| PCM Capital – Plains Co-Invest, LLC is general partner |
||||
| 2) PCM Capital – UTICA Co-Invest, LLC UMB Management Equity PE II, LP owns 100% |
Delaware | |||
| a) Flint Hills UTICA Co-Invest, L.P. |
Delaware | |||
| PCM Capital – UTICA Co-Invest, LLC is general partner |
||||
| 3) PCM Capital – AEP Co-Invest, LLC UMB Management Equity PE II, LP owns 100% |
Delaware | |||
| a) Flint Hills AEP Co-Invest, L.P. |
Delaware | |||
| PCM Capital – AEP Co-Invest, LLC is general partner |
||||
| 4) PCM Capital – EMG Opportunity, LLC |
Delaware | |||
| UMB Management Equity PE II, LP owns 100% |
||||
| a) Flint Hills EMG Opportunity, L.P. PCM Capital – EMG Opportunity, LLC is general partner |
Delaware | |||
| 5) PCM Capital – Founders, LLC UMB Management Equity PE II, LP owns 100% |
Delaware | |||
| a) Flint Hills Founders, L.P. |
Delaware | |||
| PCM Capital – Founders, LLC is general partner |
||||
| c. UMB Management Equity HF, LP UMB Merchant Banc, LLC owns 99.5% |
Missouri | |||
| 1) PCM Capital – Concentrated Global L/S Equity,LLC UMB Management Equity HF, LP owns 100% |
Delaware | |||
| a) Flint Hills Concentrated Global L/S Equity, L.P. |
Delaware | |||
| PCM Capital – Concentrated Global L/S Equity, LLC is general partner |
||||
| 2) PCM Capital – Diversified Strategies, LLC |
Delaware | |||
| UMB Management Equity HF, LP owns 100% |
||||
| a) Flint Hills Diversified Strategies, L.P. |
Delaware | |||
| PCM Capital – Diversified Strategies, LLC is general partner |
||||
| 3) PCM Capital – Long/Short Equity, LLC UMB Management Equity HF, LP owns 100% |
Delaware | |||
| a) Flint Hills Long/Short Equity, L.P. |
Delaware | |||
| PCM Capital – Longshort Equity, LLC is general partner |
||||
| Name of Entity Organization |
Incorporation or Jurisdiction of | |
| 4) PCM Capital – Activist Strategies, LLC UMB Management Equity HF, LP owns 100% |
Delaware | |
| a) Flint Hills Activist Strategies, L.P. PCM Capital – Activist Strategies, LLC is general partner |
Delaware | |
| d. PCM Capital – Managed Equity Fund I, LLC UMB Merchant Banc, LLC owns 100% |
Delaware | |
| 1) Flint Hills Managed Equity Fund I L.P. |
Delaware | |
| PCM Capital – Managed Equity Fund I, LLC is general partner |
||
| e. PCM Capital – Private Equity Co-Investment I, LLC UMB Merchant Banc, LLC owns 100% |
Delaware | |
| 1) Flint Hills Private Equity Co-Investment I, L.P. PCM Capital – Private Equity Co-Investment I, LLC is general partner |
Delaware | |
| f. PCM Capital – Private Equity, LLC UMB Merchant Banc, LLC owns 100% |
Delaware | |
| 1) Flint Hills Private Equity, L.P. |
Delaware | |
| PCM Capital – Private Equity, LLC is general partner |
||
| g. PCM Capital – Private Equity II, LLC UMB Merchant Banc, LLC owns 100% |
||
| 1) Flint Hills Private Equity II, L.P. PCM Capital – Private Equity II, LLC is general partner |
Delaware | |
| h. PCM Capital – Select Managers Fund, LLC UMB Merchant Banc, LLC owns 100% |
Delaware | |
| 1) Flint Hills Select Managers Fund, L.P. |
Delaware | |
| PCM Capital – Select Managers Fund, LLC is general partner |
||
| i. PCM Capital – Spartan Co-Invest, LLC |
Delaware | |
| UMB Merchant Banc, LLC owns 100% |
||
| 1) Flint Hills Spartan Co-Invest, L.P. |
Delaware | |
| PCM Capital – Spartan Co-Invest, LLC is general partner |
||
| j. PCM Capital – Strategic Small Mid Cap, LLC |
Delaware | |
| UMB Merchant Banc, LLC owns 100% |
||
| 1) Flint Hills Strategic Small Mid Cap, L.P. |
Delaware | |
| PCM Capital – Strategic Small Mid Cap, LLC is general partner |
||
| k. PCM Capital – Tech Investments, LLC |
Delaware | |
| UMB Merchant Banc, LLC owns 100% |
||
| 1) Flint Hills Tech Investments, L.P. |
Delaware | |
| PCM Capital – Tech Investments, LLC is general partner |
||
| Name of Entity Organization |
Incorporation or Jurisdiction of | |
| l. PCM Capital – SQ Opportunity, LLC |
Delaware | |
| UMB Merchant Banc, LLC owns 100% |
||
| 1) Flint Hills SQ Opportunity, L.P. |
Delaware | |
| PCM Capital – SQ Opportunity, LLC is general partner |
||
| m. PCM Capital – CEC Opportunity, LLC |
Delaware | |
| UMB Merchant Banc, LLC owns 100% |
||
| 1) Flint Hills CEC Opportunity, L.P. |
Delaware | |
| PCM Capital – CEC Opportunity, LLC is general partner |
||