Attached files
file | filename |
---|---|
EX-32.1 - CERTIFICATION - PROCYON CORP | procyon10q9302016ex321.htm |
EX-31.2 - CERTIFICATION - PROCYON CORP | procyon10q9302016ex312.htm |
EX-31.1 - CERTIFICATION - PROCYON CORP | procyon10q9302016ex311.htm |
SECURITIES & EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 10-Q/A
(Amendment No. 1)
[x] Quarterly Report Under Section 13 or 15 (d) of
the Securities Exchange Act of 1934
For Quarterly Period Ended September 30, 2016
[ ] Transition Report Under Section 13 or 18(d) of the Exchange Act
Commission File Number: 0-17449
PROCYON CORPORATION
(Exact Name of Small Business Issuer as specified in its charter)
COLORADO 59-3280822
(State of Incorporation) (IRS Employer Identification Number)
1300 S. Highland Ave. Clearwater, FL 33756
(Address of Principal Offices)
(727) 447-2998
(Issuer’s Telephone Number)
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15 (d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. YES ☒ NO ☐
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). YES ☒ NO ☐
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act.
Large accelerated filer ☐ Accelerated filer ☐
Non-accelerated filer (Do not check if a smaller reporting company) ☐ Smaller reporting company ☒
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). YES ☐ NO ☒
Indicate the number of shares outstanding of each of the issuer’s classes of common stock, as of the latest practicable date: Common stock, no par value; 8,060,388 shares outstanding as of November 6, 2016.
EXPLANATORY NOTE
This Amendment No. 1 on Form 10-Q/A (this “Amendment No. 1”) amends our Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2016 that was filed with the U.S. Securities and Exchange Commission (“SEC”) on November 14, 2016 (the “Original Filing”). We are filing this Amendment No. 1 to update Part II, Item 6 and furnish Exhibit 101 to the Original Filing.
Except as set forth in Part II, Item 6 below and in any exhibits attached hereto, no other changes are made to the Original Filing. The Original Filing continues to speak as of the date of the Original Filing. Unless expressly stated, this Amendment No. 1 does not reflect events occurring after the filing date of the Original Filing, nor does it modify or update in any way the disclosures contained in the Original Filing.
2
PART II
ITEM 6. EXHIBITS
(A) EXHIBITS
31.1 | Certification of Regina W. Anderson pursuant
to Exchange Act Rule 13a-14(a)/15d-14(a) (filed herewith). |
31.2 | Certification of James B. Anderson pursuant to Exchange Act Rule 13a-14(a)/15d-14(a) (filed herewith). |
32.1 | Certification Pursuant to 18 U.S.C.§1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act Of 2002 (filed herewith). |
101.INS | XBRL Instance Document (furnished herewith). |
101.SCH | XBRL Taxonomy Extension Schema Document (furnished herewith). |
101.CAL | XBRL Taxonomy Presentation Linkbase Document (furnished herewith). |
101.DEF | XBRL Taxonomy Calculation Linkbase Document (furnished herewith). |
101.LAB | XBRL Taxonomy Label Linkbase Document (furnished herewith). |
101.PRE | XBRL Taxonomy Extension Definition Linkbase Document (furnished herewith). |
SIGNATURES
In accordance with the requirements of the Exchange Act, the registrant caused this Amendment No. 1 to its Quarterly Report on Form 10-Q/A to be signed on its behalf by the undersigned, there unto duly authorized.
PROCYON CORPORATION | |
November 15, 2016 | By:/s/ REGINA W. ANDERSON |
Date | Regina W. Anderson, Chief Executive Officer |
3