Attached files

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EX-4.9 - SECURITY DEED - ELIZABETH ARDEN INCd164540dex49.htm
EX-4.8 - SWISS ASSIGNMENT AGREEMENT - ELIZABETH ARDEN INCd164540dex48.htm
EX-4.7 - DUTCH SECURITY AGREEMENT - ELIZABETH ARDEN INCd164540dex47.htm
EX-4.6 - DEED OF PLEDGE SHARES - ELIZABETH ARDEN INCd164540dex46.htm
EX-4.5 - CANADIAN SECURITY AGREEMENT - ELIZABETH ARDEN INCd164540dex45.htm
EX-4.4 - CANADIAN PLEDGE AGREEMENT - ELIZABETH ARDEN INCd164540dex44.htm
EX-4.3 - SIXTH AMENDMENT TO CREDIT AGREEMENT - ELIZABETH ARDEN INCd164540dex43.htm
EX-4.2 - SECOND AMENDED AND RESTATED SECURITY AGREEMENT - ELIZABETH ARDEN INCd164540dex42.htm
8-K - FORM 8-K - ELIZABETH ARDEN INCd164540d8k.htm

Exhibit 4.1

Execution Version

 

 

 

 

LOGO

FOURTH AMENDED AND RESTATED CREDIT AGREEMENT

dated as of

July 26, 2016

Among

 

LOGO

ELIZABETH ARDEN, INC., as the U.S. Borrower,

ELIZABETH ARDEN (CANADA) LIMITED, as the Canadian Borrower,

ELIZABETH ARDEN INTERNATIONAL SÀRL, as the Swiss Borrower,

ELIZABETH ARDEN (UK) LTD., as the U.K. Borrower,

CERTAIN OTHER SUBSIDIARIES OF ELIZABETH ARDEN, INC., as Guarantors,

The Lenders Party Hereto,

JPMORGAN CHASE BANK, N.A.,

as Administrative Agent,

BANK OF AMERICA, N.A.,

as U.S. Collateral Agent and Syndication Agent, and

WELLS FARGO BANK, NATIONAL ASSOCIATION and HSBC BANK USA, N.A.,

as Co-Documentation Agents

with

JPMORGAN CHASE BANK, N.A., BANK OF AMERICA, N.A. and

WELLS FARGO BANK, NATIONAL ASSOCIATION

as Joint Lead Arrangers and Joint Bookrunners

ASSET BASED LENDING

 

 

 


TABLE OF CONTENTS

Page

ARTICLE I

DEFINITIONS

 

Section 1.01

  

Defined Terms

     2   

Section 1.02

  

Classification of Loans and Borrowings

     62   

Section 1.03

  

Terms Generally

     62   

Section 1.04

  

Accounting Terms; GAAP

     63   

Section 1.05

  

Status of Obligations

     63   

Section 1.06

  

Determination of U.S.

     64   

Section 1.07

  

Dutch Terms

     64   
ARTICLE II   
THE CREDITS   

Section 2.01

  

Commitments

     64   

Section 2.02

  

Loans and Borrowings

     65   

Section 2.03

  

Requests for Revolving Borrowings

     66   

Section 2.04

  

Protective Advances

     67   

Section 2.05

  

Swingline Loans

     69   

Section 2.06

  

Letters of Credit

     70   

Section 2.07

  

Funding of Borrowings

     76   

Section 2.08

  

Interest Elections

     77   

Section 2.09

  

Termination and Reduction of Commitments; Increase in Commitments

     78   

Section 2.10

  

Repayment and Amortization of Loans; Evidence of Debt

     81   

Section 2.11

  

Prepayment of Loans

     83   

Section 2.12

  

Fees

     84   

Section 2.13

  

Interest

     85   

Section 2.14

  

Alternate Rate of Interest

     87   

Section 2.15

  

Increased Costs

     88   

Section 2.16

  

Break Funding Payments

     89   

Section 2.17

  

Withholding of Taxes; Gross Up

     90   

Section 2.18

  

Payments Generally; Allocation of Proceeds; Sharing of Set-offs

     97   

Section 2.19

  

Mitigation Obligations; Replacement of Lenders

     101   

Section 2.20

  

Defaulting Lenders

     101   

Section 2.21

  

Returned Payments

     103   

Section 2.22

  

Judgment Currency

     103   

Section 2.23

  

Designation or Removal of Foreign Borrower

     104   

 

i


ARTICLE III

REPRESENTATIONS AND WARRANTIES

 

Section 3.01

  

Corporate Existence and Power

     104   

Section 3.02

  

Corporate and Governmental Authorization; No Contravention

     105   

Section 3.03

  

Binding Effect

     105   

Section 3.04

  

Financial Information

     105   

Section 3.05

  

Litigation

     106   

Section 3.06

  

Compliance with ERISA; Pension Plans

     106   

Section 3.07

  

Environmental Matters

     107   

Section 3.08

  

Taxes

     107   

Section 3.09

  

Subsidiaries

     107   

Section 3.10

  

Investment Company Status; U.K

     108   

Section 3.11

  

Full Disclosure

     108   

Section 3.12

  

Compliance with Laws and Agreements

     108   

Section 3.13

  

Governmental Approvals

     108   

Section 3.14

  

Locations

     108   

Section 3.15

  

Licenses; Trademarks; Distribution Agreements.

     109   

Section 3.16

  

Inventory

     110   

Section 3.17

  

Security

     110   

Section 3.18

  

Quality of Inventory

     110   

Section 3.19

  

Lockbox Accounts

     110   

Section 3.20

  

Solvency

     111   

Section 3.21

  

Common Enterprise; Benefit Received

     111   

Section 3.22

  

Anti-Corruption Laws and Sanctions

     112   

Section 3.23

  

EEA Financial Institutions

     112   

Section 3.24

  

Centre of Main Interest

     112   

Section 3.25

  

Compliance with Swiss Non-Bank Rules

     112   

Section 3.26

  

European Distribution Agreements

     113   
ARTICLE IV   
CONDITIONS   

Section 4.01

  

Effective Date

     113   

Section 4.02

  

Each Credit Event

     117   

Section 4.03

  

Designation of a Foreign Borrower

     117   
ARTICLE V   
COVENANTS   

Section 5.01

  

Information

     120   

Section 5.02

  

Payment of Obligations

     124   

Section 5.03

  

Maintenance of Property; Insurance.

     124   

 

ii


Section 5.04

  

Conduct of Business and Maintenance of Existence

     124   

Section 5.05

  

Compliance with Laws

     125   

Section 5.06

  

Inspection of Property, Books and Records

     125   

Section 5.07

  

Additional Guarantors; Further Assurances

     126   

Section 5.08

  

Canadian Pension Plans

     127   

Section 5.09

  

Investments

     127   

Section 5.10

  

Negative Pledge

     129   

Section 5.11

  

Consolidations, Mergers and Sales of Assets

     130   

Section 5.12

  

Use of Proceeds and Letters of Credit

     131   

Section 5.13

  

Transactions with Affiliates

     131   

Section 5.14

  

Restricted Payments

     132   

Section 5.15

  

Borrower or Guarantor Indebtedness

     133   

Section 5.16

  

Sale and Lease Back Transaction

     133   

Section 5.17

  

Foreign Jurisdictions

     133   

Section 5.18

  

Swap Agreements

     134   

Section 5.19

  

Minimum Quarterly Consolidated Debt Service Pricing Ratio

     134   

Section 5.20

  

European Cash Management

     135   

Section 5.21

  

Restriction on Payment of Indebtedness

     136   

Section 5.22

  

Lockbox and Deposit Accounts

     138   

Section 5.23

  

Indenture Increase

     138   

Section 5.24

  

Compliance with Swiss Non-Bank Rules

     138   

Section 5.25

  

European Distribution Agreements

     139   

Section 5.26

  

Foreign Pension Plans

     139   

Section 5.27

  

European Collateral

     139   

Section 5.28

  

Financial Assistance

     140   

Section 5.29

  

Post-Closing Deliveries

     140   
ARTICLE VI   
DEFAULTS   

Section 6.01

  

Events of Default

     140   

Section 6.02

  

Default

     143   

Section 6.03

  

Management; Collection of Accounts

     143   

Section 6.04

  

Status of Accounts.

     145   

Section 6.05

  

Collateral Custodian

     147   

Section 6.06

  

Performance by the Agent

     147   
ARTICLE VII   
THE ADMINISTRATIVE AGENT   

Section 7.01

  

Appointment

     148   

Section 7.02

  

Rights as a Lender

     149   

Section 7.03

  

Duties and Obligations

     149   

Section 7.04

  

Reliance

     149   

Section 7.05

  

Actions through Sub-Agents

     150   

 

iii


Section 7.06

  

Resignation

     150   

Section 7.07

  

Non-Reliance

     151   

Section 7.08

  

Other Agency Titles

     152   

Section 7.09

  

Perfection by Possession and Control; Deposit Accounts

     152   

Section 7.10

  

[Reserved]

     153   

Section 7.11

  

Powers and Immunities of Issuing Bank and Swingline Lender

     153   

Section 7.12

  

No Partners or Co-Venturers; Administrative Agent as Representative of the Secured Parties

     153   
ARTICLE VIII   
MISCELLANEOUS   

Section 8.01

  

Notices

     159   

Section 8.02

  

Waivers; Amendments

     161   

Section 8.03

  

Expenses; Indemnity; Damage Waiver

     164   

Section 8.04

  

Successors and Assigns

     166   

Section 8.05

  

Survival

     170   

Section 8.06

  

Counterparts; Integration; Effectiveness; Electronic Execution

     171   

Section 8.07

  

Severability

     171   

Section 8.08

  

Right of Setoff

     171   

Section 8.09

  

Governing Law; Jurisdiction; Consent to Service of Process

     172   

Section 8.10

  

WAIVER OF JURY TRIAL

     173   

Section 8.11

  

Headings

     173   

Section 8.12

  

Confidentiality

     173   

Section 8.13

  

Several Obligations; Nonreliance; Violation of Law

     175   

Section 8.14

  

USA PATRIOT Act

     175   

Section 8.15

  

Canadian Anti-Money Laundering Legislation.

     175   

Section 8.16

  

Disclosure

     176   

Section 8.17

  

Interest Rate Limitation

     176   

Section 8.18

  

No Advisory or Fiduciary Responsibility

     177   

Section 8.19

  

Marketing Consent

     177   

Section 8.20

  

Acknowledgment and Consent to Bail-In of EEA Financial Institutions

     177   

Section 8.21

  

Intercreditor Agreement

     178   

Section 8.22

  

Limitation on Subsidiaries

     178   

Section 8.23

  

Replacement/Restatement of the Existing Credit Agreement; Release

     178   

Section 8.24

  

Application under CCAA

     179   
ARTICLE IX   
LOAN GUARANTY OF THE U.S. LOAN PARTIES   

Section 9.01

  

Guaranty

     179   

Section 9.02

  

Guaranty of Payment

     180   

Section 9.03

  

No Discharge or Diminishment of Loan Guaranty

     180   

Section 9.04

  

Defenses Waived

     181   

Section 9.05

  

Rights of Subrogation

     181   

 

iv


Section 9.06

  

Reinstatement; Stay of Acceleration

     181   

Section 9.07

  

Information

     182   

Section 9.08

  

Termination

     182   

Section 9.09

  

Taxes

     182   

Section 9.10

  

Maximum Liability

     182   

Section 9.11

  

Contribution

     182   

Section 9.12

  

Liability Cumulative

     183   

Section 9.13

  

Keepwell

     183   
ARTICLE X   
LOAN GUARANTY OF FOREIGN LOAN PARTIES   

Section 10.01

  

Guaranty

     184   

Section 10.02

  

Guaranty of Payment

     184   

Section 10.03

  

No Discharge or Diminishment of Loan Guaranty

     185   

Section 10.04

  

Defenses Waived

     185   

Section 10.05

  

Rights of Subrogation

     186   

Section 10.06

  

Reinstatement; Stay of Acceleration

     186   

Section 10.07

  

Information

     186   

Section 10.08

  

Termination

     186   

Section 10.09

  

Taxes

     187   

Section 10.10

  

Maximum Liability

     187   

Section 10.11

  

Contribution

     187   

Section 10.12

  

Liability Cumulative

     188   

Section 10.13

  

Keepwell

     188   

Section 10.14

  

German Guaranty Limitations

     189   

Section 10.15

  

Limitations for Swiss Loan Parties

     191   

Section 10.16

  

No Foreign Guarantee of Domestic Obligations

     193   
ARTICLE XI   
THE BORROWER REPRESENTATIVE   

Section 11.01

  

Appointment; Nature of Relationship

     193   

Section 11.02

  

Powers

     193   

Section 11.03

  

Employment of Agents

     193   

Section 11.04

  

Notices

     193   

Section 11.05

  

Successor Borrower Representative

     194   

Section 11.06

  

Execution of Loan Documents; Borrowing Base Certificate

     194   

Section 11.07

  

Reporting

     194   
ARTICLE XII   
SUBORDINATION OF INTERCOMPANY INDEBTEDNESS   

Section 12.01

  

Subordination of Intercompany Indebtedness

     194   

 

v


SCHEDULES:

Commitment Schedule

 

Schedule 1.01

  

Existing Letters of Credit

Schedule 3.05    Litigation
Schedule 3.06    U.K. Pension Plans/ Schemes
Schedule 3.09    Subsidiaries
Schedule 3.14    Locations
Schedule 3.15    Licenses, Trademarks and Distribution Agreements
Schedule 3.19    Lockbox Accounts
Schedule 5.09    Permitted Investments
Schedule 5.10    Liens
Schedule 5.15    Arden Acquisition Indebtedness
Schedule 5.29    Post-Closing Deliveries

EXHIBITS:

 

Exhibit A

     —        

Form of Assignment and Assumption

Exhibit B

     —        

Form of Borrowing Base Certificate

Exhibit C

     —        

Form of Compliance Certificate

Exhibit D

     —        

Form of Consent and Subordination Agreement

Exhibit E-1

     —        

U.S. Tax Certificate (For Foreign Lenders that are not Partnerships for U.S. Federal Income Tax Purposes)

Exhibit E-2

     —        

U.S. Tax Certificate (For Foreign Participants that are not Partnerships for U.S. Federal Income Tax

Purposes)

Exhibit E-3

     —        

U.S. Tax Certificate (For Foreign Participants that are Partnerships for U.S. Federal Income Tax Purposes)

Exhibit E-4

     —        

U.S. Tax Certificate (For Foreign Lenders that are Partnerships for U.S. Federal Income Tax Purposes)

Exhibit F

     —        

Form of Borrowing Subsidiary Agreement

Exhibit G

     —        

Form of Intercreditor Agreement

Exhibit H

     —        

Form of Joinder Agreement

 

vi


THIS FOURTH AMENDED AND RESTATED CREDIT AGREEMENT dated as of July 26, 2016 (as it may be amended, restated, supplemented or modified from time to time, this “Agreement”), among ELIZABETH ARDEN, INC., a Florida corporation (the “U.S. Borrower”), ELIZABETH ARDEN (CANADA) LIMITED, a company organized under the laws of Ontario, Canada, ELIZABETH ARDEN INTERNATIONAL SÀRL, a company organized under the laws of Switzerland, and ELIZABETH ARDEN (UK) LTD., a company incorporated under the laws of England and Wales, as borrowers, the other Loan Parties (as defined below) party hereto, the Lenders (as defined below) party hereto, JPMORGAN CHASE BANK, N.A., as administrative agent, and BANK OF AMERICA, N.A., as U.S. collateral agent.

WHEREAS, the U.S. Borrower, Fleet National Bank (now Bank of America, N.A.), in its capacity as administrative agent thereunder, and certain other financial institutions party thereto executed that certain Amended and Restated Credit Agreement dated as of January 29, 2001 (as amended or otherwise modified prior to December 24, 2002, herein the “Original Credit Agreement”), which amended and restated a Credit Agreement with the U.S. Borrower dated January 23, 2001 and pursuant to which the lenders party thereto extended a credit facility to the U.S. Borrower for revolving loans and letters of credit;

WHEREAS, the U.S. Borrower, JPMorgan Chase Bank, N.A., in its capacity as administrative agent thereunder, Fleet National Bank (now Bank of America, N.A.), in its capacity as collateral agent thereunder, and certain other financial institutions party thereto executed that certain Second Amended and Restated Credit Agreement dated as of December 24, 2002 (as the same has been amended or otherwise modified prior to January 21, 2011, herein the “Second Amended Credit Agreement”), which amended and restated the Original Credit Agreement in its entirety and pursuant to which the lenders party thereto extended a credit facility to the U.S. Borrower for revolving loans and letters of credit;

WHEREAS, the U.S. Borrower, JPMorgan Chase Bank, N.A., in its capacity as administrative agent thereunder, Bank of America, N.A. (as successor-in-interest to Fleet National Bank), in its capacity as collateral agent thereunder, and certain other financial institutions party thereto as banks (the “Existing Lenders”) executed that certain Third Amended and Restated Credit Agreement dated as of January 21, 2011 (as the same has been amended or otherwise modified prior to the date hereof, herein the “Existing Credit Agreement”, and all indebtedness arising pursuant to the Existing Credit Agreement, the “Existing Indebtedness”), which amended and restated the Second Amended Credit Agreement in its entirety and pursuant to which the lenders party thereto extended a credit facility to the U.S. Borrower for revolving loans and letters of credit;

WHEREAS, the U.S. Borrower desires to (a) modify the Existing Indebtedness and obtain Loans and Letters of Credit for the purposes permitted herein and (b) enable the Canadian Borrower, the Swiss Borrower and the U.K. Borrower (each as defined below) to become parties hereto and to obtain Loans for the purposes permitted herein, which the Agents and the Lenders are willing to do by amending and restating the Existing Credit Agreement in its entirety, subject to the terms and conditions set forth herein; and

 

1


WHEREAS, after giving effect to the amendment and restatement of the Existing Credit Agreement pursuant to the terms hereof, the Commitment (as defined below) of each Lender hereunder will be as set forth on the Commitment Schedule (as defined below) hereto.

NOW, THEREFORE, in consideration of the premises, the representations, warranties, covenants and agreements contained herein, and other good and valuable consideration, the receipt and adequacy of which are hereby acknowledged, and subject to the satisfaction or waiver of each condition precedent contained in Section 4.01 hereof, the parties hereto agree that the Existing Credit Agreement shall be amended and restated as of the Effective Date in its entirety to read as follows:

ARTICLE I

Definitions

Section 1.01 Defined Terms. As used in this Agreement, the following terms have the meanings specified below:

ABR”, when used in reference to any Loan or Borrowing, refers to whether such Loan, or the Loans comprising such Borrowing, bear interest at a rate determined by reference to the Alternate Base Rate.

Account” has the meaning assigned to such term in the applicable Security Agreement.

Account Debtor” means any Person obligated on an Account.

Acquisition” means: (a) the purchase or acquisition of all or substantially all of the assets of any Person, any division, branch or business of any Person or any product line of any Person; (b) the purchase of a controlling equity interest in any Person; or (c) the merger, amalgamation or consolidation of any Person with any other Person, in each case set forth in clauses (a), (b) or (c), in any single transaction or in any group of related transactions which are part of a common plan.

Adjusted LIBO Rate” means, with respect to any Eurodollar Borrowing for any Interest Period or for any ABR Borrowing, an interest rate per annum (rounded upwards, if necessary, to the next 1/16 of 1%) equal to (a) the LIBO Rate for such Interest Period multiplied by (b) the Statutory Reserve Rate.

Administrative Agent” means JPMorgan Chase Bank, N.A., in its capacity as administrative agent, security trustee and/or collateral agent for the Secured Parties hereunder or, as applicable, such branches or affiliates of JPMorgan Chase Bank, N.A. as it shall from time to time designate for the purpose of performing its obligations hereunder in such capacity. References to the “Administrative Agent” shall also include JPMorgan Chase Bank, N.A., Toronto Branch (including but not limited to matters pertaining to the Canadian Loan Parties), JPMorgan Chase Bank, N.A., London Branch (including but not limited to matters pertaining to the European Loan Parties) and any such other branch or affiliate of JPMorgan Chase Bank, N.A. designated by JPMorgan Chase Bank, N.A. for the purpose of performing such obligations in such capacity.

 

2


Administrative Questionnaire” means an Administrative Questionnaire in a form supplied by the Administrative Agent.

Advance Percent” means eighty–five percent (85%) based on continuing confirmation of a Dilution Percentage of no more than five percent (5%) determined, as of any date, as reflected in the Administrative Agent’s most recent field examination for the applicable Borrower or if the Dilution Percentage is more than five percent (5%) determined, as of any date, as reflected in the Administrative Agent’s most recent field examination for the applicable Borrower, such other percent as the Administrative Agent may, at any time hereafter, determine is necessary to protect the applicable Lenders’ interests, such determination to be made in the Administrative Agent’s Permitted Discretion.

Affiliate” means, with respect to a specified Person, another Person that directly, or indirectly through one or more intermediaries, Controls or is Controlled by or is under common Control with the specified Person.

Agent Parties” has the meaning assigned to such term in Section 8.01(d).

Agents” means, collectively, the Administrative Agent and the U.S. Collateral Agent, and “Agent” means any one of such Agents, individually.

Aggregate Borrowing Base Capacity” has the meaning assigned to such term in Section 5.19.

Aggregate Committed Exposure” means, at any time, the aggregate Committed Exposure of all of the Lenders.

Agreed Currencies” means, collectively, U.S. Dollars, Euro, Sterling, Swiss Francs and Canadian Dollars.

Agreement” shall have the meaning specified in the introductory paragraph hereto, as such may be amended, supplemented, extended and modified from time to time.

Allowance Accounts” means accounts consisting of the returns reserve, salary support, sales allowance and co–op advertising.

Alternate Base Rate” means, for any day, a rate per annum equal to the greatest of (a) the Prime Rate in effect on such day, (b) the NYFRB Rate in effect on such day plus  12 of 1% and (c) the Adjusted LIBO Rate for a one month Interest Period on such day (or if such day is not a Business Day, the immediately preceding Business Day) plus 1%, provided that, the Adjusted LIBO Rate for any day shall be based on the LIBO Rate at approximately 11:00 a.m. London time on such day, subject to the interest rate floors set forth therein; provided further that the Alternate Base Rate shall never be less than zero. Any change in the Alternate Base Rate due to a change in the Prime Rate, the NYFRB Rate or the Adjusted LIBO Rate shall be effective from and including the effective date of such change in the Prime Rate, the NYFRB Rate or the

 

3


Adjusted LIBO Rate, respectively. If the Alternate Base Rate is being used as an alternate rate of interest pursuant to Section 2.14 hereof, then the Alternate Base Rate shall be the greater of clause (a) and (b) above and shall be determined without reference to clause (c) above.

Alternate Rate” means, for any day and for any Agreed Currency, the sum of (a) a rate per annum selected by the Administrative Agent, in its reasonable discretion based on market conditions in consultation with the Borrower Representative, reflecting the cost to the Lenders of obtaining funds, plus (b) the Applicable Margin for Eurodollar Revolving Loans. When used in reference to any Loan or Borrowing, “Alternate Rate” refers to whether such Loan, or the Loans comprising such Borrowing are bearing interest at a rate determined by reference to the Alternate Rate.

AML Legislation” has the meaning assigned to such term in Section 8.15.

Anti-Corruption Laws” means all laws, rules, and regulations of any jurisdiction applicable to the U.S. Borrower or any of its Affiliates from time to time concerning or relating to bribery or corruption, including without limitation the U.S. Foreign Corrupt Practices Act, the U.K. Bribery Act 2010 and the Corruption of Foreign Public Officials Acts (Canada).

Applicable Letter of Credit Fee” means, with respect to each Letter of Credit, a fee equal to the Applicable Margin for Eurodollar Loans times the face amount of such Letter of Credit.

Applicable Margin” means, with respect to any Type of Loan, the applicable margin (expressed in basis points) in the column below for the applicable Type of Loan and opposite the Debt Service Pricing Ratio set forth in the table below that corresponds with the actual Debt Service Pricing Ratio set forth in the most recent Compliance Certificate:

 

Tier    Debt Service Pricing Ratio   

Eurodollar

Loans, Overnight LIBO

Rate Loans and CDOR Rate Loans

   ABR Loans and
Canadian Prime
Rate Loans

I

   Greater than 2.50:1.00    150.0    00.0

II

   Less than or equal to 2.50:1.0 but greater than 2.00:1.00    175.0    25.0

III

   Less than or equal to 2.00:1.00 but greater than 1.50:1.00    200.0    50.0

IV

   Less than or equal to 1.50:1.00 but greater than 1.00    225.0    75.0

V

   Less than or equal to 1.00:1.00    250.0    100.0  

Each Applicable Margin shall be determined by reference to Tier V for the period from the Effective Date until the first business day of the month following the day when the Compliance Certificate required in connection with the monthly financial statements delivered

 

4


under Section 5.01(e) for each month end which corresponds with the end of each fiscal quarter end, beginning with such financial statements delivered for the month ended as of September 30, 2016. On such date, each Applicable Margin shall change in accordance with the Debt Service Pricing Ratio set forth therein and the table set forth above. Thereafter, each Applicable Margin shall change effective commencing on the first business day of the month following the date when a Compliance Certificate required by Section 5.01(c) is delivered, such change to be made in accordance with the Debt Service Pricing Ratio set forth therein and the table set forth above; provided, however, if any Compliance Certificate is not received by the date required by Section 5.01(c), the Applicable Margins shall revert to Tier V until delivery of the next Compliance Certificate. Notwithstanding anything contained herein to the contrary, during the period when the amount under clause (f) of the definition of “U.S. Borrowing Base” is included in the calculation of the U.S. Borrowing Base the Applicable Margin determined pursuant to the other provisions of this definition with respect to the first $25,000,000 of the U.S. Loans outstanding hereunder shall be increased by 1.00%. If it is ever subsequently determined that such financial statements did not accurately report the information necessary to determine the Debt Service Pricing Ratio and as a result thereof, the Debt Service Pricing Ratio utilized to determine the Applicable Margin was not correct and resulted in the Applicable Margin being different than it should have been if the Debt Service Pricing Ratio was accurately determined, the applicable Borrower shall pay to the Administrative Agent the amount that would have been due (or, alternatively, the applicable Lenders shall reimburse the applicable Borrower for their pro rata portion of the amount of any excess) under the terms hereof if the Debt Service Pricing Ratio was calculated correctly. A certificate of the Administrative Agent setting forth the amount or amounts (including a reasonably detailed calculation thereof) of any such difference shall be delivered to the Borrower Representative and the applicable Borrower shall pay the Administrative Agent, on behalf of the applicable Lenders (or the applicable Lenders shall reimburse the applicable Borrower) the amount shown as due on any such certificate within ten (10) days after receipt thereof.

Applicable Percentage” means (a) with respect to any U.S. Lender in respect of a U.S. Facility Credit Event, its U.S. Facility Percentage, (b) with respect to any Canadian Lender in respect of a Canadian Sub-Facility Credit Event, its Canadian Sub-Facility Percentage and (c) with respect to any European Lender in respect of a European Sub-Facility Credit Event, its European Sub-Facility Percentage.

Appraised Liquidation Percentage” means the percentage net liquidation value of Inventory for the applicable Borrower determined on an orderly going–out–of–business–sale basis, net of all commissions, associated costs, fees and expenses associated with such liquidation, as determined from the most recent appraisal thereof performed by a credentialed appraiser satisfactory to the Administrative Agent.

Approved Fund” has the meaning assigned to such term in Section 8.04.

Approved Location” means: (a) any location owned by any Borrower and as set forth in Schedule 3.14 attached hereto or identified in an inventory location report delivered under Section 5.01(g) as owned by any Borrower; (b) any location set forth on Schedule 3.14 attached hereto or identified in an inventory location report delivered under Section 5.01(g) which is leased by any Borrower and for which a fully executed Consent and Subordination Agreement

 

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from the applicable landlord is delivered; (c) any third party location set forth on Schedule 3.14 attached hereto or identified in an inventory location report delivered under Section 5.01(g) if: (i) a fully executed Consent and Subordination Agreement from the applicable third party vendor is delivered and (ii) such Borrower shall have taken such action as the Administrative Agent shall reasonably request to perfect and protect the applicable Agent’s security interest in any Collateral held at such third party location (including, without limitation, the filing of a financing statement (if applicable) in the proper jurisdiction naming the applicable third party as the debtor/bailee, such Borrower as the secured party/bailor and the applicable Agent as the assignee and notifying the debtor/bailee’s secured lenders of such Borrower’s interest in the Inventory held by such debtor/bailee); (d) any other leased location for which a fully executed Consent and Subordination Agreement from the applicable landlord has been delivered as of the Effective Date; and (e) any third party location for which the actions described in sub-clause (i) of clause (c) have been taken as of the Effective Date.

Assignment and Assumption” means an assignment and assumption entered into by a Lender and an assignee (with the consent of any party whose consent is required by Section 8.04), and accepted by the Administrative Agent, in the form of Exhibit A or any other form approved by the Administrative Agent.

Auditor’s Determination” has the meaning assigned to such term in Section 10.14(c)(ii).

Availability Period” means the period from and including the Effective Date to but excluding the earlier of the Maturity Date and the date of termination of the Commitments.

Average Dilution Percentage” means, for any period, the percentage calculated by the Administrative Agent by dividing the Dilution of accounts receivables occurring during such period for the applicable Borrower by the gross sales for such period for the applicable Borrower and multiplying the resulting quotient by 100.

Average Aggregate Borrowing Base Capacity” has the meaning assigned to such term in Section 5.19.

Bail-In Action” means the exercise of any Write-Down and Conversion Powers by the applicable EEA Resolution Authority in respect of any liability of an EEA Financial Institution.

Bail-In Legislation” means, with respect to any EEA Member Country implementing Article 55 of Directive 2014/59/EU of the European Parliament and of the Council of the European Union, the implementing law for such EEA Member Country from time to time which is described in the EU Bail-In Legislation Schedule.

Bank Product Amount” has the meaning set forth in the definition of Bank Products.

Bank Product Obligations” means all indebtedness, liabilities, obligations, covenants and duties of any Loan Party or any of its Subsidiaries to any Lender or any Affiliate of any Lender, of every kind, nature and description arising under or in respect of any Bank Product (including arising under or in respect of any Guarantee thereof), whether direct or indirect,

 

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absolute or contingent, due or not due, contractual or tortious, liquidated or unliquidated. Bank Product Obligations shall not include any Excluded Swap Obligations or any indebtedness, liabilities, obligations, covenants or duties of any Loan Party or any of its Subsidiaries to the Second Lien Term Lender under the Second Lien Documents.

Bank Product Reserve” means, at any time, an amount equal to the sum of all Bank Product Amounts associated with all of the then outstanding Bank Products. With respect to any particular Bank Product, the Bank Product Reserve shall equal the Bank Product Amount for such Bank Product or a lesser amount as may equal the actual obligation of any Loan Party or any of its Subsidiaries as determined utilizing the methodology agreed to with respect to such Bank Product between the applicable Lender and such Loan Party or Subsidiary. With respect to any calculation of the amounts to be included in the Bank Product Reserve which is less than an established Bank Product Amount, the Administrative Agent shall have no obligation to determine the amount thereof. The Borrower Representative and/or the applicable Lender shall provide the Administrative Agent written notice of the amount and a reasonably detailed calculation thereof; provided that no such notice with respect to a Bank Product may be delivered more than once each week. In absence of any such notice, the amount included in the Bank Product Reserve shall equal the Bank Product Amount established with respect to the Bank Product in question. The Bank Product Amount applicable to any Bank Product shall not be included in calculating the Bank Product Reserve for the U.S. Borrowing Base if on the first date that such Bank Product Amount is to be included in the Bank Product Reserve, the inclusion of such amount therein will cause the U.S. Availability to be less than $20,000,000 as calculated after giving pro forma effect to such Bank Product Amount and based on the most recent Borrowing Base Certificate then most recently delivered.

Bank Products” means any of the following that a Lender or an Affiliate of a Lender provides to, or enters into with, any Loan Party or any of its Subsidiaries:

(a) any deposit, lockbox or other cash management arrangement;

(b) any Swap Agreement permitted under Section 5.18 hereof; and

(c) any other product, service or agreement pursuant to which any Loan Party or any of its Subsidiaries may be indebted to a Lender or to an Affiliate of a Lender if such arrangement is permitted or not restricted under the terms of this Agreement;

provided that for any of the foregoing to be included as a “Secured Obligation” for the purposes of a distribution under Section 2.18(b): (i) the applicable Lender or Affiliate of a Lender and the Borrower Representative must have previously provided the Administrative Agent written notice of: (A) the existence of such Bank Product, (B) the Lender’s or such Affiliate’s and the applicable Loan Party’s or such Subsidiary’s agreement as to the maximum dollar amount of the obligations arising under such Bank Product that may be included in a reserve under the applicable Borrowing Base (the “Bank Product Amount”) and (C) the methodology agreed upon by the Lender and the Borrower Representative to determine the Bank Product Amount; and (ii) the Bank Product Amount applicable to such Bank Product shall not, on the first date that such Bank Product Amount is to be included in the Bank Product Reserve for the U.S. Borrower, cause the U.S. Availability to be less than $20,000,000 as calculated in accordance with the

 

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definition of Bank Product Reserve for the U.S. Borrowing Base. If the applicable Lender or Affiliate of a Lender and the Borrower Representative do not provide such information to the Administrative Agent or if including the related Bank Product Amount in the Bank Product Reserve as described in clause (ii) immediately above would cause the U.S. Availability to be less than $20,000,000, such Bank Product shall be an “Unreserved Bank Product” and shall not be entitled to the benefits of Section 2.18(b). The Administrative Agent shall provide the Banks with notice of the establishment of each Bank Product that is not an Unreserved Bank Product. After any of the foregoing have been established as a Bank Product hereunder and as long as no Event of Default exists, the Bank Product Amount may thereafter be changed by written notice to the Administrative Agent pursuant to an agreement between the applicable Lender and the Borrower Representative; provided that (x) no change in a Bank Product Amount may cause the Revolving Exposure Limitations to not be satisfied and (y) a Bank Product Amount may not be changed more than once each week.

Bankruptcy Event” means, with respect to any Person, when such Person becomes the subject of a bankruptcy, administration, reorganization (by way of voluntary arrangement, scheme of arrangement or otherwise, but excluding any solvent reorganization) or insolvency proceeding, or has had a receiver, administrative receiver, liquidator, compulsory manager, interim receiver, monitor, conservator, trustee, administrator, custodian, assignee for the benefit of creditors or similar Person charged with the reorganization, administration or liquidation of its business, appointed for it, or, in the good faith determination of the Administrative Agent, has had a moratorium of any indebtedness, suspension of payments, has taken any action in furtherance of, or indicating its consent to, approval of, or acquiescence in, any such proceeding or appointment, provided that a Bankruptcy Event shall not result solely by virtue of any ownership interest, or the acquisition of any ownership interest, in such Person by a Governmental Authority or instrumentality thereof, unless such ownership interest results in or provides such Person with immunity from the jurisdiction of courts within the U.S. or from the enforcement of judgments or writs of attachment on its assets or permits such Person (or such Governmental Authority or instrumentality), to reject, repudiate, disavow or disaffirm any contracts or agreements made by such Person.

Beneficial Owner” means, with respect to any U.S. Federal withholding Tax, the beneficial owner, for U.S. Federal income tax purposes, to whom such Tax relates.

Benefit Arrangement” means at any time an employee benefit plan within the meaning of Section 3(3) of ERISA which is not a Plan or a Multiemployer Plan and which is maintained or otherwise contributed to by any member of the ERISA Group.

Board” means the Board of Governors of the Federal Reserve System of the U.S.

Borrowers” means, collectively, the U.S. Borrower, the Canadian Borrower, the Swiss Borrower and the U.K. Borrower, and “Borrower” means individually any of the Borrowers; and from and after the German Borrower Effective Date, the German Borrower.

Borrower Representative” has the meaning assigned to such term in Section 11.01.

 

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Borrowing” means (a) Revolving Loans of the same Type, made, converted or continued on the same date and, in the case of Eurodollar Loans and CDOR Rate Loans, as to which a single Interest Period is in effect, (b) a Swingline Loan, and (c) a Protective Advance.

Borrowing Bases” means, at any time, collectively, the Canadian Borrowing Base, the German Borrowing Base, the Swiss Borrowing Base, the U.K. Borrowing Base and the U.S. Borrowing Base.

Borrowing Base Certificate” means a certificate, setting forth the calculation of each Borrowing Base, signed and certified as accurate and complete by a senior financial officer of the Borrower Representative, in substantially the form of Exhibit B or another form which is acceptable to the Administrative Agent in its sole discretion.

Borrowing Base Deduction” means any item included in a Reserve, the calculation of the Dilution Percentage or an ineligible category, in each case with respect to the applicable Borrowing Base.

Borrowing Request” means a request by the Borrower Representative for a Revolving Borrowing in accordance with Section 2.03.

Borrowing Subsidiary Agreement” means a Borrowing Subsidiary Agreement substantially in the form of Exhibit F and/or such other agreement reasonably acceptable to the Administrative Agent and the Borrower Representative.

Business Day” means any day that is not a Saturday, Sunday or other day on which commercial banks in New York City are authorized or required by law to remain closed; provided that, (a) when used in connection with a Eurodollar Loan or a European Swingline Loan, the term “Business Day” shall also exclude any day on which banks are not open for dealings in the relevant Agreed Currency in the London interbank market or the principal financial center of such Agreed Currency (and, if the Borrowings or LC Disbursements which are the subject of a borrowing, drawing, payment, reimbursement or rate selection are denominated in Euro, the term “Business Day” shall also exclude any day on which the TARGET2 payment system is not open for the settlement of payments in Euro) and (b) when used in connection with any Loan denominated in Canadian Dollars, the term “Business Day” shall also exclude any day which is a holiday (as defined in the Interpretation Act (Canada)) in Toronto, Ontario, and any other day on which commercial banks in Toronto, Canada are authorized or required by law to remain closed.

Call Spread” means an option transaction entered into by the U.S. Borrower in connection with the issuance of the Convertible Bonds and the repurchase of its common stock with certain of the proceeds thereof pursuant to which the U.S. Borrower will purchase a call option with respect to its common stock while simultaneously writing a call option on the same quantity of stock at a higher strike price than the strike price on the call option purchased.

Canada” means, collectively, Canada and each province and territory thereof.

 

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Canadian Benefit Plans” means any plan, fund, program, or policy, whether oral or written, formal or informal, funded or unfunded, insured or uninsured, registered or unregistered, providing employee benefits, including medical, hospital care, dental, sickness, accident, disability, life insurance, pension, retirement, profit sharing, welfare or savings benefits, maintained or sponsored by or under which any Canadian Loan Party or any Subsidiary of any Canadian Loan Party has any liability with respect to any of their respective employees or former employees, but excluding any Canadian Pension Plans and any plan maintained by the Government of Canada or the Government of any province of Canada including the Canada Pension Plan, Employment Insurance and workers’ compensation benefits plans.

Canadian Borrower” means Elizabeth Arden (Canada) Limited, a corporation organized under the laws of the Province of Ontario, Canada.

Canadian Borrowing” means a Revolving Borrowing comprised of Canadian Revolving Loans.

Canadian Borrowing Base” means, as of any date, the sum of the following, determined as of such date, without duplication:

(a) Eligible Accounts Receivable. The product of the Advance Percent multiplied by the aggregate amount of the Canadian Borrower’s Eligible Accounts Receivable; minus

(b) Reserves. Reserves pertaining to the Canadian Borrower.

The Canadian Borrowing Base will be calculated without duplication of any Borrowing Base Deduction for the Canadian Borrower.

Canadian Borrowing Base Capacity” has the meaning assigned to such term in Section 5.19.

Canadian Collateral Documents” means the Canadian Pledge Agreement, the Canadian Security Agreement and each other pledge agreement, security agreement, deed of hypothec, charge, debenture or other collateral agreement that is entered into by any Canadian Loan Party (or any share pledge with respect to the shares of any Canadian Loan Party) in favor of the Administrative Agent, securing all or any portion of the Foreign Secured Obligations, in each case, in form and substance reasonably satisfactory to the Administrative Agent and entered into pursuant to the terms of this Agreement or any other Loan Document.

Canadian Commitment” means, with respect to each Canadian Lender, the commitment, if any, of such Canadian Lender to make Canadian Revolving Loans and to acquire participations in Canadian Protective Advances hereunder, expressed as an amount representing the maximum possible aggregate amount of such Canadian Lender’s Canadian Committed Exposure hereunder, as such commitment may be (a) reduced from time to time pursuant to Section 2.09, (b) reduced or increased from time to time pursuant to assignments by or to such Canadian Lender pursuant to Section 8.04, and (c) increased from time to time pursuant to Section 2.09. The initial amount of each Canadian Lender’s Canadian Commitment is set forth on the Commitment Schedule, or in the Assignment and Assumption pursuant to which such Canadian Lender shall have assumed its Canadian Commitment, as applicable. The initial aggregate amount of the Canadian Lenders’ Canadian Commitments is $15,000,000.

 

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Canadian Committed Exposure” means: (a) at any time of determination and with respect to all the Canadian Lenders, the sum of the following, without duplication: (i) the aggregate U.S. Dollar Amount of Canadian Loans then outstanding; plus (ii) the U.S. Dollar Amount of all interest, expenses, fees or other amounts both accrued and owed to the Administrative Agent or the Canadian Lenders under all of the Loan Documents, and (b) at any time of determination and when determined with respect to a Canadian Lender, the sum of the following, without duplication: (i) the aggregate U.S. Dollar Amount of Canadian Loans held by such Canadian Lender then outstanding; plus (ii) the Canadian Lender’s participation or other interest in the Canadian Swingline Loans; plus (iii) all interest, expenses, fees or other amounts both accrued and owed to such Canadian Lender under all of the Loan Documents. When the Canadian Committed Exposure of the Swingline Lender is determined in its capacity as a Canadian Lender hereunder, its Canadian Sub-Facility Percentage of the Canadian Swingline Loans then outstanding shall be included instead of the total amount of all Canadian Swingline Loans.

Canadian Defined Benefit Plan” means a Canadian Pension Plan, including any Canadian Multi-Employer Pension Plan that contains a “defined benefit provision,” as defined in subsection 147.1(1) of the ITA.

Canadian Dollars” and “Cdn.$” means lawful currency of Canada.

Canadian Insolvency Laws” means each of the Bankruptcy and Insolvency Act (Canada), the Companies’ Creditors Arrangement Act (Canada), and the Winding-Up and Restructuring Act (Canada), each as now and hereafter in effect, any successors to such statutes and any other applicable insolvency or other similar law of Canada or any province or territory thereof, including any law of Canada or any province or territory thereof permitting a debtor to obtain a stay or a compromise of the claims of its creditors against it.

Canadian Lender” means a Lender with a Canadian Commitment or holding Canadian Revolving Loans.

Canadian Loans” means the Canadian Revolving Loans, the Canadian Swingline Loans and the Canadian Protective Advances, collectively.

Canadian Loan Parties” means, collectively, the Canadian Borrower and each Canadian Subsidiary Guarantor that becomes a party hereto and/or to the Canadian Security Agreement.

Canadian Multi-Employer Pension Plan” means a Canadian Pension Plan maintained pursuant to a collective bargaining agreement, or other arrangement under which more than one employer makes contributions and to which a Canadian Loan Party is making or accruing an obligation to make contributions or has within the preceding five years made or accrued such contributions, but does not include the Canada Pension Plan as maintained by the Government of Canada.

 

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Canadian Pension Plan” means a “registered pension plan”, as such term is defined in subsection 248(1) of the Income Tax Act, which is or was sponsored, administered or contributed to, or required to be contributed to, by any Canadian Loan Party or under which any Canadian Loan Party has or may incur any actual or contingent liability.

Canadian Pension Termination Event” means (a) the withdrawal of a Canadian Loan Party or any Subsidiary of a Canadian Loan Party from a Canadian Defined Benefit Plan that gives rise to an obligation to make contributions to amortize a funding deficiency of such plan in respect of employees or former employees of a Canadian Loan Party or any Subsidiary of a Canadian Loan Party, (b) the giving or the filing, pursuant to applicable laws, of a notice by a Canadian Loan Party or any Subsidiary of a Canadian Loan Party of its intent to terminate in whole or in part a Canadian Defined Benefit Plan or the filing of an amendment by a Canadian Loan Party or any Subsidiary of a Canadian Loan Party with the applicable Governmental Authority which terminates a Canadian Defined Benefit Plan, in whole or in part, (c) the institution of proceedings by any Governmental Authority to terminate a Canadian Defined Benefit Plan, in whole or in part, or have a replacement administrator or trustee appointed to administer a Canadian Defined Benefit Plan, (d) any other event or condition which, under applicable law, might reasonably constitute grounds for the termination or winding up of a Canadian Defined Benefit Plan, in whole or in part, or the appointment by any Governmental Authority of a replacement administrator or trustee to administer such a Canadian Defined Benefit Plan, (e) any failure by a Canadian Loan Party to make full payment when due of all amounts which, under the terms of any Canadian Pension Plan or applicable Law, the Canadian Loan Party is required to pay as contributions or premiums thereto, or (f) any other action or event with respect to any Canadian Pension Plan which could reasonably be expected to result in any material liability of any Canadian Loan Party.

Canadian Pledge Agreement” means that certain Canadian Pledge Agreement (including any and all supplements thereto), dated as of the date hereof, made by Elizabeth Arden International Holding, Inc. in favor of the Administrative Agent, for the benefit of the Secured Parties.

Canadian Prime Rate” means, on any day, the rate determined by the Administrative Agent to be the higher of (a) the rate equal to the PRIMCAN Index rate that appears on the Bloomberg screen at 10:15 a.m. Toronto time on such day (or, in the event that the PRIMCAN Index is not published by Bloomberg, any other information services that publishes such index from time to time, as selected by the Administrative Agent in its reasonable discretion) and (b) the CDOR Rate for 30 day Canadian Dollar bankers’ acceptances that appears on the Reuters Screen CDOR Page (or, in the event such rate does not appear on such page or screen, on any successor or substitute page or screen that displays such rate, or on the appropriate page of such other information service that publishes such rate from time to time, as selected by the Administrative Agent in its reasonable discretion) at 10:15 a.m. Toronto time on such day, plus 1% per annum; provided, that if any the above rates shall be less than zero, such rate shall be deemed to be zero. Any change in the Canadian Prime Rate due to a change in the PRIMCAN Index or the CDOR Rate shall be effective from and including the effective date of such change in the PRIMCAN Index or CDOR Rate, respectively.

 

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Canadian Priority Payables” means, at any time, with respect to the Canadian Borrowing Base:

(a) the amount past due and owing by any Canadian Loan Party (or any other Person for which any Canadian Loan Party has joint and several liability), or the accrued amount for which each Canadian Loan Party has an obligation (whether several, or joint and several) to remit to a Governmental Authority or other Person pursuant to any applicable law, rule or regulation, in respect of (i) pension fund obligations, including employee and employer pension plan contributions (including “normal cost”, “special payments” and any other payments in respect of any funding deficiencies or shortfalls), (ii) employment insurance, (iii) goods and services Taxes, harmonized sales Taxes, sales Taxes, retail sales Taxes, excise Taxes, employee income Taxes and other Taxes payable or to be remitted or withheld, (iv) workers’ compensation, (v) wages, salaries, commission or compensation, including vacation pay, severance pay and employee deductions, (vi) obligations under the Canada Pension Plan or any equivalent under the laws of any province of Canada, (vii) obligations pursuant to the Wage Earner Protection Program Act (Canada), as amended, (viii) government royalties, and (ix) other charges, demands and statutory claims; in each case in respect of which any Governmental Authority or other Person may claim a security interest, hypothec, prior claim, trust or other claim or Lien ranking or capable of ranking in priority to or pari passu with one or more of the Liens granted pursuant to the Loan Documents; and

(b) the aggregate amount of any other liabilities of the Canadian Loan Parties (or any other Person for which any Canadian Loan Party has joint and several liability) (i) in respect of which a trust (deemed or otherwise) has been or may be imposed on any Accounts of any Canadian Loan Party to provide for payment or (ii) which are secured by a security interest, hypothecation, prior claim, pledge, charge, right, or claim or other Lien on any Collateral of any Canadian Loan Party, in each case pursuant to any applicable law, rule or regulation and which trust, security interest, hypothecation, prior claim, pledge, charge, right, claim or other Lien ranks or is capable of ranking in priority to or pari passu with one or more of the Liens granted in the Loan Documents.

Canadian Priority Payables Reserve” means, on any date of determination for the Canadian Borrowing Base, a reserve established from time to time by the Administrative Agent in the exercise of its Permitted Discretion in such amount as the Administrative Agent may determine in respect of Canadian Priority Payables of the Canadian Borrower and the other Canadian Loan Parties.

Canadian Protective Advance” has the meaning assigned to such term in Section 2.04.

Canadian Revolving Loan” means a Loan to the Canadian Borrower made pursuant to Section 2.01 in either Dollars or Canadian Dollars.

Canadian Security Agreement” means that certain Canadian Security Agreement (including any and all supplements thereto), dated as of the date hereof, made by the Canadian Borrower in favor of the Administrative Agent, for the benefit of the Secured Parties.

 

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Canadian Sub-Facility” means the senior secured revolving credit sub-facility for the Canadian Borrower established pursuant to Article II.

Canadian Sub-Facility Credit Event” means a Canadian Borrowing, the making of a Canadian Swingline Loan or Canadian Protective Advance that the Canadian Lenders are required to participate in pursuant to the terms hereof, or any of the foregoing.

Canadian Sub-Facility Percentage” means, with respect to any Canadian Lender, the fraction expressed as a percentage determined by dividing such Canadian Lender’s Canadian Commitment by the aggregate Canadian Commitments of all Canadian Lenders; provided that, if the Canadian Commitments have terminated or expired, the Canadian Sub-Facility Percentage shall be determined based upon such Canadian Lender’s share of the aggregate Canadian Committed Exposures of all Canadian Lenders at that time; provided that, in accordance with Section 2.20, so long as any Canadian Lender shall be a Defaulting Lender, such Canadian Lender’s Canadian Commitment shall be disregarded in the foregoing calculation.

Canadian Subsidiary Guarantor” means each Material Foreign Subsidiary organized under the federal laws of Canada or any province or territory thereof.

Canadian Swingline Loan” has the meaning assigned to such term in Section 2.05.

Capital Expenditures” means, with respect to any Person, without duplication, any expenditure for any purchase or other acquisition of any asset which would be classified as a fixed or capital asset on a consolidated balance sheet of such Person prepared in accordance with GAAP less any cash proceeds received from the disposition of any asset permitted by Section 5.11(b) less expenditures of such Person made in connection with any Permitted Acquisition to the extent included in such expenditures.

Capital Impairment” has the meaning assigned to such term in Section 10.14(a).

Capitalized Lease” means any lease which is or should be capitalized on the balance sheet of the lessee thereunder in conformity with GAAP (determined without giving effect to any change in the accounting for leases under GAAP resulting from the implementation of the proposed Accounting Standards Update (ASU) Leases (Topic 840) issued August 17, 2010) or any successor proposal).

Capitalized Lease Obligations” means, with respect to any Person, the amount of the liability under all Capitalized Leases of such Person as at any date, determined in accordance with GAAP (determined without giving effect to any change in the accounting for leases under GAAP resulting from the implementation of the proposed Accounting Standards Update (ASU) Leases (Topic 840) issued August 17, 2010 or any successor proposal).

Cash Flow” has the meaning specified in Section 5.19.

CCAA Plan” has the meaning assigned to such term in Section 8.24.

 

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CDOR Rate” means, for an interest period equal to one, two, three or six months (or nine or twelve months, if acceptable to all Canadian Lenders), as selected by the Canadian Borrower, the Canadian deposit offered rate which, in turn means on any day the sum of (a) the annual rate of interest determined with reference to the arithmetic average of the discount rate quotations of all institutions listed in respect of the relevant interest period for Canadian Dollar-denominated bankers’ acceptances displayed and identified as such on the “Reuters Screen CDOR Page” as defined in the International Swaps and Derivatives Association, Inc. definitions, as modified and amended from time to time (the “CDOR Screen Rate”), as of 10:00 a.m. Toronto local time on the first day of the applicable interest period and, if such day is not a business day, then on the immediately preceding business day (as adjusted by the Administrative Agent after 10:00 a.m. Toronto local time to reflect any error in the posted rate of interest or in the posted average annual rate of interest) plus (b) 0.10% per annum; provided that (x) if the CDOR Screen Rate shall be less than zero, such rate shall be deemed to be zero and (y) if the CDOR Screen Rate is not available on the Reuters Screen CDOR Page on any particular day, then the Canadian deposit offered rate component of such rate on that day shall be calculated as the cost of funds quoted by the Administrative Agent to raise Canadian Dollars for the applicable interest period at or about 10:00 a.m. Toronto local time on such day for commercial loans or other extensions of credit to businesses of comparable credit risk; or if such day is not a business day, then as quoted by the Administrative Agent on the immediately preceding business day.

CFC” means a “controlled foreign corporation” under Section 957 of the Code.

CFC Holding Company” means (a) a Domestic Subsidiary (i) with no material assets or business activities other than the ownership or management of Equity Interests in, or Indebtedness of, one or more CFCs and (ii) does not incur, and is not otherwise liable for, any Indebtedness other than Indebtedness constituting intercompany Indebtedness permitted under this Agreement or (b) a passthrough entity (including a partnership or disregarded entity for U.S. federal income tax purposes) that owns directly or indirectly Equity Interests in, or Indebtedness of, one or more CFCs.

Change of Control” means the occurrence of any of the following: (a) the sale, lease, transfer, conveyance or other disposition (other than by way of merger or consolidation), in one or a series of related transactions, of all or substantially all of the assets of the U.S. Borrower and its Subsidiaries taken as a whole to any “person” (as such term is used in Section 13(d)(3) of the Exchange Act) other than the Principals or their Specified Parties, (b) the adoption of a plan relating to the liquidation or dissolution of the U.S. Borrower, (c) the consummation of any transaction or series of transactions (including, without limitation, any merger or consolidation) the result of which is that any “person” (as defined above) becomes the “beneficial owner” (as such term is defined in Rule 13d–3 and Rule 13d–5 under the Exchange Act), directly or indirectly, of (i) 35% or more of the voting Equity Interests of the U.S. Borrower and (ii) more of the voting Equity Interests of the U.S. Borrower than are, in the aggregate, beneficially owned by the Principals and their Specified Parties at the time of such consummation, (d) the first day on which a majority of the members of the Board of Directors of the U.S. Borrower are not Continuing Directors, (e) a “change of control” shall occur as defined in the Senior Notes or (f) the U.S. Borrower shall cease to own, free and clear of all Liens (other than Liens permitted by Section 5.10), at least 100% of the outstanding voting Equity Interests of the other Borrowers on a fully diluted basis. For purposes of this definition, any transfer of an Equity Interest of a Person that was formed for the purpose of acquiring voting Equity Interests of the U.S. Borrower shall be deemed to be a transfer of such portion of such voting Equity Interests as corresponds to the portion of the Equity Interests of such Person that has been transferred.

 

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Change in Law” means the occurrence after the date of this Agreement (or, with respect to any Lender, such later date on which such Lender becomes a party to this Agreement) of any of the following: (a) the adoption of or taking effect of any law, rule, regulation or treaty; (b) any change in any law, rule, regulation or treaty or in the administration, interpretation, implementation or application thereof by any Governmental Authority; or (c) compliance by any Lender or the Issuing Bank (or, for purposes of Section 2.15(b), by any lending office of such Lender or by such Lender’s or the Issuing Bank’s holding company, if any) with any request, guideline, requirement or directive (whether or not having the force of law) of any Governmental Authority made or issued after the date of this Agreement (or, with respect to any Lender, such later date on which such Lender becomes a party to this Agreement); provided that notwithstanding anything herein to the contrary, (x) the Dodd-Frank Wall Street Reform and Consumer Protection Act and all requests, rules, guidelines, requirements or directives thereunder or issued in connection therewith or in the implementation thereof, or any European equivalent regulation (such as the European Market and Infrastructure Regulation) and (y) all requests, rules, guidelines, requirements or directives promulgated by the Bank for International Settlements, the Basel Committee on Banking Supervision (or any successor or similar authority) or the United States or foreign regulatory authorities, in each case pursuant to Basel III, shall in each case be deemed to be a “Change in Law”, regardless of the date enacted, adopted, issued or implemented.

Charges” has the meaning assigned to such term in Section 8.17.

Class”, when used in reference to (a) any Loan or Borrowing, refers to whether such Loan, or the Loans comprising such Borrowing, are U.S. Revolving Loans, Canadian Revolving Loans, European Revolving Loans, Swingline Loans or Protective Advances and (b) any Commitment, refers to whether such Commitment is a U.S. Commitment, a Canadian Commitment or a European Commitment.

Co-Documentation Agent” means each of Wells Fargo Bank, National Association and HSBC Bank USA, N.A. in its capacity as co-documentation agent for the credit facility evidenced by this Agreement.

Code” means the Internal Revenue Code of 1986, as amended from time to time.

Collateral” means any and all property of a Loan Party covered by the Collateral Documents and any and all other property of any Loan Party, now existing or hereafter acquired, that may at any time be, become or be intended to be, subject to a Lien in favor of the Administrative Agent, on behalf of itself and the Lenders and other Secured Parties, to secure the Secured Obligations.

Collection Account” means any collection account maintained by a European Loan Party with the Administrative Agent, a Lender or an Affiliate of a Lender or another financial institution acceptable to the Administrative Agent.

 

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Collateral Documents” means, collectively, the Canadian Collateral Documents, the German Collateral Documents, the Swiss Collateral Documents, the U.K. Collateral Documents and the U.S. Collateral Documents and any other agreements, instruments and documents executed in connection with this Agreement that are intended to create, perfect or evidence Liens to secure any of the Secured Obligations.

Commitment” means any Canadian Commitment, European Commitment and U.S. Commitment and “Commitments” means all such Commitments collectively.

Commitment Fee Rate” means, as of any date referenced in Section 2.12, a rate equal to 0.375%.

Commitment Schedule” means the Schedule attached hereto identified as such.

Committed Exposure” means, as to any Lender at any time, the sum of such Lender’s Canadian Committed Exposure, European Committed Exposure and U.S. Committed Exposure,

Commodity Exchange Act” means the Commodity Exchange Act (7 U.S.C. § 1 et seq.), as amended from time to time, and any successor statute.

Communications” has the meaning assigned to such term in Section 8.01(d).

Connection Income Taxes” means Other Connection Taxes that are imposed on or measured by net income (however denominated) or that are franchise Taxes, branch profits Taxes or any U.K. Bank Levy.

Compliance Certificate” means a certificate of an authorized signatory of the Borrower, in substantially the form of Exhibit C or any other form approved by the Administrative Agent, containing the information required by Section 5.01(c).

Consent and Subordination Agreement” means: (a) any consent and subordination agreement which has been executed and delivered for the benefit of the U.S. Collateral Agent or the Administrative Agent and is in effect as of the Effective Date; and (b) a consent and subordination agreement substantially in the form of Exhibit D hereto or such other form as the Administrative Agent may reasonably approve.

Concentration Account” means a deposit account established at the Administrative Agent by any Borrower and controlled by the Administrative Agent for the benefit of the Secured Parties in which all funds received through the Lockbox Accounts shall be deposited.

Consolidated EBITDA” means, for any period, Consolidated Net Income for such period, plus (a) the sum of (i) Consolidated Net Interest Expense, (ii) depreciation, amortization and other non-cash charges, (iii) losses on asset sales, exchanges, transfers or other dispositions, (iv) extraordinary, restructuring or other non–recurring losses or charges, and (v) income tax expense, less (b) the sum of (i) gains on asset sales, exchanges, transfers or other dispositions, (ii) extraordinary or other non-recurring gains or credits, and (iii) income attributable to non–cash items or other non-cash credits, in each case to the extent included in arriving at such net income (or loss) for such period and determined in accordance with GAAP.

 

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Consolidated Net Income” means, for any period, the consolidated net income (or loss) of the U.S. Borrower and its Consolidated Subsidiaries for such period (determined without giving effect to any change in the accounting for leases under GAAP resulting from the implementation of the proposed Accounting Standards Update (ASU) Leases (Topic 840) issued August 17, 2010 or any successor proposal).

Consolidated Net Interest Expense” means, for any period, the cash interest expense of the U.S. Borrower and its Consolidated Subsidiaries for such fiscal period, determined on a consolidated basis in accordance with GAAP (determined without giving effect to any change in the accounting for leases under GAAP resulting from the implementation of the proposed Accounting Standards Update (ASU) Leases (Topic 840) issued August 17, 2010 or any successor proposal).

Consolidated Subsidiary” means at any date any Subsidiary or other entity the accounts of which would be consolidated with those of the U.S. Borrower in its consolidated financial statements if such statements were prepared as of such date.

Consolidated Total Debt” means at any date, the Indebtedness of the U.S. Borrower and its Consolidated Subsidiaries, determined on a consolidated basis at such date.

Continuing Directors” means, as of any date of determination, any member of the Board of Directors of the U.S. Borrower who (a) was a member of such Board of Directors on March 31, 2016 or (b) was nominated for election or elected to such Board of Directors with the approval of a majority of the Continuing Directors who were members of such Board of Directors at the time of such nomination or election.

Contribution Notice” means a contribution notice issued by the Pensions Regulator under s38 or s47 of the Pensions Act 2004 (U.K.).

Control” means the possession, directly or indirectly, of the power to direct or cause the direction of the management or policies of a Person, whether through the ability to exercise voting power, by contract or otherwise. “Controlling” and “Controlled” have meanings correlative thereto.

Convertible Bonds” means unsecured bonds issued or to be issued by the U.S. Borrower with the option to convert the amounts owing pursuant thereto to common stock of the U.S. Borrower and otherwise on such terms and conditions as are satisfactory to the Administrative Agent in all respects.

Corresponding Debt” has the meaning assigned to such term in Section 7.12(e)(i).

Credit Event” means a Borrowing, the issuance, amendment, renewal or extension of a Letter of Credit, an LC Disbursement or any of the foregoing.

Credit Party” means the Administrative Agent, the U.S. Collateral Agent, the Issuing Bank, the Swingline Lender or any other Lender.

Customer” has the meaning assigned to such term in Section 2.17(j).

 

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Debt Service” has the meaning specified in Section 5.19.

Debt Service Pricing Ratio” means, as of any fiscal quarter end, the ratio of the following calculated for the U.S. Borrower and its Consolidated Subsidiaries on a consolidated basis in accordance with GAAP as of the end of such fiscal quarter for the preceding twelve months:

(a) the sum of (i) Consolidated EBITDA minus (ii) Capital Expenditures which were not financed with Indebtedness permitted under clauses (e), (f) or (k) of the definition of Permitted Indebtedness; minus (iii) all income and franchise Taxes paid in cash; to

(b) the sum of: (i) Consolidated Net Interest Expense; plus (ii) regularly scheduled principal payments made in respect of Indebtedness during such twelve month period; plus (iii) all cash dividends paid on the Equity Interests of the U.S. Borrower during such period.

Default” means any event or condition which constitutes an Event of Default or which upon notice, lapse of time or both would, unless cured or waived, become an Event of Default.

Defaulting Lender” means any Lender that (a) has failed, within two Business Days of the date required to be funded or paid, to (i) fund any portion of its Loans, (ii) fund any portion of its participations in Letters of Credit or Swingline Loans or (iii) pay over to any Credit Party any other amount required to be paid by it hereunder; (b) has notified any Borrower or any Credit Party in writing, or has made a public statement, to the effect that it does not intend or expect to comply with any of its funding obligations under this Agreement or generally under other agreements in which it commits to extend credit, (c) has failed, within three Business Days after request by a Credit Party, acting in good faith, to provide a certification in writing from an authorized officer of such Lender that it will comply with its obligations (and is financially able to meet such obligations) to fund prospective Loans and participations in then outstanding Letters of Credit and Swingline Loans under this Agreement, provided that such Lender shall cease to be a Defaulting Lender pursuant to this clause (c) upon such Credit Party’s receipt of such certification in form and substance satisfactory to it and the Administrative Agent, or (d) has, or its Parent has, become the subject of (i) a Bankruptcy Event or (ii) a Bail-In Action.

Deposit Account Control Agreement” means an agreement, document, notice or requirement, in form and substance satisfactory to the Administrative Agent, among any Loan Party, a banking institution holding such Loan Party’s funds, and the applicable Agent with respect to collection and control of all deposits and balances held in a deposit account maintained by such Loan Party with such banking institution and/or perfection of the security interest of the Administrative Agent therein.

Dilution” means any reduction in the value of accounts receivables caused by returns, writeoffs, discounts, credits, allowances, and/or any other noncash offsets asserted by Account Debtors having the effect of reducing the value of the accounts receivable; provided that reductions in the value of accounts receivable arising from Allowance Accounts, customer markdowns, destroyed in field and certain other sales allowances identified by the Administrative Agent will not be considered in calculating Dilution for any Borrower if sufficient information is supplied in connection with the Administrative Agent’s field examination for such Borrower so that such amounts may be included in the Reserves for the applicable Borrowing Base for such Borrower in a manner and in an amount satisfactory to the Administrative Agent in its Permitted Discretion.

 

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Dilution Percentage” means the Average Dilution Percentage for the accounts receivable of the applicable Borrower for the period selected by the Administrative Agent based on its most recent field examination for such Borrower.

Distribution Agreements” means those Distribution Agreements set forth in Schedule 3.15 attached hereto.

Dividend” means, as to any Person, any declaration or payment of any dividend or the making of any distribution, loan advance or investment on or with respect to any shares of a Person’s Equity Interests (other than dividends or distributions payable solely in shares or other evidence of ownership of such Person’s Equity Interests). Dividend shall not include the repurchase of a Person’s Equity Interests.

Domestic Subsidiary” means a Subsidiary organized under the laws of a jurisdiction located in the U.S.

Dominion Trigger Period” means, any period of time, commencing on the date that is the earliest to occur of (a) the date upon which an Event of Default has occurred and is continuing, (b) date upon which Total Availability is less than $30,000,000 at any time or (c) March 31, 2017.

ECP” means an “eligible contract participant” as defined in Section 1(a)(18) of the Commodity Exchange Act or any regulations promulgated thereunder and the applicable rules issued by the Commodity Futures Trading Commission and/or the SEC.

EEA Financial Institution” means (a) any institution established in any EEA Member Country which is subject to the supervision of an EEA Resolution Authority, (b) any entity established in an EEA Member Country which is a parent of an institution described in clause (a) of this definition, or (c) any institution established in an EEA Member Country which is a subsidiary of an institution described in clauses (a) or (b) of this definition and is subject to consolidated supervision with its parent.

EEA Member Country” means any of the member states of the European Union, Iceland, Liechtenstein, and Norway.

EEA Resolution Authority” means any public administrative authority or any Person entrusted with public administrative authority of any EEA Member Country (including any delegee) having responsibility for the resolution of any EEA Financial Institution.

Effective Date” means the date on which the conditions specified in Section 4.01 are satisfied (or waived in accordance with Section 8.02).

 

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Electronic Signature” means an electronic sound, symbol, or process attached to, or associated with, a contract or other record and adopted by a Person with the intent to sign, authenticate or accept such contract or record.

Electronic System” means any electronic system, including e-mail, e-fax, web portal access for any Borrower, Intralinks®, ClearPar®, Debt Domain, Syndtrak and any other Internet or extranet-based site, whether such electronic system is owned, operated or hosted by the Administrative Agent and the Issuing Bank and any of its respective Related Parties or any other Person, providing for access to data protected by passcodes or other security system.

Eligible Accounts Receivable” means the face amount (net of all Taxes, including in respect of a Canadian Loan Party, goods and services tax, provincial sales taxes and harmonized sales taxes) of the applicable Borrower’s Accounts for goods sold and/or services rendered by such Borrower in the ordinary course of its business which have been invoiced in the normal course of business and which satisfy each of the following requirements (unless waived by all the Lenders):

(a) the subject goods have been shipped or delivered to an Account Debtor (i) on an absolute sale basis and not on consignment, approval or a sale-or-return basis or subject to any other repurchase or return agreement, or (ii) on an open account basis, in either case with no part of the subject goods having been returned, rejected, lost or damaged;

(b) the Account is not evidenced by chattel paper or an instrument of any kind, unless such chattel paper or instrument is in the possession of the Administrative Agent or the U.S. Collateral Agent, as applicable, endorsed, if applicable, payable to the order of the Administrative Agent or the U.S. Collateral Agent, as applicable;

(c) the Account Debtor is not insolvent, the subject of any bankruptcy, insolvency, administration, reorganization (by way of voluntary arrangement scheme of arrangement or otherwise) or similar proceeding of any kind or had possession of all or a material part of its property taken by any receiver, custodian, trustee, administrative receiver, administrator, compulsory manager, liquidator or other similar officer appointed, has not made an assignment for the benefit of creditors, admitted its inability to pay its debts as they mature or suspended its business;

(d) the Account Debtor (i) is located in the United States, Canada or Puerto Rico, (ii) solely with respect to any Account Debtor of the European Borrowers, is located in any Eligible Jurisdiction or (iii) is not organized under applicable laws of the U.S., any state of the U.S., Canada or any province or territory of Canada or, solely with respect to the European Borrowers, any Eligible Jurisdiction, unless, in any such case, the Account Debtor provides a letter of credit (with terms satisfactory to the Administrative Agent) issued by a bank acceptable to the Administrative Agent or a foreign credit insurance (with terms satisfactory to the Administrative Agent) issued by a Person acceptable to the Administrative Agent;

(e) the Account is a valid, legally enforceable obligation of the Account Debtor thereunder and is not subject to any offset (other than discount for prompt payment consistent with past practices of such Borrower and “contra accounts” or similar obligations of such

 

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Borrower owing to such Account Debtor), with respect to German law governed Accounts, a current account arrangement (Kontokorrentabrede) according to section 355 of the German Commercial Code entered into with the respective Account Debtor, or other defenses on the part of such Account Debtor or to any claim on the part of such Account Debtor denying liability thereunder;

(f) the Account is subject to no Lien, except for the security interest in favor of the Administrative Agent or the U.S. Collateral Agent, as applicable, for the ratable interest of the Administrative Agent and the other Secured Parties, under the Loan Documents (which, in the case of Accounts of the U.K. Borrower, shall be a first priority assignment by way of security or a first priority fixed charge), and the security interest in favor of the Second Lien Term Lender, subject to the terms of the Intercreditor Agreement;

(g) the invoice evidencing such Account has not remained unpaid for a period exceeding (i) one hundred twenty (120) days past the date of invoice or (ii) if the applicable Account Debtor is located inside the United States and is not a retailer, one hundred fifty (150) days;

(h) to the extent the obligation is with an Account Debtor that is (i) any Governmental Authority of any country other than Canada (or any province or territory thereof) or the U.S. unless such Account is backed by a letter of credit or bank guarantee reasonably acceptable to the Administrative Agent, (ii) any Governmental Authority of the U.S., or any department, agency, public corporation, or instrumentality thereof, unless the Federal Assignment of Claims Act of 1940, as amended (31 U.S.C. § 3727 et seq. and 41 U.S.C. § 15 et seq.), and any other steps necessary to perfect the Lien of the Administrative Agent in such Account have been complied with to the Administrative Agent’s satisfaction or (iii) any Governmental Authority of Canada, or any province, territory, crown corporation, department, agency, public corporation, or instrumentality thereof, unless the Financial Administration Act (Canada) or other applicable Federal or provincial statutes, and any other steps necessary to perfect the Lien of the Administrative Agent in such Account, or any other precondition to assignment, have been complied with and fulfilled to the Administrative Agent’s satisfaction;

(i) the Account does not arise out of a transaction with any Affiliate of any Loan Party or any directors, officers or employees of any Loan Party or any of its Affiliates;

(j) no more than fifty percent (50%) of the aggregate Accounts for the same Account Debtor shall have remained unpaid for a period exceeding (i) one hundred twenty (120) days after the date of invoice or (ii) if the applicable Account Debtor is located inside the United States and is not a retailer, one hundred fifty (150) days;

(k) the Account is payable in U.S. Dollars, Canadian Dollars, Sterling, Euros or Swiss Francs;

(l) the Account is not subject to any limitation on assignment or other restriction (whether arising by operation of law, by agreement or otherwise) which would under the local governing law of the contract have the effect of restricting the assignment for or by way of security or the creation of security, in each case, unless the Administrative Agent has determined that such limitation is not enforceable;

 

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(m) as to which the contract or agreement underlying such Account is governed by (or, if no governing law is expressed therein, is deemed to be governed by) the laws of (i) in the case of Accounts owing to the U.S. Borrower or the Canadian Borrower, the U.S., any state thereof, the District of Columbia or Canada (or any province or territory thereof) or (ii) in the case of any European Borrower, any Eligible Jurisdiction;

(n) with respect to any Account due to the U.K. Borrower, the U.K. Distributor Agreement has not been terminated or repudiated, unless the Administrative Agent (in its sole discretion) notifies the Borrower Representative otherwise;

(o) with respect to any Account due to the German Borrower, the German Distributor Agreement has not been terminated or repudiated, unless the Administrative Agent (in its sole discretion) notifies the Borrower Representative otherwise; or

(p) the Account is not otherwise determined by the Administrative Agent to be difficult to collect, uncollectible or otherwise unacceptable for any reasons (which shall include where the Administrative Agent has received notice, pursuant to Section 5.01(q), of any termination, repudiation or amendment to any European Distribution Agreement and determines that any of the applicable Borrower’s Accounts covered by such European Distribution Agreement may not be collectible by the applicable Borrower or Administrative Agent), irrespective of how many days past due, as reasonably determined by the Administrative Agent, which determination shall be final and binding.

The aggregate amount of the Eligible Accounts Receivable owed by an Account Debtor or other Person to any Borrower shall be reduced by the amount of all “contra accounts” and other obligations owed by such Borrower to such Account Debtor or other Person. The amount of the Eligible Accounts Receivable owed by an Account Debtor or other Person shall be reduced by the amount thereof which is subject to any setoff, discounts granted in connection with the settlement thereof, credit, counterclaim, defense, dispute, recoupment, chargeback or other adjustment. If the aggregate amount of the Accounts due from a single Account Debtor or other Person obligated thereon (other than any of the Specified Retailers) exceeds an aggregate amount equal to fifteen percent (15%) of the aggregate Eligible Accounts Receivable of all Borrowers at the time of determination, the amount of the excess shall be subtracted from the Eligible Accounts Receivable for the applicable Borrowers (without duplication). The aggregate amount of the Accounts due from each of the Specified Retailers which are eligible shall be included in Eligible Accounts Receivable without limit as long as, with respect to each such company, its or its parent’s credit is rated BBB- (or then equivalent grade) or better by Standard & Poor’s or Baa3 (or then equivalent grade) or better by Moody’s Investor Service.

Eligible Jurisdiction” means U.K., Ireland, France, Germany, the Netherlands, Belgium, Luxembourg, Spain, Italy, Austria, Denmark, Sweden, Finland, Portugal, Norway, Switzerland and such other jurisdiction that the Administrative Agent may from time to time designate as an “Eligible Jurisdiction” in its Permitted Discretion.

 

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Environmental Laws” means any and all Federal, state, local and foreign statutes, laws, regulations, ordinances, rules, judgments, orders, decrees, permits, concessions, grants, franchises, licenses, agreements with Governmental Authorities or other governmental restrictions binding upon any Borrower or any of its Subsidiaries, as applicable, relating to the environment or to emissions, discharges or releases of pollutants, contaminants, petroleum or petroleum products, chemicals or industrial, toxic or hazardous substances or wastes into the environment including, without limitation, ambient air, surface water, ground water, or land, or otherwise relating to the manufacture, processing, distribution, use, treatment, storage, disposal, transport or handling of pollutants, contaminants, petroleum or petroleum products, chemicals or industrial, toxic or hazardous substances or wastes or the clean–up or other remediation thereof.

Equity Interests” means shares of capital stock, partnership interests, membership interests in a limited liability company, beneficial interests in a trust or other equity ownership interests in a Person, and any warrants, options or other rights entitling the holder thereof to purchase or acquire any of the foregoing.

ERISA” means the Employee Retirement Income Security Act of 1974 and the rules and regulations promulgated thereunder, as the same may from time to time be amended and remain in effect.

ERISA Group” means the U.S. Borrower, any of its Subsidiaries and all members of a controlled group of corporations and all trades or businesses (whether or not incorporated) under common control which, together with the U.S. Borrower or any of its Subsidiaries, are treated as a single employer under Section 414 of the Internal Revenue Code.

EU Bail-In Legislation Schedule” means the EU Bail-In Legislation Schedule published by the Loan Market Association (or any successor Person), as in effect from time to time.

Euro” means the single currency of the Participating Member States.

Eurodollar”, when used in reference to any Loan or Borrowing, refers to whether such Loan, or the Loans comprising such Borrowing, bear interest at a rate determined by reference to the Adjusted LIBO Rate.

Eurodollar Payment Office” of the Administrative Agent shall mean, for each Foreign Currency, the office, branch, affiliate or correspondent bank of the Administrative Agent for such currency as specified from time to time by the Administrative Agent to the Borrower Representative and each Lender.

European Borrower’s Applicable Percentage” means, with respect to any European Borrower, the fraction, expressed as a percentage, determined by dividing such European Borrower’s applicable European Borrowing Base (prior to giving effect to any cap on the total amount of such European Borrowing Base and the Specified European Borrowing Base Availability Reserve) in effect at such time by the aggregate amount of the European Borrowing Bases of all European Borrowers in effect at such time.

 

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European Borrowers” means, collectively, the Swiss Borrower and the U.K. Borrower and from and after the German Borrower Effective Date, the German Borrower.

European Borrowing” means a Revolving Borrowing comprised of European Revolving Loans.

European Borrowing Base Capacity” has the meaning assigned to such term in Section 5.19.

European Borrowing Bases” means, collectively, the German Borrowing Base, the Swiss Borrowing Base and the U.K. Borrowing Base.

European Commitment” means, with respect to each European Lender, the commitment, if any, of such European Lender to make European Revolving Loans and to acquire participations in European Protective Advances hereunder, expressed as an amount representing the maximum possible aggregate amount of such European Lender’s European Committed Exposure hereunder, as such commitment may be (a) reduced from time to time pursuant to Section 2.09, (b) reduced or increased from time to time pursuant to assignments by or to such European Lender pursuant to Section 8.04, and (c) increased from time to time pursuant to Section 2.09. The initial amount of each European Lender’s European Commitment is set forth on the Commitment Schedule, or in the Assignment and Assumption pursuant to which such European Lender shall have assumed its European Commitment, as applicable. The initial aggregate amount of the European Lenders’ European Commitments is $100,000,000.

European Committed Exposure” means: (a) at any time of determination and with respect to all the European Lenders, the sum of the following, without duplication: (i) the aggregate U.S. Dollar Amount of European Loans then outstanding; plus (ii) the U.S. Dollar Amount of all interest, expenses, fees or other amounts both accrued and owed to the Administrative Agent or the European Lenders under all of the Loan Documents, and (b) at any time of determination and when determined with respect to a European Lender, the sum of the following, without duplication: (i) the aggregate U.S. Dollar Amount of European Loans held by such European Lender then outstanding; plus (ii) the European Lender’s participation or other interest in the European Swingline Loans; plus (iii) all interest, expenses, fees or other amounts both accrued and owed to such European Lender under all of the Loan Documents. When the European Committed Exposure of the Swingline Lender is determined in its capacity as a European Lender hereunder, its European Sub-Facility Percentage of the European Swingline Loans then outstanding shall be included instead of the total amount of all European Swingline Loans.

European Distribution Agreements” means the U.K. Distributor Agreement and the German Distributor Agreement.

European Lender” means a Lender with a European Commitment or holding European Revolving Loans.

European Loans” means the European Revolving Loans, the European Swingline Loans and the European Protective Advances, collectively.

 

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European Loan Parties” means, collectively, Netherlands Holding, the German Loan Parties (if applicable), the Swiss Loan Parties and the U.K. Loan Parties.

European Protective Advance” has the meaning assigned to such term in Section 2.04.

European Revolving Loan” means a Loan to any European Borrower made pursuant to Section 2.01 in an Agreed Currency (other than Canadian Dollars).

European Sub-Facility” means the senior secured revolving credit sub-facility for the European Borrowers established pursuant to Article II.

European Sub-Facility Credit Event” means a European Borrowing, the making of a European Swingline Loan or European Protective Advance that the European Lenders are required to participate in pursuant to the terms hereof, or any of the foregoing.

European Sub-Facility Percentage” means, with respect to any European Lender, the fraction expressed as a percentage determined by dividing such European Lender’s European Commitment by the aggregate European Commitments of all European Lenders; provided that, if the European Commitments have terminated or expired, the European Sub-Facility Percentage shall be determined based upon such European Lender’s share of the aggregate European Committed Exposures of all European Lenders at that time; provided further that, in accordance with Section 2.20, so long as any European Lender shall be a Defaulting Lender, European Lender’s European Commitment shall be disregarded in the foregoing calculation.

European Swingline Loan” has the meaning assigned to such term in Section 2.05.

Event of Default” has the meaning assigned to such term in Article VI.

Excess U.S. Borrowing Base Availability” means, at any time, an amount equal to (a) the U.S. Borrowing Base (after subtracting therefrom any Temporary Increase Amount then included as part of the U.S. Borrowing Base) in effect at such time minus (b) the U.S. Committed Exposure of all U.S. Lenders at such time (after subtracting therefrom the amount of any U.S. Revolving Loans made in reliance upon the Temporary Increase Amount component of the U.S. Borrowing Base at such time).

Exchange Rate” means, on any day, with respect to any Foreign Currency, the rate at which such Foreign Currency may be exchanged into U.S. Dollars, as set forth at approximately 11:00 a.m., Local Time, on such date on the Reuters World Currency Page for such Foreign Currency. In the event that such rate does not appear on any Reuters World Currency Page, the Exchange Rate with respect to such Foreign Currency shall be determined by reference to such other publicly available service for displaying exchange rates as may be reasonably selected by the Administrative Agent or, in the event no such service is selected, such Exchange Rate shall instead be calculated on the basis of the arithmetical mean of the buy and sell spot rates of exchange of the Administrative Agent for such Foreign Currency on the London market at 11:00 a.m., Local Time, on such date for the purchase of U.S. Dollars with such Foreign Currency, for delivery two (2) Business Days later; provided that, if at the time of any such determination, for any reason, no such spot rate is being quoted, the Administrative Agent, after consultation with the Borrower Representative, may use any reasonable method it deems appropriate to determine such rate, and such determination shall be conclusive absent manifest error.

 

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Excluded Subsidiary” means a Subsidiary that is either (a) a direct or indirect Domestic Subsidiary of a CFC or (b) a CFC Holding Company.

Excluded Swap Obligation” means, with respect to any Loan Party, (a) any Swap Obligation if, and to the extent that, all or a portion of the Guarantee of such Loan Party of, or the grant by such Loan Party of a security interest to secure, such Swap Obligation (or any Guarantee thereof) is or becomes illegal under the Commodity Exchange Act or any rule, regulation or order of the Commodity Futures Trading Commission (or the application or official interpretation of any provision thereof) by virtue of such Loan Party’s failure for any reason to constitute an ECP at the time the Guarantee of such Loan Party or the grant of such security interest becomes or would become effective with respect to such Swap Obligation or (b) any other Swap Obligation designated as an “Excluded Swap Obligation” of such Guarantor as specified in any agreement between the relevant Loan Party and counterparty applicable thereto. If a Swap Obligation arises under a master agreement governing more than one swap, such exclusion shall apply only to the portion of such Swap Obligation that is attributable to swaps for which such Guarantee or security interest is or becomes illegal.

Excluded Taxes” means any of the following Taxes imposed on or with respect to a Recipient or required to be withheld or deducted from a payment to a Recipient: (a) Taxes imposed on or measured by net income (however denominated), franchise Taxes, and branch profits Taxes, in each case, (i) imposed as a result of such Recipient being organized under the laws of, or having its principal office or, in the case of any Lender, its applicable lending office located in, the jurisdiction imposing such Tax (or any political subdivision thereof) or (ii) that are Other Connection Taxes; (b) in the case of a Lender, U.S. Federal and U.K. withholding Taxes (excluding (x) the portion of U.K. withholding Taxes with respect to which the applicable Lender is entitled to claim a reduction under an income tax treaty, (subject to the completion of procedural formalities), and (y) U.K. withholding Taxes on payments made by any Guarantor under any guarantee of the obligations) imposed on amounts payable to or for the account of such Lender with respect to an applicable interest in a Loan, Letter of Credit or Commitment pursuant to a law in effect on the date on which (i) such Lender acquires such interest in the Loan, Letter of Credit or Commitment (other than pursuant to an assignment request by the Borrowers under Section 2.19(b)) or (ii) such Lender changes its lending office, except in each case to the extent that, pursuant to Section 2.17, amounts with respect to such Taxes were payable either to such Lender’s assignor immediately before such Lender acquired the applicable interest in a Loan, Letter of Credit or Commitment or to such Lender immediately before it changed its lending office; (c) Taxes attributable to such Recipient’s failure to comply with Section 2.17(f) and Section 2.17(g); (d) any U.S. Federal withholding Taxes imposed under FATCA and (e) any Taxes imposed on a “specified non-resident shareholder”, as defined in subsection 18(5) of the ITA.

Existing Credit Agreement” shall have the meaning specified in the recitals of this Agreement.

 

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Existing Collection Account” has the meaning assigned to such term in Section 5.20.

Existing Indebtedness” shall have the meaning specified in the recitals of this Agreement.

Existing Lenders” shall have the meaning specified in the recitals of this Agreement.

Existing Letters of Credit” means the letters of credit originally issued by JPMCB, in its capacity as Issuing Bank under the terms of the Existing Credit Agreement, which are outstanding on the Effective Date and are listed on Schedule 1.01.

Facilities” means, collectively, the U.S. Credit Facility, the Canadian Sub-Facility and the European Sub-Facility, and “Facility” means any one of such Facilities, individually.

FATCA” means Sections 1471 through 1474 of the Code, as of the date of this Agreement (or any amended or successor version that is substantively comparable and not materially more onerous to comply with), any current or future regulations or official interpretations thereof and any agreement entered into pursuant to Section 1471(b)(1) of the Code and any intergovernmental agreement entered into with the United States in connection with such Sections of the Code.

Federal Funds Effective Rate” means, for any day, the rate calculated by the NYFRB based on such day’s federal funds transactions by depositary institutions (as determined in such manner as the NYFRB shall set forth on its public website from time to time) and published on the next succeeding Business Day by the NYFRB as the federal funds effective rate; provided, that if the Federal Funds Effective Rate is less than zero, such rate shall be deemed to be zero.

Financial Officer” means the chief financial officer, principal accounting officer, treasurer or controller of a Borrower.

Financial Support Direction” means a financial support direction issued by the Pensions Regulator pursuant to Section 43 of the Pensions Act 2004 (U.K.).

Financing Transactions” means the execution and delivery of the Loan Documents, and the performance of the transactions contemplated by the Loan Documents, including the borrowing of the Loans and the issuance of Letters of Credit.

Foreign Borrowers” means, collectively, the Canadian Borrower and the European Borrowers.

Foreign Borrowing” means a Canadian Borrowing or European Borrowing, as applicable.

Foreign Collateral Documents” means, collectively, the Canadian Collateral Documents, the Netherlands Collateral Documents, the German Collateral Documents, the Swiss Collateral Documents and the U.K. Collateral Documents.

 

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Foreign Commitments” means, collectively, the Canadian Commitment and the European Commitment.

Foreign Currencies” means Agreed Currencies other than U.S. Dollars.

Foreign Guarantors” means Netherlands Holding, Swiss Holding, the Canadian Subsidiary Guarantors, the German Subsidiary Guarantors (if applicable), the Swiss Subsidiary Guarantors and the U.K. Subsidiary Guarantors.

Foreign Lender” means (a) if a Borrower is a U.S. Person, a Lender, with respect to such Borrower, that is not a U.S. Person, and (b) if a Borrower is not a U.S. Person, a Lender, with respect to such Borrower, that is resident or organized under the laws of a jurisdiction other than that in which such Borrower is resident for tax purposes.

Foreign Loan Parties” means, collectively, the Canadian Loan Parties and the European Loan Parties.

Foreign Loan Party Group” means a group consisting of the Canadian Loan Parties or the European Loan Parties, as applicable.

Foreign Pension Plan” means any pension plan, pension undertaking, supplemental pension, defined benefit pension scheme, occupational pension scheme, retirement savings or other retirement income plan, obligation or arrangement or any kind that is not subject to U.S. law and that is established, maintained or contributed to by any Loan Party or any of its Subsidiaries or Affiliates in respect of which any Loan Party or any of its Subsidiaries or Affiliates has any liability, obligation or contingent liability; provided that, the term “Foreign Pension Plan” shall not include any Canadian Pension Plan.

Foreign Secured Obligations” means all Secured Obligations of the Foreign Loan Parties or, in the case of Bank Product Obligations, any other Foreign Subsidiaries of the Loan Parties. For the avoidance of doubt, the Foreign Secured Obligations exclude all Secured Obligations of the U.S. Loan Parties.

Foreign Subsidiary” means any Subsidiary which is not a Domestic Subsidiary.

Freely Disposable Amount” has the meaning assigned to such term in Section 10.15.

FSCO” means that Financial Services Commission of Ontario.

Funding Account” has the meaning assigned to such term in Section 4.01(f).

GAAP” means generally accepted accounting principles in the U.S.

German Borrower” means, from and after the German Borrower Effective Date, Elizabeth Arden GmbH, a company organized under the laws of Germany.

German Borrower Effective Date” has the meaning assigned to such term in Section 2.23.

 

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German Borrowing Base” means, as of any date, the sum of the following, determined as of such date, without duplication:

(a) Eligible Accounts Receivable. The product of the Advance Percent multiplied by the aggregate amount of the German Borrower’s Eligible Accounts Receivable; minus

(b) Reserves. Reserves pertaining to the German Borrower;

provided that at no time shall the total amount of the German Borrowing Base (after giving effect to any Reserves, including, without limitation, the applicable Specified European Borrowing Base Availability Reserve) exceed twenty percent (20%) of the sum of the U.S. Borrowing Base, the Canadian Borrowing Base and the European Borrowing Bases at such time.

The German Borrowing Base will be calculated without duplication of any Borrowing Base Deduction for the German Borrower. Notwithstanding anything herein to the contrary, the German Borrowing Base shall be zero until the German Borrower Effective Date has occurred.

German Collateral” has the meaning assigned to such term in Section 7.12.

German Collateral Documents” means the German Security Agreements and each other pledge agreement, security agreement or other collateral agreement, instrument or document that is entered into by any German Loan Party (or any share pledge with respect to the shares of any German Loan Party) in favor of the Administrative Agent with the intention to secure all or any portion of the Foreign Secured Obligations, in each case, in form and substance reasonably satisfactory to the Administrative Agent and entered into pursuant to the terms of this Agreement or any other Loan Document.

German Distributor Agreement” means the distributor agreement dated 1 July 2014 between (a) the Swiss Borrower and (b) Elizabeth Arden GmbH.

German Guaranty Limitations” means Section 10.14 of this Agreement.

German Insolvency Event” means:

(a) a German Relevant Entity is unable or admits its inability to pay its debts as they fall due or is deemed to or declared to be unable to pay its debts under applicable law, suspends or threatens to suspend making payments on any of its debts or, by reason of actual or anticipated financial difficulties, commences negotiations with one or more of its creditors with a view to rescheduling any of its indebtedness, including a stoppage of payment situation (Zahlungsunfähigkeit), a status of over indebtedness (Überschuldung), the presumed inability to pay its debts as they fall due (drohende Zahlungsunfähigkeit), or actual insolvency proceedings;

(b) a moratorium is declared in respect of any Indebtedness of a German Relevant Entity;

(c) (i) such German Relevant Entity is otherwise in a situation to file for insolvency because of any of the reasons set out in Sections 17 to 19 of the German Insolvency Code and (ii) a petition for insolvency proceedings in respect of its assets (Antrag auf Eröffnung eines insolvenzverfahrens) has been filed based on Sections 17 to 19 of the German Insolvency Code (Insolvenzordnung); or

 

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(d) any procedure or step analogous to the foregoing taken in any jurisdiction;

provided that, the term “German Insolvency Event” shall not include any insolvency petition which is frivolous or vexatious and is discharged, stayed or dismissed within sixty (60) days after the earlier of (i) notice thereof to any German Relevant Entity or (ii) any German Relevant Entity otherwise becoming aware of the same.

German Loan Parties” means, collectively, from and after the German Borrower Effective Date, the German Borrower and each German Subsidiary Guarantor that becomes a party hereto and/or to a German Security Agreement.

German Relevant Entity” means any German Loan Party or any Loan Party capable of becoming subject of insolvency proceedings under the German Insolvency Code (Insolvenzordnung).

German Security Agreements” means, collectively, any (a) global assignment agreement between a German Loan Party as assignor and the Administrative Agent as assignee, regarding the assignment of trade receivables, insurance claims and/or intra-group receivables, and (b) account pledge agreement between a German Loan Party as pledgor and the Administrative Agent as pledgee, regarding the pledge over certain bank accounts.

German Subsidiary Guarantor” means each Material Foreign Subsidiary organized under the laws of Germany.

Germany” means the Federal Republic of Germany.

Governmental Authority” means the government of the U.S., Canada, any other nation or any political subdivision thereof, whether state, provincial, territorial or local, and any agency, authority, instrumentality, regulatory body, court, central bank, fiscal or monetary authority or other entity (including any European supranational body) exercising executive, legislative, judicial, taxing, regulatory or administrative powers or functions of or pertaining to government, including the European Central Bank, the Council of Ministers of the European Union and the Bank Committee on Banking Regulation and Supervisory Practices of the Bank of International Settlements.

Guarantee” of or by any Person (the “guarantor”) means any obligation, contingent or otherwise, of the guarantor guaranteeing or having the economic effect of guaranteeing any Indebtedness or other obligation of any other Person (the “primary obligor”) in any manner, whether directly or indirectly, and including any obligation of the guarantor, direct or indirect, (a) to purchase or pay (or advance or supply funds for the purchase or payment of) such Indebtedness or other obligation or to purchase (or to advance or supply funds for the purchase of) any security for the payment thereof, ((b) to purchase or lease property, securities or services for the purpose of assuring the owner of such Indebtedness or other obligation of the payment thereof, (c) to maintain working capital, equity capital or any other financial statement condition

 

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or liquidity of the primary obligor so as to enable the primary obligor to pay such Indebtedness or other obligation or (d) as an account party in respect of any letter of credit or letter of guaranty issued to support such Indebtedness or obligation; provided, that the term Guarantee shall not include endorsements for collection or deposit in the ordinary course of business. The amount of any Guarantee shall be deemed to be an amount equal to the stated or determinable amount of the related primary obligation, or portion thereof, in respect of which such Guarantee is made or, if not stated or determinable, the maximum reasonably anticipated liability in respect thereof as determined by the guaranteeing Person in good faith.

Guarantee Liability” has the meaning assigned to such term in Section 10.15.

Guaranteed Obligations” has the meaning assigned to such term in Section 9.01 or Section 10.01, as the case may be; provided that, for the avoidance of doubt, the definition of “Guaranteed Obligations” shall not create or include any guarantee by any Guarantor of any Excluded Swap Obligations of such Guarantor.

Guarantor Payment” has the meaning assigned to such term in Section 9.11 or Section 10.11, as the case may be.

Guarantors” means, collectively, the U.S. Subsidiary Guarantors and the Foreign Guarantors, and “Guarantor” means each of them individually.

HMRC DT Treaty Passport scheme” means the Board of H.M. Revenue and Customs Double Taxation Treaty Passport scheme.

IFRS” means the body of pronouncements issued by the International Accounting Standards Board (IASB), including International Financial Reporting Standards and interpretations approved by the IASB, International Accounting Standards and Standing Interpretations Committee interpretations approved by the predecessor International Accounting Standards Committee and adapted for use in the European Union.

Impacted Interest Period” has the meaning assigned to such term in the definition of “LIBO Rate”.

Indebtedness” means, with respect to any Person, all items which in accordance with GAAP should be included as liabilities on the balance sheet of such Person as at the date as of which Indebtedness is to be determined (other than accruals, deferred revenue and deferred taxes), and, in any event, shall include the following, without limitation or duplication: (a) all obligations of such Person representing borrowed money, including, without limitation, any obligations evidenced by notes, bonds, debentures or similar obligations; (b) any obligation for the deferred purchase price of property or services or an obligation under a conditional sale or other title retention agreement, except trade accounts payable arising in the ordinary course of business; (c) Capitalized Lease Obligations; (d) all obligations of such Person relating to Sale and Lease-Back Transactions and securitization transactions; (e) all obligations secured by any Lien to which any property owned or held by such Person is subject, whether or not the obligations secured thereby shall have been assumed; (f) all obligations of others Guaranteed by such Person; (g) all obligations with respect to any letters of credit issued on behalf of such

 

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Person to any beneficiary or with respect to which such Person has any reimbursement obligations; and (h) all obligations of such Person, contingent or otherwise, for the payment of money under any noncompete, consulting or similar agreement entered into with the seller of a target in an Acquisition or any other similar arrangements but only to the extent, in each case under this clause (h), that the arrangement provides for the deferred payment of the purchase price for an Acquisition permitted hereby or an Acquisition consummated prior to the Effective Date.

Indemnified Taxes” means (a) Taxes, other than Excluded Taxes, imposed on or with respect to any payment made by, or on account of any obligation of any Loan Party under any Loan Document or Letter of Credit and (b) to the extent not otherwise described in the foregoing clause (a) hereof, Other Taxes.

Indemnitee” has the meaning assigned to such term in Section 8.03(b).

Indenture” means the Indenture dated as of January 21, 2011 among the U.S. Borrower and U.S. Bank National Association, as trustee, relating to the 7.375% Senior Notes due 2021 in a principal amount of up to $400,000,000. To the extent that any terms defined in an Indenture are incorporated herein as therein defined, such definitions shall be incorporated herein as set forth in such Indenture as of January 16, 2014, without giving effect to any amendment or other modification thereto, unless modified for purposes of such incorporation with the consent of the Required Lenders.

Indenture Increase Net Proceeds” has the meaning specified in Section 5.23.

Ineligible Institution” has the meaning assigned to such term in Section 8.04(b).

Information” has the meaning assigned to such term in Section 8.12.

Insolvency Event” has the meaning assigned to such term in Section 12.01.

Intercompany Indebtedness” has the meaning assigned to such term in Section 12.01.

Intercreditor Agreement” means that certain Amended and Restated Intercreditor Agreement, substantially in the form of Exhibit G hereto, to be executed among the U.S. Collateral Agent, the Administrative Agent, the Second Lien Term Lender and the U.S. Borrower.

Interest Election Request” means a request by the Borrower Representative to convert or continue a Revolving Borrowing in accordance with Section 2.08.

Interest Payment Date” means (a) with respect to any ABR Loan (including any Swingline Loan), Canadian Prime Rate Loan (including any Swingline Loan) or Overnight LIBO Rate Loan, the first Business Day of each calendar month and the Maturity Date and (b) with respect to any Eurodollar Loan or CDOR Rate Loan, the last day of the Interest Period applicable to the Borrowing of which such Loan is a part (and, in the case of a Eurodollar Borrowing or CDOR Borrowing with an Interest Period of more than three months’ duration, each day prior to the last day of such Interest Period that occurs at intervals of three months’ duration after the first day of such Interest Period) and the Maturity Date.

 

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Interest Period” means (a) with respect to any Eurodollar Revolving Borrowing, the period commencing on the date of such Eurodollar Revolving Borrowing and ending on the numerically corresponding day in the calendar month that is one, two, three or six months (or, with the consent of each applicable Lender, twelve months) thereafter, as the Borrower Representative may elect and (b) with respect to any CDOR Rate Borrowing, the period commencing on the date of such CDOR Rate Borrowing and ending on the numerically corresponding day in the calendar month that is one, two, three or six months (or, with the consent of each applicable Lender, twelve months) thereafter, as the Borrower Representative may elect on behalf of the Canadian Borrower; provided that (i) if any Interest Period would end on a day other than a Business Day, such Interest Period shall be extended to the next succeeding Business Day unless, in the case of a Eurodollar Revolving Borrowing only, such next succeeding Business Day would fall in the next calendar month, in which case such Interest Period shall end on the next preceding Business Day and (ii) any Interest Period that commences on the last Business Day of a calendar month (or on a day for which there is no numerically corresponding day in the last calendar month of such Interest Period) shall end on the last Business Day of the last calendar month of such Interest Period. For purposes hereof, the date of a Revolving Borrowing initially shall be the date on which such Revolving Borrowing is made and, in the case of a Revolving Borrowing, thereafter shall be the effective date of the most recent conversion or continuation of such Revolving Borrowing.

Interpolated Rate” means, at any time, for any Interest Period, the rate per annum (rounded to the same number of decimal places as the LIBO Screen Rate) determined by the Administrative Agent (which determination shall be conclusive and binding absent manifest error) to be equal to the rate that results from interpolating on a linear basis between: (a) the LIBO Screen Rate for the longest period (for which the LIBO Screen Rate is available for the applicable currency) that is shorter than the Impacted Interest Period and (b) the LIBO Screen Rate for the shortest period (for which the LIBO Screen Rate is available for the applicable currency) that exceeds the Impacted Interest Period, in each case, at such time.

Inventory” has the meaning assigned to such term in the applicable Security Agreement.

Investment” means any investment in any Person, whether by means of share or other equity interest purchase, capital contribution, loan, advance, time deposit or otherwise.

IRS” means the United States Internal Revenue Service.

Issuing Bank” means JPMCB or any of its Affiliates, in their capacity as the issuer of Letters of Credit hereunder.

ITA” means the Income Tax Act (Canada), as amended.

Joinder Agreement” means a Joinder Agreement in substantially the form of Exhibit H.

 

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JPMCB” means JPMorgan Chase Bank, N.A., a national banking association, in its individual capacity, and its successors.

JPMCB Parties” has the meaning assigned to such term in Section 8.19.

LC Collateral Account” has the meaning assigned to such term in Section 2.06(i)(ii).

LC Disbursement” means any payment made by an Issuing Bank pursuant to a Letter of Credit.

LC Exposure” means, at any time, the sum of (a) the aggregate undrawn U.S. Dollar Amount of all outstanding Letters of Credit at such time plus (b) the aggregate U.S. Dollar Amount of all LC Disbursements that have not yet been reimbursed by or on behalf of the Borrowers at such time. The LC Exposure of any U.S. Lender at any time shall be its U.S. Facility Percentage of the total LC Exposure at such time.

Lead Arranger” means JPMCB in its capacity as the lead arranger for the credit facility evidenced by this Agreement.

Lender Allocation Agreement” means a Collection Allocation Mechanism Agreement, dated as of the date hereof, among the Administrative Agent and each Lender; it being understood that no Loan Party shall be a party to such agreement or have any rights or obligations thereunder, nor shall the consent of any Loan Party be required with respect to any aspect thereof.

Lenders” means the Persons listed on the Commitment Schedule and any other Person that shall have become a Lender hereunder pursuant to Section 2.09 or an Assignment and Assumption, other than any such Person that ceases to be a Lender hereunder pursuant to an Assignment and Assumption. Unless the context otherwise requires, the term “Lenders” includes the Swingline Lender and the Issuing Bank.

Letters of Credit” means the letters of credit or bank guarantees issued pursuant to this Agreement, and the term “Letter of Credit” means any one of them or each of them singularly, as the context may require.

LIBO Rate” means, with respect to any Eurodollar Borrowing for any applicable Interest Period or for any ABR Borrowing, the London interbank offered rate as administered by ICE Benchmark Administration Limited (or any other Person that takes over the administration of such rate for the applicable Agreed Currency) for a period equal in length to such Interest Period as displayed on pages LIBOR01 or LIBOR02 of the Thomson Reuters screen that displays such rate or, in the event such rate does not appear on a Thomson Reuters page or screen, on any successor or substitute page on such screen that displays such rate, or on the appropriate page of such other information service that publishes such rate from time to time as shall be selected by the Administrative Agent in its reasonable discretion, in each case (the “LIBO Screen Rate”) at approximately 11:00 a.m., London time, two (2) Business Days prior to the commencement of such Interest Period or for Sterling at 11:00 a.m., London time on the commencement date of such Interest Period; provided that, (x) if the LIBO Screen Rate shall be

 

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less than zero, such rate shall be deemed to be zero for the purposes of this Agreement and (y) if the LIBO Screen Rate shall not be available at such time for a period equal in length to such Interest Period (an “Impacted Interest Period”), then the LIBO Rate shall be the Interpolated Rate at such time, subject to Section 2.14 in the event that the Administrative Agent shall conclude that it shall not be possible to determine such Interpolated Rate (which conclusion shall be conclusive and binding absent manifest error); provided further, that, if any Interpolated Rate shall be less than zero, such rate shall be deemed to be zero for purposes of this Agreement. Notwithstanding the above, to the extent that “LIBO Rate” or “Adjusted LIBO Rate” is used in connection with an ABR Borrowing, such rate shall be determined as modified by the definition of Alternate Base Rate.

LIBO Screen Rate” has the meaning assigned to such term in the definition of “LIBO Rate”.

License Agreements” means those license agreements identified as such in Schedule 3.15 attached hereto which Schedule shall be amended from time to time to reflect new licensing agreements.

Lien” means, with respect to any asset, (a) any mortgage, deed of trust, lien, pledge, hypothecation, encumbrance, charge, assignment and transfer by way of security or security interest in, on or of such asset, (b) the interest of a vendor or a lessor under any conditional sale agreement, capital lease or title retention agreement (or any financing lease having substantially the same economic effect as any of the foregoing) relating to such asset and (c) in the case of securities, any purchase option, call or similar right of a third party with respect to such securities.

Loan Documents” means, collectively, this Agreement, each Borrowing Subsidiary Agreement, each Joinder Agreement, the Notes, any Letter of Credit applications, the Collateral Documents, the Loan Guaranty, the Intercreditor Agreement and all other agreements, instruments, documents and certificates, including all other pledges, powers of attorney, consents, assignments, contracts, notices, letter of credit agreements, and all other written matter whether heretofore, now or hereafter executed by or on behalf of any Loan Party, or any employee of any Loan Party, and delivered to the Administrative Agent or any Lender in connection with this Agreement or the transactions contemplated hereby. Any reference in this Agreement or any other Loan Document to a Loan Document shall include all appendices, exhibits or schedules thereto, and all amendments, restatements, supplements or other modifications thereto, and shall refer to this Agreement or such Loan Document as the same may be in effect at any and all times such reference becomes operative.

Loan Guarantor” means each Loan Party, and shall include each U.S. Loan Party in the case of Article IX and each Foreign Loan Party in the case of Article X.

Loan Guaranty” means, collectively, Articles IX and X of this Agreement and, if applicable, each separate Guarantee, in form and substance reasonably satisfactory to the Administrative Agent, delivered by each Loan Guarantor that is a Foreign Subsidiary (which Guarantee shall be governed by the laws of the country in which such Foreign Subsidiary is located).

 

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Loan Parties” means, collectively, the U.S. Loan Parties and the Foreign Loan Parties.

Loan Party Accounts” has the meaning assigned to such term in Section 7.09.

Loans” means the loans and advances made by the Lenders pursuant to this Agreement, including Swingline Loans and Protective Advances.

Local Time” means (a) New York City time in the case of a Loan, Borrowing or LC Disbursement to the U.S. Borrower, (b) London, England time in the case of a Loan or Borrowing to any European Borrower and (c) Toronto, Canada time in the case of a Loan or Borrowing to the Canadian Borrower.

Lockbox Accounts” means the lockbox accounts established from time to time pursuant to the Lockbox Agreements in which all funds received pursuant to the Lockbox Agreements shall be deposited.

Lockbox Agreements” means any lockbox or other agreement entered into by any Borrower or any Guarantor with any Agent, any Lender or any other institution acceptable to the Administrative Agent which has entered into a control agreement with the Administrative Agent pursuant to which a lockbox and deposit account shall be established into which payments on the Borrowers’ and their Subsidiaries’ Accounts and other Collateral shall be sent and deposited, as the same may be amended or otherwise modified.

Management Notification” has the meaning assigned to such term in Section 10.14(c)(i).

Material Adverse Effect” means (a) a materially adverse effect on the business, operations or financial condition of the U.S. Borrower and its Subsidiaries considered as a whole, (b) material impairment of the ability of the U.S. Borrower or any of its Subsidiaries to perform any of its obligations under any Loan Document to which it is or will be a party, or (c) material impairment of the rights of or benefits available to the Administrative Agent, the U.S. Collateral Agent or the Lenders under any Loan Document. A delisting, or a suspension of trading, of the common stock issued by the U.S. Borrower from the New York Stock Exchange or the NASDAQ shall not constitute a Material Adverse Effect in and of itself provided that the inclusion of this sentence in this definition shall not prevent the Lenders from asserting that a Material Adverse Effect shall have occurred based on an event or circumstance that resulted in such delisting or suspension.

Material Debt” means Indebtedness (other than the Notes and any Intercompany Indebtedness) of the U.S. Borrower and/or one or more of its Subsidiaries, arising in one or more related or unrelated transactions, in an aggregate principal amount equal to or exceeding $10,000,000.

Material Domestic Subsidiary” means a Domestic Subsidiary that is a Material Subsidiary as of the Effective Date or becomes one thereafter.

Material Foreign Subsidiary” means a Foreign Subsidiary that is a Material Subsidiary as of the Effective Date.

 

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Material Subsidiary” means a Subsidiary of the U.S. Borrower that, as of the Effective Date or the last day of any fiscal quarter of the U.S. Borrower, as applicable, is a “Material Subsidiary” accounted on a consolidated basis for five percent (5%) or more of the total sales of the U.S. Borrower and its Consolidated Subsidiaries for the most recent four fiscal quarters or accounted on a consolidated basis for five percent (5%) or more of the total assets of the U.S. Borrower and its Consolidated Subsidiaries as of the most recent date for which a consolidated balance sheet of the U.S. Borrower has been delivered to the Administrative Agent pursuant to Section 5.01(a) or (b).

Maturity Date” means December 17, 2019 or any earlier date on which the Commitments are reduced to zero or otherwise terminated pursuant to the terms hereof.

Maximum Liability” has the meaning assigned to such term in Section 9.10 and Section 10.10, as applicable.

Maximum Rate” has the meaning assigned to such term in Section 8.17.

Moody’s” means Moody’s Investors Service, Inc.

Multiemployer Plan” means at any time an employee pension benefit plan within the meaning of Section 4001(a)(3) of ERISA to which any member of the ERISA Group is then making or accruing an obligation to make contributions or has within the preceding five plan years made contributions, including for these purposes any Person which ceased to be a member of the ERISA Group during such five year period.

Net Proceeds” means gross proceeds received by any Loan Party less customary fees and expenses associated with the transactions, including reasonable banking, legal and accounting fees less income taxes payable by any Loan Party as a result of such transaction (as reasonably determined by the relevant Loan Party on the basis of existing rates and taking account of any available credit, deduction or allowance) less, with respect to asset sales, the amount required to be applied to the repayment of Indebtedness secured thereby.

Netherlands Collateral Document” means each pledge agreement, security agreement, deed of mortgage, charge, debenture or other collateral agreement that is entered into by Netherlands Holding (or any share pledge with respect to the shares of Netherlands Holding) in favor of the Administrative Agent, securing all or any portion of the Foreign Secured Obligations, in each case, in form and substance reasonably satisfactory to the Administrative Agent and entered into pursuant to the terms of this Agreement or any other Loan Document.

Netherlands Holding” means Elizabeth Arden (Netherlands) Holding, B.V., a private company with limited liability (besloten vennootschap met beperkte aansprakelijkheid) incorporated under the laws of the Netherlands, having its corporate seat (statutaire zetel) in Rotterdam, the Netherlands, its registered office at Herengracht 483, 1017BT Amsterdam, the Netherlands, and registered with the trade register of the Chamber of Commerce (handelsregister van de Kamer van Koophandel) under number 24313747.

 

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Netherlands Insolvency Event” means (a) a Netherlands Relevant Entity is unable or admits its inability to pay its debts as they fall due or is deemed to or declared to be unable to pay its debts under applicable law, suspends or threatens to suspend making payments on any of its debts or, by reason of actual or anticipated financial difficulties, commences negotiations with one or more of its creditors with a view to rescheduling any of its indebtedness; (b) a moratorium (surseance van betaling) is declared in respect of a Netherlands Relevant Entity; (c) any corporate action, legal proceedings or other procedure or step is taken in relation to: (i) the suspension of payments, a moratorium (surseance van betaling), bankruptcy (faillissement), winding up, dissolution, administration or reorganization (by way of voluntary arrangement, scheme of arrangement or otherwise) of any Netherlands Relevant Entity; (ii) a composition, compromise, assignment or arrangement with any creditor of any Netherlands Relevant Entity; (iii) the appointment of a liquidator, receiver, administrative receiver, administrator, compulsory manager or other similar officer in respect of any Netherlands Relevant Entity, or any of its assets; or (iv) enforcement of any Lien over any material assets of any Netherlands Relevant Entity, and such corporate action, legal proceedings or other procedure or step is not discharged, stayed or dismissed within thirty (30) days of the earlier of (x) notice thereof to any Netherlands Relevant Entity or (y) any Netherlands Relevant Entity otherwise becoming aware of the same; (d) any procedure or step analogous to the foregoing is taken in any jurisdiction; (e) a Netherlands Relevant Entity having filed a notice under Section 36 of the Dutch Tax Collection Act (Invorderingswet 1990); or (f) any expropriation, attachment, sequestration, distress or execution or any analogous process in any jurisdiction affects any asset or assets of a Netherlands Relevant Entity and is not discharged within thirty (30) days of commencement, in each such case, such that any such actions or process described in this paragraph (f) could reasonably be expected to result in a Material Adverse Effect.

Netherlands Permitted Lien” any Lien and/or right of set-off created pursuant to the general conditions of a bank operating in the Netherlands based on the general conditions drawn up in consultation between the Netherlands Bankers’ Association (Nederlandse Vereniging van Banken) and the consumers’ organisation (Consumentenbond).

Netherlands Relevant Entity” means (a) Netherlands Holding; or (b) any Loan Party capable of becoming subject of insolvency proceedings under the laws of the Netherlands.

New Collection Account” has the meaning assigned to such term in Section 5.20.

Non-Consenting Lender” has the meaning assigned to such term in Section 8.02(d).

Note” means a promissory note of the applicable Borrower, evidencing the obligation of such Borrower to repay Loans made to it, and “Notes” means any or all of such promissory notes issued hereunder.

NYFRB” means the Federal Reserve Bank of New York.

NYFRB Rate” means, for any day, the greater of (a) the Federal Funds Effective Rate in effect on such day and (b) the Overnight Bank Funding Rate in effect on such day(or for any day that is not a Banking Day, for the immediately preceding Banking Day); provided that if none of such rates are published for any day that is a Business Day, the term “NYFRB Rate

 

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means the rate for a federal funds transaction quoted at 11:00 a.m. on such day received to the Administrative Agent from a Federal funds broker of recognized standing selected by it; provided, further, that if any of the aforesaid rates shall be less than zero, such rate shall be deemed to be zero for purposes of this Agreement.

Obligated Party” has the meaning assigned to such term in Section 9.02 or Section 10.02, as the case may be.

Obligations” means all unpaid principal of and accrued and unpaid interest on the Loans, all LC Exposure, all accrued and unpaid fees and all expenses, reimbursements, indemnities and other obligations and indebtedness (including interest and fees accruing during the pendency of any bankruptcy, insolvency, receivership or other similar proceeding, regardless of whether allowed or allowable in such proceeding) of any of the Loan Parties to any of the Lenders, the Administrative Agent, the Issuing Bank or any indemnified party, individually or collectively, existing on the Effective Date or arising thereafter, direct or indirect, joint or several, absolute or contingent, matured or unmatured, liquidated or unliquidated, secured or unsecured, arising by contract, operation of law or otherwise, arising or incurred under this Agreement or any of the other Loan Documents or in respect of any of the Loans made or reimbursement or other obligations incurred or any of the Letters of Credit or other instruments at any time evidencing any thereof, including Parallel Debt.

Obligor” has the meaning assigned to such term in Section 12.01.

OFAC” means the Office of Foreign Assets Control of the United States Department of the Treasury.

Original Credit Agreement” shall have the meaning specified in the recitals of this Agreement.

Other Connection Taxes” means, with respect to any Recipient, Taxes imposed as a result of a present or former connection between such Recipient and the jurisdiction imposing such Taxes (other than a connection arising from such Recipient having executed, delivered, become a party to, performed its obligations under, received payments under, received or perfected a security interest under, engaged in any other transaction pursuant to, or enforced, any Loan Document, or sold or assigned an interest in any Loan, Letter of Credit or any Loan Document).

Other Taxes” means all present or future stamp, court or documentary, intangible, recording, filing or similar Taxes that arise from any payment made under, from the execution, delivery, performance, enforcement or registration of, from the receipt or perfection of a security interest under, or otherwise with respect to, any Loan Document or Letter of Credit, except any such Taxes that are (a) Other Connection Taxes imposed with respect to an assignment (other than an assignment made pursuant to Section 2.19) or (b) imposed as a result of any voluntary registration by a Lender of any Loan Document.

 

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Overnight Bank Funding Rate” means, for any day, the rate comprised of both overnight federal funds and overnight Eurodollar borrowings by U.S.-managed banking offices of depository institutions (as such composite rate shall be determined by the NYFRB as set forth on its public website from time to time) and published on the next succeeding Business Day by the NYFRB as an overnight bank funding rate (from and after such date as the NYFRB shall commence to publish such composite rate).

Overnight LIBO Rate” means a rate of interest per annum equal to the London interbank offered rate as administered by ICE Benchmark Administration Limited (or any other person that takes over the administration of such rate) for overnight deposits in the applicable Agreed Currency in an amount approximately equal to the amount with respect to which such rate is being determined as displayed on the applicable Thomson Reuters screen page (or, in the event such rate does not appear on a page of the Thomson Reuters screen, on the appropriate page of such other information service that publishes such rate as shall be selected by the Administrative Agent from time to time in its reasonable discretion) at approximately 11:00 a.m., London time, on such day; provided, that if the Overnight LIBO Rate shall be less than zero, such rate shall be deemed to be zero for all purposes.

Parallel Debt” has the meaning assigned to such term in Section 7.12.

Parent” means, with respect to any Lender, any Person as to which such Lender is, directly or indirectly, a subsidiary.

Participant” has the meaning assigned to such term in Section 8.04(c).

Participant Register” has the meaning assigned to such term in Section 8.04(c).

Participating Member State” means any member state of the European Union that has the Euro as its lawful currency in accordance with legislation of the European Union relating to economic and monetary union.

Payment and Collateralisation Requirements” has the meaning assigned to such term in Section 2.10(b).

PBGC” means the Pension Benefit Guaranty Corporation referred to and defined in ERISA and any successor entity performing similar functions.

Pensions Regulator” means the body corporate called the “Pensions Regulator,” established under Part I of the Pensions Act 2004 (U.K.).

Permitted Acquisition” means an Acquisition by the U.S. Borrower or any of its Subsidiaries in which each of the following conditions are satisfied:

(a) No Default then exists or would arise from the consummation of such Acquisition;

(b) Such Acquisition shall have been approved by the Board of Directors of the Person (or similar governing body if such Person is not a corporation) which is the subject of such Acquisition and such Person shall not have announced that it will oppose such Acquisition or shall not have commenced any action which alleges that such Acquisition will violate applicable law;

 

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(c) The Borrower Representative shall have furnished the Administrative Agent prior notice of such intended Acquisition immediately following approval by its Board of Directors (provided, that no such prior notice shall be required for any Acquisition in which the total consideration paid is less than $10,000,000) and shall have furnished the Administrative Agent with such information regarding the proposed Acquisition as the Administrative Agent reasonably requested so long as such information is readily available;

(d) The majority of any assets acquired shall be utilized in, and if the Acquisition involves a merger, consolidation, amalgamation or stock acquisition, the Person which is the subject of such Acquisition shall be engaged in, the same general type of business as now conducted by the Borrowers or their Subsidiaries, which shall be deemed to include owning, operating or managing spas or salons in which any Borrower’s products are used and/or sold;

(e) Either (A) the sum of the total consideration paid for all Acquisitions consummated since the Effective Date other than the Acquisitions completed under the permissions of the following subclause (B) plus the total consideration proposed to be paid for the Acquisition in question does not exceed $35,000,000 or (B) the Borrowers are in compliance with the following test:

(i) if such Acquisition is consummated during the period from and including February 1 to and including August 31, then the sum of the following, as reasonably estimated by the Borrower Representative in good faith, must equal or exceed $30,000,000: (1) the sum of the balances of the Specified Cash and Cash Equivalents and the Aggregate Borrowing Base Capacity as of the anticipated closing date; minus (2) the total cash consideration to be paid for such Acquisition;

(ii) if such Acquisition is consummated during the period from and including September 1 to and including January 31, then the sum of the following, as reasonably estimated by the Borrower Representative in good faith, must equal or exceed $40,000,000: (1) the sum of the balances of the Specified Cash and Cash Equivalents and the Aggregate Borrowing Base Capacity as of the anticipated closing date; minus (2) the total cash consideration to be paid for such Acquisition;

provided that, if such Acquisition is being made under the permissions of this subclause (B) and the total consideration being paid in connection with such Acquisition is equal to or greater than $10,000,000, then no earlier than 5 days prior to the anticipated closing of such Acquisition, the Borrower Representative shall deliver to the Administrative Agent a certificate which demonstrates, in reasonable detail satisfactory to the Administrative Agent, compliance with clauses (a) – (e).

No Accounts or Inventory acquired in a Permitted Acquisition or arising from a business acquired in a Permitted Acquisition shall be included in the applicable Borrowing Base unless and until the Administrative Agent shall be satisfied that the manner of calculating the applicable Borrowing Base as set forth herein is appropriate for the assets and business acquired; provided

 

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that for the sole purpose of determining compliance with the test under clause (e)(A) and (B) of the definition of the term “Permitted Acquisition” (and not otherwise), such Accounts and Inventory, as applicable, which satisfy the eligibility requirements hereunder may be included in the applicable Borrowing Base for purposes of the calculation of Aggregate Borrowing Base Capacity under such test. The Administrative Agent shall make the determination of whether Accounts and Inventory, as applicable, acquired in a Permitted Acquisition or arising from a business acquired in a Permitted Acquisition shall be included in the applicable Borrowing Base as promptly as reasonably possible after receiving a request to do so from the Borrower Representative and after receipt of all collateral audits and appraisals conducted with respect to such Accounts and Inventory, as applicable, as reasonably requested by the Administrative Agent considering, among other factors, the materiality of the Acquisition and the relative similarity of the Accounts or Inventory, as applicable, to the Accounts and Inventory already included in the applicable Borrowing Base.

Permitted Discretion” means a determination made in good faith and in the exercise of reasonable (from the perspective of a secured asset-based lender) business judgment.

Permitted Indebtedness” means (a) the Secured Obligations; (b) the Senior Notes; (c) up to $10,000,000 of unsecured Indebtedness incurred or assumed by the U.S. Borrower or any of its Domestic Subsidiaries in connection with Permitted Acquisitions; (d) the intercompany Indebtedness described on Schedule 5.15 (the “Arden Acquisition Indebtedness”); (e) no more than $15,000,000 (in the aggregate) of Purchase Money Indebtedness outstanding at any time; (f) up to $50,000,000 (in the aggregate) of unsecured Indebtedness (in addition to the Arden Acquisition Indebtedness) outstanding at any time owed by Foreign Subsidiaries and any unsecured Guarantee thereof by any Borrower; (g) unsecured Indebtedness incurred under the terms of the Convertible Bonds and any guarantees by the Guarantors of such Indebtedness as long as the U.S. Borrower provides the Administrative Agent and the Lenders: (i) at least 10 Business Days prior notice of the incurrence thereof, which notice shall set forth in reasonable detail the terms upon which such Convertible Bonds will be issued and (ii) promptly after such Convertible Bonds are entered into, copies of the documentation pursuant to which such Convertible Bonds are issued; (h) any unsecured Indebtedness incurred in connection with the Call Spread; (i) any other unsecured Indebtedness in an aggregate amount of no more than $15,000,000 outstanding at any time, which shall be on such terms and conditions as are satisfactory to the Administrative Agent in all respects; (j) any Permitted Refinancings of any of the above, which shall be on such terms and conditions as are satisfactory to the Administrative Agent in all respects; (k) intercompany Indebtedness (in addition to the Arden Acquisition Indebtedness) between or among the U.S. Loan Parties, as lenders, and any Foreign Subsidiary, as a borrower, which when the aggregate outstanding principal amount thereof is aggregated with the principal amounts committed or outstanding (whichever is greater) under clause (f) above and the aggregate amount of any Permitted Investment made pursuant to Section 5.09(j), the total shall not exceed $65,000,000 in the aggregate, provided, that, after giving effect to such intercompany Indebtedness, the U.S. Borrower shall have U.S. Availability under this Agreement of at least $15,000,000 and provided, further, any committed or outstanding principal amounts of Indebtedness under clause (f) above (whichever is greater) shall permanently reduce dollar-for-dollar the amount of intercompany Indebtedness permitted under this clause (k); (l) intercompany Indebtedness between any Foreign Subsidiary, as lender, and any Foreign

 

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Subsidiary, as a borrower; and (m) in relation to any Netherlands Relevant Entity any “Financial Indebtedness” under a declaration of joint and several liability granted in respect of any Netherlands Relevant Entity used for the purpose of section 2:403 of the Dutch Civil Code (Burgerlijk Wetboek) (and any residual liability under such declaration arising pursuant to section 2:404(2) of the Dutch Civil Code).

Permitted Refinancing” means Indebtedness incurred in any refinancing of any existing Indebtedness (other than the Borrowings hereunder); provided that such refinancing Indebtedness has, as compared to such existing Indebtedness, (a) an equal or greater weighted–average life, (b) final maturity date that is the same or later, (c) a right of payment that is subordinate to or pari passu with such existing Indebtedness, (d) terms and conditions (including those described in clauses (a) through (c)), taken as a whole, no less favorable to the Lenders and (e) no collateral securing the payment thereof other than the collateral which secured the payment of the related existing Indebtedness.

Person” means any natural person, corporation, company, limited liability company, trust, joint venture, association, company, partnership, limited liability partnership, limited partnership, Governmental Authority or other entity.

Plan” means at any time an employee pension benefit plan (other than a Multiemployer Plan) which is covered by Title IV of ERISA or subject to the minimum funding standards under Section 412 of the Internal Revenue Code and either (i) is maintained, or contributed to, by any member of the ERISA Group for employees of any member of the ERISA Group or (ii) has at any time within the preceding five years been maintained, or contributed to, by any Person which was at such time a member of the ERISA Group for employees of any Person which was at such time a member of the ERISA Group.

Platform” means Debt Domain, Intralinks, Syndtrak or a substantially similar electronic transmission system.

PPSA” means the Personal Property Security Act (Ontario), as amended, and any regulations and orders promulgated thereunder; provided that, in the event that, by reason of mandatory provisions of law, the validity, perfection and effect of perfection or non perfection of a security interest or other applicable Lien is governed by other personal property security laws in any other province or territory of Canada, the term “PPSA” means such other personal property security laws (including the Civil Code (Quebec)) of such other province or territory of Canada.

Prepayment” has the meaning assigned to such term in Section 5.20.

Prepayment Event” means:

(a) any sale, transfer or other disposition (including pursuant to a sale and leaseback transaction) of any property or asset of any Loan Party or any Subsidiary, other than dispositions described in Section 5.11(b)(i); or

 

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(b) the issuance by the U.S. Borrower of any Equity Interests, or the receipt by the U.S. Borrower of any capital contribution, other than any issuance for purposes of making a payment in accordance with Section 5.21; or

(c) the incurrence by any Loan Party or any Subsidiary of any Indebtedness, other than Indebtedness permitted under Section 5.15.

Prime Rate” means the rate of interest per annum publicly announced from time to time by JPMCB as its prime rate in effect at its principal offices in New York City. Each change in the Prime Rate shall be effective from and including the date such change is publicly announced as being effective.

Principals” means William Tatham, E. Scott Beattie, J. W. Nevil Thomas, Fred Berens, Maura Clark, M. Steven Langman, Franz-Ferdinand Buerstedde, Edward D. Shirley, Nightingale Onshore Holdings, L.P., Nightingale Offshore Holdings, L.P., Richard C. W. Mauran and A. Salman Amin.

Priority Payable Reserve” means (a) the Canadian Priority Payable Reserve and (b) with respect to jurisdictions other than the U.S. and without duplication of any Canadian Priority Payable Reserve, any other reserve for amounts which rank or are capable of ranking in priority to the liens granted to the Administrative Agent to secure or for other claims and/or deductions for the Secured Obligations, including without limitation, in the Permitted Discretion of the Administrative Agent, any such amounts due and not paid for wages, or vacation pay, severance pay, employee deductions, income tax, insolvency costs, amounts due and not paid under any legislation relating to workers’ compensation or to employment insurance amounts currently or past due and not paid for realty, municipal or similar taxes (to the extent impacting personal or movable property), sales tax and pension obligations.

Proceeds of Crime Act” means the Proceeds of Crime (Money Laundering) and Terrorist Financing Act (Canada), as amended from time to time, and including all regulations, guidelines and orders thereunder.

Protective Advance” has the meaning assigned to such term in Section 2.04.

Purchase Money Indebtedness” means, with respect to any Person, Indebtedness of such Person incurred to acquire assets in the ordinary course of such Person’s business, which Indebtedness is secured by purchase money liens or other liens of a conditional vendor; provided, however, that the Indebtedness secured thereby shall not exceed the cost thereof and provided further that such Indebtedness shall not otherwise be prohibited by the terms of this Agreement.

Qualified ECP Guarantor” means, in respect of any Swap Obligation, each Loan Party that has total assets exceeding $10,000,000 at the time the relevant Loan Guaranty or grant of the relevant security interest becomes or would become effective with respect to such Swap Obligation or such other person as constitutes an “eligible contract participant” under the Commodity Exchange Act or any regulations promulgated thereunder and can cause another person to qualify as an “eligible contract participant” at such time by entering into a keepwell under Section 1a(18)(A)(v)(II) of the Commodity Exchange Act.

 

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Recipient” means, as applicable, (a) the Administrative Agent, (b) any Lender and (c) any Issuing Bank, or any combination thereof (as the context requires).

Register” has the meaning assigned to such term in Section 8.04(b).

Regulation” means the Council of the European Union Regulations No. 1346/2000 on Insolvency Proceedings.

Regulation U” means Regulation U of the Board of Governors of the Federal Reserve System, as in effect from time to time.

Related Parties” means, with respect to any specified Person, such Person’s Affiliates and the respective directors, officers, partners, members, trustees, employees, agents, administrators, managers, representatives and advisors of such Person and such Person’s Affiliates.

Report” means reports prepared by the Administrative Agent or another Person showing the results of appraisals, field examinations or audits pertaining to the assets of the Loan Parties from information furnished by or on behalf of the Borrowers, after the Administrative Agent has exercised its rights of inspection pursuant to this Agreement, which Reports may be distributed to the Lenders by the Administrative Agent.

Required Lenders” means, at any time, Lenders (other than Defaulting Lenders) having Committed Exposures and unused Commitments representing more than 50% of the sum of the Aggregate Committed Exposure and unused Commitments at such time.

Requirement of Law” means, with respect to any Person, (a) the charter, articles or certificate of organization or incorporation, bylaws, constitutional documents, articles of association, memorandum of association or other organizational or governing documents of such Person and (b) any statute, law (including common law), treaty, rule, regulation, code, ordinance, order, decree, writ, judgment, injunction or determination of any arbitrator or court or other Governmental Authority (including Environmental Laws and Anti-Corruption Laws), in each case applicable to or binding upon such Person or any of its property or to which such Person or any of its property is subject.

Reserves” means any and all reserves which the Administrative Agent deems necessary, in its Permitted Discretion, to maintain, without duplication, with respect to the Collateral or the applicable Loan Party, including the Specified European Borrowing Base Availability Reserve, the Second Lien Reserve, the Bank Product Reserve, the Priority Payables Reserve, reserves for “extended” or “extendable” retention of title arrangements, RoT Reserves, reserves for rent at locations leased by any Loan Party and for consignee’s, warehousemen’s and bailee’s charges, reserves for Inventory shrinkage, reserves for customs charges and shipping charges related to any Inventory in transit, reserves for VAT, reserves for the prescribed part of a U.K. Loan Party’s net property that would be made available for the satisfaction of its unsecured liabilities

 

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pursuant to Section 176ZA of the Insolvency Act 1986 (U.K.), reserves for liabilities of a U.K. Loan Party which constitute preferential debts pursuant to Section 386 of the Insolvency Act 1986 (U.K.) and other governmental charges, and reserves for fees payable to an insolvency administrator pursuant to Section 171 of the German Insolvency Code (or relevant successor provision)) with respect to the Collateral or any Loan Party and the aggregate amount of the other reserves established by the Administrative Agent at any time and from time to time after the Effective Date that the Administrative Agent determines are necessary to protect the applicable Lenders’ interests in its Permitted Discretion, including, without limitation: (a) with respect to Accounts, reserves for Allowance Accounts, customer markdowns, and destroyed in field and (b) with respect to Inventory, inventory classified as long term assets and capitalized costs.

Restricted Payment” means (a) any dividend or other distribution on any shares of the Equity Interests of any Borrower or any Subsidiary (except dividends payable solely in shares of its Equity Interests) or (b) any payment (except any payment made with the proceeds of the Convertible Bonds and any payments contemplated by the Call Spread) on account of the purchase, redemption, retirement or acquisition of (i) any Equity Interests of the U.S. Borrower or any of its Subsidiaries or (ii) any option, warrant or other right to acquire shares of the Equity Interests of the U.S. Borrower or any of its Subsidiaries.

Revolving Exposure Limitations” has the meaning set forth in Section 2.01

Revolving Loan” means a Loan made pursuant to Section 2.01.

RoT Reserves” means reserves for retention of title rights in favor of a vendor or supplier, where (a) any contract or related documentation (such as invoices or purchase orders) relating to Inventory includes such retention of title rights, (b) under applicable governing laws, retention of title may be imposed unilaterally by such vendor or supplier, or (c) any contract relating to Inventory of the Swiss Borrower does not address retention of title and the Swiss Borrower has not represented to the Administrative Agent that there is no retention of title in favor of the vendor or supplier; provided that a RoT Reserve for Inventory of the Swiss Borrower which may be subject to any rights of retention of title may not be implemented in the event that the Administrative Agent shall have received evidence (i) satisfactory to it that the full purchase price of such Inventory has, or will have, been paid prior, or upon the delivery of, such Inventory to the Swiss Borrower or (ii) a Letter of Credit has been issued under and in accordance with the terms of this Agreement for the purchase of such Inventory.

S&P” means Standard & Poor’s Ratings Services, a Standard & Poor’s Financial Services LLC business.

Sale and Lease–Back Transaction” means any arrangement entered into by any Borrower or any of its Subsidiaries, directly or indirectly, with any Person whereby it shall sell or transfer any asset, real or personal, whether now owned or hereafter acquired, and thereafter rent or lease such asset.

 

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Sanctioned Country” means, at any time, a country, region or territory which is itself the subject or target of any Sanctions (at the time of this Agreement, Crimea, Cuba, Iran, North Korea, Sudan and Syria).

Sanctioned Person” means, at any time, (a) any Person listed in any Sanctions-related list of designated Persons maintained by the Office of Foreign Assets Control of the U.S. Department of the Treasury, the U.S. Department of State, or by the United Nations Security Council, the European Union or any European Union member state, Her Majesty’s Treasury of the United Kingdom or other relevant sanctions authority, (b) any Person operating, organized or resident in a Sanctioned Country or (c) any Person owned or controlled by any such Person or Persons described in the foregoing clauses (a) or (b).

Sanctions” means all economic or financial sanctions or trade embargoes imposed, administered or enforced from time to time by (a) the U.S. government, including those administered by the Office of Foreign Assets Control of the U.S. Department of the Treasury or the U.S. Department of State, or (b) the United Nations Security Council, the European Union, any European Union member state, Her Majesty’s Treasury of the United Kingdom or other relevant sanctions authority.

SEC” means the Securities and Exchange Commission of the U.S.

Second Amended Credit Agreement” shall have the meaning specified in the recitals of this Agreement.

Second Lien Credit Agreement” means that certain Credit Agreement (Second Lien) dated June 12, 2012 (as amended, supplemented and otherwise modified in accordance with its terms and the terms of the Intercreditor Agreement) between the U.S. Borrower and the Second Lien Term Lender.

Second Lien Documents” means the Second Lien Credit Agreement, any security agreements executed pursuant thereto and the Second Lien License, as the same may be amended or otherwise modified from time to time.

Second Lien License” means that certain Second Lien License Letter Agreement dated as of June 12, 2012 pursuant to which the Subsidiaries who own the trademarks and other intellectual property used to manufacture or dispose of the Inventory covered by any security agreement securing the Second Lien Loan, or which are otherwise used in connection with such Inventory, granted to the Second Lien Term Lender a worldwide, limited, royalty-free, fully paid-up license and right to use such intellectual property to liquidate the Inventory encumbered by such security agreement.

Second Lien Loan” means the loan made pursuant to the Second Lien Credit Agreement.

Second Lien Maturity Date” means the maturity date of the Second Lien Loan provided for in the Second Lien Credit Agreement.

 

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Second Lien Reserve” means, at any time of determination, an amount equal to the aggregate outstanding principal amount of the Second Lien Loan plus all unpaid interest accrued thereon. The Second Lien Reserve shall only be in effect during the period from and including the date 60 days prior to the Second Lien Maturity Date if the Second Lien Loan is outstanding on such date to and excluding the first date thereafter when the Second Lien Loan has been repaid in full.

Second Lien Term Lender” means JPMCB in its capacity as a lender to the U.S. Borrower under the Second Lien Credit Agreement.

Secured Obligations” means all Obligations, together with all Bank Product Obligations; provided, however, that the definition of “Secured Obligations” shall not create or include any guarantee by any Loan Party of (or grant of security interest by any Loan Party to support, as applicable) any Excluded Swap Obligations of such Loan Party for purposes of determining any obligations of any Loan Party.

Secured Parties” means (a) the Administrative Agent, (b) the Lenders, (c) the Issuing Bank, (d) the U.S. Collateral Agent, (e) each provider of Bank Products, to the extent the Bank Product Obligations in respect thereof constitute Secured Obligations, (f) the beneficiaries of each indemnification obligation undertaken by any Loan Party under any Loan Document, and (g) the successors and assigns of each of the foregoing.

Security” has the meaning assigned to such term in Section 10.14.

Senior Notes” means those certain Senior Notes issued pursuant to the Indenture.

Settlement” has the meaning assigned to such term in Section 2.05.

Settlement Date” has the meaning assigned to such term in Section 2.05.

Significant Debt” has the meaning assigned to such term in Section 5.21.

Specified Cash and Cash Equivalents” means the U.S. Borrower’s domestic cash and domestic cash equivalents at such time, and from and after the date as of which one or more of the Foreign Borrowers shall have delivered a Deposit Account Control Agreement or any other arrangement (including, but not limited to, a notice and acknowledgment arrangement) for each of its Collection Accounts as a result of the occurrence of a Dominion Trigger Period or otherwise, all of the cash and cash equivalents at such time of the applicable Foreign Borrowers which are subject to such agreement or arrangement.

Specified European Borrowing Base Availability Reserve” means, (a) at any time prior to April 1, 2017, $0, and (b) thereafter, at any time of determination, an aggregate reserve for the European Borrowing Bases in an amount equal to $15,000,000, which amount shall be allocated to the applicable European Borrowing Base for each of the European Borrowers based on such European Borrower’s Applicable Percentage of the aggregate amount of the European Borrowing Bases at such time; provided that in the event that the Debt Service Pricing Ratio as of the end of any fiscal quarter ending on or after June 30, 2017 is equal to or greater than 1.00 to 1.00, thereafter the Specified European Borrowing Base Availability Reserve shall be $0.

 

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Specified Parties” with respect to any Principal means (a) any spouse or immediate family member of such Principal or (b) any trust, corporation, partnership or other entity, the beneficiaries, stockholders, partners, owners or Persons beneficially holding an 80% or more controlling interest of which consist of such Principal and/or such other Person, referred to in the immediately preceding clause (a).

Specified Retailers” means Macy’s, Marmaxx, Kohl’s or Wal–Mart Inc. with respect to the U.S. Borrower; Wal-Mart Inc., Shoppers/Loblaw, Costco, Fragrance Club or the Bay with respect to the Canadian Borrower; and Boots, Debenhams, Superdrug, Per-Scent or The Perfume Shop with respect to the U.K. Borrower.

Statements” has the meaning assigned to such term in Section 2.18(g).

Statutory Reserve Rate” means a fraction (expressed as a decimal), the numerator of which is the number one and the denominator of which is the number one minus the aggregate of the maximum reserve percentage (including any marginal, special, emergency or supplemental reserves) established by the Board to which the Administrative Agent is subject with respect to the Adjusted LIBO Rate, for eurocurrency funding (currently referred to as “Eurocurrency Liabilities” in Regulation D of the Board). Such reserve percentages shall include those imposed pursuant to such Regulation D of the Board. Eurodollar Loans shall be deemed to constitute eurocurrency funding and to be subject to such reserve requirements without benefit of or credit for proration, exemptions or offsets that may be available from time to time to any Lender under such Regulation D of the Board or any comparable regulation. The Statutory Reserve Rate shall be adjusted automatically on and as of the effective date of any change in any reserve percentage.

Sterling” or “£” means the lawful currency of the U.K.

Subordinated Indebtedness” of a Person means any Indebtedness of such Person the payment of which is subordinated to payment of the Secured Obligations to the written satisfaction of the Administrative Agent.

subsidiary” means, with respect to any Person (the “parent”) at any date, any corporation, limited liability company, partnership, association or other entity the accounts of which would be consolidated with those of the parent in the parent’s consolidated financial statements if such financial statements were prepared in accordance with GAAP as of such date, as well as any other corporation, limited liability company, partnership, association or other entity (a) of which securities or other ownership interests representing more than 50% of the equity or more than 50% of the ordinary voting power or, in the case of a partnership, more than 50% of the general partnership interests are, as of such date, owned, controlled or held , or (b) that is, as of such date, otherwise Controlled, by the parent or one or more subsidiaries of the parent or by the parent and one or more subsidiaries of the parent.

Subsidiary” means any direct or indirect subsidiary of the U.S. Borrower or a Loan Party, as applicable.

 

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Swap Agreement” means any agreement with respect to any swap, forward, spot, future, credit default or derivative transaction or option or similar agreement involving, or settled by reference to, one or more rates, currencies, commodities, equity or debt instruments or securities, or economic, financial or pricing indices or measures of economic, financial or pricing risk or value or any similar transaction or any combination of these transactions; provided that no phantom stock or similar plan providing for payments only on account of services provided by current or former directors, officers, employees or consultants of the Borrowers or the Subsidiaries shall be a Swap Agreement.

Swap Obligation” means, with respect to any Guarantor, any obligation to pay or perform under any agreement, contract or transaction that constitutes a “swap” within the meaning of section 1a(47) of the Commodity Exchange Act or any rules or regulations promulgated thereunder.

Swingline Exposure” means, at any time, the aggregate principal amount of all Swingline Loans outstanding at such time. The Swingline Exposure of any Lender at any time shall be its Applicable Percentage of the total Swingline Exposure at such time.

Swingline Lender” means JPMCB or any of its Affiliates, in its capacity as lender of Swingline Loans hereunder. Any consent required of the Administrative Agent or the Issuing Bank shall be deemed to be required of the Swingline Lender and any consent given by JPMCB in its capacity as Administrative Agent or Issuing Bank shall be deemed given by JPMCB or such Affiliate in its capacity as Swingline Lender.

Swingline Loan” has the meaning assigned to such term in Section 2.05.

Swiss 10-Non-Bank Rule” means the rule that the aggregate number of creditors (or deemed creditors) of any Swiss Tax Borrower under all Facilities which are not Swiss Qualifying Banks must not at any time exceed ten (10), all in accordance with the meaning of the Swiss Guidelines or legislation or explanatory notes addressing the same issues that are in force at such time.

Swiss 20-Non-Bank Rule” means the rule that the aggregate number of creditors (or deemed creditors) (including the Lenders), other than Swiss Qualifying Banks, of a Swiss Tax Borrower under all outstanding debts relevant for classification as a debenture (Kassenobligation) (within the meaning of the Swiss Guidelines), such as (intragroup) loans (if and to the extent intragroup loans are not exempt in accordance with the ordinance of the Swiss Federal Council of June 18, 2010 amending the Swiss Federal Ordinance on withholding tax and the Swiss Federal Ordinance on stamp duties with effect as of 1 August 2010), facilities and/or private placements (including under the Loan Documents) made or deemed to be made by a Swiss Tax Borrower must not at any time exceed twenty (20), all in accordance with the meaning of the Swiss Guidelines or legislation or explanatory notes addressing the same issues which are in force at such time.

Swiss Borrower” means Elizabeth Arden International Sàrl, a company organized under the laws of Switzerland.

 

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Swiss Borrowing Base” means, as of any date, the sum of the following, determined as of such date, without duplication:

(a) Eligible Accounts Receivable. The product of the Advance Percent multiplied by the aggregate amount of the Swiss Borrower’s Eligible Accounts Receivable; plus

(b) Finished Goods Inventory; Packaged. Eighty-five percent (85%) of the product of the Appraised Liquidation Percentage multiplied by the gross cost of all finished goods Inventory owned by the Swiss Borrower and located in the Netherlands or the U.S. (except for Puerto Rico) which has been packaged for delivery to a customer; plus

(c) Finished Goods Inventory; Unpackaged. Eighty-five percent (85%) of the product of the Appraised Liquidation Percentage multiplied by the gross cost of all finished goods Inventory owned by the Swiss Borrower and located in the Netherlands or the U.S. (except for Puerto Rico) which has not been packaged for delivery to a customer; plus

(d) Raw Materials Inventory. Eighty-five percent (85%) of the product of the Appraised Liquidation Percentage multiplied by the gross cost of all work-in-process and raw materials Inventory owned by the Swiss Borrower and located in the Netherlands or the U.S. (except for Puerto Rico); plus

(e) Gift Inventory. The lesser of:

(i) Eighty-five percent (85%) of the product of the Appraised Liquidation Percentage multiplied by the gross cost of all Inventory owned by the Swiss Borrower and located in the Netherlands or the U.S. (except for Puerto Rico) and held as a gift to be given with purchased merchandise in the ordinary course of business or as promotional merchandise in the ordinary course of business; or

(ii) U.S. $500,000; minus

(f) Reserves. Reserves pertaining to the Swiss Borrower, including, without limitation, any ROT Reserves;

provided that at no time shall the total amount of the Swiss Borrowing Base (after giving effect to any Reserves, including, without limitation, the applicable Specified European Borrowing Base Availability Reserve) exceed twenty percent (20%) of the sum of the U.S. Borrowing Base, the Canadian Borrowing Base and the European Borrowing Bases at such time.

The Administrative Agent shall be entitled to reduce the advance percentages (other than the Advance Percent) used in this definition of the Swiss Borrowing Base in its Permitted Discretion. The Swiss Borrowing Base will be calculated without duplication of any Borrowing Base Deduction for the Swiss Borrower.

Swiss Charge” has the meaning assigned to such term in Section 10.15.

 

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Swiss Collateral Documents” means each pledge agreement, security agreement, deed of hypothec, charge, debenture or other collateral agreement that is entered into by any Swiss Loan Party (or any share pledge with respect to the shares of any Swiss Loan Party) in favor of the Administrative Agent, securing all or any portion of the Foreign Secured Obligations, in each case, in form and substance reasonably satisfactory to the Administrative Agent and entered into pursuant to the terms of this Agreement or any other Loan Document.

Swiss Federal Tax Administration” means the tax authorities referred to in article 34 of the Swiss Withholding Tax Act.

Swiss Franc” means the lawful currency of Switzerland.

Swiss Guidelines” means, together, the guideline S-02.123 in relation to inter bank transactions of 22 September 1986 as issued by the Swiss Federal Tax Administration (Merkblatt S-02.123 “Verrechnungssteuer auf Zinsen von Bankguthaben, deren Gläubiger Banken sind (Interbankguthaben)” vom 22. September 1986), S-02.122.1 in relation to bonds of April 1999 as issued by the Swiss Federal Tax Administration (Merkblatt S-02.122.1 “Obligationen” vom April 1999), S-02.130.1 in relation to money market instruments and book claims of April 1999 (Merkblatt S-02.130.1 vom April 1999 betreffend Geldmarktpapiere und Buchforderungen inländischer Schuldner), S-02.128 in relation to syndicated credit facilities of January 2000 (Merkblatt S-02.128 “Steuerliche Behandlung von Konsortialdarlehen, Schuldscheindarlehen, Wechseln und Unterbeteiligungen” vom Januar 2000), the circular letter No. 34 of 26 July 2011 (1-034-V-2011) in relation to customer credit balances (Kreisschreiben Nr. 34 “Kundenguthaben” vom 26. Juli 2011) and the circular letter No. 15 of 7 February 2007 (1-015-DVS-2007) in relation to bonds and derivative financial instruments as subject matter of taxation of Swiss federal income tax, Swiss withholding tax and Swiss stamp taxes (Kreisschreiben Nr. 15 “Obligationen und derivative Finanzinstrumente als Gegenstand der direkten Bundessteuer, der Verrechnungssteuer und der Stempelabgaben” vom 7. Februar 2007), as issued, and as amended or replaced from time to time, by the Swiss Federal Tax Administration, or as applied in accordance with a tax ruling (if any) issued by the Swiss Federal Tax Administration or as substituted or superseded and overruled by any law, statute, ordinance, court decision, regulation or the like as in force from time to time.

Swiss Holding” means Elizabeth Arden (Switzerland) Holding Sàrl.

Swiss Insolvency Event” means the occurrence of any event or procedure in relation to any Swiss Relevant Entity including, inter alia and without limiting the scope of this definition, “Zahlungsunfähigkeit” (inability to pay its debts), within the meaning of art. 191 para 1 of the Swiss Debt Enforcement and Bankruptcy Act, “Zahlungseinstellung” (suspending making payments) within the meaning of art. 190 para 1 ciph. 2 of the Swiss Debt Enforcement and Bankruptcy Act, “hälftiger Kapitalverlust” or “Überschuldung” within the meaning of art. 725 in connection with art. 820 para. 1 of the Swiss Federal Code of Obligations (“CO”) (half of the share capital and the legal reserves not covered; over-indebtedness, i.e. liabilities not covered by the assets), duty of filing of the balance sheet with the judge due to over-indebtedness or insolvency pursuant to art. 725a in connection with art. 820 para. 1 CO, “Konkurseröffnung und Konkurs” (declaration of bankruptcy and bankruptcy), “Nachlassverfahren” (composition with creditors) including in particular “Nachlassstundung” (debt restructuring moratorium) and proceedings regarding “Nachlassvertrag” (composition agreements) and “Notstundung” (emergency moratorium), proceedings regarding “Fälligkeitsaufschub” (postponement of

 

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maturity), “Konkursaufschub / Gesellschaftsrechtliches Moratorium” (postponement of the opening of bankruptcy; moratorium proceedings) pursuant to art. 725a or art. 820 para. 2 CO, notification of the judge of a capital loss or over-indebtedness under these provisions, provided that, the term “Swiss Insolvency Event” shall not include any insolvency petition which is frivolous or vexatious and is discharged, stayed or dismissed within sixty (60) days of the earlier of (i) notice thereof to any Swiss Relevant Entity or (ii) any Swiss Relevant Entity otherwise becoming aware of the same.

Swiss Limitation” has the meaning assigned to such term in Section 10.15.

Swiss Loan Parties” means, collectively, the Swiss Borrower, Swiss Holding and each Swiss Subsidiary Guarantor that becomes a party hereto and/or to a Swiss Collateral Document, and each other Loan Party which is incorporated in Switzerland (each a “Swiss Loan Party”).

Swiss Non-Bank Rules” means, together, the Swiss 10-Non-Bank Rule and the Swiss 20-Non-Bank Rule.

Swiss Non-Qualifying Bank” means any Person that is not a Swiss Qualifying Bank.

Swiss Qualifying Bank” means a Person (including any commercial bank or financial institution (irrespective of its jurisdiction of organization)) acting on its own account which has a banking licence in force and effect issued in accordance with the banking laws in its jurisdiction of incorporation, or if acting through a branch, issued in accordance with the banking laws in the jurisdiction of such branch, and which, in both cases, effectively exercises as its main purpose a true banking activity, having bank personnel, premises, communication devices of its own and authority of decision making all in accordance and as defined in the Swiss Guidelines or in the legislation and explanatory notes addressing the same issues which are in force at such time.

Swiss Relevant Entity” means any Swiss Loan Party or any Loan Party capable of becoming subject of insolvency proceedings under applicable Swiss law.

Swiss Subsidiary Guarantor” means each Material Foreign Subsidiary organized under the laws of Switzerland.

Swiss Tax Borrower” means (a) a Borrower which is incorporated in Switzerland, or (b) which is deemed to be resident in Switzerland or otherwise deemed a Borrower, in each case for the purpose of Swiss Withholding Tax.

Swiss Tax Guarantor” means a Guarantor which is incorporated in Switzerland or which is otherwise deemed to be resident in Switzerland for the purpose of Swiss Withholding Tax.

Swiss Withholding Tax” means any Taxes levied pursuant to the Swiss Federal Act on Withholding Tax (Bundesgesetz über die Verrechnungssteuer vom 13 Oktober 1965, SR 642.21) as amended from time to time.

Switzerland” means the Swiss Confederation.

 

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Syndication Agent” means Bank of America, N.A. in its capacity as syndication agent for the credit facility evidenced by this Agreement.

Taxes” means all present or future taxes, levies, imposts, duties, deductions, withholdings, (including backup withholding), value added taxes, or any other goods and services, use or sales taxes, assessments, fees or other charges imposed by any Governmental Authority, including any interest, additions to tax or penalties applicable thereto.

Temporary Increase Amount” means the Dollar amount equal to the lesser of:

(a) $25,000,000 and

(b) the sum of:

(i) five percent (5%) of all Eligible Accounts Receivable of the U.S. Borrower; plus

(ii) ten percent (10%) of the product of the Appraised Liquidation Percentage multiplied by the gross cost of all finished goods Inventory owned by the U.S. Borrower and located in the U.S. (other than Puerto Rico) that has been packaged for delivery to a customer; plus

(iii) ten percent (10%) of the product of the Appraised Liquidation Percentage multiplied by the gross cost of all finished goods Inventory owned by the U.S. Borrower and located in the U.S. (other than Puerto Rico) that has not been packaged for delivery to a customer; plus

(iv) ten percent (10%) of the product of the Appraised Liquidation Percentage multiplied by the gross cost of all work-in-process and raw materials Inventory owned by the U.S. Borrower and located in the U.S. (other than Puerto Rico); plus

(v) ten percent (10%) of the product of the Appraised Liquidation Percentage multiplied by the gross cost of all Inventory owned by the U.S. Borrower and located in the U.S. (other than Puerto Rico) and held as a gift to be given with purchased merchandise in the ordinary course of business or as promotional merchandise in the ordinary course of business.

Total Availability” means, at any time of determination, the lesser of (a) the Total Commitment Amount and (b) the sum of the U.S. Borrowing Base, the Canadian Borrowing Base and the European Borrowing Bases at such time, minus Aggregate Committed Exposure at such time.

Total Commitment Amount” means $300,000,000 as adjusted (plus or minus, as the case may be) by the amount of all reductions and increases to the Commitments pursuant to Section 2.09.

True-Up Loans” has the meaning assigned to such term in Section 4.01.

 

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Type”, when used in reference to any Loan or Borrowing, refers to whether the rate of interest on such Loan, or on the Loans comprising such Borrowing, is determined by reference to the Adjusted LIBO Rate, the Alternate Base Rate, CDOR Rate, Canadian Prime Rate or Overnight LIBO Rate.

UCC” means the Uniform Commercial Code as in effect from time to time in the State of New York or in any other state the laws of which are required to be applied in connection with the issue of perfection of security interests.

U.K.” means the United Kingdom of Great Britain and Northern Ireland.

U.K. Bank Levy” means the U.K. bank levy as set forth in Schedule 19 of Finance Act 2011 as of the date of this Agreement.

U.K. Borrower” means Elizabeth Arden (UK) Ltd., a company incorporated under the laws of the England and Wales.

U.K. Borrower DTTP Filing” means an HM Revenue & Customs’ Form DTTP2, duly completed and filed by the relevant U.K. Loan Party within the applicable time limit, which contains the scheme reference number and jurisdiction of tax residence provided by a Lender to the Borrower Representative and the Administrative Agent.

U.K. Borrowing Base” means, as of any date, the sum of the following, determined as of such date, without duplication:

(a) Eligible Accounts Receivable. The product of the Advance Percent multiplied by the aggregate amount of the U.K. Borrower’s Eligible Accounts Receivable; minus

(b) Reserves. Reserves pertaining to the U.K. Borrower.

The U.K. Borrowing Base will be calculated without duplication of any Borrowing Base Deduction for the U.K. Borrower.

U.K. Collateral Documents” means each U.K. Security Agreement and each other pledge agreement, security agreement, deed of hypothec, charge, debenture or other collateral agreement that is entered into by any U.K. Loan Party (or any share pledge with respect to the shares of any U.K. Loan Party) in favor of the Administrative Agent, securing all or any portion of the Foreign Secured Obligations, in each case, in form and substance reasonably satisfactory to the Administrative Agent and entered into pursuant to the terms of this Agreement or any other Loan Document.

U.K. DB Plan” means an occupational pension scheme which is not a money purchase scheme (both terms as defined in the Pensions Schemes Act 1993 (U.K.), as amended).

U.K. Distributor Agreement” means the distributor agreement dated 1 July 2014 between (a) Elizabeth Arden International S.a.r.L. and (b) Elizabeth Arden (UK) Ltd.

U.K. Insolvency Event” means:

 

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(a) a U.K. Relevant Entity is unable or admits inability to pay its debts as they fall due or is deemed to or declared to be unable to pay its debts under applicable law, suspends or threatens to suspend making payments on any of its debts or, by reason of actual or anticipated financial difficulties, commences negotiations with one or more of its creditors with a view to rescheduling any of its indebtedness;

(b) the value of the assets of any U.K. Relevant Entity is less than its liabilities (taking into account contingent and prospective liabilities);

(c) a moratorium is declared in respect of any indebtedness of any U.K. Relevant Entity; provided that, if a moratorium occurs, the ending of the moratorium will not remedy any Event of Default caused by such moratorium;

(d) any corporate action, legal proceedings or other procedure or step is taken in relation to:

(i) the suspension of payments, a moratorium of any indebtedness, winding-up, dissolution, administration or reorganization (by way of voluntary arrangement, scheme of arrangement or otherwise) of any U.K. Relevant Entity;

(ii) a composition, compromise, assignment or arrangement with any creditor of any U.K. Relevant Entity;

(iii) the appointment of a liquidator, receiver, administrative receiver, administrator, compulsory manager or other similar officer in respect of any U.K. Relevant Entity, or any of its assets; or

(iv) enforcement of any Lien over any material assets of any U.K. Relevant Entity,

or any analogous procedure or step is taken in any jurisdiction, save that this paragraph (d) shall not apply to any winding-up petition which is frivolous or vexatious and is discharged, stayed or dismissed within twenty-one (21) days of the earlier of (x) notice thereof to any U.K. Relevant Entity or (y) any U.K. Relevant Entity otherwise becoming aware of the same; or

(e) any expropriation, attachment, sequestration, distress or execution or any analogous process in any jurisdiction affects any asset or assets of a U.K. Relevant Entity, in each such case, such that any such actions or process described in this clause (e) could reasonably be expected to result in a Material Adverse Effect.

U.K. Loan Parties” means, collectively, the U.K. Borrower and each U.K. Subsidiary Guarantor that becomes a party hereto and/or to a U.K. Security Agreement.

U.K. Payment Account” has the meaning assigned to the term “Payment Account” in the applicable U.K. Security Agreement.

 

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U.K. Relevant Entity” means any U.K. Loan Party or any Loan Party capable of becoming subject to an order for winding-up or administration under the Insolvency Act 1986 (U.K.) or Companies Act 2006 (U.K.).

U.K. Security Agreement” means:

(a) an English law governed security deed entered into between the Administrative Agent, the Swiss Borrower and the U.K. Borrower; and

(b) an English law governed shares charge entered into between the Administrative Agent and Netherlands Holding.

U.K. Subsidiary Guarantor” means each Material Foreign Subsidiary incorporated in England and Wales.

Unliquidated Obligations” means, at any time, any Secured Obligations (or portion thereof) that are contingent in nature or unliquidated at such time, including any Secured Obligation that is: (a) an obligation to reimburse a bank for drawings not yet made under a letter of credit issued by it; (b) any other obligation (including any guarantee) that is contingent in nature at such time; or (c) an obligation to provide collateral to secure any of the foregoing types of obligations.

Unreserved Bank Product” has the meaning set forth in the definition of Bank Products.

U.S.” means the United States of America.

U.S. Availability” means, at any time, an amount equal to (a) the lesser of (i) the U.S. Commitments and (ii) the U.S. Borrowing Base at such time minus (b) the U.S. Committed Exposure minus (c) any Excess U.S. Borrowing Base Availability being used by any Borrower (other than the U.S. Borrower).

U.S. Borrower” has the meaning assigned such term in the introductory paragraph hereto.

U.S. Borrowing” means a Revolving Borrowing comprised of U.S. Revolving Loans.

U.S. Borrowing Base” means, as of any date, the sum of the following, determined as of such date, without duplication:

(a) Eligible Accounts Receivable. The product of the Advance Percent multiplied by the aggregate amount of the U.S. Borrower’s Eligible Accounts Receivable; plus

(b) Finished Goods Inventory; Packaged. Eighty-five percent (85%) of the product of the Appraised Liquidation Percentage multiplied by the gross cost of all finished goods Inventory owned by the U.S. Borrower and located in the U.S. (other than Puerto Rico) which has been packaged for delivery to a customer; plus

 

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(c) Finished Goods Inventory; Unpackaged. Eighty-five percent (85%) of the product of the Appraised Liquidation Percentage multiplied by the gross cost of all finished goods Inventory owned by the U.S. Borrower and located in the U.S. (other than Puerto Rico) which has not been packaged for delivery to a customer; plus

(d) Raw Materials Inventory. Eighty-five percent (85%) of the product of the Appraised Liquidation Percentage multiplied by the gross cost of all work-in-process and raw materials Inventory owned by the U.S. Borrower and located in the U.S. (other than Puerto Rico); plus

(e) Gift Inventory. The lesser of:

(i) Eighty-five percent (85%) of the product of the Appraised Liquidation Percentage multiplied by the gross cost of all Inventory owned by the U.S. Borrower and located in the U.S. (other than Puerto Rico) and held as a gift to be given with purchased merchandise in the ordinary course of business or as promotional merchandise in the ordinary course of business; or

(ii) $500,000; plus

(f) Temporary Increase. If the date of determination is during the period from and including August 15 to and including October 31 during any fiscal year of the U.S. Borrower, the Temporary Increase Amount; provided, however, that:

(i) if the U.S. Borrower delivers a Borrowing Base Certificate at any time after October 1 of such fiscal year of the U.S. Borrower which shows that the U.S. Availability, as calculated in accordance with such Borrowing Base Certificate, is equal to or greater than the Temporary Increase Amount but calculating the U.S. Borrowing Base on a pro forma basis without giving effect to this clause (f), then effective as of the date of the delivery of such Borrowing Base Certificate, the U.S. Borrower may, by written notice to the Administrative Agent, exclude the amount available under this clause (f) from the U.S. Borrowing Base; and

(ii) this clause (f) shall be included when determining the U.S. Borrowing Base for all purposes under this Agreement, including when determining U.S. Availability, Excess U.S. Borrowing Base Availability, Aggregate Borrowing Base Capacity, U.S. Borrowing Base Capacity and the U.S. Borrowing Base;

plus

(g) Cash Collateral. The amount of cash or cash equivalents that are pledged to the U.S. Collateral Agent as collateral for the Secured Obligations and held by the U.S. Borrower in one or more securities or investment accounts maintained at the Administrative Agent subject to control agreements in favor of the Administrative Agent that are reasonably satisfactory to the Administrative Agent; minus

(h) Reserves. Reserves pertaining to the U.S. Borrower.

 

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The Administrative Agent shall be entitled to reduce the advance percentages (other than the Advance Percent) used in this definition of U.S. Borrowing Base in its Permitted Discretion. The U.S. Borrowing Base will be calculated without duplication of any Borrowing Base Deduction for the U.S. Borrower.

U.S. Borrowing Base Capacity” has the meaning assigned to such term in Section 5.19.

U.S. Collateral Documents” means the U.S. Security Agreement and each other pledge agreement, security agreement or other collateral agreement that is entered into by any U.S. Loan Party (or any share pledge with respect to the shares of any U.S. Loan Party) in favor of the U.S. Collateral Agent, securing all or any portion of the Secured Obligations, in each case, in form and substance reasonably satisfactory to the Administrative Agent and entered into pursuant to the terms of this Agreement (including, without limitation, Section 5.07) or any other Loan Document.

U.S. Commitment” means, with respect to each U.S. Lender, the commitment, if any, of such U.S. Lender to make U.S. Revolving Loans and to acquire participations in U.S. Protective Advances hereunder, expressed as an amount representing the maximum possible aggregate amount of such U.S. Lender’s U.S. Committed Exposure hereunder, as such commitment may be (a) reduced from time to time pursuant to Section 2.09, (b) reduced or increased from time to time pursuant to assignments by or to such U.S. Lender pursuant to Section 8.04, and (c) increased from time to time pursuant to Section 2.09. The initial amount of each U.S. Lender’s U.S. Commitment is set forth on the Commitment Schedule, or in the Assignment and Assumption pursuant to which such U.S. Lender shall have assumed its U.S. Commitment, as applicable. The initial aggregate amount of the U.S. Lenders’ U.S. Commitments is $300,000,000; provided that the U.S. Lenders’ U.S. Commitments will be reduced by the U.S. Dollar Amount of (i) the Canadian Committed Exposure and (ii) the European Committed Exposure outstanding at any time, and, in each case, the U.S. Commitment of each U.S. Lender will reduce proportionately in accordance with its U.S. Facility Percentage.

U.S. Committed Exposure” means: (a) at any time of determination and with respect to all the U.S. Lenders, the sum of the following, without duplication: (i) the aggregate amount of U.S. Loans then outstanding; plus (ii) the aggregate amount of LC Exposure; plus (iii) all interest, expenses, fees or other amounts both accrued and owed to the Agents or the U.S. Lenders under all of the Loan Documents, and (b) at any time of determination and when determined with respect to a U.S. Lender, the sum of the following, without duplication: (i) the aggregate amount of U.S. Loans held by such U.S. Lender then outstanding; plus (ii) such U.S. Lender’s participation or other interest in the LC Exposure; plus (iii) such U.S. Lender’s participation or other interest in the U.S. Swingline Loans; plus (iv) all interest, expenses, fees or other amounts both accrued and owed to such U.S. Lender under all of the Loan Documents. When the U.S. Committed Exposure of the Swingline Lender is determined in its capacity as a U.S. Lender hereunder, its U.S. Facility Percentage of the U.S. Swingline Loans then outstanding shall be included instead of the total amount of all U.S. Swingline Loans. When the U.S. Committed Exposure of the Issuing Bank is determined in its capacity as a U.S. Lender hereunder, its U.S. Facility Percentage of the LC Exposure then outstanding shall be included instead of the total amount of all LC Exposure.

 

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U.S. Credit Facility” means the senior secured revolving credit facility for the U.S. Borrower established pursuant to Article II.

U.S. Dollar Amount” of any currency at any date shall mean (a) the amount of such currency if such currency is U.S. Dollars or (b) the equivalent amount thereof in U.S. Dollars if such currency is a Foreign Currency, calculated on the basis of the Exchange Rate for such currency, on or as of the most recent Computation Date provided for in Section 1.06.

U.S. Dollars” or “$” refers to lawful money of the U.S.

U.S. Facility Credit Event” means a U.S. Borrowing, the issuance, amendment, renewal or extension of a Letter of Credit, the making of a U.S. Swingline Loan or U.S. Protective Advance that the U.S. Lenders are required to participate in pursuant to the terms hereof, or any of the foregoing.

U.S. Facility Percentage” means, with respect to any U.S. Lender, the fraction expressed as a percentage determined by dividing such U.S. Lender’s U.S. Commitment by the aggregate U.S. Commitments of all U.S. Lenders; provided that, if the U.S. Commitments have terminated or expired, the U.S. Facility Percentage shall be determined based upon such U.S. Lender’s share of the aggregate U.S. Committed Exposures of all U.S. Lenders at that time; provided further that, in accordance with Section 2.20, so long as any U.S. Lender shall be a Defaulting Lender, such U.S. Lender’s U.S. Commitment shall be disregarded in the foregoing calculation.

U.S. Lender” means a Lender with a U.S. Commitment or holding U.S. Revolving Loans.

U.S. Loans” means the U.S. Revolving Loans, the U.S. Swingline Loans and the U.S. Protective Advances, collectively.

U.S. Loan Parties” means, collectively, the U.S. Borrower and each U.S. Subsidiary Guarantor that becomes a party hereto and/or to the U.S. Security Agreement on the Effective Date or pursuant to Section 5.07.

U.S. Protective Advance” has the meaning assigned to such term in Section 2.04.

U.S. Revolving Loan” means a Loan to the U.S. Borrower made pursuant to Section 2.01 in U.S. Dollars.

U.S. Security Agreement” means, collectively, that certain (a) Second Amended and Restated Security Agreement dated as of the Effective Date by and among the U.S. Collateral Agent, the U.S. Borrower, the U.S. Subsidiary Guarantors and the Swiss Borrower and (b) Security Agreement dated as of October 2, 2015 by the U.S. Borrower in favor of the U.S. Collateral Agent, in each case as the same has been and may be further amended, restated, supplemented or otherwise modified from time to time.

 

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U.S. Subsidiary Guarantor” means each Material Domestic Subsidiary. As of the Effective Date, DF Enterprises, Inc. a Delaware corporation, FD Management, Inc., a Delaware corporation, Elizabeth Arden International Holding, Inc. (formerly known as FFI International, Inc.), a Delaware corporation, RDEN Management, Inc., a Delaware corporation, Elizabeth Arden (Financing), Inc., a Delaware corporation, and Elizabeth Arden Travel Retail, Inc., a Delaware corporation, are the U.S. Subsidiary Guarantors.

U.S. Swingline Loan” has the meaning assigned to such term in Section 2.05.

U.S. Person” means a “United States person” within the meaning of Section 7701(a)(30) of the Code.

U.S. Tax Compliance Certificate” has the meaning assigned to such term in Section 2.17(f)(ii)(B)(3).

USA PATRIOT Act” means the Uniting and Strengthening America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism Act of 2001.

VAT” means (a) any tax imposed in compliance with the Council Directive of 28 November 2006 on the common system of value added tax (EC Directive 2006/112); and (b) any other tax of a similar nature, whether imposed in a member state of the European Union in substitution for, or levied in addition to, such tax referred to in clause (a) of this definition or imposed elsewhere.

Write-Down and Conversion Powers” means, with respect to any EEA Resolution Authority, the write-down and conversion powers of such EEA Resolution Authority from time to time under the Bail-In Legislation for the applicable EEA Member Country, which write-down and conversion powers are described in the EU Bail-In Legislation Schedule.

Section 1.02 Classification of Loans and Borrowings. For purposes of this Agreement, Loans may be classified and referred to by Class (e.g., a “Revolving Loan”) or by Type (e.g., a “Eurodollar Loan”) or by Class and Type (e.g., a “Eurodollar Revolving Loan”). Borrowings also may be classified and referred to by Class (e.g., a “Revolving Borrowing”) or by Type (e.g., a “Eurodollar Borrowing”) or by Class and Type (e.g., a “Eurodollar Revolving Borrowing”).

Section 1.03 Terms Generally. The definitions of terms herein shall apply equally to the singular and plural forms of the terms defined. Whenever the context may require, any pronoun shall include the corresponding masculine, feminine and neuter forms. The words “include”, “includes” and “including” shall be deemed to be followed by the phrase “without limitation”. The word “law” shall be construed as referring to all statutes, rules, regulations, codes and other laws (including official rulings and interpretations thereunder having the force of law or with which affected Persons customarily comply) and all judgments, orders and decrees of all Governmental Authorities. The word “will” shall be construed to have the same meaning and effect as the word “shall”. Unless the context requires otherwise (a) any definition of or reference to any agreement, instrument or other document herein shall be construed as referring to such agreement, instrument or other document as from time to time amended, restated, supplemented or otherwise modified (subject to any restrictions on such amendments, restatements, supplements or modifications set forth herein), (b) any definition of or reference to any statute, rule or regulation shall be construed as referring thereto as from time to time

 

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amended, supplemented or otherwise modified (including by succession of comparable successor laws), (c) any reference herein to any Person shall be construed to include such Person’s successors and assigns (subject to any restrictions on assignments set forth herein) and, in the case of any Governmental Authority, any other Governmental Authority that shall have succeeded to any or all functions thereof, (d) the words “herein”, “hereof” and “hereunder”, and words of similar import, shall be construed to refer to this Agreement in its entirety and not to any particular provision hereof, (e) all references herein to Articles, Sections, Exhibits and Schedules shall be construed to refer to Articles and Sections of, and Exhibits and Schedules to, this Agreement, (f) any reference in any definition to the phrase “at any time” or “for any period” shall refer to the same time or period for all calculations or determinations within such definition, and (g) the words “asset” and “property” shall be construed to have the same meaning and effect and to refer to any and all tangible and intangible assets and properties, including cash, securities, accounts and contract rights.

Section 1.04 Accounting Terms; GAAP. Except as otherwise expressly provided herein, all terms of an accounting or financial nature shall be construed in accordance with GAAP, as in effect from time to time; provided that, if after the date hereof the Borrowers migrate to IFRS or there occurs any change in GAAP or in the application thereof on the operation of any provision hereof and the Borrower Representative notifies the Administrative Agent that the Borrowers request an amendment to any provision hereof to eliminate the effect of such migration to IFRS or change in GAAP or in the application thereof (or if the Administrative Agent notifies the Borrower Representative that the Required Lenders request an amendment to any provision hereof for such purpose), regardless of whether any such notice is given before or after such migration to IFRS or change in GAAP or in the application thereof, then such provision shall be interpreted on the basis of GAAP as in effect and applied immediately before such migration or change shall have become effective until such notice shall have been withdrawn or such provision amended in accordance herewith. Notwithstanding any other provision contained herein, all terms of an accounting or financial nature used herein shall be construed, and all computations of amounts and ratios referred to herein shall be made (i) without giving effect to any election under Financial Accounting Standards Board Accounting Standards Codification 825-10-25 (or any other Accounting Standards Codification or Financial Accounting Standard having a similar result or effect) to value any Indebtedness or other liabilities of the U.S. Borrower or any of its Subsidiaries at “fair value”, as defined therein and (ii) without giving effect to any treatment of Indebtedness in respect of convertible debt instruments under Financial Accounting Standards Board Accounting Standards Codification 470-20 (or any other Accounting Standards Codification or Financial Accounting Standard having a similar result or effect) to value any such Indebtedness in a reduced or bifurcated manner as described therein, and such Indebtedness shall at all times be valued at the full stated principal amount thereof.

Section 1.05 Status of Obligations. The Secured Obligations are hereby designated as “senior indebtedness” and as “designated senior indebtedness” and words of similar import under and in respect of any indenture or other agreement or instrument under which such Subordinated Indebtedness is outstanding and are further given all such other designations as shall be required under the terms of any such Subordinated Indebtedness in order that the Lenders may have and exercise any payment blockage or other remedies available or potentially available to holders of senior indebtedness under the terms of such Subordinated Indebtedness.

 

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Section 1.06 Determination of U.S. Dollar Amounts. The Administrative Agent will determine the U.S. Dollar Amount of:

(a) each Eurodollar Borrowing in a Foreign Currency as of the date two (2) Business Days prior to the date of such Borrowing or, if applicable, the date of conversion/continuation of any Borrowing as a Eurodollar Borrowing in a Foreign Currency,

(b) each Canadian Prime Rate or CDOR Borrowing as of the date of such Borrowing or, if applicable, the date of conversion/continuation of any Borrowing as a Canadian Prime Rate or CDOR Borrowing,

(c) the LC Exposure as of the date of each request for the issuance, amendment, renewal or extension of any Letter of Credit, and

(d) all outstanding Credit Events on and as of the last Business Day of each calendar quarter and, during the continuation of an Event of Default, on any other Business Day elected by the Administrative Agent in its sole discretion or upon instruction by the Required Lenders.

Each day upon or as of which the Administrative Agent determines U.S. Dollar Amounts as described in the preceding clauses (a), (b), (c) and (d) is herein described as a “Computation Date” with respect to each Credit Event for which a U.S. Dollar Amount is determined on or as of such day.

Section 1.07 Dutch Terms. In this Agreement, where it relates to an entity organized under the laws of the Netherlands, a reference to (a) a necessary action to authorise, where applicable, includes without limitation any action required to comply with the Dutch Works Councils Act (Wet op de ondernemingsraden) and obtaining positive advice (advies) from each competent works council which, if conditional, contains conditions which can reasonably be complied with and would not cause and are not reasonably likely to cause a breach with any term of this Agreement; and (b) a security interest includes any mortgage (hypotheek), pledge (pandrecht), retention of title arrangement (eigendomsvoorbehoud), right of retention (recht van retentie), right to reclaim goods (recht van reclame), and, in general, any right in rem (beperkt recht), created for the purpose of granting security (goederenrechtelijk zekerheidsrecht); and an attachment includes a beslag.

ARTICLE II

The Credits

Section 2.01 Commitments. Subject to the terms and conditions set forth herein, (a) each U.S. Lender severally agrees to make U.S. Revolving Loans in U.S. Dollars to the U.S. Borrower, (b) each Canadian Lender severally agrees to make Canadian Revolving Loans in U.S. Dollars or Canadian Dollars to the Canadian Borrower and (c) each European Lender severally

 

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agrees to make European Revolving Loans in U.S. Dollars, Euro, Swiss Francs and Sterling to the German Borrower, the Swiss Borrower and the U.K. Borrower, in each case, from time to time during the Availability Period if, after giving effect thereto:

(i) each U.S. Lender’s U.S. Committed Exposure would not exceed such U.S. Lender’s U.S. Commitment;

(ii) each Canadian Lender’s Canadian Committed Exposure would not exceed such Canadian Lender’s Canadian Commitment;

(iii) each European Lender’s European Committed Exposure would not exceed such European Lender’s European Commitment;

(iv) the U.S. Availability would not be less than zero;

(v) the Canadian Committed Exposure would not exceed an amount equal to the lesser of (x) the Canadian Commitment and (y) the sum of (A) the Canadian Borrowing Base and (B) any Excess U.S. Borrowing Base Availability being used by the Canadian Borrower at such time; and

(vi) (A) the European Committed Exposure would not exceed an amount equal to the lesser of (x) the European Commitment and (y) the sum of (1) the European Borrowing Bases and (2) all Excess U.S. Borrowing Base Availability being used by the European Borrowers at such time, and (B) the European Committed Exposure with respect to European Loans to each European Borrower would not exceed the sum of (1) the European Borrowing Base of such European Borrower and (2) any Excess U.S. Borrowing Base Availability being used by such European Borrower at such time;

subject, in each case, to the Administrative Agent’s authority, in its sole discretion, to make Protective Advances pursuant to the terms of Section 2.04. Within the foregoing limits and subject to the terms and conditions set forth herein, each of the Borrowers may borrow, prepay and reborrow Revolving Loans. The limitations on Borrowings referred to in clauses (i) through (vii) above are referred to collectively as the “Revolving Exposure Limitations”.

Section 2.02 Loans and Borrowings.

(a) Each Loan (other than a Swingline Loan) shall be made as part of a Borrowing consisting of Loans of the same Class and Type made by the Lenders ratably in accordance with their respective Commitments of the applicable Class. The failure of any Lender to make any Loan required to be made by it shall not relieve any other Lender of its obligations hereunder; provided that the Commitments of the Lenders are several and no Lender shall be responsible for any other Lender’s failure to make Loans as required. Any Protective Advance or any Swingline Loan shall be made in accordance with the procedures set forth in Sections 2.04 and 2.05.

(b) Subject to Section 2.14, (i) each Revolving Borrowing denominated in U.S. Dollars and made to the U.S. Borrower or the Canadian Borrower shall be comprised entirely of ABR Loans or Eurodollar Loans, (ii) each Revolving Borrowing denominated in

 

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Canadian Dollars shall be made to solely the Canadian Borrower and will be comprised entirely of Canadian Prime Rate Loans or CDOR Rate Loans, (iii) each Revolving Borrowing denominated in U.S. Dollars, Sterling, Swiss Francs or Euro and made to the Foreign Borrowers (other than the Canadian Borrower) shall be comprised entirely of Eurodollar Loans, in each case, as the Borrower Representative may request in accordance herewith; provided that, the only Borrowings that can be made on the Effective Date are ABR Borrowings and Canadian Prime Rate Borrowings, which may be converted into Eurodollar or CDOR Borrowings, as applicable, in accordance with Section 2.08. Each Swingline Loan made to the U.S. Borrower shall be denominated in U.S. Dollars and shall be an ABR Loan. Each Swingline Loan made to any European Borrower shall be denominated in U.S. Dollars, Sterling, Swiss Francs or Euro and shall be an Overnight LIBO Rate Borrowing. Each Swingline Loan made to the Canadian Borrower shall be denominated in Canadian Dollars or U.S. Dollars and be a Canadian Prime Rate Loan or ABR Loan, respectively. Each Lender at its option may make any Loan by causing any domestic or foreign branch or Affiliate of such Lender to make such Loan (and in the case of an Affiliate, the provisions of Sections 2.14, 2.15, 2.16 and 2.17 shall apply to such Affiliate to the same extent as to such Lender); provided that any exercise of such option shall not affect the obligation of the relevant Borrower to repay such Loan in accordance with the terms of this Agreement.

(c) At the commencement of each Interest Period for any Eurodollar Borrowing or CDOR Borrowing, such Borrowing shall be in an aggregate amount that is an integral multiple of $100,000 (or, if such Borrowing is denominated in a Foreign Currency, 100,000 units of such currency) and not less than $500,000 (or, if such Borrowing is denominated in a Foreign Currency, 500,000 units of such currency). ABR Borrowings may be in any amount. Borrowings of more than one Type and Class may be outstanding at the same time; provided however, at no time during the period of (i) August 15 to and including October 31 of any fiscal year of the U.S. Borrower shall there be more than fourteen (14) different Eurodollar Borrowings and CDOR Borrowings collectively outstanding at any time and (ii) November 1 to and including August 14 of any fiscal year of the U.S. Borrower shall there be more than eight (8) different Eurodollar Borrowings and CDOR Borrowings collectively outstanding at any time.

(d) Notwithstanding any other provision of this Agreement, neither the Borrower Representative nor any Borrower shall be entitled to request, or to elect to convert or continue, any Borrowing if the Interest Period requested with respect thereto would end after the Maturity Date.

Section 2.03 Requests for Revolving Borrowings. To request a Revolving Borrowing, the Borrower Representative shall notify the Administrative Agent of such request either in writing (delivered by hand or facsimile) in a form approved by the Administrative Agent and signed by the Borrower Representative or (other than in respect of European Revolving Loans, which can only be requested in writing) by telephone or through Electronic System, if arrangements for doing so have been approved by the Administrative Agent, not later than (a) in the case of a Eurodollar Borrowing or CDOR Borrowing, 10:00 a.m., Local Time, three (3) Business Days before the date of the proposed Borrowing, (b) in the case of an ABR Borrowing, noon, Local Time, on the date of the proposed Borrowing or (c) in the case of a Canadian Prime Rate Borrowing, 10:00 a.m., Local Time, one (1) Business Day before the date of the proposed

 

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Borrowing. Each such telephonic Borrowing Request shall be irrevocable and shall be confirmed promptly by hand delivery, facsimile or a communication through Electronic System to the Administrative Agent of a written Borrowing Request in a form approved by the Administrative Agent and signed by the Borrower Representative. Each such telephonic and written Borrowing Request shall specify the following information in compliance with Section 2.02:

(i) the name of the applicable Borrower(s);

(ii) the aggregate amount of the requested Revolving Borrowing and a breakdown of the separate wires comprising such Borrowing;

(iii) the date of such Revolving Borrowing, which shall be a Business Day;

(iv) whether such Revolving Borrowing is to be an ABR Borrowing, a Canadian Prime Rate Borrowing, a CDOR Rate Borrowing or a Eurodollar Borrowing;

(v) in the case of a Eurodollar Borrowing, the Agreed Currency of such Borrowing;

(vi) in the case of a Foreign Borrowing, whether the applicable Foreign Borrower proposes to use any Excess U.S. Borrowing Base Availability; and

(vii) in the case of a Eurodollar Borrowing or a CDOR Rate Borrowing, the initial Interest Period to be applicable thereto, which shall be a period contemplated by the definition of the term “Interest Period.”

If no election as to the Type of Revolving Borrowing is specified, then (a) in the case of a Borrowing denominated in U.S. Dollars to the U.S. Borrower or the Canadian Borrower, the requested Revolving Borrowing shall be an ABR Borrowing, (b) in the case of a Borrowing denominated in Canadian Dollars, the requested Revolving Borrowing shall be a Canadian Prime Rate Borrowing and (c) in the case of a Borrowing denominated in U.S. Dollars, Sterling, Swiss Franc or Euro to any Foreign Borrower (other than the Canadian Borrower), the requested Revolving Borrowing shall be a Eurodollar Borrowing. If no Interest Period is specified with respect to any requested Eurodollar or CDOR Revolving Borrowing, then the Borrower Representative shall be deemed to have selected an Interest Period of one month’s duration. Promptly following receipt of a Borrowing Request in accordance with this Section, the Administrative Agent shall advise each Lender of the details thereof and of the amount of such Lender’s Loan to be made as part of the requested Borrowing.

Section 2.04 Protective Advances.

(a) Subject to the limitations set forth below, the Administrative Agent is authorized by the Borrowers and the Lenders, from time to time in the Administrative Agent’s sole discretion (but shall have absolutely no obligation to), to make (i) Loans (“U.S. Protective Advances”) to the U.S. Borrower in U.S. Dollars on behalf of the U.S. Lenders, (ii) Loans (“Canadian Protective Advances”) to the Canadian Borrower in Canadian Dollars or U.S.

 

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Dollars on behalf of the Canadian Lenders or (iii) Loans (“European Protective Advances”) to any European Borrower in U.S. Dollars, Sterling, Swiss Franc or Euro on behalf of the European Lenders, in each case, which the Administrative Agent, in its Permitted Discretion, deems necessary or desirable (A) to preserve or protect the Collateral, or any portion thereof, or (B) to pay any amount chargeable to or required to be paid by the Borrowers pursuant to the terms of this Agreement that the applicable Borrower has failed to pay when due hereunder, including payments of reimbursable expenses (including costs, fees, and expenses as described in Section 8.03) and other sums payable under the Loan Documents; provided that, (1) the aggregate amount of the U.S. Protective Advances outstanding at any time and made on behalf of the U.S. Lenders shall not exceed 5% of the aggregate U.S. Commitments of all U.S. Lenders at such time, (2) the U.S. Dollar Amount of the aggregate amount of Canadian Protective Advances outstanding at any time and made on behalf of the Canadian Lenders shall not exceed 5% of the aggregate Canadian Commitments of all Canadian Lenders at such time, (3) the U.S. Dollar Amount of the aggregate amount of European Protective Advances outstanding at any time and made on behalf of the European Lenders shall not exceed 5% of the aggregate European Commitments of all European Lenders at such time,(4) after giving effect to any U.S. Protective Advance, the U.S. Committed Exposure of all U.S. Lenders shall not exceed the U.S. Commitments of all U.S. Lenders, (5) after giving effect to any Canadian Protective Advance, the Canadian Committed Exposure of all Canadian Lenders shall not exceed the Canadian Commitments of all Canadian Lenders and (6) after giving effect to any European Protective Advance, the European Committed Exposure of all European Lenders shall not exceed the European Commitments of all European Lenders. Protective Advances may be made even if the conditions precedent set forth in Section 4.02 have not been satisfied. The Protective Advances shall be secured by the Liens in favor of the applicable Agent in and to the Collateral and shall constitute Obligations hereunder. All Protective Advances made to the U.S. Borrower or the Canadian Borrower in U.S. Dollars shall be ABR Borrowings, all Protective Advances made to any Foreign Borrower (other than the Canadian Borrower) shall be Overnight LIBO Rate Borrowings and all Protective Advances made to the Canadian Borrower in Canadian Dollars shall be Canadian Prime Rate Borrowings. The Administrative Agent’s authorization to make Protective Advances may be revoked at any time by the Required Lenders. Any such revocation must be in writing and shall become effective prospectively upon the Administrative Agent’s receipt thereof. At any time the conditions precedent set forth in Section 4.02 have been satisfied, the Administrative Agent may request the applicable Lenders make a Revolving Loan to repay a Protective Advance. At any other time the Administrative Agent may require the Lenders to fund their risk participations described in Section 2.04(b).

(b) Upon the making of a Protective Advance by the Administrative Agent (whether before or after the occurrence of a Default), each applicable Lender shall be deemed, without further action by any party hereto, to have unconditionally and irrevocably purchased from the Administrative Agent without recourse or warranty, an undivided interest and participation in such Protective Advance in proportion to its Applicable Percentage. From and after the date, if any, on which any Lender is required to fund its participation in any Protective Advance purchased hereunder, the Administrative Agent shall promptly distribute to such Lender, such Lender’s Applicable Percentage of all payments of principal and interest and all proceeds of Collateral received by the Administrative Agent in respect of such Protective Advance.

 

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Section 2.05 Swingline Loans. (a) Subject to the terms and conditions set forth herein, the Swingline Lender agrees to make (i) Swingline Loans (“U.S. Swingline Loans”) in U.S. Dollars to the U.S. Borrower on behalf of the U.S. Lenders, (ii) Swingline Loans (“European Swingline Loans”) in U.S. Dollars, Sterling, Swiss Franc or Euro to any European Borrower on behalf of the European Lenders and (iii) Swingline Loans (“Canadian Swingline Loans” and, together with the U.S. Swingline Loans and the European Swingline Loans, the “Swingline Loans”) in Canadian Dollars or U.S. Dollars to the Canadian Borrower on behalf of the Canadian Lenders, in each case, from time to time during the Availability Period so long as the making of any such Swingline Loan will not result in (A) the aggregate principal amount of outstanding U.S. Swingline Loans to exceed $20,000,000, (B) the U.S. Dollar Amount of the aggregate principal amount of outstanding European Swingline Loans to exceed $10,000,000 prior to the date on which each European Loan Party has achieved compliance with the requirements of Section 5.20(d), and thereafter $30,000,000, (C) the U.S. Dollar Amount of the aggregate principal amount of outstanding Canadian Swingline Loans to exceed $5,000,000 or (D) the failure to satisfy the Revolving Exposure Limitations; provided that the Swingline Lender shall not be required to make a Swingline Loan to refinance an outstanding Swingline Loan. Within the foregoing limits and subject to the terms and conditions set forth herein, the Borrowers may borrow, prepay and reborrow Swingline Loans. To request a Swingline Loan, the Borrower Representative shall notify the Administrative Agent of such request (x) (other than in respect of a European Swingline Loan, which can only be requested in writing) by telephone (confirmed by facsimile) or (y) in writing, in each case, not later than (1) 12:00 p.m., Local Time, on the day of a proposed Swingline Loan for the U.S. Borrower and (2) 11:00 a.m., Local Time, on the day of a proposed Swingline Loan for any Foreign Borrower not denominated in Swiss Franc or 11:00 am Local Time one Business Day prior to the date of the requested Swingline Loan for any Swingline Loan denominated in Swiss Franc. Each such notice (whether by telephone or written) shall be irrevocable and shall specify (i) the Borrower requesting such Swingline Loan, (ii) the requested date (which shall be a Business Day) of such Swingline Loan, (iii) in the case of a European Swingline Loan or Canadian Swingline Loan, the requested currency of such Swingline Loan and (iv) the amount of the requested Swingline Loan. The Administrative Agent will promptly advise the Swingline Lender of any such notice received from the Borrower Representative. The Swingline Lender shall make each Swingline Loan available to the applicable Borrower by means of a credit to the Funding Account(s) (or, in the case of a Swingline Loan made to finance the reimbursement of an LC Disbursement as provided in Section 2.06(e), by remittance to the Issuing Bank, and in the case of repayment of another Loan or fees or expenses as provided by Section 2.18(c), by remittance to the Administrative Agent to be distributed to the Lenders) by 2:00 p.m., Local Time, on the requested date of such Swingline Loan. Each U.S. Swingline Loan shall be an ABR Loan, each European Swingline Loan shall be an Overnight LIBO Rate Loan and each Canadian Swingline Loan shall be a Canadian Prime Rate Loan (if such Canadian Swingline Loan is denominated in Canadian Dollars) or ABR Loan (if such Canadian Swingline Loan is denominated in U.S. Dollars).

(b) Upon the making of a Swingline Loan (whether before or after the occurrence of a Default and regardless of whether a Settlement has been requested with respect to such Swingline Loan), each applicable Lender shall be deemed, without further action by any party hereto, to have unconditionally and irrevocably purchased from the Swingline Lender,

 

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without recourse or warranty, an undivided interest and participation in such Swingline Loan in proportion to its Applicable Percentage. The Swingline Lender may, at any time, require the applicable Lenders to fund their participations. From and after the date, if any, on which any applicable Lender is required to fund its participation in any Swingline Loan purchased hereunder, the Administrative Agent shall promptly distribute to such Lender, such Lender’s Applicable Percentage of all payments of principal and interest and all proceeds of Collateral received by the Administrative Agent in respect of such Swingline Loan.

(c) The Administrative Agent, on behalf of the Swingline Lender, will request settlement (a “Settlement”) with the applicable Lenders on at least a weekly basis or on any date that the Administrative Agent elects, by notifying the applicable Lenders of such requested Settlement by facsimile, telephone, or e-mail no later than 11:00 a.m., Local Time (i) on the date of such requested Settlement (the “Settlement Date”), in the case of U.S. Swingline Loans or Canadian Swingline Loans, and (ii) at least three (3) Business Days prior to the Settlement Date, in the case of European Swingline Loans. Each of the applicable Lenders (other than the Swingline Lender, in the case of the Swingline Loans) shall transfer the amount of such Lender’s Applicable Percentage of the outstanding principal amount of the applicable Swingline Loan with respect to which Settlement is requested to the Administrative Agent, to such account of the Administrative Agent as the Administrative Agent may designate, not later than 2:00 p.m., Local Time, on such Settlement Date. Settlements may occur during the existence of a Default and whether or not the applicable conditions precedent set forth in Section 4.02 have then been satisfied. Such amounts transferred to the Administrative Agent shall be applied against the amounts of the Swingline Lender’s applicable Swingline Loans and, together with Swingline Lender’s Applicable Percentage of such Swingline Loan, shall constitute Revolving Loans of such applicable Lenders accruing interest as an ABR Loan for any U.S. Revolving Loan, as a Canadian Prime Rate Loan for any Canadian Revolving Loan or a Eurodollar Loan with an Interest Period of one (1) week for any European Revolving Loan, as applicable. If any such amount is not transferred to the Administrative Agent by any applicable Lender on such Settlement Date, the Swingline Lender shall be entitled to recover from such Lender on demand such amount, together with interest thereon, as specified in Section 2.07.

Section 2.06 Letters of Credit.

(a) General. Subject to the terms and conditions set forth herein, the U.S. Borrower may request the issuance of Letters of Credit for its own account, as the applicant thereof for the support of its or its Subsidiaries’ obligations, in a form reasonably acceptable to the Administrative Agent and the Issuing Bank, at any time and from time to time during the Availability Period. In the event of any inconsistency between the terms and conditions of this Agreement and the terms and conditions of any form of letter of credit application or other agreement submitted by the U.S. Borrower to, or entered into by the U.S. Borrower with, the Issuing Bank relating to any Letter of Credit, the terms and conditions of this Agreement shall control. The U.S. Borrower unconditionally and irrevocably agrees that, in connection with any Letter of Credit issued for the support of any Subsidiary’s obligations as provided in the first sentence of this paragraph, the U.S. Borrower will be fully responsible for the reimbursement of LC Disbursements in accordance with the terms hereof, the payment of interest thereon and the payment of fees due under Section 2.12(b) to the same extent as if it were the sole account party in respect of such Letter of Credit (the U.S. Borrower hereby irrevocably waiving any defenses

 

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that might otherwise be available to it as a guarantor or surety of the obligations of such Subsidiary that is an account party in respect of any such Letter of Credit). Notwithstanding anything herein to the contrary, the Issuing Bank shall have no obligation hereunder to issue, and shall not issue, any Letter of Credit (i) the proceeds of which would be made available to any Person (A) to fund any activity or business of or with any Sanctioned Person, or in any Sanctioned Country, except as permitted or exempt under applicable Sanctions or (B) in any manner that would result in a violation of any Sanctions by any party to this Agreement, (ii) if any order, judgment or decree of any Governmental Authority or arbitrator shall by its terms purport to enjoin or restrain the Issuing Bank from issuing such Letter of Credit, or any Requirement of Law relating to the Issuing Bank or any request or directive (whether or not having the force of law) from any Governmental Authority with jurisdiction over the Issuing Bank shall prohibit, or request that the Issuing Bank refrain from, the issuance of letters of credit generally or such Letter of Credit in particular or shall impose upon the Issuing Bank with respect to such Letter of Credit any restriction, reserve or capital requirement (for which the Issuing Bank is not otherwise compensated hereunder) not in effect on the Effective Date, or shall impose upon the Issuing Bank any unreimbursed loss, cost or expense which was not applicable on the Effective Date and which the Issuing Bank in good faith deems material to it, or (iii) if the issuance of such Letter of Credit would violate one or more policies of the Issuing Bank applicable to letters of credit generally; provided that, notwithstanding anything herein to the contrary, (x) the Dodd-Frank Wall Street Reform and Consumer Protection Act and all requests, rules, guidelines, requirements or directives thereunder or issued in connection therewith or in the implementation thereof, and (y) all requests, rules, guidelines, requirements or directives promulgated by the Bank for International Settlements, the Basel Committee on Banking Supervision (or any successor or similar authority) or the United States or foreign regulatory authorities, in each case pursuant to Basel III, shall in each case be deemed not to be in effect on the Effective Date for purposes of clause (ii) above, regardless of the date enacted, adopted, issued or implemented. The Existing Letters of Credit shall be deemed to be Letters of Credit issued on the Effective Date for all purposes of the Loan Documents.

(b) Notice of Issuance, Amendment, Renewal, Extension; Certain Conditions. To request the issuance of a Letter of Credit (or the amendment, renewal or extension of an outstanding Letter of Credit), the U.S. Borrower shall deliver by hand or facsimile (or transmit through Electronic Systems, if arrangements for doing so have been approved by the Issuing Bank) to the Issuing Bank and the Administrative Agent (reasonably in advance of the requested date of issuance, amendment, renewal or extension) a notice requesting the issuance of a Letter of Credit (which Letter of Credit shall be in a form reasonably acceptable to the Administrative Agent and the Issuing Bank), or identifying the Letter of Credit to be amended, renewed or extended, and specifying the date of issuance, amendment, renewal or extension (which shall be a Business Day), the date on which such Letter of Credit is to expire (which shall comply with paragraph (c) of this Section), the amount of such Letter of Credit, the Agreed Currency applicable thereto, the name and address of the beneficiary thereof and such other information as shall be necessary to prepare, amend, renew or extend such Letter of Credit. If requested by the Issuing Bank, the U.S. Borrower also shall submit a letter of credit application on the Issuing Bank’s standard form in connection with any request for a Letter of Credit. A Letter of Credit shall be issued, amended, renewed or extended only if (and upon issuance, amendment, renewal or extension of each Letter of Credit the Borrowers shall be deemed to represent and warrant that), after giving effect to such issuance, amendment, renewal or extension (i) the U.S. Dollar Amount of the aggregate LC Exposure shall not exceed $25,000,000, and (ii) the Revolving Exposure Limitations shall be satisfied.

 

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(c) Expiration Date. Each Letter of Credit shall expire (or be subject to termination or non-renewal by notice from the Issuing Bank to the beneficiary thereof) at or prior to the close of business on the earlier of (i) the date one year after the date of the issuance of such Letter of Credit (or, in the case of any renewal or extension thereof, including, without limitation, any automatic renewal provision, one year after such renewal or extension) and (ii) the date that is one Business Day prior to the Maturity Date, or, if such Letter of Credit is issued to a beneficiary outside the United States, the date that is five Business Days prior to the Maturity Date.

(d) Participations. By the issuance of a Letter of Credit (or an amendment to a Letter of Credit increasing the amount thereof) and without any further action on the part of the Issuing Bank or the U.S. Lenders, the Issuing Bank hereby grants to each U.S. Lender, and each U.S. Lender hereby acquires from the Issuing Bank, a participation in such Letter of Credit equal to such U.S. Lender’s Applicable Percentage of the aggregate amount available to be drawn under such Letter of Credit. In consideration and in furtherance of the foregoing, each U.S. Lender hereby absolutely and unconditionally agrees to pay to the Administrative Agent, for the account of the Issuing Bank, such U.S. Lender’s Applicable Percentage of each LC Disbursement made by the Issuing Bank and not reimbursed by the U.S. Borrower on the date due as provided in paragraph (e) of this Section, or of any reimbursement payment required to be refunded to the U.S. Borrower for any reason. Each U.S. Lender acknowledges and agrees that its obligation to acquire participations pursuant to this paragraph in respect of Letters of Credit is absolute and unconditional and shall not be affected by any circumstance whatsoever, including any amendment, renewal or extension of any Letter of Credit or the occurrence and continuance of a Default or reduction or termination of the Commitments, and that each such payment shall be made without any offset, abatement, withholding or reduction whatsoever.

(e) Reimbursement. If the Issuing Bank shall make any LC Disbursement in respect of a Letter of Credit, the U.S. Borrower shall reimburse such LC Disbursement by paying to the Administrative Agent in U.S. Dollars the U.S. Dollar Amount equal to such LC Disbursement (or if the Issuing Bank shall so elect in its sole discretion by notice to the U.S. Borrower, in such other Agreed Currency which was paid by the Issuing Bank pursuant to such LC Disbursement in an amount equal to such LC Disbursement) (i) not later than 2:00 p.m., Local Time, on the date that such LC Disbursement is made, if the U.S. Borrower shall have received notice of such LC Disbursement prior to 10:00 a.m., Local Time, on such date, or, (ii) if such notice has not been received by the U.S. Borrower prior to such time on such date, then not later than 2:00 p.m., Local Time, on (A) the Business Day that the U.S. Borrower receives such notice, if such notice is received prior to 10:00 a.m., Local Time, on the day of receipt, or (B) the Business Day immediately following the day that the U.S. Borrower receives such notice, if such notice is not received prior to such time on the day of receipt; provided that, the U.S. Borrower may, subject to the conditions to borrowing set forth herein, request in accordance with Section 2.03 or Section 2.05 that such payment be financed with an ABR Revolving Borrowing or U.S. Swingline Loan in an equivalent amount and, to the extent so financed, the U.S. Borrower’s obligation to make such payment shall be discharged and replaced by the resulting

 

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ABR Revolving Borrowing or U.S. Swingline Loan. If the U.S. Borrower fails to make such payment when due, the Administrative Agent shall notify each U.S. Lender of the applicable LC Disbursement, the payment then due from the U.S. Borrower in respect thereof and such Lender’s Applicable Percentage thereof. Promptly following receipt of such notice, each U.S. Lender shall pay to the Administrative Agent its Applicable Percentage of the payment then due from the U.S. Borrower, in the same manner as provided in Section 2.07 with respect to Loans made by such Lender (and Section 2.07 shall apply, mutatis mutandis, to the payment obligations of the U.S. Lenders), and the Administrative Agent shall promptly pay to the Issuing Bank the amounts so received by it from the U.S. Lenders. Promptly following receipt by the Administrative Agent of any payment from the U.S. Borrower pursuant to this paragraph, the Administrative Agent shall distribute such payment to the Issuing Bank or, to the extent that the U.S. Lenders have made payments pursuant to this paragraph to reimburse the Issuing Bank, then to such Lenders and the Issuing Bank as their interests may appear. Any payment made by a U.S. Lender pursuant to this paragraph to reimburse the Issuing Bank for any LC Disbursement (other than the funding of ABR Revolving Loans or a Swingline Loan as contemplated above) shall not constitute a Loan and shall not relieve the U.S. Borrower of its obligation to reimburse such LC Disbursement.

(f) Obligations Absolute. The U.S. Borrower’s obligation to reimburse LC Disbursements as provided in paragraph (e) of this Section shall be absolute, unconditional and irrevocable, and shall be performed strictly in accordance with the terms of this Agreement under any and all circumstances whatsoever and irrespective of (i) any lack of validity or enforceability of any Letter of Credit or this Agreement, or any term or provision therein or herein, (ii) any draft or other document presented under a Letter of Credit proving to be forged, fraudulent or invalid in any respect or any statement therein being untrue or inaccurate in any respect, (iii) any payment by the Issuing Bank under a Letter of Credit against presentation of a draft or other document that does not comply with the terms of such Letter of Credit, or (iv) any other event or circumstance whatsoever, whether or not similar to any of the foregoing, that might, but for the provisions of this Section, constitute a legal or equitable discharge of, or provide a right of setoff against, the U.S. Borrower’s obligations hereunder. None of the Administrative Agent, the U.S. Lenders, the Issuing Bank or any of their Related Parties, shall have any liability or responsibility by reason of or in connection with the issuance or transfer of any Letter of Credit or any payment or failure to make any payment thereunder (irrespective of any of the circumstances referred to in the preceding sentence), or any error, omission, interruption, loss or delay in transmission or delivery of any draft, notice or other communication under or relating to any Letter of Credit (including any document required to make a drawing thereunder), any error in interpretation of technical terms or any consequence arising from causes beyond the control of the Issuing Bank; provided that the foregoing shall not be construed to excuse the Issuing Bank from liability to the U.S. Borrower to the extent of any direct damages (as opposed to special, indirect, consequential or punitive damages, claims in respect of which are hereby waived by the U.S. Borrower to the extent permitted by applicable law) suffered by the U.S. Borrower that are caused by the Issuing Bank’s failure to exercise care when determining whether drafts and other documents presented under a Letter of Credit comply with the terms thereof. The parties hereto expressly agree that, in the absence of gross negligence or willful misconduct on the part of the Issuing Bank (as finally determined by a court of competent jurisdiction), the Issuing Bank shall be deemed to have exercised care in each such determination. In furtherance of the foregoing

 

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and without limiting the generality thereof, the parties agree that, with respect to documents presented which appear on their face to be in substantial compliance with the terms of a Letter of Credit, the Issuing Bank may, in its sole discretion, either accept and make payment upon such documents without responsibility for further investigation, regardless of any notice or information to the contrary, or refuse to accept and make payment upon such documents if such documents are not in strict compliance with the terms of such Letter of Credit.

(g) Disbursement Procedures. The Issuing Bank shall, promptly following its receipt thereof, examine all documents purporting to represent a demand for payment under a Letter of Credit. The Issuing Bank shall promptly notify the Administrative Agent and the U.S. Borrower by telephone (confirmed by facsimile) of such demand for payment and whether the Issuing Bank has made or will make an LC Disbursement thereunder; provided that any failure to give or delay in giving such notice shall not relieve the U.S. Borrower of its obligation to reimburse the Issuing Bank and the U.S. Lenders with respect to any such LC Disbursement.

(h) Interim Interest. If the Issuing Bank shall make any LC Disbursement, then, unless the U.S. Borrower shall reimburse such LC Disbursement in full on the date such LC Disbursement is made, the unpaid amount thereof shall bear interest, for each day from and including the date such LC Disbursement is made to but excluding the date that the U.S. Borrower reimburses such LC Disbursement, at the rate per annum then applicable to ABR Revolving Loans and such interest shall be payable on the date when such reimbursement is due; provided that, if the U.S. Borrower fails to reimburse such LC Disbursement when due pursuant to paragraph (e) of this Section, then Section 2.13 shall apply. Interest accrued pursuant to this paragraph shall be for the account of the Issuing Bank, except that interest accrued on and after the date of payment by any U.S. Lender pursuant to paragraph (e) of this Section to reimburse the Issuing Bank shall be for the account of such Lender to the extent of such payment.

(i) Replacement of the Issuing Bank.

(i) The Issuing Bank may be replaced at any time by written agreement among the Borrower Representative, the Administrative Agent, the replaced Issuing Bank and the successor Issuing Bank. The Administrative Agent shall notify the U.S. Lenders of any such replacement of the Issuing Bank. At the time any such replacement shall become effective, the U.S. Borrower shall pay all unpaid fees accrued for the account of the replaced Issuing Bank pursuant to Section 2.12(b). From and after the effective date of any such replacement, (A) the successor Issuing Bank shall have all the rights and obligations of the Issuing Bank under this Agreement with respect to Letters of Credit to be issued thereafter and (B) references herein to the term “Issuing Bank” shall be deemed to refer to such successor or to any previous Issuing Bank, or to such successor and all previous Issuing Banks, as the context shall require. After the replacement of an Issuing Bank hereunder, the replaced Issuing Bank shall remain a party hereto and shall continue to have all the rights and obligations of an Issuing Bank under this Agreement with respect to Letters of Credit then outstanding and issued by it prior to such replacement, but shall not be required to issue additional Letters of Credit.

(ii) Subject to the appointment and acceptance of a successor Issuing Bank, the Issuing Bank may resign as an Issuing Bank at any time upon thirty days’ prior written notice to the Administrative Agent, the Borrower Representative and the U.S. Lenders, in which case, such Issuing Bank shall be replaced in accordance with Section 2.06(i)(i) above.

 

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(j) Cash Collateralization. If any Event of Default shall occur and be continuing, on the Business Day that the Borrower Representative receives notice from the Administrative Agent or the U.S. Lenders (or, if the maturity of the Loans has been accelerated, U.S. Lenders with LC Exposure representing greater than 50% of the aggregate LC Exposure) demanding the deposit of cash collateral pursuant to this paragraph, the U.S. Borrower shall deposit in an account with the Administrative Agent, in the name of the Administrative Agent and for the benefit of the U.S. Lenders (the “LC Collateral Account”), an amount in cash equal to 101% of the U.S. Dollar Amount of the LC Exposure as of such date plus accrued and unpaid interest thereon; provided that the obligation to deposit such cash collateral shall become effective immediately, and such deposit shall become immediately due and payable, without demand or other notice of any kind, upon the occurrence of any Event of Default with respect to any Loan described in Section 6.01(g) or Section 6.01(h). The U.S. Borrower shall also deposit cash collateral pursuant to this paragraph as and to the extent required by Section 2.11(b). Such deposit shall be held by the Administrative Agent as collateral for the payment and performance of the Secured Obligations. The Administrative Agent shall have exclusive dominion and control, including the exclusive right of withdrawal, over the LC Collateral Account and the U.S. Borrower hereby grants the Administrative Agent a security interest in the LC Collateral Account and all money or other assets on deposit therein or credited thereto. Other than any interest earned on the investment of such deposits, which investments shall be made at the option and sole discretion of the Administrative Agent and at the U.S. Borrower’s risk and expense, such deposits shall not bear interest. Interest or profits, if any, on such investments shall accumulate in the LC Collateral Account. Moneys in the LC Collateral Account shall be applied by the Administrative Agent to reimburse the Issuing Bank for LC Disbursements for which it has not been reimbursed and, to the extent not so applied, shall be held for the satisfaction of the reimbursement obligations of the U.S. Borrower for the LC Exposure at such time or, if the maturity of the Loans has been accelerated (but subject to the consent of U.S. Lenders with LC Exposure representing greater than 50% of the aggregate LC Exposure), be applied to satisfy other Secured Obligations. If the U.S. Borrower is required to provide an amount of cash collateral hereunder as a result of the occurrence of an Event of Default, such amount (to the extent not applied as aforesaid) shall be returned to the U.S. Borrower within three (3) Business Days after all such Events of Default have been cured or waived as confirmed in writing by the Administrative Agent. The Administrative Agent shall return to the U.S. Borrower cash collateral required by Section 2.11(b) within three (3) Business Days following the date that such cash collateral is no longer required thereunder.

(k) Issuing Bank Reports to the Administrative Agent. Unless otherwise agreed by the Administrative Agent, if the Issuing Bank is not JPMCB, the Issuing Bank shall, in addition to its notification obligations set forth elsewhere in this Section, report in writing to the Administrative Agent (i) periodic activity (for such period or recurrent periods as shall be requested by the Administrative Agent) in respect of Letters of Credit issued by such Issuing Bank, including all issuances, extensions, amendments and renewals, all expirations and cancelations and all disbursements and reimbursements, (ii) reasonably prior to the time that such Issuing Bank issues, amends, renews or extends any Letter of Credit, the date of such

 

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issuance, amendment, renewal or extension, and the stated amount of the Letters of Credit issued, amended, renewed or extended by it and outstanding after giving effect to such issuance, amendment, renewal or extension (and whether the amounts thereof shall have changed), (iii) on each Business Day on which such Issuing Bank makes any LC Disbursement, the date and U.S. Dollar Amount of such LC Disbursement, (iv) on any Business Day on which the U.S. Borrower fails to reimburse an LC Disbursement required to be reimbursed to such Issuing Bank on such day, the date of such failure and the amount of such LC Disbursement, and (v) on any other Business Day, such other information as the Administrative Agent shall reasonably request as to the Letters of Credit issued by such Issuing Bank.

(l) LC Exposure Determination. For all purposes of this Agreement, the amount of a Letter of Credit that, by its terms or the terms of any document related thereto, provides for one or more automatic increases in the stated amount thereof shall be deemed to be the maximum stated amount of such Letter of Credit after giving effect to all such increases, whether or not such maximum stated amount is in effect at the time of determination.

Section 2.07 Funding of Borrowings.

(a) Each Lender shall make each Loan to be made by such Lender hereunder on the proposed date thereof solely by wire transfer of immediately available funds in an amount equal to such Lender’s Applicable Percentage by 1:00 p.m., Local Time, to the account of the Administrative Agent most recently designated by it for such purpose by notice to the Lenders; provided that, Swingline Loans shall be made as provided in Section 2.05. The Administrative Agent will make such Loans available to the relevant Borrower by promptly crediting the funds so received, in the aforesaid account of the Administrative Agent, to the Funding Account; provided that ABR Revolving Loans made to finance the reimbursement of (i) an LC Disbursement as provided in Section 2.06(e) shall be remitted by the Administrative Agent to the Issuing Bank and (ii) a Protective Advance shall be retained by the Administrative Agent.

(b) Unless the Administrative Agent shall have received notice from a Lender prior to the proposed date of any Borrowing that such Lender will not make available to the Administrative Agent such Lender’s share of such Borrowing, the Administrative Agent may assume that such Lender has made such share available on such date in accordance with paragraph (a) of this Section and may, in reliance upon such assumption, make available to the applicable Borrower a corresponding amount. In such event, if a Lender has not in fact made its share of the applicable Borrowing available to the Administrative Agent, then the applicable Lender and such Borrower severally agree to pay to the Administrative Agent forthwith on demand such corresponding amount with interest thereon, for each day from and including the date such amount is made available to the applicable Borrower to but excluding the date of payment to the Administrative Agent, at (i) in the case of such Lender, the greater of the Federal Funds Effective Rate and a rate determined by the Administrative Agent in accordance with banking industry rules on interbank compensation or (ii) in the case of such Borrower, (A) if such amount is a Borrowing denominated in U.S. Dollars and made to the U.S. Borrower or the Canadian Borrower, the interest rate applicable to ABR Loans, (B) if such amount is a Borrowing denominated in Canadian Dollars, the interest rate applicable to Canadian Prime Rate Loans, and (C) if such amount is a Borrowing made to a Foreign Borrower (other than the Canadian Borrower), the interest rate applicable to Overnight LIBO Rate Loans. If such Lender pays such amount to the Administrative Agent, then such amount shall constitute such Lender’s Loan included in such Borrowing.

 

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Section 2.08 Interest Elections.

(a) Each Borrowing initially shall be of the Type specified in the applicable Borrowing Request and, in the case of a Eurodollar Borrowing or CDOR Rate Borrowing, shall have an initial Interest Period as specified in such Borrowing Request. Thereafter, the Borrower Representative may elect to convert such Borrowing to a different Type as permitted by this Agreement or to continue such Borrowing and, in the case of a Eurodollar Borrowing or CDOR Rate Borrowing, may elect Interest Periods therefor, all as provided in this Section. The Borrower Representative may elect different options with respect to different portions of the affected Borrowing, in which case each such portion shall be allocated ratably among the Lenders holding the Loans comprising such Borrowing, and the Loans comprising each such portion shall be considered a separate Borrowing. This Section shall not apply to Swingline Borrowings or Protective Advances, which may not be converted or continued.

(b) To make an election pursuant to this Section, the Borrower Representative shall notify the Administrative Agent of such election by telephone, irrevocable written notice (provided that, elections with respect to Borrowings made to any European Borrower require irrevocable written notice (via an Interest Election Request signed by the Borrower Representative) and cannot be made by telephone) or through Electronic System, if arrangements for doing so have been approved by the Administrative Agent, by the time that a Borrowing Request would be required under Section 2.03 if the Borrower Representative were requesting a Borrowing of the Type resulting from such election to be made on the effective date of such election. Each such telephonic Interest Election Request shall be irrevocable and shall be confirmed promptly by hand delivery, Electronic System or facsimile to the Administrative Agent of a written Interest Election Request in a form approved by the Administrative Agent and signed by the Borrower Representative. Notwithstanding any contrary provision herein, this Section shall not be construed to permit any Borrower, or the Borrower Representative on its behalf, to (i) change the currency of any Borrowing, (ii) elect an Interest Period for Eurodollar Loans that does not comply with Section 2.02 or (iii) convert any Borrowing to a Borrowing of a Type not available under such Borrowing or to such Borrower.

(c) Each telephonic and written Interest Election Request (including requests submitted through Electronic System) shall be irrevocable and shall specify the following information in compliance with Section 2.02:

(i) the name of the applicable Borrower and the Borrowing to which such Interest Election Request applies and, if different options are being elected with respect to different portions thereof, the portions thereof to be allocated to each resulting Borrowing (in which case the information to be specified pursuant to clauses (iii) and (iv) below shall be specified for each resulting Borrowing);

(ii) the effective date of the election made pursuant to such Interest Election Request, which shall be a Business Day;

 

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(iii) whether the resulting Borrowing is to be an ABR Borrowing, Canadian Prime Rate Borrowing, CDOR Rate Borrowing or a Eurodollar Borrowing; and

(iv) if the resulting Borrowing is a Eurodollar Borrowing or CDOR Rate Borrowing, the Interest Period and Agreed Currency to be applicable thereto after giving effect to such election, which shall be a period contemplated by the definition of the term “Interest Period”.

If any such Interest Election Request requests a Eurodollar Borrowing or CDOR Rate Borrowing but does not specify an Interest Period, then the applicable Borrower shall be deemed to have selected an Interest Period of one month’s duration.

(d) Promptly following receipt of an Interest Election Request, the Administrative Agent shall advise each applicable Lender of the details thereof and of such Lender’s portion of each resulting Borrowing.

(e) If the Borrower Representative fails to deliver a timely Interest Election Request with respect to a Eurodollar Borrowing or CDOR Rate Borrowing prior to the end of the Interest Period applicable thereto, then, unless such Borrowing is repaid as provided herein, (i) in the case of a Borrowing by the U.S. Borrower or the Canadian Borrower denominated in U.S. Dollars, such Borrowing shall be converted to an ABR Borrowing, (ii) in the case of a Borrowing by the Canadian Borrower denominated in Canadian Dollars, such Borrowing shall be converted to a Canadian Prime Rate Borrowing, and (iii) in the case of a Borrowing by any Foreign Borrower (other than the Canadian Borrower), in each case, such Borrowing shall automatically continue as a Eurodollar Borrowing in the same Agreed Currency with an Interest Period of one month unless such Eurodollar Borrowing is or was repaid in accordance with Section 2.11. Notwithstanding any contrary provision hereof, if an Event of Default has occurred and is continuing and the Administrative Agent, at the request of the Required Lenders, so notifies the Borrower Representative, then, so long as an Event of Default is continuing (A) no outstanding Revolving Borrowing denominated in U.S. Dollars and made to the U.S. Borrower or the Canadian Borrower may be converted to or continued as a Eurodollar Borrowing, (B) no outstanding Revolving Borrowing denominated in Canadian Dollars may be converted to or continued as a CDOR Rate Borrowing, (C) unless repaid, each Eurodollar Revolving Borrowing denominated in U.S. Dollars and made to the U.S. Borrower shall be converted to an ABR Borrowing at the end of the Interest Period applicable thereto, (D) unless repaid, each CDOR Rate Revolving Borrowing shall be converted to a Canadian Prime Rate Borrowing at the end of the Interest Period applicable thereto, and (E) unless repaid, each Eurodollar Revolving Borrowing made to any Foreign Borrower (other than the Canadian Borrower) shall automatically be continued as a Eurodollar Borrowing with an Interest Period of one month.

Section 2.09 Termination and Reduction of Commitments; Increase in Commitments.

(a) Unless previously terminated, the Commitments shall terminate on the Maturity Date.

 

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(b) The Borrowers may at any time terminate the Commitments upon (i) the payment in full of all outstanding Revolving Loans, together with accrued and unpaid interest thereon and on any LC Exposure, (ii) the cancellation and return of all outstanding Letters of Credit (or alternatively, with respect to each such Letter of Credit, the furnishing to the Administrative Agent of a cash deposit (or at the discretion of the Administrative Agent a back-up standby letter of credit satisfactory to the Administrative Agent and the Issuing Bank) in an amount equal to 101% of the LC Exposure as of such date), (iii) the payment in full of the accrued and unpaid fees, and (iv) the payment in full of all reimbursable expenses and other Obligations together with accrued and unpaid interest thereon.

(c) The Borrowers may from time to time reduce the Commitments; provided that (i) each reduction of the Commitments shall be in an amount that is an integral multiple of $1,000,000 and not less than $10,000,000, (ii) the Borrowers shall not terminate or reduce the Commitments if, after giving effect to any concurrent prepayment of the Revolving Loans in accordance with Section 2.11, the Borrowers shall not be in compliance with the Revolving Exposure Limitations, (iii) any reduction in the aggregate amount of the Commitments shall be expressly conditioned upon the U.S. Borrower demonstrating projected U.S. Availability (acceptable to the Administrative Agent) for the next twelve (12) months of at least $35,000,000 and (iv) on any date, the Commitment may not be reduced to less than an amount equal to the greater of: (A) $25,000,000 and (B) the Aggregate Committed Exposure as of such date.

(d) The Borrower Representative shall notify the Administrative Agent of any election to terminate or reduce the Commitments under paragraph (b) or (c) of this Section at least five (5) Business Days prior to the effective date of such termination or reduction, specifying such election and the effective date thereof. Promptly following receipt of any notice, the Administrative Agent shall advise the Lenders of the contents thereof. Each notice delivered by the Borrower Representative pursuant to this Section shall be irrevocable; provided that a notice of termination of the Commitments delivered by the Borrower Representative may state that such notice is conditioned upon the effectiveness of other credit facilities, in which case such notice may be revoked by the Borrower Representative (by notice to the Administrative Agent on or prior to the specified effective date) if such condition is not satisfied. Any termination or reduction of the Commitments shall be permanent. Each reduction of the Commitments shall be made ratably among the Lenders in accordance with their respective Commitments. Each reduction of the U.S. Commitments shall require a pro rata reduction of the Canadian Commitments and European Commitments unless otherwise agreed to by the Administrative Agent and the Lenders.

(e) The Borrowers shall have the right to increase the U.S. Commitments, the Canadian Commitments and the European Commitments by obtaining additional Commitments, either from one or more of the Lenders or another lending institution provided that (i) any such request for an increase shall be in a minimum amount of $10,000,000 and an integral multiple of $5,000,000 in excess thereof; provided that any new Lender shall have a minimum Commitment of $5,000,000; (ii) after giving effect thereto, the total of the additional (A) U.S. Commitments does not exceed $75,000,000, (B) Canadian Commitments does not exceed $5,000,000, and (C) European Commitments does not exceed $15,000,000; (iii) after giving effect thereto, (A) the aggregate U.S. Commitments shall not exceed $375,000,000, (B) the aggregate Canadian Commitments shall not exceed $20,000,000, and (C) the aggregate European Commitments shall

 

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not exceed $115,000,000; (iv) the Administrative Agent and the Issuing Bank have approved the identity of any such new Lender, such approvals not to be unreasonably withheld; (v) any increase in the Canadian Commitments or the European Commitments shall be approved by all of the Lenders; (vi) any such new Lender assumes all of the rights and obligations of a “Lender” hereunder; and (vii) the procedure described in Section 2.09(f) have been satisfied. Nothing contained in this Section 2.09 shall constitute, or otherwise be deemed to be, a commitment on the part of any Lender to increase its Commitment hereunder at any time.

(f) Any amendment hereto for such an increase or addition shall be in form and substance satisfactory to the Administrative Agent and shall only require the written signatures of the Administrative Agent, the Borrowers and each Lender being added or increasing its Commitment, subject to the approval of all Lenders only if any such increase or addition would cause the U.S. Commitments to exceed $375,000,000. As a condition precedent to such an increase or addition, the Borrowers shall deliver to the Administrative Agent (i) a certificate of each Loan Party signed by an authorized officer of such Loan Party (A) certifying and attaching the resolutions adopted by such Loan Party approving or consenting to such increase, and (B) in the case of the Borrowers, certifying that, before and after giving effect to such increase or addition, (1) the representations and warranties contained in Article III and the other Loan Documents are true and correct in all material respects as of such date (or, with respect to any representation or warranty which by its terms is made as of a specified date, is true and correct in all material respects only as of such specified date or, with respect to any representation or warranty which is subject to any materiality qualifier, is true and correct in all respects, (2) no Default exists and (3) an increase in the U.S. Commitments above $300,000,000 is permitted by the Indenture to the extent such Indenture is still in effect and providing evidence satisfactory to the Lenders that, after giving effect to the Indebtedness incurred pursuant to the increase in the Commitments, the aggregate amount of all outstanding Obligations plus the aggregate amount outstanding under the Second Lien Credit Agreement does not exceed ninety percent (90.0%) of the maximum Indebtedness of the U.S. Borrower and the Restricted Subsidiaries (as such term is defined in the Indenture) permitted under the Indenture with respect to Credit Facilities (as such term is defined in the Indenture) to the extent such Indenture is still in effect, and (ii) legal opinions and documents consistent with those delivered on the Effective Date, to the extent requested by the Administrative Agent.

(g) On the effective date of any such increase or addition, (i) any Lender increasing (or, in the case of any newly added Lender, extending) its U.S. Commitments, Canadian Commitments and/or its European Commitments, as applicable, shall make available to the Administrative Agent such amounts in immediately available funds as the Administrative Agent shall determine, for the benefit of the other applicable Lenders, as being required in order to cause, after giving effect to such increase or addition and the use of such amounts to make payments to such other Lenders, each Lender’s portion of the outstanding Revolving Loans of all the Lenders to equal its revised Applicable Percentage of such outstanding Revolving Loans, and the Administrative Agent shall make such other adjustments among the Lenders with respect to the Revolving Loans then outstanding and amounts of principal, interest, commitment fees and other amounts paid or payable with respect thereto as shall be necessary, in the opinion of the Administrative Agent, in order to effect such reallocation and (ii) the Borrowers shall be deemed to have repaid and reborrowed all outstanding Revolving Loans as of the date of any increase (or

 

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addition) in the Commitments (with such reborrowing to consist of the Types of Revolving Loans, with related Interest Periods if applicable, specified in a notice delivered by the Borrower Representative, in accordance with the requirements of Section 2.03). The deemed payments made pursuant to clause (ii) of the immediately preceding sentence shall be accompanied by payment of all accrued interest on the amount prepaid and, in respect of each Eurodollar Loan and CDOR Rate Loan, shall be subject to indemnification by the Borrowers pursuant to the provisions of Section 2.16 if the deemed payment occurs other than on the last day of the related Interest Periods. Within a reasonable time after the effective date of any increase or addition, the Administrative Agent shall, and is hereby authorized and directed to, revise the Commitment Schedule to reflect such increase or addition and shall distribute such revised Commitment Schedule to each of the Lenders and the Borrower Representative, whereupon such revised Commitment Schedule shall replace the old Commitment Schedule and become part of this Agreement.

Section 2.10 Repayment and Amortization of Loans; Evidence of Debt.

(a) Each Borrower hereby unconditionally promises to pay (i) to the Administrative Agent for the account of each applicable Lender the then unpaid principal amount of each Revolving Loan made to such Borrower on the Maturity Date in the currency of such Loan, (ii) to the Administrative Agent the then unpaid amount of each Protective Advance made for the account of such Borrower on the earlier of the Maturity Date and demand by the Administrative Agent and (iii) to the Swingline Lender the then unpaid principal amount of each Swingline Loan made for the account of such Borrower on the earlier of (A) the Maturity Date, and (B) the seventh day after such Swingline Loan is made; provided that on each date that a Revolving Loan is made to any Borrower, such Borrower shall repay all Swingline Loans then outstanding to it and the proceeds of any such Revolving Loan shall be applied by the Administrative Agent to repay any Swingline Loans outstanding. To the extent this Section 2.10 creates an obligation of a German Loan Party to repay Protective Advances or Swingline Loans of any other Borrower, such obligations shall be subject to the German Guaranty Limitations.

(b) On each Business Day, the Administrative Agent shall apply all funds credited to any Concentration Account or any Collection Account of the U.S. Loan Parties and the Canadian Loan Parties on such Business Day or the immediately preceding Business Day (at the discretion of the Administrative Agent, whether or not immediately available), first to prepay any Protective Advances that may be outstanding and second to prepay the Revolving Loans (including Swingline Loans) and to cash collateralize outstanding LC Exposure (provided that, collections and cash collateral provided by any Canadian Loan Party shall be used solely to pay the Foreign Secured Obligations, and the application of funds credited to any Collection Account of a Canadian Loan Party, and cash collateral provided by any Canadian Loan Party, shall be used first to satisfy the Foreign Secured Obligations of such Canadian Loan Party and the other members of its Foreign Loan Party Group before applying such funds or cash collateral to the Foreign Secured Obligations owed by any other Foreign Loan Party). Subject to Section 5.20, during a Dominion Trigger Period, on each Business Day, the Administrative Agent shall apply all funds credited to any Concentration Account or any Collection Account of the European Loan Parties on such Business Day or the immediately preceding Business Day (at the discretion of the Administrative Agent, whether or not immediately available), first to prepay any Protective Advances that may be outstanding and second to prepay the Revolving Loans (including

 

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Swingline Loans) (provided that, collections and cash collateral provided by any Foreign Loan Party shall be used solely to pay the Foreign Secured Obligations, and the application of funds credited to any Collection Account of a Foreign Loan Party, and cash collateral provided by any Foreign Loan Party, shall be used first to satisfy the Foreign Secured Obligations of such Foreign Loan Party and the other members of its Foreign Loan Party Group before applying such funds or cash collateral to the Foreign Secured Obligations owed by any other Foreign Loan Party). Notwithstanding the foregoing, to the extent any funds credited to any Concentration Account or Collection Account constitute Net Proceeds, the application of such Net Proceeds shall be subject to Section 2.11(c). In the event and to the extent that any Protective Advances or Revolving Loans (including Swingline Loans) remain unpaid and outstanding LC Exposure is not fully cash collateralised (the “Payment and Collateralisation Requirements”) following such application as a result of a mismatch between the currencies of the amounts in the relevant Concentration Accounts and/or Collection Accounts and the currencies in which the outstanding Payment and Collateralisation Requirements are denominated, the Loan Parties shall be deemed to have requested the Administrative Agent to convert any excess funds remaining in the Concentration Accounts and/or Collection Accounts to the currency or currencies of the outstanding Payment and Collateralisation Requirements and apply such converted amounts to such outstanding Payment and Collateralisation Requirements.

(c) Each Lender shall maintain in accordance with its usual practice an account or accounts evidencing the Indebtedness of each Borrower to such Lender resulting from each Loan made by such Lender, including the amounts of principal and interest payable and paid to such Lender from time to time hereunder.

(d) The Administrative Agent shall maintain accounts in which it shall record (i) the amount of each Loan made hereunder, the Class, Agreed Currency and Type thereof and the Interest Period applicable thereto, (ii) the amount of any principal or interest due and payable or to become due and payable from each Borrower to each Lender hereunder and (iii) the amount of any sum received by the Administrative Agent hereunder for the account of the Lenders and each Lender’s share thereof.

(e) The Register and corresponding entries made in the accounts maintained pursuant to paragraph (c) or (d) of this Section shall be prima facie evidence of the existence and amounts of the obligations recorded therein; provided that the failure of any Lender or the Administrative Agent to maintain such accounts or any error therein shall not in any manner affect the obligation of any Borrower to repay the Loans in accordance with the terms of this Agreement.

(f) Any Lender may request that Loans made by it to any Borrower be evidenced by a Note. In such event, the applicable Borrower shall prepare, execute and deliver to such Lender a Note payable to such Lender (or, if requested by such Lender, to such Lender and its registered assigns) and in a form approved by the Administrative Agent. Thereafter, the Loans evidenced by such Note and interest thereon shall at all times (including after assignment pursuant to Section 8.04) be represented by one or more Notes in such form.

 

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Section 2.11 Prepayment of Loans.

(a) Any Borrower shall have the right at any time and from time to time to prepay any Borrowing in whole or in part, subject to the payment of any accrued interest to the extent required by Section 2.13, prior notice in accordance with paragraph (e) of this Section and, if applicable, payment of any break funding expenses under Section 2.16.

(b) If, at any time, (i) other than as a result of fluctuations in currency exchange rates, the Borrowers are not in compliance with the Revolving Exposure Limitations (calculated with respect to Credit Events denominated in Foreign Currencies, as of the most recent Computation Date with respect to each such Credit Event) or (ii) solely as a result of fluctuations in currency exchange rates, the Borrowers exceeded any Revolving Exposure Limitation by 105% of the applicable threshold, the applicable Borrowers who have exceeded such limits with respect to their Obligations shall in each case immediately repay Borrowings or cash collateralize LC Exposure in accordance with Section 2.06(j), as applicable, in an aggregate amount equal to such excess. To the extent this Section 2.11 creates an obligation of a German Borrower to repay Borrowings of any other Borrower, the German Guaranty Limitations shall apply.

(c) In the event and on each occasion that any Net Proceeds are received by or on behalf of any Loan Party in respect of any Prepayment Event, such Loan Party shall, immediately after such Net Proceeds are received by such Loan Party, prepay the Obligations of the applicable Borrower and cash collateralize the LC Exposure (as applicable) as set forth in Section 2.06(j) below in an aggregate amount equal to 100% of such Net Proceeds.

(d) The mandatory repayments set forth in this Section 2.11 shall be applied first to reduce all outstanding principal, interest and fees on Protective Advances, second to reduce all outstanding principal, interest and fees on Swingline Loans, third to reduce all outstanding principal, interest and fees on Revolving Loans and fourth to cash collateralize the principal amount and any fees of the Letter of Credit Exposure. Notwithstanding the foregoing, (i) Net Proceeds received by any U.S. Loan Party in respect of any Prepayment Event shall be used to prepay the Secured Obligations (other than the Foreign Secured Obligations and the Secured Obligations that constitute a Guarantee of the Foreign Secured Obligations) before being applied to any of the other Secured Obligations, (ii) no Net Proceeds received by any Foreign Loan Party in respect of any Prepayment Event shall be used to prepay any Secured Obligations other than the Foreign Secured Obligations and (iii) Net Proceeds received by any Foreign Loan Party in respect of any Prepayment Event shall be used first to satisfy the Foreign Secured Obligations of such Foreign Loan Party and the other members of its Foreign Loan Party Group before applying such funds to the Foreign Secured Obligations owed by any other Foreign Loan Party.

(e) The Borrower Representative shall notify the Administrative Agent (and, in the case of prepayment of a Swingline Loan, the Swingline Lender) in writing by facsimile or through Electronic System, if arrangements for doing so have been approved by the Administrative Agent, of any prepayment pursuant to paragraph (a) and (c) of this Section not later than (i) 12:00 p.m., Local Time, (A) in the case of prepayment of a Eurodollar Revolving Borrowing, three (3) Business Days before the date of prepayment, or (B) in the case of

 

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prepayment of an ABR Revolving Borrowing and Canadian Prime Rate Revolving Borrowing, on the date of prepayment or (ii) 12:00 p.m., Local Time, on the date of prepayment, in the case of prepayment of a Swingline Loan. Each such notice shall be irrevocable and shall specify the prepayment date and the principal amount of each Borrowing or portion thereof to be prepaid; provided that, if a notice of prepayment is given in connection with a conditional notice of termination of the Commitments as contemplated by Section 2.09, then such notice of prepayment may be revoked if such notice of termination is revoked in accordance with Section 2.09. Promptly following receipt of any such notice relating to a Revolving Borrowing, the Administrative Agent shall advise the Lenders of the contents thereof.

Section 2.12 Fees.

(a) The U.S. Borrower agrees to pay to the Administrative Agent for the account of each Lender a commitment fee, which shall accrue at the Commitment Fee Rate on the average daily amount of the unused U.S. Commitment of such Lender during the period from and including the Effective Date to but excluding the date on which the Commitments terminate. Accrued commitment fees shall be payable in arrears on the first Business Day following the last day of each March, June, September and December and on the date on which the Commitments terminate, commencing on the first such date to occur after the date hereof. All commitment fees shall be computed on the basis of a year of 360 days and shall be payable for the actual number of days elapsed (including the first day but excluding the last day).

(b) The U.S. Borrower agrees to pay (i) to the Administrative Agent for the account of each U.S. Lender the Applicable Letter of Credit Fee with respect to its participations in Letters of Credit on the average daily U.S. Dollar Amount of such Lender’s LC Exposure (excluding any portion thereof attributable to unreimbursed LC Disbursements) during the period from and including the Effective Date to but excluding the later of the date on which such Lender’s Commitment terminates and the date on which such Lender ceases to have any LC Exposure, and (ii) to the Issuing Bank a fronting fee, which shall accrue at the rate or rates per annum separately agreed upon between the U.S. Borrower and the Issuing Bank on the average daily U.S. Dollar Amount of the LC Exposure (excluding any portion thereof attributable to unreimbursed LC Disbursements) attributable to Letters of Credit issued by the Issuing Bank during the period from and including the Effective Date to but excluding the later of the date of termination of the Commitments and the date on which there ceases to be any LC Exposure, as well as the Issuing Bank’s standard fees and commissions with respect to the issuance, amendment, cancellation, negotiation, transfer, presentment, renewal or extension of any Letter of Credit or processing of drawings thereunder. The Applicable Letter of Credit Fee and fronting fees accrued through and including the last day of each calendar quarter shall be payable on the first Business Day following the last day of each March, June, September and December following such last day, commencing on the first such date to occur after the Effective Date; provided that all such fees shall be payable on the date on which the Commitments terminate and any such fees accruing after the date on which the Commitments terminate shall be payable on demand. Any other fees payable to the Issuing Bank pursuant to this paragraph shall be payable within ten (10) Business Days after demand. All participation fees and fronting fees shall be computed on the basis of a year of 360 days and shall be payable for the actual number of days elapsed (including the first day but excluding the last day).

 

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(c) The Borrowers agree to pay to the Administrative Agent, for its own account, fees payable in the amounts and at the times separately agreed upon between the Borrowers and the Administrative Agent.

(d) All fees payable hereunder shall be paid on the dates due, in immediately available funds, to the Administrative Agent (or to the Issuing Bank, in the case of fees payable to it) for distribution, in the case of commitment fees and participation fees, to the Lenders. Fees paid hereunder shall not be refundable under any circumstances.

Section 2.13 Interest.

(a) The Loans comprising each ABR Borrowing (including each Swingline Loan made to the U.S. Borrower and each Swingline Loan denominated in U.S. Dollars and made to the Canadian Borrower) shall bear interest at the Alternate Base Rate plus the Applicable Margin, the Loans comprising each Canadian Prime Rate Borrowing (including each Swingline Loan denominated in Canadian Dollars and made to the Canadian Borrower) shall bear interest at the Canadian Prime Rate plus the Applicable Margin, and the Loans comprising each Overnight LIBO Borrowing (including each European Swingline Loan) shall bear interest at the Overnight LIBO Rate plus the Applicable Margin.

(b) The Loans comprising each Eurodollar Borrowing shall bear interest at the Adjusted LIBO Rate for the Interest Period in effect for such Borrowing plus the Applicable Margin and the Loans comprising each CDOR Rate Borrowing shall bear interest at the CDOR Rate for the Interest Period in effect for such Borrowing plus the Applicable Margin.

(c) Each Protective Advance made to the U.S. Borrower or the Canadian Borrower and denominated in U.S. Dollars shall bear interest at the Alternate Base Rate plus the Applicable Margin plus 2%. Each Protective Advance made to the Canadian Borrower and denominated in Canadian Dollars shall bear interest at the Canadian Prime Rate plus the Applicable Margin plus 2%. Each Protective Advance made to any Foreign Borrower (other than the Canadian Borrower) shall bear interest at the Overnight LIBO Rate plus the Applicable Margin plus 2%.

(d) Notwithstanding the foregoing, during the occurrence and continuance of an Event of Default, the Administrative Agent or the Required Lenders may, at their option, by notice to the Borrower Representative (which notice may be revoked at the option of the Required Lenders notwithstanding any provision of Section 8.02 requiring the consent of “each Lender affected thereby” for reductions in interest rates), declare that all Loans shall bear interest at 2% plus the rate otherwise applicable to such Loans as provided in the preceding paragraphs of this Section.

(e) Accrued interest on each Loan (for ABR Loans, Canadian Prime Rate Loans and Overnight LIBO Rate Loans, accrued through the last day of the prior calendar month) shall be payable in arrears on each Interest Payment Date for such Loan and upon termination of the Commitments; provided that (i) interest accrued pursuant to paragraph (d) of this Section shall be payable on demand, (ii) in the event of any repayment or prepayment of any Loan (other than a prepayment of an ABR Revolving Loan or Canadian Prime Rate Revolving

 

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Loan prior to the end of the Availability Period), accrued interest on the principal amount repaid or prepaid shall be payable on the date of such repayment or prepayment and (iii) in the event of any conversion of any Eurodollar Loan or CDOR Rate Loan prior to the end of the current Interest Period therefor, accrued interest on such Loan shall be payable on the effective date of such conversion.

(f) All interest hereunder shall be computed on the basis of a year of 360 days, except that (i) interest computed by reference to the Alternate Base Rate, Canadian Prime Rate and CDOR Rate shall be computed on the basis of a year of 365 days or (ii) for Borrowings denominated in Sterling shall be computed on the basis of a year of 365 days, and in each case shall be payable for the actual number of days elapsed (including the first day but excluding the last day). The applicable Alternate Base Rate, Canadian Prime Rate, CDOR Rate, Adjusted LIBO Rate, LIBO Rate or Overnight LIBO Rate shall be determined by the Administrative Agent, and such determination shall be conclusive absent manifest error.

(g) For purposes of disclosure pursuant to the Interest Act (Canada), the annual rates of interest or fees to which the rates of interest or fees provided in this Agreement and the other Loan Documents (and stated herein or therein, as applicable, to be computed on the basis of 360 days or any other period of time less than a calendar year) are equivalent are the rates so determined multiplied by the actual number of days in the applicable calendar year and divided by 360 or such other period of time, respectively. The principle of deemed reinvestment of interest does not apply to any interest calculation under this Agreement.

(h) The interest rates provided for in this Agreement with respect to any Swiss Loan Party, including this Section 2.13, are expressed as minimum interest rates. When entering into this Agreement, the parties have assumed that the interest payable at the rates set out in this Section 2.13 or in other Sections of this Agreement is not and will not become subject to Swiss Withholding Tax. Notwithstanding that the parties do not anticipate that any payment of interest will be subject to Swiss Withholding Tax, they agree that, in the event that Swiss Withholding Tax is imposed on interest payments by a Swiss Loan Party to any Lender and should it be unlawful for such Swiss Loan Party to comply with Section 2.17 for any reason (where this would otherwise be required by the terms of that Section, taking into account the exclusions set forth in Section 2.17(a)(ii)), and if the relevant payment is effectively not made, the payment of interest due by a Swiss Loan Party shall, in line with and subject to Section 2.17, including any limitations therein and any obligations thereunder, be increased to an amount which (after making any deduction of the Non-Refundable Portion (as defined below) of the Swiss Withholding Tax) results in a payment to each Lender entitled to such payment of an amount equal to the payment which would have been due had no deduction of the Swiss Withholding Tax been required. For this purpose, the Swiss Withholding Tax shall be calculated on the full grossed-up interest amount. For the purposes of this Section 2.13, “Non-Refundable Portion” shall mean the Swiss Withholding Tax at the standard rate (being, as at the date hereof, 35%) unless according to an applicable double tax treaty, the Non-Refundable Portion is a specified lower rate, in which case such lower rate shall be applied in relation to such Lender. Each Swiss Loan Party shall provide to the Administrative Agent the documents required by law or applicable double taxation treaties for the Lenders to claim a refund of any Swiss Withholding Tax so deducted.

 

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Section 2.14 Alternate Rate of Interest.

(a) If prior to the commencement of any Interest Period for a Eurodollar Borrowing:

(i) the Administrative Agent determines (which determination shall be conclusive and binding absent manifest error) that adequate and reasonable means do not exist for ascertaining, (including, without limitation, by means of an Interpolated Rate) the Adjusted LIBO Rate or the LIBO Rate, as applicable, for such Interest Period; or

(ii) the Administrative Agent is advised by the Required Lenders that the Adjusted LIBO Rate or the LIBO Rate, as applicable, for the applicable Interest Period will not adequately and fairly reflect the cost to such Lenders (or Lender) of making or maintaining their Loans included in such Borrowing for such Interest Period or the applicable Agreed Currency;

then the Administrative Agent shall give notice thereof to the Borrower Representative and the Lenders through Electronic System as provided in Section 8.01 as promptly as practicable thereafter and, until the Administrative Agent notifies the Borrower Representative and the Lenders that the circumstances giving rise to such notice no longer exist, (A) any Interest Election Request that requests the conversion of any Borrowing to, or continuation of any Borrowing as, a Eurodollar Borrowing shall be ineffective and unless repaid, (1) in the case of a Eurodollar Borrowing denominated in U.S. Dollars to the U.S. Borrower, such Borrowing shall be made as an ABR Borrowing, and (2) in the case of a Eurodollar Borrowing to any Foreign Borrower (other than the Canadian Borrower), such Eurodollar Borrowing shall be made as an Alternate Rate Borrowing, (B) if any Borrowing Request requests a Eurodollar Revolving Borrowing in U.S. Dollars to the U.S. Borrower, such Borrowing shall be made as an ABR Borrowing, and (C) if any Borrowing Request requests a Eurodollar Revolving Borrowing for any Foreign Borrower (other than the Canadian Borrower), such Borrowing Request shall be made as an Alternate Rate Borrowing; provided that, if such circumstances only affect one Class or Type of Borrowing or currency, then the foregoing will only be applicable to the affected Class or Type of Borrowing or currency.

(b) If at any time the Administrative Agent determines in good faith (which determination shall be conclusive absent manifest error) that adequate and reasonable means do not exist for ascertaining the Overnight LIBO Rate or the Overnight LIBO Rate will not adequately and fairly reflect the cost to the Administrative Agent or the Swingline Lender, as applicable, of making or maintaining Protective Advances, or Swingline Loans, the Administrative Agent or Swingline Lender, as applicable, shall give notice thereof to the Borrower Representative and the Lenders by telephone (provided that, any notice to any Swingline Lender providing Swingline Loans to a European Borrower must be given in writing) or facsimile as promptly as practicable thereafter and, until the Administrative Agent notifies the Borrower Representative and the Lenders that the circumstances giving rise to such notice no longer exist, Overnight LIBO Borrowings shall be made as Alternate Rate Borrowings.

(c) If prior to the commencement of any Interest Period for a CDOR Rate Borrowing:

 

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(i) the Administrative Agent determines in good faith (which determination shall be conclusive and binding absent manifest error) that adequate and reasonable means do not exist for ascertaining (including, without limitation, by means of an Interpolated Rate) the CDOR Rate for such Interest Period; or

(ii) the Administrative Agent is advised by the Required Lenders that the CDOR Rate for the applicable Interest Period will not adequately and fairly reflect the cost to such Lenders of making or maintaining their Loans included in such Borrowing for such Interest Period;

then the Administrative Agent shall give notice thereof to the Borrower Representative and the Lenders by electronic communication as provided in Section 8.01 as promptly as practicable thereafter and, until the Administrative Agent notifies the Borrower Representative and the Lenders that the circumstances giving rise to such notice no longer exist, (i) any Interest Election Request that requests the conversion of any Borrowing to, or continuation of any Borrowing as, a CDOR Rate Borrowing shall be ineffective and unless repaid, such Borrowing shall be made as a Canadian Prime Rate Borrowing and (ii) if any Borrowing Request requests a CDOR Rate Borrowing, such Borrowing shall be made as a Canadian Prime Rate Borrowing.

Section 2.15 Increased Costs.

(a) If any Change in Law shall:

(i) impose, modify or deem applicable any reserve, special deposit, liquidity or similar requirement (including any compulsory loan requirement, insurance charge or other assessment) against assets of, deposits with or for the account of, or credit extended by, any Lender (except any such reserve requirement reflected in the Adjusted LIBO Rate) or the Issuing Bank;

(ii) impose on any Lender or the Issuing Bank or the London interbank market any other condition, cost or expense (other than Taxes) affecting this Agreement or Loans made by such Lender or any Letter of Credit or participation therein; or

(iii) subject any Recipient to any Taxes (other than (A) Indemnified Taxes, and (B) Excluded Taxes) on its loans, loan principal, letters of credit, commitments, or other obligations, or its deposits, reserves, other liabilities or capital attributable thereto;

and the result of any of the foregoing shall be to increase the cost to such Lender or such other Recipient of making, continuing, converting into or maintaining any Loan or of maintaining its obligation to make any such Loan (including, without limitation, pursuant to any conversion of any Borrowing denominated in an Agreed Currency into a Borrowing denominated in any other Agreed Currency) or to increase the cost to such Lender, the Issuing Bank or such other Recipient of participating in, issuing or maintaining any Letter of Credit (including, without limitation, pursuant to any conversion of any Borrowing denominated in an Agreed Currency into a Borrowing denominated in any other Agreed Currency) or to reduce the amount of any sum received or receivable by such Lender, the Issuing Bank or such other Recipient hereunder, whether of principal, interest or otherwise (including, without limitation, pursuant to any

 

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conversion of any Borrowing denominated in an Agreed Currency into a Borrowing denominated in any other Agreed Currency), then the applicable Borrower will pay to such Lender, the Issuing Bank or such other Recipient, as the case may be, such additional amount or amounts as will compensate such Lender, the Issuing Bank or such other Recipient, as the case may be, for such additional costs incurred or reduction suffered as reasonably determined by the Administrative Agent, such Lender or the Issuing Bank.

(b) If any Lender or the Issuing Bank determines that any Change in Law regarding capital or liquidity requirements has or would have the effect of reducing the rate of return on such Lender’s or the Issuing Bank’s capital or on the capital of such Lender’s or the Issuing Bank’s holding company, if any, as a consequence of this Agreement, the Commitments of, or the Loans made by, or participations in Letters of Credit or Swingline Loans held by, such Lender, or the Letters of Credit issued by the Issuing Bank, to a level below that which such Lender or the Issuing Bank or such Lender’s or the Issuing Bank’s holding company could have achieved but for such Change in Law (taking into consideration such Lender’s or the Issuing Bank’s policies and the policies of such Lender’s or the Issuing Bank’s holding company with respect to capital adequacy and liquidity), then from time to time the applicable Borrower will pay to such Lender or the Issuing Bank, as the case may be, such additional amount or amounts as will compensate such Lender or the Issuing Bank or such Lender’s or the Issuing Bank’s holding company for any such reduction suffered as reasonably determined by the Administrative Agent, such Lender or the Issuing Bank.

(c) A certificate of a Lender or the Issuing Bank setting forth the amount or amounts necessary to compensate such Lender or the Issuing Bank or its holding company, as the case may be, as specified in paragraph (a) or (b) of this Section shall be delivered to the Borrower Representative and shall be conclusive absent manifest error. The applicable Borrowers shall pay such Lender or the Issuing Bank, as the case may be, the amount shown as due on any such certificate within ten (10) Business Days after receipt thereof.

(d) Failure or delay on the part of any Lender or the Issuing Bank to demand compensation pursuant to this Section shall not constitute a waiver of such Lender’s or the Issuing Bank’s right to demand such compensation; provided that the Loan Parties shall not be required to compensate a Lender or the Issuing Bank pursuant to this Section for any increased costs or reductions incurred more than 270 days prior to the date that such Lender or the Issuing Bank, as the case may be, notifies the Borrower Representative of the Change in Law giving rise to such increased costs or reductions and of such Lender’s or the Issuing Bank’s intention to claim compensation therefor; provided further that, if the Change in Law giving rise to such increased costs or reductions is retroactive, then the 270-day period referred to above shall be extended to include the period of retroactive effect thereof.

Section 2.16 Break Funding Payments. In the event of (a) the payment of any principal of any Eurodollar Loan or CDOR Rate Loan other than on the last day of an Interest Period applicable thereto (including as a result of an Event of Default or as a result of any prepayment pursuant to Section 2.11), (b) the conversion of any Eurodollar Loan or CDOR Rate Loan other than on the last day of the Interest Period applicable thereto, (c) the failure to borrow, convert, continue or prepay any Eurodollar Loan or CDOR Rate Loan on the date specified in any notice delivered pursuant hereto (regardless of whether such notice may be revoked under

 

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Section 2.09(c) and is revoked in accordance therewith), or (d) the assignment of any Eurodollar Loan or CDOR Rate Loan other than on the last day of the Interest Period applicable thereto as a result of a request by the Borrower Representative pursuant to Section 2.19 or 8.02(d) then, in any such event, the applicable Borrowers shall compensate each Lender for the loss, cost and expense attributable to such event (provided that (i) each Foreign Borrower shall only be required to compensate each Lender in respect of Borrowings of the Foreign Borrowers and (ii) the German Borrower shall only be required to compensate each Lender subject to the German Guaranty Limitations). In the case of a Eurodollar Loan or CDOR Rate Loan, such loss, cost or expense to any Lender shall be deemed to include an amount determined by such Lender to be the excess, if any, of (i) the amount of interest which would have accrued on the principal amount of such Loan had such event not occurred, at the Adjusted LIBO Rate or CDOR Rate that would have been applicable to such Loan, for the period from the date of such event to the last day of the then current Interest Period therefor (or, in the case of a failure to borrow, convert or continue, for the period that would have been the Interest Period for such Loan), over (ii) the amount of interest which would accrue on such principal amount for such period at the interest rate which such Lender would bid were it to bid, at the commencement of such period, for the relevant currency of a comparable amount and period from other banks in the eurocurrency market or for Canadian Dollar deposits of a comparable amount and period to such CDOR Rate Loan from other banks in the Canadian banker’s acceptance market, as applicable. A certificate of any Lender setting forth any amount or amounts that such Lender is entitled to receive pursuant to this Section shall be delivered to the Borrower Representative and shall be conclusive absent manifest error. The applicable Borrowers shall pay such Lender the amount shown as due on any such certificate within ten (10) Business Days after receipt thereof.

Section 2.17 Withholding of Taxes; Gross Up.

(a) Payments Free of Taxes.

(i) Any and all payments by or on account of any obligation of any Loan Party under any Loan Document or any Letter of Credit shall be made without deduction or withholding for any Taxes, except as required by applicable law. If any applicable law (as determined in the good faith discretion of an applicable withholding agent) requires the deduction or withholding of any Tax from any such payment by a withholding agent, then the applicable withholding agent shall be entitled to make such deduction or withholding and shall timely pay the full amount deducted or withheld to the relevant Governmental Authority in accordance with applicable law and, if such Tax is an Indemnified Tax, then the sum payable by the applicable Loan Party shall be increased as necessary so that after such deduction or withholding has been made (including such deductions and withholdings applicable to additional sums payable under this Section 2.17) the applicable Recipient receives an amount equal to the sum it would have received had no such deduction or withholding been made.

(ii) Notwithstanding any provision of this Agreement to the contrary, the Swiss Borrower or any other Swiss Loan Party shall not be required to make a tax gross up, a tax indemnity payment or an increased interest payment to a specific Lender or Participant of a Commitment (but, for the avoidance of doubt, shall remain required to make a tax gross up, a tax indemnity payment, or an increased interest payment to all other Lenders) in respect of Swiss Withholding Tax due on interest payments by the Swiss Borrower or any other Swiss Loan Party

 

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under this Agreement as a direct result of such Lender or Participant of a Commitment (i) making an incorrect declaration of its status as to whether or not it is a Swiss Qualifying Bank or a single Swiss Non-Qualifying Bank for purposes of the Swiss Non-Bank Rules, (ii) breaching the transfer restrictions in Section 8.04 or (iii) ceasing to be a Swiss Qualifying Bank as a result of any reason attributable to that Lender or Participant of a Commitment other than as a result of any change after the date it became a Lender or Participant of the Commitment under this Agreement in (or in the interpretation, administration or application of) any law or treaty, or any published practice or published concession of any relevant taxing authority.

(b) Payment of Other Taxes by the Loan Parties. The relevant Loan Parties shall timely pay to the relevant Governmental Authority in accordance with applicable law, or at the option of the Administrative Agent timely reimburse it or the relevant Recipient (as applicable) for, Other Taxes.

(c) Evidence of Payment. As soon as practicable after any payment of Taxes by any Loan Party to a Governmental Authority pursuant to this Section 2.17, such Loan Party shall deliver to the Administrative Agent the original or a certified copy of a receipt issued by such Governmental Authority evidencing such payment, a copy of the return reporting such payment or other evidence of such payment reasonably satisfactory to the Administrative Agent.

(d) Indemnification by the Loan Parties. The Loan Parties shall jointly and severally (but subject to the limitations set forth in Section 8.22) indemnify each Recipient, within ten (10) Business Days after demand therefor, for the full amount of any Indemnified Taxes (including Indemnified Taxes imposed or asserted on or attributable to amounts payable under this Section) payable or paid by such Recipient or required to be withheld or deducted from a payment to such Recipient and any reasonable expenses arising therefrom or with respect thereto, whether or not such Indemnified Taxes were correctly or legally imposed or asserted by the relevant Governmental Authority. A certificate as to the amount of such payment or liability delivered to any Loan Party by a Lender (with a copy to the Administrative Agent), or by the Administrative Agent on its own behalf or on behalf of a Lender, shall be conclusive absent manifest error.

(e) Indemnification by the Lenders. Each Lender shall severally indemnify the Administrative Agent, within ten (10) Business Days after demand therefor, for (i) any Indemnified Taxes attributable to such Lender (but only to the extent that any Loan Party has not already indemnified the Administrative Agent for such Indemnified Taxes and without limiting the obligation of the Loan Parties to do so), (ii) any Taxes attributable to such Lender’s failure to comply with the provisions of Section 8.04(c) relating to the maintenance of a Participant Register and (iii) any Excluded Taxes attributable to such Lender, in each case, that are payable or paid by the Administrative Agent in connection with any Loan Document, and any reasonable expenses arising therefrom or with respect thereto, whether or not such Taxes were correctly or legally imposed or asserted by the relevant Governmental Authority. A certificate as to the amount of such payment or liability delivered to any Lender by the Administrative Agent shall be conclusive absent manifest error. Each Lender hereby authorizes the Administrative Agent to set off and apply any and all amounts at any time owing to such Lender under any Loan Document or otherwise payable by the Administrative Agent to such Lender from any other source against any amount due to the Administrative Agent under this paragraph (e).

 

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(f) Status of Lenders. (i) Any Lender that is entitled to an exemption from or reduction of withholding Tax with respect to payments made under any Loan Document shall deliver to the Borrower Representative and the Administrative Agent, at the time or times reasonably requested by the Borrower Representative or the Administrative Agent, such properly completed and executed documentation reasonably requested by the Borrower Representative or the Administrative Agent as will permit such payments to be made without withholding or at a reduced rate of withholding (e.g., a certificate of residence issued by the competent tax authority in the jurisdiction where the relevant Loan Party is a resident). In addition, any Lender, if reasonably requested by the Borrower Representative or the Administrative Agent, shall deliver such other documentation prescribed by applicable law or reasonably requested by the Borrower Representative or the Administrative Agent as will enable the Borrower Representative or the Administrative Agent to determine whether or not such Lender is subject to backup withholding or information reporting requirements. Notwithstanding anything to the contrary in the preceding two sentences, the completion, execution and submission of such documentation (other than such documentation set forth in Section 2.17(f)(ii)(A), (ii)(B) and (ii)(D) below) shall not be required if in the Lender’s reasonable judgment such completion, execution or submission would subject such Lender to any material unreimbursed cost or expense or would materially prejudice the legal or commercial position of such Lender.

(ii) Without limiting the generality of the foregoing, in the event that any Borrower is a U.S. Person:

(A) any Lender that is a U.S. Person shall deliver to the Borrower Representative and the Administrative Agent on or prior to the date on which such Lender becomes a Lender under this Agreement (and from time to time thereafter upon the reasonable request of the Borrower Representative or the Administrative Agent), an executed IRS Form W-9 certifying that such Lender is exempt from U.S. Federal backup withholding tax;

(B) any Foreign Lender shall, to the extent it is legally entitled to do so, deliver to the Borrower Representative and the Administrative Agent (in such number of copies as shall be requested by the recipient) on or prior to the date on which such Foreign Lender becomes a Lender under this Agreement (and from time to time thereafter upon the reasonable request of the Borrower Representative or the Administrative Agent), whichever of the following is applicable:

(1) in the case of a Foreign Lender claiming the benefits of an income tax treaty to which the United States is a party (x) with respect to payments of interest under any Loan Document, an executed IRS Form W-8BEN or IRS Form W-8BEN-E or successor and related applicable forms, as applicable, establishing an exemption from, or reduction of, U.S. Federal withholding Tax pursuant to the “interest” article of such tax treaty and (y) with respect to any other applicable payments under any Loan Document, IRS Form W-8BEN or IRS Form W-8BEN-E or successor and related applicable forms, as applicable, establishing an exemption from, or reduction of, U.S. Federal withholding Tax pursuant to the “business profits” or “other income” article of such tax treaty;

 

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(2) in the case of a Foreign Lender claiming that its extension of credit will generate U.S. effectively connected income, an executed IRS Form W-8ECI;

(3) in the case of a Foreign Lender claiming the benefits of the exemption for portfolio interest under Section 881(c) of the Code, (x) a certificate substantially in the form of Exhibit E-1 to the effect that such Foreign Lender is not a “bank” within the meaning of Section 881(c)(3)(A) of the Code, a “10 percent shareholder” of a Borrower within the meaning of Section 881(c)(3)(B) of the Code, or a “controlled foreign corporation” described in Section 881(c)(3)(C) of the Code (a “U.S. Tax Compliance Certificate”) and (y) an executed IRS Form W-8BEN or IRS Form W-8BEN-E or successor and related applicable forms, as applicable ; or

(4) to the extent a Foreign Lender is not the Beneficial Owner, an executed IRS Form W-8IMY, accompanied by IRS Form W-8ECI, IRS Form W-8BEN or IRS Form W-8BEN-E or successor and related applicable forms, as applicable, a U.S. Tax Compliance Certificate substantially in the form of Exhibit E-2 or Exhibit E-3, IRS Form W-9, and/or other certification documents from each Beneficial Owner, as applicable; provided that if the Foreign Lender is a partnership and one or more direct or indirect partners of such Foreign Lender are claiming the portfolio interest exemption, such Foreign Lender may provide a U.S. Tax Compliance Certificate substantially in the form of Exhibit E-4 on behalf of each such direct and indirect partner;

(C) any Foreign Lender shall, to the extent it is legally entitled to do so, deliver to the Borrower Representative and the Administrative Agent (in such number of copies as shall be requested by the recipient) on or prior to the date on which such Foreign Lender becomes a Lender under this Agreement (and from time to time thereafter upon the reasonable request of the Borrower Representative or the Administrative Agent), executed originals of any other form prescribed by applicable law as a basis for claiming exemption from or a reduction in U.S. Federal withholding Tax, duly completed, together with such supplementary documentation as may be prescribed by applicable law to permit the Borrowers or the Administrative Agent to determine the withholding or deduction required to be made; and

(D) if a payment made to a Lender under any Loan Document would be subject to U.S. Federal withholding Tax imposed by FATCA if such Lender were to fail to comply with the applicable reporting requirements of FATCA (including those contained in Section 1471(b) or 1472(b) of the Code, as applicable), such Lender shall deliver to the Borrower Representative and the Administrative Agent at the time or times prescribed by law and at such time or times reasonably requested by the Borrower Representative or the Administrative Agent such documentation prescribed by applicable law (including as prescribed by Section 1471(b)(3)(C)(i) of the Code) and such additional documentation reasonably requested by the Borrower Representative or the Administrative Agent as may be necessary for the Borrowers and the Administrative Agent to comply with their obligations under FATCA and to determine that such Lender has complied with such Lender’s obligations under FATCA or to determine the amount to deduct and withhold from such payment. Solely for purposes of this clause (D), “FATCA” shall include any amendments made to FATCA after the date of this Agreement.

 

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Each Lender agrees that if any form or certification it previously delivered expires or becomes obsolete or inaccurate in any respect, it shall update such form or certification or promptly notify the Borrower Representative and the Administrative Agent in writing of its legal inability to do so.

(g) Additional United Kingdom Withholding Tax Matters.

(i) Subject to clause (ii) below, each Lender and each U.K. Loan Party which makes a payment to such Lender shall cooperate in completing any procedural formalities necessary for such U.K. Loan Party to obtain authorization to make such payment without withholding or deduction for Taxes imposed under the laws of the U.K., including to the extent practicable, making and filing an appropriate application for relief under any applicable income tax treaty.

(ii) (A) Any Lender which on the day on which this Agreement is entered into (x) holds a passport under the HMRC DT Treaty Passport scheme and (y) wishes such scheme to apply to this Agreement, shall provide its scheme reference number and its jurisdiction of tax residence to the Borrower Representative and the Administrative Agent (which may be satisfied by including its details (where applicable) in the Commitment Schedule);

(1) a Lender which becomes a Lender hereunder after the day on which this Agreement is entered into that (x) holds a passport under the HMRC DT Treaty Passport scheme and (y) wishes such scheme to apply to this Agreement, shall provide its scheme reference number and its jurisdiction of tax residence to the Borrower Representative and the Administrative Agent (which may be satisfied by including its details (where applicable) in the Assignment and Assumption it executes); and

(2) Upon satisfying either clause (i) or (ii) above, such Lender shall have satisfied its obligation under paragraph (g)(i) above.

(iii) If a Lender has confirmed its scheme reference number and its jurisdiction of tax residence in accordance with paragraph (g)(ii) above, the U.K. Loan Parties shall make a U.K. Borrower DTTP filing with respect to such Lender, and shall promptly provide such Lender with a copy of such filing; provided that, if a U.K. Loan Party making a payment to such Lender has made a U.K. Borrower DTTP Filing in respect of such Lender but:

(A) such U.K. Borrower DTTP Filing has been rejected by HM Revenue & Customs; or

(B) HM Revenue & Customs has not given such U.K. Loan Party authority to make payments to such Lender without a deduction for tax within 60 days of the date of such U.K. Borrower DTTP Filing;

 

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and, in each case, such U.K. Loan Party has notified that Lender in writing of either (A) or (B) above, then such Lender and such U.K. Loan Party shall co-operate in completing any additional procedural formalities necessary for such U.K. Loan Party to obtain authorization to make that payment without withholding or deduction for Taxes imposed under the laws of the U.K.

(iv) If a Lender has not confirmed its scheme reference number and jurisdiction of tax residence in accordance with paragraph (g)(ii) above, no U.K. Loan Party shall make a U.K. Borrower DTTP Filing or file any other form relating to the HMRC DT Treaty Passport scheme in respect of that Lender’s Commitment(s) or its participation in any Loan unless the Lender otherwise agrees.

(v) Each U.K. Loan Party shall, promptly on making a U.K. Borrower DTTP Filing, deliver a copy of such U.K. Borrower DTTP Filing to the Administrative Agent for delivery to the relevant Lender.

(vi) Each Lender shall notify the Borrower Representative and Administrative Agent if it determines in its sole discretion that it ceases to be entitled to claim the benefits of an income tax treaty to which the U.K. is a party with respect to payments made by any U.K. Loan Party hereunder.

(h) Confirmation of Lenders Status for Swiss Non-Bank Rules. Each of the Lenders listed on the Commitment Schedule as having a Commitment confirms that, as of the date of this Agreement, it is a Swiss Qualifying Bank. Any Person which becomes a Lender or Participant of a Commitment after the date of this Agreement pursuant to Section 2.09 or Section 8.04 shall confirm in writing to the Swiss Loan Parties and the Administrative Agent prior to the date such Person becomes such a Lender or Participant which of the following categories it falls in:

(i) a Swiss Qualifying Bank; or

(ii) a Swiss Non-Qualifying Bank, but counts as one (1) single lender only for purposes of the Swiss Non-Bank Rules.

If such a Lender or Participant fails to indicate its status in accordance with this Section 2.17(h) then such Lender or Participant shall be treated for the purposes of this Agreement (including by each Loan Party) as if it is a Swiss Non-Qualifying Bank until such time as it notifies the Swiss Loan Parties and the Administrative Agent which category applies.

(i) Treatment of Certain Refunds. If any Recipient determines, in its sole discretion exercised in good faith, that it has received a refund of any Taxes as to which it has been indemnified pursuant to this Section 2.17 (including by the payment of additional amounts pursuant to this Section 2.17), it shall pay to the indemnifying party an amount equal to such refund (but only to the extent of indemnity payments made under this Section 2.17 with respect to the Taxes giving rise to such refund), net of all out-of-pocket expenses (including Taxes) of such indemnified party and without interest (other than any interest paid by the relevant Governmental Authority with respect to such refund). Such indemnifying party, upon the request of such indemnified party, shall repay to such indemnified party the amount paid over pursuant to this paragraph (i) (plus any penalties, interest or other charges imposed by the relevant Governmental Authority) in the event that such indemnified party is required to repay

 

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such refund to such Governmental Authority. Notwithstanding anything to the contrary in this paragraph (i), in no event will the indemnified party be required to pay any amount to an indemnifying party pursuant to this paragraph (i) the payment of which would place the indemnified party in a less favorable net after-Tax position than the indemnified party would have been in if the Tax subject to indemnification and giving rise to such refund had not been deducted, withheld or otherwise imposed and the indemnification payments or additional amounts giving rise to such refund had never been paid. This paragraph (i) shall not be construed to require any indemnified party to make available its Tax returns (or any other information relating to its Taxes that it deems confidential) to the indemnifying party or any other Person.

(j) VAT.

(i) All amounts expressed to be payable under any Loan Document or Letter of Credit by any Loan Party to any Secured Party which (in whole or in part) constitute the consideration for any supply for VAT purposes are deemed to be exclusive of any VAT which is chargeable on that supply and accordingly, subject to Section 2.17(j)(ii) below, if VAT is or becomes chargeable on any supply made by any Secured Party to any Loan Party under a Loan Document or Letter of Credit and such Secured Party is required to account to the relevant tax authority for the VAT, that Loan Party must pay to such Secured Party (in addition to and at the same time as paying any other consideration for such supply) an amount equal to the amount of the VAT (and such Secured Party shall promptly provide an appropriate VAT invoice to that Loan Party).

(ii) If VAT is or becomes chargeable on any supply made by any Secured Party (the “Supplier”) to any other Secured Party (the “Customer”) under a Loan Document or Letter of Credit and any party other than the Customer (the “Relevant Party”) is required by the terms of any Loan Document or Letter of Credit to pay an amount equal to the consideration for that supply to the supplier (rather than being required to reimburse or indemnify the Customer in respect of that consideration, then:

(A) if the Supplier is the Person required to account to the relevant tax authority for the VAT, the Relevant Party must also pay to the Supplier (at the same time as paying that amount) an additional amount equal to the amount of the VAT. The Customer must (where this paragraph (A) applies) promptly pay to the Relevant Party an amount equal to any credit or repayment the Customer receives from the relevant tax authority which the Customer reasonably determines relates to the VAT chargeable on that supply; and

(B) if the Customer is the Person required to account to the relevant tax authority for the VAT, the Relevant Party must promptly, following demand from the Customer, pay to the Customer an amount equal to the VAT chargeable on that supply but only to the extent that the Customer reasonably determines that it is not entitled to credit or repayment from the relevant tax authority in respect of that VAT.

(iii) Where a Loan Document or Letter of Credit requires any Loan Party to reimburse or indemnify a Secured Party for any cost or expense that Loan Party shall reimburse or indemnify (as the case may be) such Secured Party for the full amount of such cost or expense, including such part thereof as represents VAT, save to the extent that such Secured Party reasonably determines that it is entitled to credit or repayment in respect of such VAT from the relevant tax authority.

 

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(iv) Any reference in this Section 2.17(j) to any Secured Party or Loan Party shall, at any time when such Secured Party or Loan Party is treated as a member of a group for VAT purposes, include (where appropriate and unless the context otherwise requires) a reference to the representative member or “parent” of such group at such time (the term “representative member” and “parent” to have the same meaning as in the Value Added Tax Act 1994 of England and Wales or applicable legislation in other jurisdictions having implemented Council Directive 2006/112 EC on the common system of value added tax).

(k) Survival. Each party’s obligations under this Section 2.17 shall survive the resignation or replacement of the Administrative Agent or any assignment of rights by, or the replacement of, a Lender, the termination of the Commitments and the repayment, satisfaction or discharge of all obligations under any Loan Document.

(l) Defined Terms. For purposes of this Section 2.17, the term “Lender” includes any Issuing Bank. and the term “applicable law” includes FATCA

Section 2.18 Payments Generally; Allocation of Proceeds; Sharing of Set-offs.

(a) Each Borrower shall make each payment required to be made by it hereunder (whether of principal, interest, fees or reimbursement of LC Disbursements, or of amounts payable under Section 2.15, 2.16 or 2.17, or otherwise) prior to 2:00 p.m., Local Time, on the date when due, in immediately available funds, without set-off or counterclaim. Any amounts received after such time on any date may, in the discretion of the Administrative Agent, be deemed to have been received on the next succeeding Business Day for purposes of calculating interest thereon. Other than payments to be made directly to the Issuing Bank or Swingline Lender as expressly provided herein, all payments shall be made (i) in the same currency in which the applicable Credit Event was made and (ii) to the Administrative Agent at its offices at 10 South Dearborn Street, 22nd Floor, Chicago, Illinois; provided that, (x) in the case of a Credit Event denominated in Canadian Dollars, such payments shall be made to the Administrative Agent’s offices at 200 Bay Street, Royal Bank Plaza, South Tower, Suite 1800, Toronto M5J 2J2 Canada, (y) in the case of a Credit Event denominated in Sterling, Swiss Franc or Euro, such payments shall be made to the Administrative Agent’s Eurodollar Payment Office for such currency and (z) payments pursuant to Sections 2.15, 2.16, 2.17 and 8.03 shall be made directly to the Persons entitled thereto. The Administrative Agent shall distribute any such payments denominated in the same currency received by it for the account of any other Person to the appropriate recipient promptly following receipt thereof. If any payment hereunder shall be due on a day that is not a Business Day, the date for payment shall be extended to the next succeeding Business Day, and, in the case of any payment accruing interest, interest thereon shall be payable for the period of such extension. Notwithstanding the foregoing, provisions of this Section, if, after the making of any Credit Event in any Foreign Currency, currency control or exchange regulations are imposed in the country which issues such currency with the result that the type of currency in which the Credit Event was made (the “Original Currency”) no longer exists, or any Borrower is not able to make payment to the Administrative Agent for the

 

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account of the Lenders in such Original Currency, or the terms of this Agreement require the conversion of such Credit Event into U.S. Dollars, then all payments to be made by such Borrower hereunder in such currency shall, to the fullest extent permitted by law, instead be made when due in U.S. Dollars in an amount equal to the U.S. Dollar Amount (as of the date of repayment) of such payment due, it being the intention of the parties hereto that the Borrowers take all risks of the imposition of any such currency control or exchange regulations or conversion, and each Borrower agrees to indemnify and hold harmless the Swingline Lender, the Issuing Bank, the Administrative Agent and the Lenders from and against any loss resulting from any Credit Event made to or for the benefit of such Borrower denominated in a Foreign Currency that is not repaid to the Swingline Lender, the Issuing Bank, the Administrative Agent or the Lenders, as the case may be, in the Original Currency.

(b) Any proceeds of Collateral received by the Administrative Agent (i) not constituting either (A) a specific payment of principal, interest, fees or other sum payable under the Loan Documents (which shall be applied as specified by the Borrowers), (B) a mandatory prepayment (which shall be applied in accordance with Section 2.11) or (C) amounts to be applied from the Concentration Account or Collection Account on a daily basis (which shall be applied in accordance with Section 2.10(b)) or (ii) after an Event of Default has occurred and is continuing and the Administrative Agent so elects or the Required Lenders so direct, shall be applied ratably first, to pay any fees, indemnities, or expense reimbursements including amounts then due to the Administrative Agent and the Issuing Bank from the Borrowers (other than in connection with Bank Product Obligations), second, to pay any fees or expense reimbursements then due to the Lenders from the Borrowers (other than in connection with Bank Product Obligations), third, to pay interest due in respect of the Protective Advances, fourth, to pay the principal of the Protective Advances, fifth, to pay interest then due and payable on the Loans (other than the Protective Advances) ratably, sixth, to prepay principal on the Loans (other than the Protective Advances) and unreimbursed LC Disbursements and to pay any amounts owing with respect to Bank Product Obligations up to and including the Bank Product Amount ratably, seventh, to pay an amount to the Administrative Agent equal to one hundred one percent (101%) of the aggregate undrawn face amount of all outstanding Letters of Credit and the aggregate amount of any unpaid LC Disbursements, to be held as cash collateral for such Obligations, eighth, to payment of any amounts owing with respect to Bank Product Obligations and to the extent not paid pursuant to clause sixth above and ninth, to the payment of any other Secured Obligation due to the Administrative Agent or any Lender by the Borrowers. Notwithstanding the foregoing amounts received from any Loan Party shall not be applied to any Excluded Swap Obligation of such Loan Party. Notwithstanding anything to the contrary contained in this Agreement, unless so directed by the Borrower Representative, or unless an Event of Default is in existence, neither the Administrative Agent nor any Lender shall apply any payment which it receives to any Eurodollar Loan or CDOR Rate Loan of a Class, except (a) on the expiration date of the Interest Period applicable thereto or (b) in the event, and only to the extent, that there are no outstanding ABR Loans of the same Class and, in any such event, the Borrowers shall pay the break funding payment required in accordance with Section 2.16. The Administrative Agent and the Lenders shall have the continuing and exclusive right to apply and reverse and reapply any and all such proceeds and payments to any portion of the Secured Obligations. Notwithstanding the foregoing, (x) any such applicable proceeds from property of the U.S. Loan Parties shall be applied to the Secured Obligations (other than the Foreign Secured Obligations and the Secured

 

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Obligations that constitute a Guarantee of the Foreign Secured Obligations) before being applied to any of the other Secured Obligations, (y) the application of any such applicable proceeds from Collateral securing solely the Foreign Secured Obligations shall only be made in respect of the Foreign Secured Obligations in the same order set forth above, and (z) the application of any such applicable proceeds from Collateral granted by any Foreign Loan Party shall be used first to satisfy the Foreign Secured Obligations of such Foreign Loan Party and the other members of its Foreign Loan Party Group before applying such funds to the Foreign Secured Obligations owed by any other Foreign Loan Party.

(c) At the election of the Administrative Agent, all payments of principal, interest, LC Disbursements, fees, premiums, reimbursable expenses (including, without limitation, all reimbursement for fees, costs and expenses pursuant to Section 8.03), and other sums payable under the Loan Documents, may be paid from the proceeds of Borrowings made hereunder whether made following a request by the Borrower Representative pursuant to Section 2.03 or a deemed request as provided in this Section or may be deducted from any deposit account of any Borrower maintained with the Administrative Agent; provided that proceeds of any Borrowings of a Foreign Borrower and proceeds deducted from any deposit account of any such Foreign Borrower shall (x) only be used to pay the Foreign Secured Obligations and (y) be used first to satisfy the Foreign Secured Obligations of such Foreign Loan Party and the other members of its Foreign Loan Party Group before applying such proceeds to the Foreign Secured Obligations owed by any other Foreign Loan Party. Each Borrower hereby irrevocably authorizes (i) the Administrative Agent to make a Borrowing for the purpose of paying each payment of principal, interest and fees as it becomes due hereunder or any other amount due under the Loan Documents and agrees that all such amounts charged shall constitute Loans (including Swingline Loans, but such a Borrowing may only constitute a Protective Advance if it is to reimburse costs, fees and expenses as described in Section 8.03) and that all such Borrowings shall be deemed to have been requested pursuant to Section 2.03, 2.04, or 2.05, as applicable and (ii) the Administrative Agent to charge any deposit account of the relevant Borrower maintained with the Administrative Agent for each payment of principal, interest and fees as it becomes due hereunder or any other amount due under the Loan Documents.

(d) If, except as otherwise expressly provided herein, any Lender shall, by exercising any right of set-off or counterclaim or otherwise, obtain payment in respect of any principal of or interest on any of its Loans or participations in LC Disbursements and Swingline Loans resulting in such Lender receiving payment of a greater proportion of the aggregate amount of its Loans and participations in LC Disbursements and Swingline Loans and accrued interest thereon than the proportion received by any other similarly situated Lender, then the Lender receiving such greater proportion shall purchase (for cash at face value) participations in the Loans and participations in LC Disbursements and Swingline Loans of other Lenders to the extent necessary so that the benefit of all such payments shall be shared by the applicable Lenders ratably in accordance with the aggregate amount of principal of and accrued interest on their respective Loans and participations in LC Disbursements and Swingline Loans; provided that (i) if any such participations are purchased and all or any portion of the payment giving rise thereto is recovered, such participations shall be rescinded and the purchase price restored to the extent of such recovery, without interest, and (ii) the provisions of this paragraph shall not be construed to apply to any payment made by any Borrower pursuant to and in accordance with the

 

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express terms of this Agreement or any payment obtained by a Lender as consideration for the assignment of or sale of a participation in any of its Loans or participations in LC Disbursements or Swingline Loans to any assignee or participant, other than to the Borrowers or any Subsidiary or Affiliate thereof (as to which the provisions of this paragraph shall apply). Each Borrower consents to the foregoing and agrees, to the extent it may effectively do so under applicable law, that any Lender acquiring a participation pursuant to the foregoing arrangements may exercise against such Borrower rights of set-off and counterclaim with respect to such participation as fully as if such Lender were a direct creditor of such Borrower in the amount of such participation. Notwithstanding the foregoing, any such applicable payment from a Foreign Loan Party shall only be used to purchase a participation in a Foreign Secured Obligation in the same order set forth above.

(e) Unless the Administrative Agent shall have received notice from the Borrower Representative prior to the date on which any payment is due to the Administrative Agent for the account of the Lenders or the Issuing Bank hereunder that the Borrowers will not make such payment, the Administrative Agent may assume that the Borrowers have made such payment on such date in accordance herewith and may, in reliance upon such assumption, distribute to the Lenders or the Issuing Bank, as the case may be, the amount due. In such event, if the Borrowers have not in fact made such payment, then each of the Lenders or the Issuing Bank, as the case may be, severally agrees to repay to the Administrative Agent forthwith on demand the amount so distributed to such Lender or Issuing Bank with interest thereon, for each day from and including the date such amount is distributed to it to but excluding the date of payment to the Administrative Agent, at the greater of the Federal Funds Effective Rate and a rate determined by the Administrative Agent in accordance with banking industry rules on interbank compensation.

(f) If any Lender shall fail to make any payment required to be made by it hereunder, then the Administrative Agent may, in its discretion (notwithstanding any contrary provision hereof), (i) apply any amounts thereafter received by the Administrative Agent for the account of such Lender to satisfy such Lender’s obligations hereunder until all such unsatisfied obligations are fully paid and/or (ii) hold any such amounts in a segregated account as cash collateral for, and application to, any future funding obligations of such Lender hereunder. Application of amounts pursuant to (i) and (ii) above shall be made in any order determined by the Administrative Agent in its discretion.

(g) The Administrative Agent may from time to time provide the Borrower Representative with account statements or invoices with respect to any of the Secured Obligations (the “Statements”). The Administrative Agent is under no duty or obligation to provide Statements, which, if provided, will be solely for the Borrower Representative’s convenience. Statements may contain estimates of the amounts owed during the relevant billing period, whether of principal, interest, fees or other Secured Obligations. If the relevant Borrower pays the full amount indicated on a Statement on or before the due date indicated on such Statement, such Borrower shall not be in default of payment with respect to the billing period indicated on such Statement; provided, that acceptance by the Administrative Agent, on behalf of the Lenders, of any payment that is less than the total amount actually due at that time (including but not limited to any past due amounts) shall not constitute a waiver of the Administrative Agent’s or the Lenders’ right to receive payment in full at another time.

 

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Section 2.19 Mitigation Obligations; Replacement of Lenders.

(a) If any Lender requests compensation under Section 2.15, or if the Borrowers are required to pay any Indemnified Taxes or additional amounts to any Lender or any Governmental Authority for the account of any Lender pursuant to Section 2.17, then such Lender shall use reasonable efforts to designate a different lending office for funding or booking its Loans hereunder or to assign its rights and obligations hereunder to another of its offices, branches or affiliates, if, in the judgment of such Lender, such designation or assignment (i) would eliminate or reduce amounts payable pursuant to Section 2.15 or 2.17, as the case may be, in the future and (ii) would not subject such Lender to any unreimbursed cost or expense and would not otherwise be disadvantageous to such Lender. The Borrowers hereby agree to pay all reasonable costs and expenses incurred by any Lender in connection with any such designation or assignment.

(b) If any Lender requests compensation under Section 2.15, or if any Borrower is required to pay any Indemnified Taxes or additional amounts to any Lender or any Governmental Authority for the account of any Lender pursuant to Section 2.17, or if any Lender becomes a Defaulting Lender or ceases to be Swiss Qualifying Bank (but only if such event causes a breach of the Swiss Non-Bank Rules), then the Borrowers may, at their sole expense and effort, upon notice to such Lender and the Administrative Agent, require such Lender to assign and delegate, without recourse (in accordance with and subject to the restrictions contained in Section 8.04), all its interests, rights (other than its existing rights to payments pursuant to Section 2.15 or 2.17) and obligations under this Agreement and other Loan Documents to an assignee that shall assume such obligations (which assignee may be another Lender, if a Lender accepts such assignment); provided that (i) the Borrowers shall have received the prior written consent of the Administrative Agent (and in circumstances where its consent would be required under Section 8.04, the Issuing Bank and the Swingline Lender), which consent shall not unreasonably be withheld, (ii) such Lender shall have received payment of an amount equal to the outstanding principal of its Loans and participations in LC Disbursements and Swingline Loans, accrued interest thereon, accrued fees and all other amounts payable to it hereunder, from the assignee (to the extent of such outstanding principal and accrued interest and fees) or the Borrowers (in the case of all other amounts) and (iii) in the case of any such assignment resulting from a claim for compensation under Section 2.15 or payments required to be made pursuant to Section 2.17, such assignment will result in a reduction in such compensation or payments. A Lender shall not be required to make any such assignment and delegation if, prior thereto, as a result of a waiver by such Lender or otherwise, the circumstances entitling the Borrowers to require such assignment and delegation cease to apply.

Section 2.20 Defaulting Lenders. Notwithstanding any provision of this Agreement to the contrary, if any Lender becomes a Defaulting Lender, then the following provisions shall apply for so long as such Lender is a Defaulting Lender.

(a) fees shall cease to accrue on the unfunded portion of the Commitment of such Defaulting Lender pursuant to Section 2.12(a);

 

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(b) such Defaulting Lender shall not have the right to vote on any issue on which voting is required (other than to the extent expressly provided in Section 8.02(b) and the Commitment and Committed Exposure of such Defaulting Lender shall not be included in determining whether the Required Lenders other modification pursuant to Section 8.02) or under any other Loan Document; provided, that, except as otherwise provided in Section 8.02, this clause (b) shall not apply to the vote of a Defaulting Lender in the case of an amendment, waiver or other modification requiring the consent of such Lender or each Lender directly affected thereby;

(c) if any Swingline Exposure or LC Exposure exists at the time a Lender becomes a Defaulting Lender then:

(i) all or any part of the Swingline Exposure and LC Exposure of such Defaulting Lender shall be reallocated among the non-Defaulting Lenders in accordance with their respective Applicable Percentages but only to the extent that (x) the conditions set forth in Section 4.02 are satisfied at the time of such reallocation (and, unless the Borrower Representative shall have otherwise notified the Administrative Agent at such time, the Borrowers shall be deemed to have represented and warranted that such conditions are satisfied at such time) and (y) to the extent that such reallocation does not, as to any non-Defaulting Lender, cause such non-Defaulting Lender’s Committed Exposure to exceed its Commitment;

(ii) if the reallocation described in clause (i) above cannot, or can only partially, be effected, the U.S. Borrower or the applicable Borrowers shall within one (1) Business Day following notice by the Administrative Agent (x) first, prepay such Swingline Exposure and (y) second, cash collateralize, for the benefit of the Issuing Bank, the Borrowers’ obligations corresponding to such Defaulting Lender’s LC Exposure (after giving effect to any partial reallocation pursuant to clause (i) above) in accordance with the procedures set forth in Section 2.06(i)(ii) for so long as such LC Exposure is outstanding;

(iii) if the U.S. Borrower or the applicable Borrowers cash collateralize any portion of such Defaulting Lender’s LC Exposure pursuant to clause (ii) above, the Borrowers shall not be required to pay any fees to such Defaulting Lender pursuant to Section 2.12(b) with respect to such Defaulting Lender’s LC Exposure during the period such Defaulting Lender’s LC Exposure is cash collateralized;

(iv) if the LC Exposure of the non-Defaulting Lenders is reallocated pursuant to clause (i) above, then the fees payable to the Lenders pursuant to Sections 2.12(a) and 2.12(b) shall be adjusted in accordance with such non-Defaulting Lenders’ Applicable Percentages; and

(v) if all or any portion of such Defaulting Lender’s LC Exposure is neither reallocated nor cash collateralized pursuant to clause (i) or (ii) above, then, without prejudice to any rights or remedies of the Issuing Bank or any other Lender hereunder, all letter of credit fees payable under Section 2.12(b) with respect to such Defaulting Lender’s LC Exposure shall be payable to the Issuing Bank until and to the extent that such LC Exposure is reallocated and/or cash collateralized; and

 

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(d) so long as such Lender is a Defaulting Lender, the Swingline Lender shall not be required to fund any Swingline Loan and the Issuing Bank shall not be required to issue, amend, renew, extend or increase any Letter of Credit, unless it is satisfied that the related exposure and such Defaulting Lender’s then outstanding LC Exposure will be 100% covered by the Commitments of the non-Defaulting Lenders and/or cash collateral will be provided by the U.S. Borrower or the applicable Borrowers in accordance with Section 2.20(c), and participating interests in any such newly made Swingline Loan or newly issued or increased Letter of Credit shall be allocated among non-Defaulting Lenders in a manner consistent with Section 2.20(c)(i) (and such Defaulting Lender shall not participate therein).

If (i) a Bankruptcy Event or a Bail-In Action with respect to the Parent of any Lender shall occur following the date hereof and for so long as such event shall continue or (ii) the Swingline Lender or the Issuing Bank has a good faith belief that any Lender has defaulted in fulfilling its obligations under one or more other agreements in which such Lender commits to extend credit, the Swingline Lender shall not be required to fund any Swingline Loan and the Issuing Bank shall not be required to issue, amend or increase any Letter of Credit, unless the Swingline Lender or the Issuing Bank, as the case may be, shall have entered into arrangements with the Borrowers or such Lender, satisfactory to the Swingline Lender or the Issuing Bank, as the case may be, to defease any risk to it in respect of such Lender hereunder.

In the event that each of the Administrative Agent, the Borrower, the Swingline Lender and the Issuing Bank agrees that a Defaulting Lender has adequately remedied all matters that caused such Lender to be a Defaulting Lender, then the Swingline Exposure and LC Exposure of the Lenders shall be readjusted to reflect the inclusion of such Lender’s Commitment and on the date of such readjustment such Lender shall purchase at par such of the Loans of the other Lenders (other than Swingline Loans) as the Administrative Agent shall determine may be necessary in order for such Lender to hold such Loans in accordance with its Applicable Percentage.

Section 2.21 Returned Payments. If after receipt of any payment which is applied to the payment of all or any part of the Obligations (including a payment effected through exercise of a right of setoff), the Administrative Agent or any Lender is for any reason compelled to surrender such payment or proceeds to any Person because such payment or application of proceeds is invalidated, declared fraudulent, set aside, determined to be void or voidable as a preference, impermissible setoff, or a diversion of trust funds, or for any other reason (including pursuant to any settlement entered into by the Administrative Agent or such Lender in its discretion), then the Obligations or part thereof intended to be satisfied shall be revived and continued and this Agreement shall continue in full force as if such payment or proceeds had not been received by the Administrative Agent or such Lender. The provisions of this Section 2.21 shall be and remain effective notwithstanding any contrary action which may have been taken by the Administrative Agent or any Lender in reliance upon such payment or application of proceeds. The provisions of this Section 2.21 shall survive the termination of this Agreement.

Section 2.22 Judgment Currency. If for the purposes of obtaining judgment in any court it is necessary to convert a sum due from any Borrower hereunder in the currency expressed to be payable herein (the “specified currency”) into another currency, the parties hereto agree, to the fullest extent that they may effectively do so, that the rate of exchange used shall be that at which in accordance with normal banking procedures the Administrative Agent could purchase the specified currency with such other currency at the Administrative Agent’s

 

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main New York City office on the Business Day preceding that on which final, non-appealable judgment is given. The obligations of each Borrower in respect of any sum due to any Lender or the Administrative Agent hereunder shall, notwithstanding any judgment in a currency other than the specified currency, be discharged only to the extent that on the Business Day following receipt by such Lender or the Administrative Agent (as the case may be) of any sum adjudged to be so due in such other currency such Lender or the Administrative Agent (as the case may be) may in accordance with normal, reasonable banking procedures purchase the specified currency with such other currency. If the amount of the specified currency so purchased is less than the sum originally due to such Lender or the Administrative Agent, as the case may be, in the specified currency, each Borrower agrees, to the fullest extent that it may effectively do so, as a separate obligation and notwithstanding any such judgment, to indemnify such Lender or the Administrative Agent, as the case may be, against such loss, and if the amount of the specified currency so purchased exceeds (a) the sum originally due to any Lender or the Administrative Agent, as the case may be, in the specified currency and (b) any amounts shared with other Lenders as a result of allocations of such excess as a disproportionate payment to such Lender under Section 2.18, such Lender or the Administrative Agent, as the case may be, agrees to remit such excess to such Borrower.

Section 2.23 Designation or Removal of Foreign Borrower.

(a) Subject to the approval of all of the Lenders, the Borrower Representative may at any time designate Elizabeth Arden GmbH as the German Borrower by delivery to the Administrative Agent of a Borrowing Subsidiary Agreement executed by such Subsidiary and the Borrower Representative and the satisfaction of the other conditions precedent set forth in Section 4.03, and upon such delivery and satisfaction (such date, the “German Borrower Effective Date”), such Subsidiary shall constitute the German Borrower for all purposes of this Agreement. As soon as practicable after receipt of such Borrowing Subsidiary Agreement, the Administrative Agent shall furnish a copy thereof to each Lender.

(b) The Borrower Representative may at any time execute and deliver to the Administrative Agent a termination agreement (in form and substance reasonably acceptable to the Administrative Agent) with respect to any Foreign Borrower, whereupon such Subsidiary shall cease to be a Foreign Borrower and a party to this Agreement. Notwithstanding the preceding sentence, no such termination will become effective as to any Foreign Borrower at a time when any principal of or interest on any Loan to such Foreign Borrower or any other amount due and payable by such Foreign Borrower shall be outstanding hereunder, or when assets of such Foreign Borrower are included in any Borrowing Base.

ARTICLE III

Representations and Warranties

Each Loan Party represents and warrants that:

Section 3.01 Corporate Existence and Power. Each Borrower is duly organized, validly existing and in good standing (to the extent such concept is applicable in the relevant jurisdiction) under the laws of the jurisdiction of its organization, and has all requisite power and authority and all material governmental licenses, authorizations, consents and approvals required to carry on its business as now conducted.

 

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Section 3.02 Corporate and Governmental Authorization; No Contravention. The execution, delivery and performance by each of the Borrowers and the Guarantors of each Loan Document to which it is or is to be a party and the Financing Transactions are within its organizational powers, have been duly authorized by all necessary organizational action, require no action by or in respect of, or filing with, any Governmental Authority or official thereof (other than such as have been duly taken or made) and do not contravene, or constitute a default under, any provision of applicable law or regulation or of the charter or other organizational document of any Borrower or any Guarantor or the Indenture or any other indenture, agreement, judgment, injunction, order, decree or other instrument binding upon any Borrower or any Guarantor or result in the creation or imposition of any Lien (other than Liens created by the Loan Documents) on any asset of any Borrower or any Subsidiary, except for any contraventions or defaults under such indentures, agreements, judgments, injunctions, orders, decrees or other instruments or the creation or imposition of any such Liens that, individually or in the aggregate, would not reasonably be expected to have a Material Adverse Effect.

Section 3.03 Binding Effect. This Agreement constitutes a valid and binding agreement of the Loan Parties, and the other Loan Documents to which any Borrower or any of the Guarantors is a party, when executed and delivered in accordance with this Agreement, will constitute valid and binding agreements and obligations of each of the Borrowers and the Guarantors that is a party thereto, in each case enforceable in accordance with its terms, subject to applicable bankruptcy, insolvency and similar laws affecting creditors’ rights generally and equitable principles of general applicability.

Section 3.04 Financial Information.

(a) The consolidated audited balance sheet of the U.S. Borrower as of June 30, 2015 and the related consolidated statements of operations, shareholders’ equity and cash flows for the fiscal year then ended, a copy of which has been delivered to each of the Lenders, fairly present in all material respects, in conformity with generally accepted accounting principles, the financial position of the U.S. Borrower and its Consolidated Subsidiaries as of such date and its results of operations and cash flows for such fiscal year.

(b) The unaudited consolidated balance sheet of the U.S. Borrower as of March 31, 2016, and the related consolidated statements of operations and cash flows for the fiscal period then ended, a copy of which has been delivered to each of the Lenders, fairly present in all material respects, applied on a basis consistent with the financial statements referred to in subsection (a) of this Section, the financial position of the U.S. Borrower and its Consolidated Subsidiaries as of such date and its results of operations and cash flows for such fiscal period (subject to normal year–end adjustments).

(c) Since June 30, 2015, there has been no material adverse change in the business, operations or financial condition of the U.S. Borrower and its Consolidated Subsidiaries, considered as a whole.

 

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Section 3.05 Litigation. Except as disclosed on Schedule 3.05, there is (i) no injunction, stay, decree or order of any Governmental Authority or (ii) action, suit or proceeding pending against, or to the knowledge of the Borrowers threatened against or affecting, any Borrower or any Subsidiary before any Governmental Authority or official thereof in which there is a reasonable probability of an adverse decision which would reasonably be expected to have a Material Adverse Effect or which in any manner draws into question the validity of this Agreement or any other Loan Document.

Section 3.06 Compliance with ERISA; Pension Plans.

(a) Except to the extent that all such failures to fulfill any such obligations or comply with any such provisions would not reasonably be expected to have a Material Adverse Effect, each member of the ERISA Group has fulfilled its obligations under the minimum funding standards of ERISA and the Internal Revenue Code with respect to each Plan and is in compliance in all material respects with the presently applicable provisions of ERISA and the Internal Revenue Code with respect to each Plan. Except to the extent that all such waivers, failures and liabilities would not reasonably be expected to have a Material Adverse Effect, no member of the ERISA Group has (i) sought a waiver of the minimum funding standard under Section 412 of the Internal Revenue Code in respect of any Plan, (ii) failed to make any contribution or payment to any Plan or Multiemployer Plan or in respect of any Benefit Arrangement, or made any amendment to any Plan or Benefit Arrangement, which has resulted or could result in the imposition of a Lien or the posting of a bond or other security under ERISA or the Internal Revenue Code or (iii) incurred any liability under Title IV of ERISA other than a liability to the PBGC for premiums under Section 4007 of ERISA.

(b) Canadian Pension Plans. As of the Effective Date (i) the Canadian Loan Parties are in compliance with the terms of each Canadian Pension Plan and requirements of the Pension Benefits Act (Ontario), if applicable, or such other applicable federal or provincial laws with respect to such plans (including the ITA), except where the failure to comply would not reasonably be expected to have a Material Adverse Effect, (ii) no Canadian Pension Termination Event has occurred, (iii) there is no Canadian Multi-Employer Pension Plan, (iv) there is no Canadian Defined Benefit Plan, (v) no Lien has arisen, choate or inchoate, in respect of Canadian Loan Parties or their property in connection with any Canadian Pension Plan (save for contribution amounts not yet due and other amounts not to exceed $1,000,000), and (vi) no fact, situation or condition exists or transaction has occurred in connection with any Canadian Pension Plan or Canadian Benefit Plan that could reasonably be expected to have a Material Adverse Effect or that, to the knowledge of a Financial Officer of the Canadian Borrower, is likely to result in the incurrence by any Canadian Loan Party of any liability, fine or penalty that could reasonably be expected to result in a Material Adverse Effect.

(c) Foreign Pension Plans. Except as could not reasonably be expected to result, individually or in the aggregate, in a Material Adverse Effect: (i) all employer and employee contributions (including insurance premiums) required from any Loan Party or any of its Affiliates by applicable law or by the terms of any Foreign Pension Plan (including any policy held thereunder) have been made, or, if applicable, accrued in accordance with normal accounting practices; (ii) each Foreign Pension Plan that is required to be registered has been registered; and (iii) each such Foreign Pension Plan is in compliance (A) with all material provisions of applicable law and all material applicable regulations and regulatory requirements (whether discretionary or otherwise) with respect to such Foreign Pension Plan and (B) with all material terms of such Foreign Pension Plan.

 

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(d) U.K. Pension Plans. Except as disclosed on Schedule 3.06, no European Loan Party has at any time been (i) an employer (for the purposes of Section 38 to 51 of the Pensions Act 2004 (U.K.) of an occupational pension scheme which is not a money purchase scheme (both terms as defined in the Pensions Schemes Act 1993 (U.K.)) or (ii) “connected” with or an “associate” (as those terms are used in Sections 38 and 43 of the Pensions Act 2004 (U.K.) of such an employer.

Section 3.07 Environmental Matters. The U.S. Borrower and its Subsidiaries have complied in all respects with all Environmental Laws, except to the extent failure to so comply would not reasonably be expected to have a Material Adverse Effect. Neither the U.S. Borrower nor any of its Subsidiaries has received notice of any failure so to comply with the Environmental Laws, which alone or together with any other such failure would reasonably be expected to result in a Material Adverse Effect. The facilities of the U.S. Borrower and its Subsidiaries do not manage or handle any hazardous wastes, hazardous substances, hazardous materials, toxic substances or toxic pollutants, as those terms are used in the applicable Environmental Laws, in violation thereof where such violation would reasonably be expected to result, individually or together with other violations, in a Material Adverse Effect.

Section 3.08 Taxes. The U.S. Borrower and its Subsidiaries have filed or there has otherwise been filed all United States Federal income tax returns and all other material tax returns (in any applicable jurisdiction) which are required to be filed by them and have paid or there has otherwise been paid all Taxes shown to be due on such returns or pursuant to any assessment received by any Borrower or any of its Subsidiaries, except where the same is being or will be contested in good faith by appropriate proceedings. The charges, accruals and reserves on the books of the U.S. Borrower and its Subsidiaries in respect of Taxes or other governmental charges are, in the opinion of the U.S. Borrower, adequate. Each Loan Party is resident for Tax purposes only in the jurisdiction of its incorporation, other than with respect to VAT registrations.

Section 3.09 Subsidiaries. Each of the Guarantors is duly organized, validly existing and in good standing (to the extent such concept is applicable in the relevant jurisdiction) under the laws of its jurisdiction of organization, and, to the extent that the failure to do so would not, individually or in the aggregate, reasonably be expected to have a Material Adverse Effect, has all organizational powers and all governmental licenses, authorizations, consents and approvals required to carry on its business as now conducted. Each of the U.S. Borrower’s other Subsidiaries is duly organized, validly existing and in good standing under the laws of its jurisdiction of organization, and has all organizational powers and all governmental licenses, authorizations, consents and approvals required to carry on its business as now conducted, except to the extent that all failures to comply with the foregoing would not reasonably be expected to have, in the aggregate, a Material Adverse Effect. The U.S. Subsidiary Guarantors are the only Domestic Subsidiaries that are Material Subsidiaries as of the Effective Date, and the Foreign Guarantors are the only Foreign Subsidiaries of the Foreign Borrowers that are Material Subsidiaries as of the Effective Date. As of the Effective Date, all the U.S. Borrower’s Subsidiaries are reflected on Schedule 3.09.

 

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Section 3.10 Investment Company Status; U.K. Business. No Loan Party is an “investment company” within the meaning of the Investment Company Act of 1940, as amended, and none of the U.K. Loan Parties carries on any business in the U.K. which requires it to be authorized by the U.K. Financial Conduct Authority or the U.K. Prudential Regulation Authority.

Section 3.11 Full Disclosure. All information heretofore furnished in writing by any Borrower or any Subsidiary to either Agent or any Lender for purposes of or in connection with this Agreement, any other Loan Document or the Financing Transactions was, and all such information hereafter furnished in writing by any Borrower or any Subsidiary to the Administrative Agent or any Lender will be, in each case considered as a whole, true and accurate in all material respects on the date as of which such information is stated or certified. The Borrower Representative has disclosed to the Lenders in writing any and all facts which materially and adversely affect or may materially and adversely affect (to the extent that the Borrowers can now reasonably foresee), the business, operations or financial condition of the U.S. Borrower and its Consolidated Subsidiaries, considered as a whole, or the ability of the Borrowers to perform their respective obligations hereunder or under any other Loan Document. Notwithstanding the forgoing, no representation or warranty is given herein with respect to any projections other than that the information contained therein was based upon good faith estimates and assumptions believed to be reasonable at the time made in light of the past operations of the U.S. Borrower and its Subsidiaries, it being recognized by the Lenders that such projections as to future events are not to be viewed as fact and that actual results during the period or periods covered by any such projections may differ from the projected results.

Section 3.12 Compliance with Laws and Agreements. None of the Borrowers or any Subsidiary is in violation of any law, rule or regulation, or in default with respect to any judgment, writ, injunction or decree applicable to it of any Governmental Authority, where such violation or default (individually or in the aggregate) would reasonably be expected to result in a Material Adverse Effect. None of the Borrowers nor any Subsidiary is in default in any manner under any provision of any indenture or other agreement or instrument evidencing Indebtedness, or any other agreement or instrument to which it is a party or by which it or any of its properties or assets are or may be bound, where such default (individually or in the aggregate) would reasonably be expected to result in a Material Adverse Effect.

Section 3.13 Governmental Approvals. As of the Effective Date, all material consents and approvals of, and material filings and registrations with, and all other material actions in respect of, all Governmental Authorities or any other Person required in order to consummate the Financing Transactions shall have been obtained, given, filed or taken and shall be in full force and effect.

Section 3.14 Locations. As of the Effective Date, Schedule 3.14 attached hereto sets forth: (i) every location in the United States and the Netherlands where any Inventory is located other than third party locations in which the value of the Inventory located thereon does not exceed $10,000,000 in the aggregate for all such locations, (ii) every other location where any

 

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Borrower or any Material Subsidiary has an office (other than sales offices and retail stores) or place of business, (iii) the address of all material real estate owned by any Borrower or any Material Subsidiary, (iv) the address of all material real estate leased by any Borrower or any Material Subsidiary (including the record owner of such real estate), and (v) each jurisdiction in the United States in which any Borrower or any Material Subsidiary is qualified or required to be qualified to do business. The Canadian Borrower has no operations and maintains no tangible assets in the Province of Quebec, Canada as of the Effective Date.

Section 3.15 Licenses; Trademarks; Distribution Agreements.

(a) Schedule 3.15 attached hereto and made a part hereof sets forth as of the Effective Date a list of (i) all material non-governmental License Agreements held by any Borrower or any of its Subsidiaries relating to the operation of its business as now conducted or presently contemplated (including, as to each such License Agreement, the name of the licensee and licensor, a description of the subject matter of the License Agreement, the termination date or notice requirement with respect to termination and renewal options), (ii) all material U.S. and foreign trademarks and patents and applications for any of the foregoing owned by or registered in the name of any Borrower or any Material Subsidiary, relating to or used in connection with the operation of its business as now conducted or presently contemplated, and (iii) all material Distribution Agreements relating to the operation of its business as now conducted or presently contemplated (including, as to each such Distribution Agreement, the names of the parties, a description of the subject matter of such Distribution Agreement, the termination date or notice requirement with respect to termination and renewal options). For purposes of this Agreement, (i) a License Agreement or Distribution Agreement shall be deemed material if it represents at least $50,000,000 in consolidated net sales of the U.S. Borrower and its Subsidiaries for the twelve months ended December 31, 2015, and (ii) a trademark or patent shall be deemed material if it relates to a product line or brand that represents at least $25,000,000 in consolidated net sales of the U.S. Borrower and its Subsidiaries for the twelve months ended December 31, 2015.

(b) Except as set forth in Schedule 3.15 as of the Effective Date, all of the License Agreements and Distribution Agreements listed on Schedule 3.15 are in full force and effect and constitute legal, valid and binding obligations of the applicable Borrower or its Subsidiaries; there have not been and there currently are not any defaults thereunder by such Borrower or such Subsidiary or, to the best of the Borrowers’ knowledge, by any other party which could cause such License Agreement or Distribution Agreement to be canceled, revoked or terminated; and no event has occurred which (whether with or without notice, lapse of time or the happening or occurrence of any other event) would constitute such a default by such Borrower or such Subsidiary or, to the best of the Borrowers’ knowledge, by any other party thereunder. As of the Effective Date, the Borrowers own or have a right to use all the trademarks, copyrights, patents and applications for any of the foregoing listed on Schedule 3.15(a)(ii) and, except as set forth thereon or as permitted herein, pays no royalty under any of them and has the exclusive right to bring actions for the infringement thereof. Except as set forth on Schedule 3.15 as of the Effective Date, (i) no product made by any Borrower violates any License Agreement or Distribution Agreement listed on Schedule 3.15, and (ii) no material amount of product sold by any Borrower infringes any trademark, trade name, service mark, copyright, know-how, patent or application for any of the foregoing of any other Person. Except

 

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as listed on Schedule 3.15 as of the Effective Date, there is no pending or, to the best of the Borrowers’ knowledge, threatened claim or litigation against any Borrower or its Subsidiaries contesting the right of such Borrower or such Subsidiary to use any of the trademarks listed on Schedule 3.15 or the validity of any of the License Agreements, Distribution Agreements, copyrights and patents listed on Schedule 3.15 or asserting the misuse thereof which if adversely determined would have a Material Adverse Effect.

Section 3.16 Inventory. Each of the Borrowers represents and warrants that:

(a) The most recent inventory location report delivered under Section 5.01(g), sets forth every location where any Inventory is located other than third party locations in which the value of the Inventory located thereon does not exceed $10,000,000 in the aggregate for all such locations;

(b) No Inventory is subject to any Lien whatsoever, except as permitted by the terms of this Agreement; and

(c) Except as permitted by the definition of the term “Approved Location”, no Inventory included in any Borrowing Base is now, or shall at any time or times hereafter be, stored with a bailee, warehouseman or similar party unless either: (i) the obligations payable to such third party are included in the Reserves for the applicable Borrowing Base or (ii) such bailee, warehouseman or similar party has signed a Consent and Subordination Agreement, any warehouse receipts issued by such party in respect of such Inventory have been issued in non-negotiable form (or in negotiable form and delivered to the Administrative Agent) and the applicable Borrower shall have taken such other action required to cause the location at which such inventory is held to constitute an “Approved Location” hereunder.

Section 3.17 Security. The Collateral Documents are in full force and effect and are effective to create in favor of the applicable Agent, for the benefit of the Administrative Agent and the Lender, a legally valid and enforceable first priority, perfected security interest in the Collateral (or in the case of the U.K. Collateral Documents, will create a legally valid and enforceable first priority, perfected security interest in the Collateral described therein upon the registration of such security with Companies House).

Section 3.18 Quality of Inventory. The Borrowers (i) only sell Inventory that is appropriate for the marketplace in which the Inventory is sold and (ii) do not knowingly sell Inventory that is counterfeit.

Section 3.19 Lockbox Accounts. As of the Effective Date, Schedule 3.19 correctly identifies all Lockbox Accounts owned by each Borrower and each Guarantor and the institutions holding such accounts. No Person other than the Agents and the institution at which a lockbox account is held, has control over any lockbox account owned by any Borrower or by any Guarantor.

 

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Section 3.20 Solvency.

(a) Each Loan Party on a consolidated basis with its respective Subsidiaries: (i) owns assets the fair saleable value of which is (A) greater than the total amount of its liabilities (including contingent liabilities) and (B) greater than the amount that will be required to pay its then existing debts as they become absolute and matured considering all financing alternatives and potential asset sales reasonably available to it; (ii) has capital that is not unreasonably small in relation to its business as presently conducted; and (iii) does not intend to incur and does not believe that it will incur debts beyond its ability to pay such debts as they become due.

(b) With respect to the Canadian Loan Parties, immediately after the consummation of the Financing Transactions to occur on the Effective Date, (i) the property of the Canadian Loan Parties, taken as a whole on a consolidated basis with their respective Subsidiaries, at a fair valuation, is greater than the total amount of their debts and liabilities, subordinated, contingent or otherwise (after taking into account rights of contribution); (ii) the Canadian Loan Parties’ property, on a consolidated basis, is sufficient, if disposed of at a fairly conducted sale under legal process, to enable payment of all their obligations, due and accruing due; (iii) the Canadian Loan Parties, on a consolidated basis, will be able to pay their debts and liabilities, subordinated, contingent or otherwise, as such debts and liabilities generally become due; (iv) the Canadian Loan Parties, on a consolidated basis, have not ceased paying their current obligations in the ordinary course of business as they generally become due; and (v) no Canadian Loan Party is an “insolvent person” as such term is defined in the Bankruptcy and Insolvency Act (Canada).

(c) For the avoidance of doubt for purposes of both clauses (a) and (b) of this Section 3.20, none of the terms “debts”, “liabilities” or “obligations” shall include any Intercompany Indebtedness.

(d) With respect to each U.K. Loan Party, no U.K. Insolvency Event has occurred with respect to it.

(e) With respect to each German Loan Party, no German Insolvency Event has occurred with respect to it.

(f) With respect to each Swiss Loan Party, no Swiss Insolvency Event has occurred with respect to it.

(g) With respect to each Netherlands Relevant Entity, no Netherlands Insolvency Event has occurred with respect to it.

Section 3.21 Common Enterprise; Benefit Received. The Borrowers and the Guarantors are members of an affiliated group, and the Borrowers and the Guarantors are collectively engaged in a common enterprise with one another. Each Borrower and each Guarantor will receive reasonably equivalent value in exchange for the obligations incurred under the Loan Documents to which each is a party. Each Borrower and each Guarantor will derive substantial benefit from the credit extended pursuant hereto in an amount at least equal to its obligations under the Loan Documents to which it is a party.

 

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Section 3.22 Anti-Corruption Laws and Sanctions. The U.S. Borrower has implemented and maintains in effect policies and procedures designed to ensure compliance by the U.S. Borrower, the other Loan Parties, their respective Subsidiaries and their respective directors, officers, employees and agents with applicable Anti-Corruption Laws and applicable Sanctions, and the U.S. Borrower, the other Loan Parties, their respective Subsidiaries and their respective officers and directors and, to the knowledge of the U.S. Borrower or the other Loan Parties, their respective employees and agents, are in compliance with applicable Anti-Corruption Laws and applicable Sanctions in all material respects. None of (a) the U.S. Borrower, any Subsidiary or, to the knowledge of the U.S. Borrower or such Subsidiary, any of their respective directors, officers or employees, or (b) to the knowledge of the U.S. Borrower or any Subsidiary, any agent of U.S. Borrower or any Subsidiary that will act in any capacity in connection with or benefit from the credit facility established hereby, is a Sanctioned Person. No Borrowing or Letter of Credit, use of proceeds, the Financing Transactions or other transaction contemplated by this Agreement or the other Loan Documents will violate applicable Anti-Corruption Laws or applicable Sanctions. No representation under this Section 3.22 shall be made with respect to any German Loan Party to the extent it would violate section 7 of the German Foreign Trade Ordinance (Außenwirtschaftsverordnung), any provision of Council Regulation (EC) 2271/1996 or any similar applicable anti-boycott law or regulation binding on such German Loan Party.

Section 3.23 EEA Financial Institutions. No Loan Party is an EEA Financial Institution.

Section 3.24 Centre of Main Interest. For the purposes of the Regulation, each European Loan Party’s centre of main interests (as that term is used in Article 3(1) of the Regulation) is situated in its jurisdiction of incorporation and it has no “establishment” (as that term is used in Article 2(h) of the Regulation) in any other jurisdiction.

Section 3.25 Compliance with Swiss Non-Bank Rules. Subject to paragraph (a) and (b) below, each Swiss Loan Party represents that it is in compliance with the Swiss Non-Bank Rules.

(a) For the purposes of this Section 3.25 and in accordance with Section 8.04, each Swiss Loan Party shall assume that the aggregate number of Lenders or Participants of a Commitment which are Swiss Non-Qualifying Banks is ten (10).

(b) A Swiss Loan Party shall not be in breach of its representation under paragraph (a) above if the Swiss Non-Bank Rules are breached as a result of one or more Lenders or Participants of a Commitment:

(i) incorrectly declaring its status as to whether it is a Swiss Qualifying Bank or a Swiss Non-Qualifying Bank;

(ii) breaching the restrictions pursuant to Section 8.04(b)(ii)(G);

(iii) ceasing to be a Swiss Qualifying Bank as a result of any reason attributable to that Lender or Participant of a Commitment other than as a result of any change after the date on which they became a Lender or Participant of a Commitment under this Agreement in (or in the interpretation, administration or application of) any law or treaty, or any published practice or published concession of any relevant taxing authority; or

 

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(iv) transferring or assigning any Loan to, or entering into a participation, derivative, exposure transfer or other transaction with, persons not qualifying as Swiss Qualifying Banks after the occurrence of an Event of Default.

Section 3.26 European Distribution Agreements. Each European Distribution Agreement is in full force and effect and, under Swiss law, each European Distribution Agreement provides that any right, title or interest in any Accounts arising from the sale of any Inventory referred to therein shall vest in the Borrower party to such European Distribution Agreement.

ARTICLE IV

Conditions

Section 4.01 Effective Date. This Agreement shall not become effective to amend and restate the Existing Credit Agreement or add the Foreign Commitments for the Foreign Borrowers (other than the German Borrower) until the date on which each of the following conditions is satisfied (or waived in accordance with Section 8.02):

(a) Credit Agreement and Other Loan Documents. Except for the items permitted to be provided after the Effective Date pursuant to Section 5.29, the Administrative Agent (or its counsel) shall have received (i) from each party hereto either (A) a counterpart of this Agreement signed on behalf of such party or (B) written evidence satisfactory to the Administrative Agent (which may include facsimile or other electronic transmission of a signed signature page of this Agreement) that such party has signed a counterpart of this Agreement, (ii) either (A) a counterpart of each other Loan Document signed on behalf of each party thereto, or (B) written evidence satisfactory to the Administrative Agent (which may include facsimile or other electronic transmission of a signed signature page thereof) that each such party has signed a counterpart of such Loan Document or Deposit Account Control Agreement, (iii) without limiting the preceding clause (ii), from each Lender hereto either (A) a counterpart of the Lender Allocation Agreement signed on behalf of such Lender or (B) written evidence satisfactory to the Administrative Agent (which may include facsimile or other electronic transmission of a signed signature page thereof) that such Lender has signed a counterpart of the Lender Allocation Agreement, and (iv) such other certificates, documents, instruments and agreements as the Administrative Agent shall reasonably request in connection with the transactions contemplated by this Agreement and the other Loan Documents, including any Notes requested by a Lender pursuant to Section 2.10 payable to each such requesting Lender and written opinions of the U.S. and foreign counsels of the Loan Parties and/or Administrative Agent, as the Administrative Agent may request, addressed to the Administrative Agent, the Issuing Bank and the Lenders, all dated as of the Effective Date and in form and substance as agreed to with the Administrative Agent, the Lead Arranger and their counsel.

 

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(b) Closing Certificates; Certified Certificate of Incorporation; Good Standing Certificates. The Administrative Agent shall have received (i) a certificate of each Loan Party, dated the Effective Date and executed by (in respect of the European Loan Parties other than the German Loan Parties) a director or (in the case of the other Loan Parties) its Secretary, Assistant Secretary or another officer acceptable to the Administrative Agent or its counsel, which shall (A) certify the resolutions of its Board of Directors, shareholders, members and/or other body authorizing the execution, delivery and performance of the Loan Documents to which it is a party, (B) identify by name and title and bear the signatures of the Financial Officers and other officers of such Loan Party authorized to sign the Loan Documents to which it is a party, and (C) contain appropriate attachments, including the certificate of incorporation or organization (or similar document, such as an excerpt from the commercial register with respect to the Swiss Loan Parties) of each Loan Party certified by the relevant authority of the jurisdiction of organization of such Loan Party (to the extent available in the jurisdiction and requested by the Administrative Agent) and a true and correct copy of its by-laws, articles of association or operating, management or partnership agreement, unanimous shareholder agreement, declaration of trust, or other organizational or governing documents, and (ii) a good standing certificate, certificate of status or certificate of compliance (where relevant) for each Loan Party, except for any Swiss Loan Party, from its jurisdiction of organization or the substantive equivalent, if any, available in the jurisdiction of organization for each Loan Party from the appropriate governmental officer in such jurisdiction.

(c) No Default Certificate. The Administrative Agent shall have received a certificate, signed by a Financial Officer of the Borrower Representative, on behalf of all of the applicable Borrowers, dated as of the Effective Date (i) stating that no Default has occurred and is continuing, (ii) stating that the representations and warranties contained in Article III are true and correct in all material respects as of such date (or, with respect to any representation or warranty which by its terms is made as of a specified date, is true and correct in all material respects only as of such specified date or, with respect to any representation or warranty which is subject to any materiality qualifier, is true and correct in all respects), and (iii) certifying as to any other factual matters as may be reasonably requested by the Administrative Agent.

(d) Fees. The Lenders, the Lead Arranger and the Administrative Agent shall have received all fees required to be paid, and all expenses for which invoices have been presented (including the reasonable fees and expenses of legal counsel), on or before the Effective Date.

(e) Lien Searches. The Administrative Agent shall have received the results of a recent lien search in each jurisdiction (where applicable) reasonably requested by the Administrative Agent, and such search shall reveal no Liens on any of the assets of the Loan Parties except for Liens permitted by Section 5.10 or discharged on or prior to the Effective Date pursuant to a pay-off letter or other documentation satisfactory to the Administrative Agent.

(f) Funding Account. The Administrative Agent shall have received a notice setting forth the deposit account(s) of the Borrowers (the “Funding Account”) to which the Administrative Agent is authorized by the Borrowers to transfer the proceeds of any Borrowings requested or authorized pursuant to this Agreement.

 

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(g) Solvency. The Administrative Agent shall have received a solvency certificate from a Financial Officer of each Loan Party, certifying the solvency of such Loan Party.

(h) Borrowing Base Certificate. The Administrative Agent shall have received a Borrowing Base Certificate which calculates each of the Borrowing Bases as of a date specified by the Administrative Agent with customary supporting documentation and supplemental reporting satisfactory to the Administrative Agent.

(i) Pledged Equity Interests; Stock Powers; Pledged Notes. Subject to Section 5.29, the Administrative Agent shall have received (i) the certificates representing the Equity Interests pledged pursuant to any Collateral Document, together with an undated stock power for each such certificate executed in blank by a duly authorized officer of the pledgor thereof and (ii) each promissory note (if any) required to be delivered to the Administrative Agent pursuant to any Collateral Document endorsed (without recourse) in blank (or accompanied by an executed transfer form in blank) by the pledgor thereof.

(j) Filings, Registrations and Recordings. Each document (including any Uniform Commercial Code and PPSA financing statement) required by the Collateral Documents or under law or reasonably requested by the Administrative Agent to be filed, registered or recorded in order to create in favor of the Administrative Agent or the U.S. Collateral Agent, as applicable, for the benefit of itself, the Lenders and the other Secured Parties, a perfected Lien on the Collateral described therein, prior and superior in right to any other Person (other than with respect to Liens expressly permitted by Section 5.10), shall be in proper form for filing, registration or recordation.

(k) Insurance. The Administrative Agent shall have received evidence of insurance coverage and endorsements to policies in form, scope, and substance reasonably satisfactory to the Administrative Agent and otherwise in compliance with the terms of Section 5.03 and the Collateral Documents.

(l) Tax Withholding. The Administrative Agent shall have received a properly completed and signed IRS Form W-8 or W-9, as applicable, for each Loan Party.

(m) Corporate Structure. The corporate structure, capital structure and other material debt instruments, material accounts and governing documents of the applicable Borrowers and their Subsidiaries shall be acceptable to the Administrative Agent in its sole discretion.

(n) Field Examination. The Administrative Agent or its designee shall have conducted a field examination of the applicable Foreign Borrowers’ Accounts, Inventory and related working capital matters and of the applicable Foreign Borrowers’ related data processing and other systems, the results of which shall be satisfactory to the Administrative Agent in its sole discretion.

 

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(o) Legal Due Diligence. The Administrative Agent and its counsel shall have completed all legal due diligence, the results of which shall be satisfactory to Administrative Agent in its sole discretion.

(p) Appraisal. The Administrative Agent shall have received an appraisal of the Swiss Borrower’s Inventory from one or more firms satisfactory to the Administrative Agent, which appraisal shall be satisfactory to the Administrative Agent in its sole discretion.

(q) USA PATRIOT Act, Etc. The Administrative Agent and the Lenders shall have received all documentation and other information required by bank regulatory authorities under applicable “know your customer” and anti-money laundering rules and regulations, including the USA PATRIOT Act and the AML Legislation, for each Loan Party.

(r) Intercreditor Agreement. The Administrative Agent shall have received the Intercreditor Agreement executed by and among the U.S. Collateral Agent, the Administrative Agent, the Second Lien Term Lender and the U.S. Borrower.

(s) Other Documents. The Administrative Agent shall have received such other documents as the Administrative Agent, the Issuing Bank, any Lender or their respective counsel may have reasonably requested.

Without limiting the generality of the provisions of Article VII, for purposes of determining compliance with the conditions specified in this Section 4.01, each Lender that has signed this Agreement shall be deemed to have consented to, approved or accepted or be satisfied with, each document or other matter required under this Section 4.01 to be consented to or approved by or be acceptable or satisfactory to a Lender unless the Administrative Agent shall have received notice from such Lender prior to the Effective Date specifying its objection thereto. All documents executed or submitted pursuant to this Section 4.01 by and on behalf of the Borrowers shall be in form and substance reasonably satisfactory to the Administrative Agent and its counsel. The Administrative Agent shall notify the Borrower Representative and the Lenders of the Effective Date, and such notice shall be conclusive and binding. Notwithstanding the foregoing, the obligations of the Lenders to make Loans and of the Issuing Bank to issue Letters of Credit hereunder shall not become effective unless each of the foregoing conditions is satisfied (or waived pursuant to Section 8.02).

Upon the satisfaction of the conditions precedent set forth in this Section 4.01 on the Effective Date, (a) each U.S. Lender who holds U.S. Revolving Loans in an aggregate amount less than its U.S. Facility Percentage (after giving effect to this amendment and restatement) of all U.S. Revolving Loans shall advance new U.S. Revolving Loans which shall be disbursed to the Administrative Agent and used to repay U.S. Revolving Loans outstanding to each U.S. Lender who holds U.S. Revolving Loans in an aggregate amount greater than its U.S. Facility Percentage of all U.S. Revolving Loans, (b) each U.S. Lender’s participation in each Letter of Credit shall be automatically adjusted to equal its U.S. Facility Percentage (after giving effect to this amendment and restatement), and (c) such other adjustments shall be made as the Administrative Agent shall specify so that each U.S. Lender’s U.S. Committed Exposure equal its U.S. Facility Percentage (after giving effect to this amendment and restatement). The loans and/or adjustments described in this paragraph are referred to herein as the “True-Up Loans”.

 

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Section 4.02 Each Credit Event. The obligation of each Lender to make a Loan on the occasion of any Borrowing, and of the Issuing Bank to issue, amend, renew or extend any Letter of Credit, is subject to the satisfaction of the following conditions:

(a) The representations and warranties of the Loan Parties set forth in the Loan Documents shall be true and correct in all material respects with the same effect as though made on and as of the date of such Borrowing or the date of issuance, amendment, renewal or extension of such Letter of Credit, as applicable (it being understood and agreed that any representation or warranty which by its terms is made as of a specified date shall be required to be true and correct in all material respects only as of such specified date, and that any representation or warranty which is subject to any materiality qualifier shall be required to be true and correct in all respects).

(b) At the time of and immediately after giving effect to such Borrowing or the issuance, amendment, renewal or extension of such Letter of Credit, as applicable, (i) no Default shall have occurred and be continuing and (ii) no Protective Advance shall be outstanding.

(c) After giving effect to any Borrowing or the issuance, amendment, renewal or extension of any Letter of Credit, the Borrowers shall be in compliance with the Revolving Exposure Limitations, and the Borrower Representative shall have delivered sufficient evidence thereof under the most recent Borrowing Base Certificate delivered to the Administrative Agent.

(d) The making of such Loan or the issuance of such Letter of Credit, shall not be prohibited by, or subject the Administrative Agent or any Lender to, any penalty or onerous condition under any Requirements of Law.

Each Borrowing and each issuance, amendment, renewal or extension of a Letter of Credit shall be deemed to constitute a representation and warranty by the Borrowers on the date thereof as to the matters specified in paragraphs (a), (b), (c), and (d) of this Section.

Notwithstanding the failure to satisfy the conditions precedent set forth in paragraphs (a) or (b) of this Section, unless otherwise directed by the Required Lenders, the Administrative Agent may, but shall have no obligation to, continue to make Loans and an Issuing Bank may, but shall have no obligation to, issue, amend, renew or extend, or cause to be issued, amended, renewed or extended, any Letter of Credit for the ratable account and risk of Lenders from time to time if the Administrative Agent believes that making such Loans or issuing, amending, renewing or extending, or causing the issuance, amendment, renewal or extension of, any such Letter of Credit is in the best interests of the Lenders.

Section 4.03 Designation of a Foreign Borrower. The designation of a Foreign Borrower pursuant to Section 2.23 is subject to the condition precedent that the Borrower Representative or such proposed Foreign Borrower shall have furnished or caused to be furnished to the Administrative Agent the following:

 

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(a) copies, certified by the managing director(s) (Geschäftsführer) of each German Loan Party, of its Board of Directors’ resolutions (and resolutions of other bodies, if any are deemed necessary by counsel for the Administrative Agent) approving the Borrowing Subsidiary Agreement, this Agreement and any other Loan Documents to which such Foreign Borrower is becoming a party and such documents and certificates as the Administrative Agent or its counsel may reasonably request relating to the organization, existence and good standing of such Subsidiary;

(b) an incumbency certificate, executed by the managing director(s) (Geschäftsführer) of each German Loan Party, which shall identify by name and title and bear the signature of the officers of such Subsidiary authorized to request Borrowings hereunder and sign the Borrowing Subsidiary Agreement, this Agreement and the other Loan Documents to which such Foreign Borrower is becoming a party, upon which certificate the Administrative Agent and the Lenders shall be entitled to rely until informed of any change in writing by the Borrower Representative or such Foreign Borrower;

(c) opinions of counsel to such Foreign Borrower, in form and substance reasonably satisfactory to the Administrative Agent and its counsel, with respect to the laws of its jurisdiction of organization and such other matters as are reasonably requested by counsel to the Administrative Agent and addressed to the Administrative Agent and the Lenders;

(d) any promissory notes requested by any Lender, and any other instruments and documents reasonably requested by the Administrative Agent;

(e) (i) a certificate, signed by a Financial Officer of the U.S. Borrower and dated the German Borrower Effective Date, (A) stating that no Default has occurred and is continuing, (B) stating that the representations and warranties contained in Article III are true and correct as of such date, and (C) certifying any other factual matters as may be reasonably requested by the Administrative Agent, and (ii) a solvency certificate from a Financial Officer of such Foreign Borrower, certifying the solvency of such Foreign Borrower;

(f) a notice from the Borrower Representative setting forth the Funding Accounts of such Foreign Borrower to which the Lenders are authorized to transfer the proceeds of any Borrowings requested or authorized pursuant to this Agreement;

(g) copies of such Foreign Collateral Documents (and notices of security relating to such agreements) as the Administrative Agent may request, duly executed by such Foreign Borrower, and other evidence satisfactory to the Administrative Agent that all filings and other actions have been taken for the Administrative Agent to have a first priority perfected security interest in the Collateral of such Foreign Borrower (subject to Liens permitted under Section 5.10 hereof);

(h) a Borrowing Base Certificate calculating each Borrowing Base, as of a date reasonably near but on or prior to the German Borrower Effective Date;

(i) all government and third party approvals in connection with the transaction contemplated pursuant to this Section 4.03 with respect to such Foreign Borrower and the Borrower Representative shall have been obtained and be in full force and effect, and all applicable waiting periods shall have expired without any action being taken or threatened by any competent authority that would restrain, prevent or otherwise impose adverse conditions with respect to the foregoing;

 

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(j) evidence of insurance coverage with respect to such Foreign Borrower, in form, scope and substance evidencing compliance with the terms of any applicable Loan Document;

(k) such information, supporting documentation and other evidence regarding such Foreign Borrower and its directors, authorized signing officers, direct or indirect shareholders or other Persons in control thereof, and the transactions contemplated hereby, as may be reasonably requested by the Administrative Agent in order to comply with the requirements of the USA PATRIOT Act and any other AML Legislation and know-your-customer laws;

(l) in the case of any Foreign Borrower added pursuant to Section 2.23, to the extent requested by the Administrative Agent, satisfactory appraisals of Inventory and field exams from appraisers satisfactory to the Administrative Agent;

(m) any Deposit Account Control Agreements or other equivalent arrangements that are required to be provided pursuant to Section 5.20 hereof and each applicable Foreign Security Agreement of such Foreign Borrower;

(n) to the extent required by the terms of the applicable Foreign Security Agreement of such Subsidiary or any other Collateral Document, the Administrative Agent shall have received (i) the certificates representing the Equity Interests that are required to be pledged pursuant thereto, together with undated stock powers or stock transfer forms, as applicable, for each such certificate executed in blank by a duly authorized officer of the pledgor thereof and (ii) each promissory note (if any) required to be pledged pursuant thereto;

(o) payoff documentation providing evidence that all existing credit facilities of such Foreign Borrower have been terminated and cancelled (other than Indebtedness permitted under Section 5.15), all Indebtedness thereunder has been fully repaid and, to the extent available, the results of a recent lien search report in each of the jurisdictions where assets of such Foreign Borrower are located, and such search shall reveal no Liens on any of the assets of such Foreign Borrower except for Liens permitted under Section 5.10 hereof;

(p) payment of all fees required to be paid and all expenses for which invoices have been presented (including, without limitation, the reasonable fees and expenses of legal counsel), in each case, in connection with the designation of such Subsidiary as a Foreign Borrower; and

(q) such other documents and actions that the Administrative Agent may reasonably request in order to give effect to the provisions contained in this Section 4.03 and/or which the Administrative Agent reasonably deems necessary to reflect commercial or legal requirements in relation to such Subsidiary.

 

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The U.S. Borrower may join any Material Foreign Subsidiary as a Foreign Guarantor at the time of the addition of any additional Foreign Borrower.

ARTICLE V

Covenants

Until the Commitments shall have expired or been terminated and the principal of and interest on each Loan and all fees payable hereunder shall have been paid in full and all Letters of Credit shall have expired or terminated or been cash collateralized pursuant to arrangements reasonably satisfactory to the Administrative Agent (which may include a backstop letter of credit issued by an issuer, and in form and substance reasonably satisfactory to the Administrative Agent), in each case without any pending draw, and all LC Disbursements shall have been reimbursed, each Loan Party executing this Agreement covenants and agrees, jointly and severally with all of the other Loan Parties, with the Lenders that:

Section 5.01 Information. The Borrower Representative will deliver to each of the Lenders (directly or through the Administrative Agent):

(a) as soon as available and in any event within ninety (90) days after the end of each fiscal year of the U.S. Borrower, audited consolidated balance sheet of the U.S. Borrower and its Consolidated Subsidiaries as of the end of such fiscal year and the related consolidated statements of operations, stockholders’ equity and cash flows for such fiscal year, setting forth in each case in comparative form the figures for the previous fiscal year, all reported on in the form of an unqualified audit opinion by independent public accountants of nationally recognized standing;

(b) as soon as available and in any event within forty-five (45) days after the end of each of the first three quarters of each fiscal year of the U.S. Borrower, a consolidated balance sheet of the U.S. Borrower and its Consolidated Subsidiaries as of the end of such quarter, the related consolidated statement of stockholders’ equity as of such fiscal quarter end and the related consolidated statements of operations and cash flows for the portion of the U.S. Borrower’s fiscal year ended at the end of such quarter; setting forth in comparative form the figures for the corresponding quarter or the corresponding portion of the U.S. Borrower’s previous fiscal year (as the case may be), all certified (subject to normal year-end adjustments) as to fairness of presentation, GAAP and consistency by a Financial Officer of the U.S. Borrower;

(c) simultaneously with the delivery of each set of financial statements referred to in clause (a) above and each set of financial statements referred to in clause (e) below delivered for each month end which corresponds with the end of each fiscal quarter end, a certificate of a Financial Officer of the U.S. Borrower: (i) setting forth in reasonable detail the calculations required to establish whether the Borrowers were in compliance with the requirements of Section 5.19 of this Agreement on the date of such financial statements, (ii) setting forth in reasonable detail the calculations required to establish the Debt Service Pricing Ratio in order to determine the Applicable Margin and Applicable Letter of Credit Fee Rate for the upcoming fiscal quarter, (iii) stating whether any Default exists hereunder on the date of such certificate and, if any Default then exists, setting forth the details thereof and the action which the Borrowers are taking or propose to take with respect thereto, (iv) stating whether, since the date of the most recent financial statements previously delivered pursuant to this Section, there has been any material change in GAAP applied in the preparation of such statements, and, if so, describing such change and (v) stating whether there is any Material Domestic Subsidiary that is required to be a Guarantor but currently is not a Guarantor;

 

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(d) simultaneously with the delivery of each set of financial statements referred to in clause (a) above, a statement of the firm of independent public accountants which reported on such statements as to (i) whether anything has come to their attention to cause them to believe that any Default existed on the date of such statements and (ii) confirming the calculations set forth in the officer’s certificate delivered simultaneously therewith pursuant to clause (c) above; provided that the foregoing shall not be construed to require that such accountants conduct any investigation outside the regular course of their audit;

(e) within thirty (30) days after the end of each month, a consolidated and consolidating balance sheet of the U.S. Borrower and its Consolidated Subsidiaries as of the end of such month, the related consolidated statements of stockholders’ equity as of the end of such month and the related consolidated and consolidating statements of operations and cash flows for such month and for the portion of the U.S. Borrower’s fiscal year ended at the end of such month, setting forth in each case in comparative form the figures for the corresponding month and the corresponding portion of the U.S. Borrower’s previous fiscal year, all certified (subject to normal year-end adjustments) as to fairness of presentation, GAAP and consistency by a Financial Officer of the U.S. Borrower;

(f) a Borrowing Base Certificate calculating each of the Borrowing Bases, together with an accounts receivable aging report (reflecting all journal entries and adjustments including all customer credits and debits), a report showing all amounts payable by the Borrowers to the Account Debtors whose Accounts are included in any Borrowing Base, a collections report, a sales report and lockbox statements all certified by a Financial Officer of the Borrower Representative: (i) within fifteen (15) days after the end of each month, with the Borrowing Base Certificate and reports being prepared as of the last day of such month, and (ii) if a Default exists, within three days after any other date requested by the Administrative Agent with the Borrowing Base Certificate and such reports being prepared as of the date of the request; provided that if U.S. Availability is less than $50,000,000 at any time during the period from and including June 1 to and including November 30, then for as long as the U.S. Availability is less than $50,000,000 during such period, the Borrower Representative will deliver to each Lender on Tuesday of each week a collections report, a sales report and an inventory report of the type required to be delivered under clause (g) of this Section 5.01 (which inventory report shall include a breakdown of Inventory by category) as of the immediately preceding Saturday;

(g) within fifteen (15) days after the end of each month, a report, in the form acceptable to the Administrative Agent, setting forth in reasonable detail the location and dollar amount of the Inventory of the Borrowers and their Subsidiaries as of the last day of the month, certified by a Financial Officer of the Borrower Representative as of the end of such month;

(h) within forty-five (45) days after the end of each fiscal year of the U.S. Borrower, projections in reasonable detail of an annual operating budget and cash flow of the U.S. Borrower and its Subsidiaries, prepared by the Borrower Representative on a monthly basis

 

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for the current fiscal year and on an annual basis for the next succeeding fiscal year, and also containing a certification by a Financial Officer of the Borrower Representative to the effect that such projections have been prepared on a sound financial planning basis and that the assumptions upon which such projections are based are reasonable;

(i) within five (5) days after the principal executive officer, president or any financial officer of any Borrower obtains knowledge of any Default, if such Default is then continuing, a certificate of a Financial Officer of the Borrower Representative setting forth the details thereof and the action which the Borrowers are taking or propose to take with respect thereto;

(j) all periodic and other reports, proxy statements and other materials filed by the U.S. Borrower with the SEC, or any Governmental Authority succeeding to any or all of the functions of the SEC, or with any national securities exchange, or distributed by the U.S. Borrower to its shareholders generally, as the case may be, promptly upon the filing of such reports, statements and other materials; provided, however, that to the extent such periodic and other reports, proxy statements and other materials are filed by the U.S. Borrower on the SEC’s EDGAR website, such periodic and other reports, proxy statements and other materials shall be deemed to have been delivered to the Administrative Agent and the Lenders;

(k) if and when any member of the ERISA Group (i) gives or is required to give notice to the PBGC of any “reportable event” (as defined in Section 4043 of ERISA) with respect to any Plan which might constitute grounds for a termination of such Plan under Title IV of ERISA, or knows that the plan administrator of any Plan has given or is required to give notice of any such reportable event, a copy of the notice of such reportable event given or required to be given to the PBGC; (ii) receives notice of complete or partial withdrawal liability under Title IV of ERISA or notice that any Multiemployer Plan is in reorganization, is insolvent or has been terminated, a copy of such notice; (iii) receives notice from the PBGC under Title IV of ERISA of an intent to terminate, impose liability (other than for premiums under Section 4007 of ERISA) in respect of, or appoint a trustee to administer any Plan, a copy of such notice; (iv) applies for a waiver of the minimum funding standard under Section 412 of the Internal Revenue Code, a copy of such application; (v) gives notice of intent to terminate any Plan under Section 4041(c) of ERISA, a copy of such notice and other information filed with the PBGC; (vi) gives notice of withdrawal from any Plan pursuant to Section 4063 of ERISA, a copy of such notice; or (vii) fails to make any payment or contribution to any Plan or Multiemployer Plan or in respect of any Benefit Arrangement or makes any amendment to any Plan or Benefit Arrangement which has resulted or could reasonably be expected to result in the imposition of a Lien or the posting of a bond or other security, a certificate of a Financial Officer of the Borrower Representative setting forth details as to such occurrence and action, if any, which the U.S. Borrower or applicable member of the ERISA Group is required or proposes to take;

(l) (i) promptly upon issuance, copies of each annual and other return, report or valuation with respect to each existing, or hereafter adopted, Canadian Pension Plan as filed with any applicable Governmental Authority; (ii) promptly after receipt thereof, a copy of any direction or order or notice of any investigation that any Canadian Loan Party or any Subsidiary of any Canadian Loan Party may receive from any applicable Governmental Authority with respect to any Canadian Pension Plan, in each case that relates to financial matters (except with

 

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respect to routine claims for benefits by participants); (iii) notification within 30 days of the establishment of any new Canadian Pension Plan (excluding new Canadian Defined Benefit Plans (which, other than existing plans that are assumed in connection with a Permitted Acquisition, are prohibited from being established pursuant to Section 5.08 without the consent of the Administrative Agent)) or Canadian Benefit Plan or the commencement of contributions to any such plan to which any Canadian Loan Party or any Subsidiary of any Canadian Loan Party was not contributing prior to the Effective Date or any increase after the Effective Date in the benefits provided under any Canadian Pension Plan or Canadian Benefit Plan, (iv) immediate notice of any voluntary or involuntary termination of, or participation in, a Canadian Pension Plan (excluding voluntary terminations or wind-ups of Canadian Defined Benefit Plans (which are prohibited from being voluntarily wound up or terminated pursuant to Section 5.08 without the consent of the Administrative Agent)) or a Canadian Benefit Plan, which could reasonably be expected to result in a Material Adverse Effect, and (v) prompt notice of any fact, situation or condition that exists or transaction that has occurred in connection with any Canadian Pension Plan or Canadian Benefit Plan that could reasonably be expected to have a Material Adverse Effect or that, to the knowledge of a Financial Officer of the Canadian Borrower, is likely to result in the incurrence by any Canadian Loan Party of any liability, fine or penalty that could reasonably be expected to result in a Material Adverse Effect;

(m) written notice within five (5) Business Days after any Financial Officer obtains knowledge of the occurrence of any of the following: (i) an investigation or proposed investigation by the Pensions Regulator which may lead to the issuance of a Financial Support Direction or a Contribution Notice in relation to any Foreign Pension Plan, (ii) that any amount is due to any Foreign Pension Plan pursuant to Sections 75 or 75A of the Pensions Act 1995 (U.K.), (iii) that an amount is payable under Sections 75 or 75A of the Pensions Act 1995 (U.K.), and/or (iv) any material change to the rate or basis of the employer contributions to a Foreign Pension Plan;

(n) if, following the Effective Date, any Loan Party or any of its Subsidiaries or Affiliates becomes (and is not at the Effective Date) an employer (for the purposes of Sections 38 to 51 of the Pensions Act 2004 (U.K.)) in respect of any U.K. DB Plan, the name of the relevant U.K. DB Plan and, upon further reasonable written request of the Administrative Agent, material and relevant details of that relevant U.K. DB Plan;

(o) written notice within five (5) Business Days after any Financial Officer obtains knowledge of (i) the occurrence of a Canadian Pension Termination Event that could reasonably be expected to result in a Material Adverse Effect; and (ii) receipt of any notice from, or any action of, FSCO, Office of the Superintendent of Financial Institutions or other Governmental Authority that that could lead to a Canadian Pension Termination Event that could reasonably be expected to result in a Material Adverse Effect;

(p) from time to time such additional information regarding the financial position or business of the Borrowers and their Subsidiaries as either Agent, at the request of any Lender, may reasonably request;

 

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(q) immediately notify the Administrative Agent upon becoming aware that the counterparty to a European Distribution Agreement or any other third party is seeking to terminate or repudiate such European Distribution Agreement and, in the event that any European Distribution Agreement is amended, provide the Administrative Agent with details of the requested or proposed amendment as soon as they are available, as well as a copy of such amendment promptly after such amendment is entered into. Further, upon written request of the Administrative Agent the Borrower Representative will provide the Administrative Agent with any reasonably requested information and details related to any European Distribution Agreement; and

(r) within thirty (30) days after the end of each month, the following reports: (i) financial comparison of month to date and year to date performance of the U.S. Borrower and its Consolidated Subsidiaries to prior year results and current year’s quarterly budget; (ii) a listing of the top ten concentration for Accounts and accounts payable for each Borrower; (iii) a listing of the balance of intercompany loans; (iv) consolidating profit and loss statement (domestic/international); and (v) SBU (i.e., selling business unit) analysis of sales, EBITDA and gross margin.

Section 5.02 Payment of Obligations. Each Borrower will pay and discharge, and will cause each of its Subsidiaries to pay and discharge, at or before maturity, all their respective material obligations and liabilities, including, without limitation, tax liabilities, except where the same may be contested in good faith by appropriate proceedings, and will maintain, and will cause each Subsidiary to maintain, in accordance with GAAP, appropriate reserves for the accrual of any of the same.

Section 5.03 Maintenance of Property; Insurance.

(a) Each Borrower will keep, and will cause each of its Subsidiaries to keep, all property necessary in its business in good working order and condition, ordinary wear and tear excepted.

(b) Each Borrower will maintain, and will cause each of its Subsidiaries to maintain, insurance in such amounts and against such risks as is customary for companies in the same or similar businesses, in each case with financially sound and reputable insurers. The applicable Agent shall be named as lender loss payee on all property loss policies for Inventory and the applicable Agent shall be named as additional insured on all liability policies.

Section 5.04 Conduct of Business and Maintenance of Existence. Each Borrower will continue, and will cause each of its Subsidiaries to continue, to engage in business of the same general type as now conducted by such Borrower and its Subsidiaries, and will preserve, renew and keep in full force and effect, and will cause each of its Subsidiaries to preserve, renew and keep in full force and effect, its respective corporate existence in its respective jurisdiction of organization as of the Effective Date and its respective rights, privileges and franchises necessary or desirable in the normal conduct of business; provided that nothing in this Section 5.04 shall prohibit (i) any merger of any Subsidiary of any Borrower permitted by Section 5.11(a) or (ii) the termination of the corporate existence of any Subsidiary if such Borrower in good faith determines that such termination is in the best interest of such Borrower and is not materially disadvantageous to the Lenders.

 

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Section 5.05 Compliance with Laws. Each Borrower will comply, and cause each of its Subsidiaries to comply, in all material respects with all applicable laws, ordinances, rules, regulations, and requirements of any Governmental Authority (including, without limitation, Environmental Laws and ERISA and the rules and regulations thereunder) except where the necessity of compliance therewith is contested in good faith by appropriate proceedings or where noncompliance would not have a Material Adverse Effect. Each Borrower will maintain in effect and enforce policies and procedures designed to ensure compliance by such Borrower, its Subsidiaries and their respective directors, officers, employees and agents with applicable Anti-Corruption Laws and applicable Sanctions. No covenant under this Section 5.05 shall be made by any German Loan Party to the extent it would violate section 7 of the German Foreign Trade Ordinance (Außenwirtschaftsverordnung), any provision of Council Regulation (EC) 2271/1996 or any similar applicable anti-boycott law or regulation binding on such German Loan Party.

Section 5.06 Inspection of Property, Books and Records. Each Borrower will keep, and will cause each of its Subsidiaries to keep, proper books of record and account in which full, true and correct entries shall be made of all dealings and transactions in relation to its business and activities. Each Borrower will permit, and will cause each of its Subsidiaries to permit, representatives of the Administrative Agent, at such Borrower’s expense to visit and inspect any of their respective properties, to examine and make abstracts from any of their respective books and records, to discuss their respective affairs, finances and accounts with their respective officers and independent public accountants and to otherwise conduct inventory inspections, appraisals, collateral audits or other field examinations as follows: (a) if the ratio of Cash Flow to Debt Service is greater than or equal to 1.10 to 1.00, computed in each case for the U.S. Borrower and its Consolidated Subsidiaries on a consolidated basis in accordance with GAAP as of the end of such fiscal quarter for the preceding twelve months, during such calendar year, the Administrative Agent may not conduct more than one (1) field examination in any calendar year; (b) if the ratio of Cash Flow to Debt Service is greater than or equal to 1.10 to 1.00, computed in each case for the U.S. Borrower and its Consolidated Subsidiaries on a consolidated basis in accordance with GAAP as of the end of such fiscal quarter for the preceding twelve months, during such calendar year and no Event of Default shall have occurred hereunder, the Administrative Agent may not conduct, and the applicable Borrowers shall not be obligated to pay for, more than one (1) appraisal of the Inventory each calendar year; and (c) the exercise by the Administrative Agent of its rights under this sentence shall require reasonable prior notice to the Borrower Representative and shall be conducted during normal business hours in a reasonable manner so as not to disrupt the normal conduct of the Borrowers’ business. Notwithstanding anything contained to the contrary herein or in any of the Loan Documents, upon the occurrence of an Event of Default, the Administrative Agent may visit and inspect the Borrowers, any of their Subsidiaries and any of their respective properties in order to examine and make abstracts from any of their respective books and records, to discuss their respective affairs, finances and accounts with their respective officers and independent public accountants and to otherwise conduct inventory inspections, appraisals, collateral audits or other field examinations as often as may reasonably be desired. If the ratio of Cash Flow to Debt Service is less than 1.10 to 1.00, computed in each case for the U.S. Borrower and its Consolidated Subsidiaries on a consolidated basis in accordance with GAAP as of the end of such fiscal quarter for the preceding twelve months, during such calendar year, then the Administrative Agent, at its discretion, may conduct one (1) additional field examination and one (1) additional

 

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appraisal of the Inventory during such calendar year at the Borrowers’ expense. If an Event of Default shall have occurred hereunder, the Administrative Agent may conduct such number of appraisals of the Inventory or field examinations as it deems necessary in its reasonable sole discretion and the Borrowers shall be obligated to pay for all such appraisals and field examinations. In addition, Administrative Agent has the right at any time and from time to time, at the Borrowers’ expense, to conduct routine and periodic verifications as to the existence and condition of Accounts, in each case without prior notice to or consent of any Borrower and whether or not a Default exists. In conducting the verifications hereunder, the Administrative Agent will advise the parties contacted that the verification is routine. The Administrative Agent will not conduct verifications of Accounts under this Section 5.06 more frequently than is reasonably necessary.

Section 5.07 Additional Guarantors; Further Assurances. If at any time after the Effective Date any Subsidiary (other than any Foreign Subsidiary that does not Guarantee any Obligations of the U.S. Borrower) is or becomes a Material Domestic Subsidiary, the U.S. Borrower, within thirty (30) days of such Subsidiary becoming a Material Domestic Subsidiary (or such later date as may be agreed upon by the Administrative Agent), will cause such Subsidiary to become a U.S. Subsidiary Guarantor hereunder and a party to the applicable U.S. Security Agreement by executing a Joinder Agreement or other applicable documents, such Joinder Agreement or other documents to be accompanied by appropriate corporate resolutions, other corporate organizational and authorization documentation and legal opinions in form and substance reasonably satisfactory to the Administrative Agent, whereupon it shall guarantee repayment of all Secured Obligations. Upon execution and delivery thereof, each such Person (i) shall automatically become a Loan Guarantor hereunder and thereupon shall have all of the rights, benefits, duties and obligations in such capacity under the Loan Documents and (ii) will grant Liens to the applicable Agent, for the benefit of the Secured Parties, in order to secure repayment of all of the Secured Obligations in any property of such Person which constitutes Collateral.

(b) Without limiting the foregoing, each Loan Party will, and will cause each Guarantor to, execute and deliver, or cause to be executed and delivered, to the applicable Agent such documents, agreements and instruments, and take or cause to be taken such further actions (including the filing and recording of financing statements, fixture filings, mortgages, deeds of trust and other documents and such other actions or deliveries of the type required by Section 4.01, as applicable), which may be required by any Requirement of Law or which the Administrative Agent may, from time to time, reasonably request to carry out the terms and conditions of this Agreement and the other Loan Documents and to ensure perfection and priority of the Liens created or intended to be created by the Collateral Documents, all in form and substance reasonably satisfactory to the Administrative Agent and all at the expense of the Loan Parties.

(c) Notwithstanding the foregoing, the parties hereto acknowledge and agree that (i) in circumstances where the Administrative Agent reasonably determines that the cost or effort of obtaining or perfecting a security interest in any asset that constitutes Collateral is excessive in relation to the benefit afforded to the Secured Parties thereby, the Administrative Agent may exclude such Collateral from the creation and perfection requirements set forth in this Agreement and the other Loan Documents, (ii) the Administrative Agent may grant extensions of

 

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time for the creation or perfection of Liens in particular property (including extensions of time beyond the Effective Date) where it determines that such creation or perfection cannot be accomplished without undue effort or expense by the time or times at which it would otherwise be required by this Agreement or any other Loan Document, and (iii) no Loan Party shall be required to take any actions outside of the jurisdiction of formation of any of the other Loan Parties to create or perfect local law security in any Collateral (but may be required to take such actions in order to include certain types of Collateral in the applicable Borrowing Base).

Section 5.08 Canadian Pension Plans. Each Canadian Loan Party or any Subsidiary of a Canadian Loan Party shall cause each of its Canadian Pension Plans to be duly qualified and administered in all material respects in compliance with, as applicable, the Pension Benefits Act (Ontario) and all other applicable laws (including regulations, orders and directives), the terms of the Canadian Pension Plans and any agreements relating thereto. The Canadian Loan Parties or any Subsidiary of a Canadian Loan Party shall not, without the consent of the Administrative Agent, (a) permit or consent to the wind up and/or termination of any Canadian Defined Benefit Plan (other than a wind up or termination ordered by the applicable regulator when there are no remaining active members in such plan) or any other Canadian Pension Termination Event; (b) become a participating employer and contribute to any Canadian Multi-Employer Pension Plan; (c) establish, sponsor, administer, contribute to, participate in, or assume any liability (including any contingent liability) under any Canadian Defined Benefit Plan; or (d) acquire an interest in any Person if such Person sponsors, maintains, administers or contributes to, or has any liability in respect of any Canadian Defined Benefit Plan; provided that, the Administrative Agent’s consent shall not be required for any of clauses (b), (c) or (d) above if occurring in connection with a Permitted Acquisition.

Section 5.09 Investments. Neither the U.S. Borrower nor any of its Subsidiaries will make or acquire any Investment in any Person other than:

(a) Existing Investments as more specifically identified on Schedule 5.09;

(b) In addition to those Investments disclosed on Schedule 5.09, Investments by any Borrower or any Guarantor: (i) in any other Borrower or any other Guarantor; (ii) in all Domestic Subsidiaries that are not Guarantors provided that the aggregate amount of such Investments made after the Effective Date shall not exceed $5,000,000; and (iii) in Foreign Subsidiaries that are not Guarantors to the extent permitted by paragraph (j) of this Section 5.09;

(c) Advances to employees for business expenses or for personal needs not to exceed $500,000 in the case of any one (1) employee outstanding at any one time and not to exceed $2,500,000 in the aggregate to all such employees of Borrower outstanding at any one time;

(d) Investments in short-term obligations of the United States;

(e) demand deposits, certificates of deposit, bankers’ acceptances and time deposits of United States banks having total assets in excess of $250,000,000;

 

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(f) securities commonly known as “commercial paper” issued by a corporation organized and existing under the laws of the United States or any state thereof which at the time of purchase have been rated and the ratings for which are not less than “P-1” if rated by Moody’s Investors Services, Inc., and not less than “A-1” if rated by Standard & Poor’s;

(g) fully collateralized repurchase agreements with a term of not more than 30 days for securities described in clause (d) above and entered into with a financial institution satisfying the criteria described in clause (e) above;

(h) Permitted Acquisitions, the Call Spread and the consummation of the transactions contemplated by the Call Spread;

(i) Investments in money market funds, liquid assets funds and other similar funds purchasing, investing in or otherwise acquiring or holding only Investments otherwise permitted by paragraphs (d) through (g) of this Section 5.09;

(j) Investments, in addition to those disclosed on Schedule 5.09, by the U.S. Loan Party or any of its Domestic Subsidiaries in any of the Foreign Subsidiaries who are not Foreign Guarantors, for working capital or general corporate purposes, which when aggregated with amounts committed under clause (f) of the definition of Permitted Indebtedness and outstanding Indebtedness under clause (k) thereof shall not exceed $65,000,000 in the aggregate; provided, that after giving effect to any such Investments, U.S. Availability shall be at least $15,000,000 and provided, further, any committed or outstanding amounts of Indebtedness under clause (f) of the definition of Permitted Indebtedness shall permanently reduce dollar-for-dollar the amount of Investments permitted under this Section 5.09(j);

(k) any other Investments made by the U.S. Borrower or any of its Subsidiaries provided that the aggregate amount expended by the U.S. Borrower or such Subsidiary for such Investments after the Effective Date does not exceed $5,000,000; and

(l) Investments (in addition to the types described in the foregoing clauses (b), (c), (h) and (j)) so long as after giving effect to the making of such Investment:

(i) no Event of Default exists and is continuing;

(ii) if the applicable Investment is made during the period from and including February 1 to and including August 31, then the sum of the following, as reasonably estimated by the Borrower Representative in good faith, must equal or exceed $25,000,000: (1) the sum of the balances of the Specified Cash and Cash Equivalents and the Aggregate Borrowing Base Capacity as of the anticipated payment date; minus (2) the amount of the applicable Investment in question; and

(iii) if the applicable Investment is made during the period from and including September 1 to and including January 31, then the sum of the following, as reasonably estimated by the Borrower Representative in good faith, must equal or exceed $35,000,000: (1) the sum of the balances of the Specified Cash and Cash Equivalents and the Aggregate Borrowing Base Capacity as of the anticipated payment date; minus (2) the amount of the applicable Investment in question.

 

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Section 5.10 Negative Pledge. None of the Borrowers nor any of their Subsidiaries will create, assume or suffer to exist any Lien on any asset now owned or hereafter acquired by it, except the following:

(a) Liens securing Permitted Indebtedness to the extent expressly permitted;

(b) Liens existing on the date of this Agreement identified on Schedule 5.10 securing only the obligations identified on such Schedule;

(c) any Lien arising out of the refinancing, extension, renewal or refunding of any Indebtedness secured by any Lien permitted by any of the foregoing clauses of this Section; provided that such refinancing, extension, renewal or refunding constitutes a Permitted Refinancing;

(d) Liens for Taxes not delinquent or being contested in good faith and by appropriate proceedings;

(e) Netherlands Permitted Liens;

(f) deposits or pledges to secure obligations under workers’ compensation, social security or similar laws, or under unemployment insurance or to secure the performance of bids, tenders, contracts (other than for the repayment of borrowed money) or leases (including any rent deposit charges), or to secure statutory obligations or surety or appeal bonds, or to secure indemnity, performance or other similar bonds in the ordinary course of business;

(g) pledges or deposits made in the ordinary course of business in connection with workers’ compensation, unemployment insurance or other similar social security legislation (including Liens on amounts deposited to secure any Loan Party’s obligations in connection with pension liabilities (Altersteilzeitverpflichtungen) pursuant to section 8a of the German Partial Retirement act (Altersteilzeitgesetz) or in connection with time credits (Wertguthaben) pursuant to section 7e of the German Social Code IV (Sozialgesetzbuch IV);

(h) mechanics’, workers’, materialmen’s, warehousemen’s, lessor’s or other like Liens arising in the ordinary course of business with respect to obligations which are not due or which are being contested in good faith;

(i) Liens, other than those described in the forgoing clauses of this Section, arising in the ordinary course of its business which (i) do not secure Indebtedness or any monetary obligation and (ii) do not in the aggregate materially detract from the value of its assets or materially impair the use thereof in the operation of its business; provided, however, in any case such Lien shall not secure obligations in excess of $5,000,000 in the aggregate outstanding at any time; or

 

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(j) Liens encumbering the Collateral owned by the U.S. Borrower in favor of the Second Lien Term Lender to secure the Indebtedness permitted under Section 5.15(f), subject to the terms of the Intercreditor Agreement.

Section 5.11 Consolidations, Mergers and Sales of Assets.

(a) None of the Borrowers nor any of their Subsidiaries will consolidate or merge, amalgamate or consolidate with or into any other Person, except that if, after giving effect thereto, no Default shall have occurred and be continuing, (i) any Subsidiary of any Borrower may be merged into any Borrower if such Borrower is the surviving corporation, (ii) any Subsidiary of any Borrower may merge, amalgamate or consolidate with or into any other corporation (other than any Borrower) if such Subsidiary is the surviving corporation; provided, that if a Guarantor is a party to any such merger, such Guarantor shall be the surviving corporation and (iii) Permitted Acquisitions and asset dispositions permitted pursuant to subsection (b) of this Section may be consummated in the form of a merger, amalgamation or consolidation, as long as, in the event of a Permitted Acquisition, any Borrower or a Subsidiary is the surviving Person, provided that any such merger involving a Person that is not a wholly owned Subsidiary immediately prior to such merger shall not be permitted unless also permitted by Section 5.09 and provided further that any such merger involving a Person that is a Guarantor shall not be permitted unless such Guarantor is the surviving Person.

(b) None of the Borrowers nor any of their Subsidiaries will sell, lease or otherwise transfer any asset, except:

(i) in the ordinary course of its business (which ordinary course shall include the sale or other disposition of obsolete or excess inventory or intellectual property, fixtures or equipment to the extent ordinary and consistent with past practice);

(ii) sale of assets, not in the ordinary course of business and not otherwise permitted hereunder, which from and after the Effective Date do not in the aggregate exceed $25,000,000;

(iii) transfers made as Investments permitted by Section 5.09, Restricted Payments permitted by Section 5.14 and the repurchase of the common stock of the U.S. Borrower with the proceeds of the Convertible Bonds;

(iv) transfer of intellectual property by any Loan Party to a Subsidiary (including any Foreign Subsidiary) provided that (A) such Loan Party furnishes the Administrative Agent written notice of such transfer at least 10 days prior thereto and copies of the agreements evidencing such transfer; and (B) such Loan Party shall have taken such action as the Administrative Agent may request to ensure that the applicable Agent will be able to utilize the intellectual property in question pursuant to the license granted under the applicable Collateral Document to liquidate the Inventory; or

(v) to the extent not otherwise permitted in clauses (i) through (iv) of this clause (b), (1) transfers of assets by any Loan Party or any Subsidiary that is not a Loan Party to a Loan Party or by one Subsidiary that is not a Loan Party to another Subsidiary that is

 

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not a Loan Party and (2) transfers of assets acquired after the Effective Date by any Loan Party to any Subsidiary that is not a Loan Party if: (A) no Default exists or would result; (B) the assets transferred do not include Accounts or Inventory owned by (x) the U.S. Borrower and located in the United States, Puerto Rico, or Canada, (y) the Canadian Borrower and located in Canada or (z) any European Borrower and located in any Eligible Jurisdiction; (C) the assets transferred do not include any intellectual property necessary for the manufacture or sale of the Inventory unless the applicable Loan Parties shall have taken such action as the Administrative Agent may request to ensure that the applicable Agent will be able to utilize the intellectual property in question pursuant to the license granted under the applicable Collateral Document or otherwise to liquidate the Inventory; (D) with respect to any such transfer involving any Borrower and any Subsidiary described in clause (1) hereto, the party receiving the assets transferred shall be a Borrower or a Guarantor or, simultaneously with such transfer, will become a Guarantor and party to the applicable Collateral Document; and (E) with respect to any such transfer involving any Loan Party to any Subsidiary that is not a Loan Party described in clause (2) hereto, the party transferring the assets shall receive fair market value for the assets being transferred and the transaction shall be upon fair and reasonable terms no less favorable to such party than such party would obtain in a comparable arm’s-length transaction with a Person that is not an Affiliate.

Section 5.12 Use of Proceeds and Letters of Credit. Except as otherwise permitted herein, the proceeds of the Loans (including Letters of Credit) will be used for on-going working capital requirements and other general corporate purposes of the Borrowers and their Subsidiaries and for Permitted Acquisitions. Letters of Credit will be issued only as (a) documentary Letters of Credit used only to support obligations of any Loan Party related to the purchase of Inventory in the ordinary course of business or (b) standby Letters of Credit used to support other obligations of the Borrowers or any of their Subsidiaries. None of such proceeds of the Loans or drawings under any Letter of Credit will be used, directly or indirectly, for the purpose, whether immediate, incidental or ultimate, of buying or carrying, or to extend credit to others to purchase or carry, any margin stock (within the meaning of Regulation U of the Board). The Borrowers will not request any Borrowing or Letter of Credit, as applicable, and the Borrowers shall not use, and shall ensure that their Subsidiaries and its or their respective directors, officers, employees and agents shall not use, the proceeds of any Borrowing or Letter of Credit (A) in furtherance of an offer, payment, promise to pay, or authorization of the payment or giving of money, or anything else of value, to any Person in violation of any applicable Anti-Corruption Laws, (B) for the purpose of funding, financing or facilitating any activities, business or transaction of or with any Sanctioned Person, or in any Sanctioned Country, except as permitted or exempt under applicable Sanctions, or (C) in any manner that would result in the violation of any Sanctions applicable to any party hereto. No covenant under this Section 5.12 shall be made by any German Loan Party to the extent it would violate section 7 of the German Foreign Trade Ordinance (Außenwirtschaftsverordnung), any provision of Council Regulation (EC) 2271/1996 or any similar applicable anti-boycott law or regulation binding on such German Loan Party.

Section 5.13 Transactions with Affiliates. The Borrowers will not, nor will they permit any of their Subsidiaries to, directly or indirectly, enter into any transaction, including any purchase, sale, lease or exchange of property or rendering of services, with or for the benefit of

 

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any Affiliate, other than (a) any such transaction expressly permitted by this Agreement (including any Investment in an Affiliate expressly permitted under Section 5.09), (b) any such transactions where each of the parties thereto is either a Borrower or a Guarantor or (c) any transaction entered into by any Borrower or any Subsidiary which is (i) not otherwise prohibited under this Agreement, (ii) in the ordinary course of business of such entity’s business and (iii) upon fair and reasonable terms no less favorable to such entity than it would obtain in a comparable arm’s-length transaction with a Person not an Affiliate.

Section 5.14 Restricted Payments. The Borrowers will not, nor will they permit any of their Subsidiaries, to make any Restricted Payments except:

(a) a dividend paid by a wholly-owned Subsidiary to any Borrower; and

(b) any Restricted Payment as long as after giving effect to such Restricted Payment:

(i) no Event of Default exists and is continuing;

(ii) if the applicable Restricted Payment is paid or made during the period from and including February 1 to and including August 31, then either (A) (i) the sum of the balances of the Specified Cash and Cash Equivalents and the Aggregate Borrowing Base Capacity as of the anticipated payment date, as reasonably estimated by the Borrower Representative in good faith, minus (ii) the amount of the applicable Restricted Payment in question must equal or exceed $40,000,000, or (B) (i) the sum of (1) the balances of the Specified Cash and Cash Equivalents and the Aggregate Borrowing Base Capacity as of the anticipated payment date, as reasonably estimated by the Borrower Representative in good faith, minus (2) the amount of the applicable Restricted Payment in question must equal or exceed $30,000,000, and (ii) the Debt Service Pricing Ratio, calculated on a pro forma basis after giving effect to such Restricted Payment as of the last day of the most recently completed fiscal quarter, equals or exceeds 1.1 to 1.0; and

(iii) if the applicable Restricted Payment is paid during the period from and including September 1 to and including January 31, then either (A) (i) the sum of the balances of the Specified Cash and Cash Equivalents and the Aggregate Borrowing Base Capacity as of the anticipated payment date, as reasonably estimated by the Borrower Representative in good faith, minus (ii) the amount of the applicable Restricted Payment in question must equal or exceed $45,000,000, or (B) (i) the sum of (1) the balances of the Specified Cash and Cash Equivalents and the Aggregate Borrowing Base Capacity as of the anticipated payment date, as reasonably estimated by the Borrower Representative in good faith, minus (2) the amount of the applicable Restricted Payment in question, must equal or exceed $35,000,000, and (ii) the Debt Service Pricing Ratio, calculated on a pro forma basis after giving effect to such Restricted Payment as of the last day of the most recently completed fiscal quarter, equals or exceeds 1.1 to 1.0.

The Borrower Representative shall provide (x) evidence of compliance with the requirements of the foregoing subclauses (ii) and (iii) promptly upon the Administrative Agent’s request for such information and (y) in connection with any Restricted Payment under the permissions set forth in the foregoing clause (b), evidence satisfactory to the Administrative Agent that the ratio of Cash Flow to Debt Service is equal to or greater than 1.10 to 1.00 after giving pro forma effect to such Restricted Payment.

 

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Section 5.15 Borrower or Guarantor Indebtedness. Each Borrower will not, nor will it permit any Subsidiary to, create, assume or otherwise be or become liable with respect to any Indebtedness except:

(a) Indebtedness of the Borrowers in respect of the Loans and the Letters of Credit;

(b) Indebtedness of the Guarantors in respect of the Guaranteed Obligations;

(c) Indebtedness owed by any Guarantor to any Borrower or any Subsidiary or Indebtedness owed by any Borrower to any Subsidiary;

(d) Indebtedness incurred in connection with Swap Agreements entered into in compliance with Section 5.18;

(e) Permitted Indebtedness; or

(f) Indebtedness of the U.S. Borrower arising under the Second Lien Credit Agreement in an aggregate principal amount not to exceed $37,500,000 at any time and any Permitted Refinancings thereof; provided, however, in no event shall the aggregate amount outstanding under the Second Lien Credit Agreement, plus the aggregate amount of all outstanding Secured Obligations exceed ninety percent (90%) of the maximum Indebtedness of the U.S. Borrower and the Restricted Subsidiaries (as such term is defined in the Indenture) allowed pursuant to the Indenture with respect to Credit Facilities (as such term is defined in the Indenture), to the extent such Indenture is still in effect.

Each Borrower will not, nor will it permit any Subsidiary, to incur any obligations under a “synthetic” lease of real property (i.e., a lease accounted for under GAAP as an operating lease but intended by the parties for all other purposes as a financing) or any other off balance sheet financing arrangement relating to the financing of real property which is not reflected as a liability on the balance sheets referred to in Section 3.04 or delivered pursuant to Section 5.01 except for such obligations which in the aggregate do not exceed $2,500,000 at any time outstanding.

Section 5.16 Sale and Lease Back Transaction. Each Borrower will not, nor will it permit any Subsidiary to, enter into any Sale and Lease Back Transaction.

Section 5.17 Foreign Jurisdictions. Upon the request of the Administrative Agent, the Borrower Representative will provide the Administrative Agent a list of the United States jurisdictions in which the U.S. Borrower and its Domestic Subsidiaries are qualified to do business.

 

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Section 5.18 Swap Agreements. Each Borrower will not, and will not permit any of its Subsidiaries to, enter into any Swap Agreement, except (a) Swap Agreements entered into to hedge or mitigate risks (including, without limitation, currency and commodity risk), to which any Borrower or any Subsidiary has actual exposure (other than those in respect of the Equity Interests of the Borrowers or any of their Subsidiaries), (b) Swap Agreements entered into in order to effectively cap, collar or exchange interest rates (from fixed to floating rates, from one floating rate to another floating rate or otherwise) with respect to any interest–bearing liability or investment of any Borrower or any Subsidiary, (c) forward purchase agreements entered into in respect of the materials needed by the Borrowers and their Subsidiaries in the ordinary course of business, and (d) the Call Spread.

Section 5.19 Minimum Quarterly Consolidated Debt Service Pricing Ratio. If (a) Average Aggregate Borrowing Base Capacity (as defined below) is equal to or less than ten percent (10.0%) of Total Availability as of any date or (b) Total Availability plus the sum of the Specified Cash and Cash Equivalents (exclusive of any domestic cash or domestic cash equivalents included in clause (g) of the definition of the U.S. Borrowing Base (Cash Collateral)) is less than $20,000,000 at any time, the Borrowers will not permit the ratio of Cash Flow to Debt Service to be less than 1.10 to 1.00, computed in each case for the U.S. Borrower and its Consolidated Subsidiaries on a consolidated basis in accordance with GAAP as of the end of the most recently ended fiscal quarter for the preceding twelve months. As used in this Section 5.19, the following terms shall have the following meanings:

Cash Flow” means, for any period, the sum of (i) Consolidated EBITDA minus (ii) Capital Expenditures which were not financed with Indebtedness permitted under clauses (e), (f) or (k) of the definition of Permitted Indebtedness; minus (iii) all income and franchise Taxes paid in cash.

Debt Service” means, for any period, the sum of (i) Consolidated Net Interest Expense plus (ii) regularly scheduled principal payments made in respect of Indebtedness during such period plus (iii) all cash Restricted Payments paid during such period other than up to $10,000,000 expended to repurchase the U.S. Borrower’s common stock during such period.

Average Aggregate Borrowing Base Capacity” means, as of any date of determination, an amount equal to the average daily balances of the sum of all of the Specified Cash and Cash Equivalents and the Aggregate Borrowing Base Capacity for any rolling three day period ending on the date of calculation.

U.S. Borrowing Base Capacity” means, on any date, an amount equal to the U.S. Borrowing Base in effect on such date (exclusive of any amounts set forth included in clause (g) of the definition of the U.S. Borrowing Base (Cash Collateral)) minus the U.S. Committed Exposure on such date.

 

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Canadian Borrowing Base Capacity” means, on any date, an amount equal to the Canadian Borrowing Base in effect on such date minus the Canadian Committed Exposure on such date.

European Borrowing Base Capacity” means, on any date, an amount equal to the sum of the European Borrowing Bases in effect on such date minus the European Committed Exposure on such date.

Aggregate Borrowing Base Capacity” means, on any date, the sum of the U.S. Borrowing Base Capacity, the Canadian Borrowing Base Capacity and the European Borrowing Base Capacity.

Section 5.20 European Cash Management.

(a) As of the Effective Date and thereafter until segregated Collection Accounts are established for the U.K. Loan Parties, each of the U.K. Loan Parties will ensure that all cash, checks or other similar payments relating to or constituting payments made in respect of Accounts owing to such U.K. Loan Party are deposited (whether directly or indirectly) into a U.K. Payment Account, in a manner that is reasonably satisfactory to the Administrative Agent.

(b) As of the Effective Date and thereafter, each of the European Loan Parties (other than the U.K. Loan Parties) will ensure that all cash, checks or other similar payments relating to or constituting payments made in respect of Accounts owing to such European Loan Party are deposited (whether directly or indirectly) into a Collections Account in a manner that is reasonably satisfactory to the Administrative Agent; provided that within ninety (90) days after a Dominion Trigger Period has occurred, such European Loan Party, as applicable, shall be required to deposit such payments in a segregated Collections Account only containing payments owing to such European Loan Party, in a manner that is reasonably satisfactory to the Administrative Agent.

(c) The Administrative Agent shall be given sufficient access to the Collection Accounts to ensure that the provisions of Section 2.10(b) and Section 2.18 are capable of being complied with.

(d) As of the Effective Date, each U.K. Loan Party shall ensure that each U.K. Payment Account is subject to a Deposit Account Control Agreement or any other arrangement (including, but not limited to, a notice and acknowledgment arrangement). Within ninety (90) days after a Dominion Trigger Period has occurred, each European Loan Party (other than a U.K. Loan Party) shall ensure that each Collection Account is subject to a Deposit Account Control Agreement or any other arrangement (including, but not limited to, a notice and acknowledgment arrangement) that has the effect of blocking such account. Within ninety (90) days after September 30, 2016, each U.K. Loan Party shall ensure that all cash, checks or other similar payments relating to or constituting payments made in respect of Accounts owing to such U.K. Loan Party are deposited (whether directly or indirectly) into a segregated blocked Collection Account and shall grant to the Administrative Agent a first fixed charge over all such Collection Accounts (which shall include, for the avoidance of doubt, the release and re-taking of security over any U.K. Payment Accounts that become Collection Accounts).

 

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(e) After an Event of Default has occurred and is continuing or if Total Availability is (i) less than $15,000,000 at any time that the ratio of Cash Flow to Debt Service is 1.10 to 1.00 or greater and (ii) at all other times less than $20,000,000, each European Loan Party shall either (x) promptly cause all of their Collection Accounts, and all of their U.K. Payment Accounts into which cash, checks or other similar payments relating to or constituting payments made in respect of Accounts owing to any U.K. Loan Party are deposited (whether directly or indirectly) (each such Collection Account or U.K. Payment Account, an “Existing Collection Account”) to be transferred to the name of the Administrative Agent or (y) to the extent such Existing Collection Accounts cannot be transferred to the Administrative Agent, promptly open new Collection Accounts with (and, at the discretion of the Administrative Agent, in the name of) the Administrative Agent or an Affiliate thereof (such new bank accounts being Collection Accounts under and for the purposes of this Agreement), and (iii) if new Collection Accounts have been established pursuant to this Section (each a “New Collection Account”), ensure that all cash, checks or other similar payments relating to or constituting payments made in respect of Accounts owing to them will promptly be re-directed to the New Collection Accounts. Until all collections have been redirected to the New Collection Accounts, each European Loan Party shall cause all amounts on deposit in any Existing Collection Account to be transferred to a New Collection Account at the end of each Business Day, provided that if any such European Loan Party does not instruct such re-direction or transfer, each of them hereby authorizes the Administrative Agent to give such instructions on their behalf to the applicable Account Debtors and/or the account bank holding such Existing Collection Account (as applicable).

(f) After an Event of Default has occurred and is continuing or if Total Availability is (i) less than $15,000,000 at any time that the ratio of Cash Flow to Debt Service is 1.10 to 1.00 or greater and (ii) at all other times less than $20,000,000, at the request of the Administrative Agent in its sole discretion, each European Loan Party agrees that if any of its Account Debtors have not previously received notice of the security interest of the Administrative Agent over its Accounts, it shall promptly give notice to such Account Debtors and if such European Loan Party does not serve such notice, each of them hereby authorizes the Administrative Agent to serve such notice on its behalf.

Section 5.21 Restriction on Payment of Indebtedness. Each Borrower will not, nor will it permit any Subsidiary to, make or agree to pay or make, directly or indirectly, any payment or other distribution (whether in cash securities or other property) of or in respect of principal of or interest on the Senior Notes, the Convertible Bonds, the Second Lien Loan and any refinancing of any of the foregoing Indebtedness (collectively, the “Significant Debt”), or any payment or other distribution (whether in cash, securities or other property), including any sinking fund or similar deposit, on account of the purchase, redemption, retirement, acquisition, cancellation or termination of any of the Significant Debt, except:

 

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(a) payment of regularly scheduled interest and principal payments as and when due, other than payments in respect of any Subordinated Indebtedness prohibited by the subordination provisions thereof;

(b) refinancing of the Significant Debt to the extent permitted by Section 5.15;

(c) prepayments on the Second Lien Loan which are made after February 1, 2013 and payment in full of the Second Lien Loan on the Second Lien Maturity Date, but only if: (i) no Default exists or would result from the making of such payment, (ii) the sum of the following must equal or exceed $35,000,000 each day during the thirty (30) day period ending on the date of the proposed payment: (A) the sum of the balances of the Specified Cash and Cash Equivalents and the Aggregate Borrowing Base Capacity minus (B) the amount of the prepayment on the Second Lien Loan and (iii) the Borrower Representative shall have delivered to the Administrative Agent a certificate certifying as to its compliance with the forgoing clauses (i) and (ii) and shall show in reasonable detail the calculation required by clause (ii);

(d) any prepayment, purchase, redemption, or other acquisition of any of the Significant Debt (each a “Prepayment”) from the Net Proceeds of an equity offering or, with respect to the Convertible Bonds, the conversion thereof into the underlying common stock of the U.S. Borrower; and

(e) any other Prepayment which is not a prepayment of the loan made pursuant to the Second Lien Documents and which is otherwise not permitted by clause (d) preceding but only if:

(i) no Default exists or would result;

(ii) if the Prepayment is made:

(A) during the period from and including February 1 to and including August 31, then the sum of the following must equal or exceed $25,000,000 as of the date of calculation (which date must not be more than 30 days prior to the date of the Prepayment): (x) the sum of the balances of the Specified Cash and Cash Equivalents and the Aggregate Borrowing Base Capacity as of the calculation date; minus (y) the amount of the Prepayment; or

(B) during the period from and including September 1 to and including January 31, then the sum of the following must equal or exceed $35,000,000 as of the date of calculation (which date must not be more than 30 days prior to the date of the Prepayment): (x) the sum of the balances of the Specified Cash and Cash Equivalents and the Aggregate Borrowing Base Capacity as of the calculation date; minus (y) the amount of the Prepayment; and

(iii) the Borrower Representative shall have delivered to the Administrative Agent a certificate certifying as to its compliance with the forgoing clauses (i) and (ii) and shall show in reasonable detail the calculation required by clause (ii).

 

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Section 5.22 Lockbox and Deposit Accounts. Each Borrower shall not, and shall not permit any Guarantor to, open any new lockbox account or otherwise utilize any such lockbox account other than the lockbox accounts identified on Schedule 3.19 unless it shall have given the Administrative Agent thirty (30) days prior written notice thereof and shall have taken all action deemed necessary or desirable by the Administrative Agent to cause the U.S. Collateral Agent’s or the Administrative Agent’s, as applicable, security interest in the proceeds of Collateral to be perfected and protected, including without limitation delivering a Lockbox Agreement for such lockbox account. Each Borrower will not, nor will it permit any Guarantor to, give any party (other than the depository institution holding the Lockbox Account, the U.S. Collateral Agent, the Administrative Agent or the Second Lien Term Lender) control over any Lockbox Account. At any time and from time to time within fifteen days of the Administrative Agent’s request, the Borrower Representative shall provide the Administrative Agent with a list identifying all deposit accounts owned by the Borrowers and each Guarantor and the institutions holding such accounts.

Section 5.23 Indenture Increase. Notwithstanding anything to the contrary contained in Section 2.11, concurrently with any increase of the principal amount of the Indenture in excess of $350,000,000, the U.S. Borrower shall (a) first, subject to terms and provisions of Section 5.21, make a one-time prepayment of the Second Lien Loan in an amount equal to the lesser of (i) the Net Proceeds resulting from such increase (the “Indenture Increase Net Proceeds”) or (ii) the unpaid balance of the Second Lien Loan, and (b) then, to the extent the Indenture Increase Net Proceeds exceed the amount of the Second Lien Loan or such prepayment of the Second Lien Loan is prohibited by Section 5.21, the U.S. Borrower shall make a one-time prepayment of the U.S. Loans in an amount equal to the lesser of (i) the excess of such Indenture Increase Net Proceeds or (ii) the unpaid balance of the U.S. Loans.

Section 5.24 Compliance with Swiss Non-Bank Rules. Subject to paragraph (a) and (b) below, each Swiss Loan Party will be in compliance with the Swiss Non-Bank Rules.

(a) For the purposes of this Section 5.24 and in accordance with Section 8.04, each Swiss Loan Party shall assume that the aggregate number of Lenders or Participants of a Commitment which are Swiss Non-Qualifying Banks is ten (10).

(b) A Swiss Loan Party shall not be in breach of its covenant under paragraph (a) above if the Swiss Non-Bank Rules are breached as a result of one or more Lenders or Participants of a Commitment:

(i) incorrectly declaring its status as to whether it is a Swiss Qualifying Bank or Swiss Non-Qualifying Bank;

(ii) breaching the restrictions pursuant to Section 8.04(b)(ii)(G);

(iii) ceasing to be a Swiss Qualifying Bank as a result of any reason attributable to that Lender or Participant of a Commitment, other than as a result of any change after the date on which they became a Lender or Participant of a Commitment under this Agreement in (or in the interpretation, administration or application of) any law or treaty, or any published practice or published concession of any relevant taxing authority; or

 

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(iv) transferring or assigning any Loan to, or entering into a participation, derivative, exposure transfer or other transaction with, persons not qualifying as Swiss Qualifying Banks after the occurrence of an Event of Default.

Section 5.25 European Distribution Agreements. No Loan Party shall agree to amend in any material respect, or terminate, or take any action to amend in any material respect or terminate any European Distribution Agreement without the prior written consent of the Administrative Agent. For the avoidance of doubt, any amendment to provisions relating to (without limitation) the identity of customers, the territories and/or the target returns of a European Distribution Agreement shall be deemed not to be a material amendment.

Section 5.26 Foreign Pension Plans.

(a) The European Loan Parties shall ensure that all Foreign Pension Plans operated by or maintained for the benefit of itself, its Subsidiaries and Affiliates (each, a “member of the Group”) and/or any of their employees are fully funded based on the statutory funding objective under Sections 221 and 222 of the Pensions Act 2004 (U.K.) and that no action or omission is taken by any member of the Group in relation to such a pension scheme (including, without limitation, the termination or commencement of winding-up proceedings of any such pension scheme or any member of the Group ceasing to employ any member of such a pension scheme) which has or is reasonably likely to have a Material Adverse Effect.

(b) The European Loan Parties shall ensure that no member of the Group shall be at any time an employer (for the purposes of Sections 38 to 51 of the Pensions Act 2004 (U.K.)) of an occupational pension scheme which is not a money purchase scheme (both terms as defined in the Pension Schemes Act 1993 (U.K.)) or “connected” with or an “associate” of (as those terms are used in Sections 38 or 43 of the Pensions Act 2004 (U.K.)) such an employer.

(c) The European Loan Parties shall deliver to the Administrative Agent at such times as those reports are prepared in order to comply with the then current statutory or auditing requirements (as applicable either to the trustees of any relevant schemes or to any European Loan Party), actuarial reports in relation to all pension schemes mentioned in Section 5.26(a).

(d) All Foreign Pension Plans established or maintained by any European Loan Party shall comply with all provisions of the relevant law and employ reasonable actuarial assumptions, where relevant; and no member of the Group shall have any unfunded liability in respect of any Foreign Pension Plan.

Section 5.27 European Collateral. Each of the European Loan Parties shall ensure that (i) its standard terms and conditions of purchase at all times contain a condition to the effect that title to the purchased goods transfers to the European Loan Party at a time no later than on delivery of the purchased goods to the European Loan Party, (ii) its standard terms and conditions of purchase are not amended without the prior consent in writing of the Administrative Agent and (iii) if the reference on any purchase order or equivalent document is to the standard terms and conditions of purchase as set out on a specified website, the relevant website must be maintained, up to date and publicly accessible at all times. During the

 

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Dominion Trigger Period or at any time at which the Administrative Agent considers that the Collateral of any European Loan Party may be at risk, at the request of the Administrative Agent, the specified European Loan Party must send a copy of its standard terms and conditions of purchase (or other notice satisfactory to the Administrative Agent which rejects retention of title and/or extendible retention of title provisions in relation to the European Loan Party) to its suppliers or otherwise arrange for its purchasing of Inventory to be conducted in a manner which does not lead to retention of title rights over its Inventory.

Section 5.28 Financial Assistance. Each European Loan Party shall comply in all respects with ss678 and 679 Companies Act 2006 and any equivalent legislation in other jurisdictions including, without limitation, in relation to the Foreign Collateral Documents (other than the Canadian Collateral Documents) and payment and use of amounts due under this Agreement.

Section 5.29 Post-Closing Deliveries. No later than the date that is set forth on Schedule 5.29 as the deadline for the delivery of such applicable item (or such later date as the Administrative Agent may determine and agree to in writing in its sole discretion), each Loan Party shall deliver to the Administrative Agent each of the applicable items as set forth on Schedule 5.29, each of which shall be in form and substance reasonably acceptable to the Administrative Agent. Notwithstanding anything to the contrary contained in the Loan Documents, any Loan Party’s failure to comply with any requirement of this Section 5.29 on or before the date specified (as such date may be extended by the Administrative Agent in writing in its sole discretion) shall constitute an immediate Event of Default.

ARTICLE VI

Defaults

Section 6.01 Events of Default. If one or more of the following events (“Events of Default”) shall have occurred and be continuing:

(a) (i) any Borrower shall fail to pay when due any principal on any Loan or any reimbursement obligation in respect of a Letter of Credit Disbursement or (ii) any Borrower shall fail to pay interest on any Loan, any fees or any other amount payable hereunder or under any other Loan Document within five (5) days of the time such amount is due;

(b) any Loan Party shall fail to observe or perform any covenant contained in Section 5.01 or any of Section 5.08 to Section 5.16 (inclusive), Section 5.18 to Section 5.22 (inclusive), Section 5.25 and Section 5.29;

(c) any Loan Party shall fail to observe or perform any covenant or agreement contained in any Loan Document (other than those covered by clause (a) or (b) above) for thirty (30) days after written notice thereof has been given to the Borrower Representative by the Administrative Agent;

(d) any representation, warranty, certification or statement made by any Loan Party in this Agreement or any other Loan Document or in any certificate, financial statement or other document delivered pursuant to this Agreement or any other Loan Document shall prove to have been incorrect in any material respect when made (or deemed made);

 

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(e) any Loan Party or any of its Subsidiaries shall fail to make any payment in respect of any Material Debt when due or within any applicable grace period;

(f) any event or condition shall occur which results in the acceleration of the maturity of any Material Debt or enables (or, with the giving of notice or lapse of time or both, would enable) the holder of such Material Debt or any Person acting on such holder’s behalf to accelerate the maturity thereof or, under circumstances in the nature of a default, to require the prepayment or repurchase thereof prior to the maturity thereof;

(g) (i) any Loan Party or any of its Material Subsidiaries shall (A) commence a voluntary case or other proceeding seeking liquidation, reorganization or other relief with respect to itself or its debts under any Federal, state or foreign bankruptcy, insolvency, receivership or other similar law, including any Canadian Insolvency Laws, now or hereafter in effect or seeking the appointment of a trustee, receiver, interim receiver, monitor, administrator, liquidator, custodian or other similar official of it or any substantial part of its property, (B) consent to any such relief or to the appointment of or taking possession by any such official in an involuntary case or other proceeding commenced against it, (C) make a general assignment for the benefit of creditors, or shall fail generally to pay its debts as they become due, or (D) take any corporate action to authorize any of the foregoing, (ii) a U.K. Insolvency Event shall occur in respect of any U.K. Relevant Entity, (iii) a German Insolvency Event shall occur as a result of any German Loan Party, (iv) a Swiss Insolvency Event shall occur as a result of any Swiss Loan Party, or (v) a Netherlands Insolvency Event shall occur as a result of any Loan Party;

(h) an involuntary case or other proceeding shall be commenced against any Loan Party or any of its Subsidiaries seeking liquidation, administration, receivership, reorganization or other relief with respect to it or its debts under any Federal, state or foreign bankruptcy, insolvency, receivership or other similar law, including any Canadian Insolvency Laws, now or hereafter in effect or seeking the appointment of a trustee, receiver, interim receiver, monitor, administrator, liquidator, custodian or other similar official of it or any substantial part of its property, and such involuntary case or other proceeding shall remain undismissed and unstayed for a period of sixty (60) days; or an order for relief shall be entered against such Loan Party or such Subsidiary under the federal bankruptcy laws or other applicable relief laws as now or hereafter in effect;

(i) one or more judgments or orders for the payment of money in an aggregate amount in excess of $10,000,000 shall be rendered against any Loan Party or any of its Material Subsidiaries or a combination thereof and shall continue unsatisfied and unstayed for a period of sixty (60) days, or any action shall be legally taken by a judgment creditor to levy upon assets or properties of any Loan Party or any of its Subsidiaries to enforce any such judgment;

(j) a Change of Control shall occur;

 

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(k) the Loan Guaranty shall fail to remain in full force or effect or any action shall be taken to discontinue or to assert the invalidity or unenforceability of the Loan Guaranty or any Loan Guarantor shall fail to comply with any of the terms or provisions of the Loan Guaranty to which it is a party, or any Loan Guarantor shall deny that it has any further liability under the Loan Guaranty to which it is a party, or shall give notice to such effect, including, but not limited to notice of termination delivered pursuant to Section 9.08 or Section 10.08, as applicable;

(l) a contribution required to be made with respect to any defined contribution plan has not been timely made, any U.S. Loan Party has incurred or is likely to incur any liability to or on account of any defined contribution plan under Section 409, 502(i) or 502(1) of ERISA or Section 4975 of the Code or on account of a group health plan (as defined in Section 607(1) of ERISA or Section 4980B(g)(2) of the Code) under Section 4980B of the Code, or any U.S. Loan Party has incurred or is likely to incur liabilities pursuant to one or more employee welfare benefit plans (as defined in Section 3(1) of ERISA) that provide benefits to retired employees or other former employees (other than as required by Section 601 of ERISA) or any U.S. Loan Party has incurred or is likely to incur liabilities pursuant to one or more defined contribution plans; and such liability, individually, and/or in the aggregate, has had, or is reasonably likely to have, a Material Adverse Effect;

(m) a Canadian Pension Termination Event shall occur, or there is an appointment by the appropriate Governmental Authority of a replacement administrator to administer any Canadian Defined Benefit Plan, and such Canadian Pension Termination Event or appointment of a replacement administrator could reasonably be expected to result in a Material Adverse Effect; or a Canadian Loan Party or any Subsidiary of a Canadian Loan Party is in default with respect to payments to a Canadian Defined Benefit Plan and such default could reasonably be expected to result in a Material Adverse Effect; or any Lien arises (save for contribution amounts not yet due or other amounts not exceeding $1,000,000) in connection with any Canadian Defined Benefit Plan;

(n) any of the Loan Parties or its Subsidiaries shall have been notified by the Pensions Regulator or the trustees of a Foreign Pension Plan that any of them has, in relation to a Foreign Pension Plan, incurred a debt or other liability under Section 75 or 75A of the Pensions Act 1995 (U.K.), or has been issued with a Contribution Notice or Financial Support Direction, or otherwise is liable to pay any other amount in respect of Foreign Pension Plans, in each case, that could reasonably be expected to result in a Material Adverse Effect;

(o) except as permitted by the terms of any Collateral Document or the Intercreditor Agreement, (i) any Collateral Document shall for any reason fail to create or maintain a valid security interest in any Collateral purported to be covered thereby, or (ii) any Lien securing any Secured Obligation shall cease to be a perfected, first priority Lien;

(p) any material provision of any Loan Document for any reason ceases to be valid, binding and enforceable in accordance with its terms (or any Loan Party shall challenge the enforceability of any Loan Document or shall assert in writing, or engage in any action or inaction that evidences its assertion, that any provision of any of the Loan Documents has ceased to be or otherwise is not valid, binding and enforceable in accordance with its terms); or

 

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(q) a third party claims a better right in the Equity Interests of the Swiss Borrower or Swiss Holding, respectively, by notifying the Swiss Court (as defined in Schedule 5.29) or intervenes otherwise in the court proceeding before the Swiss Court (Kraftloserklärungsverfahren, as further described in Schedule 5.29);

then, and in every such event (other than an event with respect to any Event of Default described in clause (g) or (h) of this Article), the Administrative Agent shall (i) if requested by the Required Lenders, by notice to the Borrower Representative terminate the Commitments and they shall thereupon terminate, (ii) if requested by the Required Lenders, by notice to the Borrower Representative declare the Loans then outstanding to be due and payable in whole (or in part, but ratably as among the Classes of Loans and the Loans of each Class at the time outstanding, in which case any principal not so declared to be due and payable may thereafter be declared to be due and payable), whereupon the principal of the Loans so declared to be due and payable, together with accrued interest thereon and all fees and other obligations of the Borrowers accrued hereunder, shall become due and payable immediately, in each case without presentment, demand, protest or other notice of any kind, all of which are hereby waived by the Borrowers, or (iii) if requested by the Required Lenders, do any combination of the foregoing; provided that in the case of any of the Events of Default specified in clause (g) or (h) above with respect to any Loan Party or its Material Subsidiaries, without any notice to such Loan Party or any other act by the Administrative Agent or the Lenders, (A) the Commitments shall thereupon terminate, (B) the principal of the Loans then outstanding, together with accrued interest thereon and all fees and other obligations of the Borrowers accrued hereunder, shall become immediately due and payable without presentment, demand, protest or other notice of any kind, all of which are hereby waived by the Borrowers and (C) the Borrowers shall be required to provide, immediately, cash collateral as contemplated by Section 2.06(i)(ii) in an amount equal to the Letter of Credit Exposure. Upon the occurrence of any Event of Default, the Administrative Agent may (and shall if directed by the Required Lenders) exercise any and all other rights and remedies afforded by the laws of the State of New York or any other jurisdiction, by any of the Loan Documents, by equity, or otherwise. Upon the occurrence and during the continuance of an Event of Default, the Administrative Agent may, and at the request of the Required Lenders shall exercise any rights and remedies provided to the Administrative Agent under the Loan Documents or at law or equity, including all remedies provided under the UCC.

Section 6.02 Default. The Administrative Agent shall give notice to the Borrower Representative under Section 6.01(c) promptly upon being requested to do so by any Lender and shall thereupon notify all the Lenders thereof.

Section 6.03 Management; Collection of Accounts.

(a) Upon the occurrence of an Event of Default, the Borrowers will, at the Administrative Agent’s request, at the Borrowers’ cost and expense, collect and otherwise enforce as Lenders’ property and in trust for the applicable Agent for the ratable benefit of the Administrative Agent and the Lenders all amounts payable on or otherwise receivable with respect to the Accounts and Inventory (if applicable) of the Borrowers. In such event, as to all moneys so collected and all other proceeds of Accounts and Inventory received by the Borrowers, the Borrowers shall receive in trust and shall deliver to Administrative Agent (or to a Lockbox Account or the Concentration Account) in original form and on the date of receipt

 

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thereof, all checks, drafts, notes, money orders, acceptances, cash and other evidences of Indebtedness. Upon any termination of any Borrower’s authority to collect and enforce the Accounts and amounts payable with respect to Inventory, as applicable, (which the Administrative Agent may do at any time after the occurrence of an Event of Default, or the occurrence of any event which, with the passage of time or giving of a Default notice or both, would constitute an Event of Default), the Administrative Agent may send a notice of assignment and/or notice of the applicable Agent’s security interest to any and all customers or any third party otherwise concerned with any of the Accounts or such Inventory, and thereafter the Administrative Agent shall have the sole right to collect and receive and/or take possession of the Accounts and such other amounts and the books and records relating thereto.

(b) (i) the Borrowers hereby constitute each of the Agents or their respective designees on behalf of the Lenders as the Borrowers’ attorney–in–fact with power: to receive, endorse, assign and/or deliver in its name or the name of the applicable Borrower any notes, acceptances, checks, drafts, money orders or other evidences of payment or account that may come into its possession and the Borrowers hereby waive notice of presentment, protest and non-payment of any instrument so endorsed; to sign the applicable Borrower’s name on any invoice or bill of lading relating to any of the Accounts; and to send verifications of Accounts; to do all other acts and things necessary to carry out this Agreement and, upon the occurrence of an Event of Default, to notify postal service authorities to change the address for delivery of mail addressed to any Borrower to such address as the applicable Agent may designate. All acts of said attorney or designee are hereby ratified and approved, and said attorney or designee shall not be liable for any acts of omission or commission, for any error of judgment or for any mistake of fact or law, provided that the Agents or their respective designees shall not be relieved of liability to the extent it is determined by a final judicial decision that its act, error or mistake constituted gross negligence or willful misconduct. This power of attorney, being coupled with an interest, is irrevocable until all of the obligations of the Borrowers to the Agents and the Lenders under this Agreement and the other Loan Documents are paid in full (other than Unliquidated Obligations) and the Commitments are terminated.

(ii) Each Agent, on behalf of the Lenders, without notice to or consent of the Borrowers but acting only at the direction of the Administrative Agent or the Required Lenders, upon the occurrence of an Event of Default, (A) may make demand on, sue upon or otherwise collect, extend the time of payment of, or compromise or settle for cash, credit or otherwise upon such terms as shall be determined by Administrative Agent in its sole discretion, any of the Accounts or any securities, instruments or insurance applicable thereto and/or release the obligor thereon; and (B) is authorized and empowered to accept the return of the goods represented by any of the Accounts.

(c) Nothing herein contained shall be construed to constitute any Borrower as agent of either Agent for any purpose whatsoever, and neither Agent shall be responsible or liable for any shortage, discrepancy, damage, loss or destruction of any part of the Collateral wherever the same may be located and regardless of the cause thereof (except for the Agents’ obligations, if any, under the Uniform Commercial Code or other applicable law with respect thereto or to the extent it is determined by a final judicial decision that either Agent’s act or omission constituted gross negligence or willful misconduct). Neither Agent shall, under any circumstances or in any event whatsoever, have any liability for any error or omission or delay of

 

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any kind occurring in the settlement, collection or payment of any of the Accounts or any instrument received in payment thereof or for any damage resulting therefrom (except to the extent it is determined by a final judicial decision that either Agent’s error, omission or delay constituted gross negligence or willful misconduct). The Agents, by anything herein or in any assignment or otherwise, do not assume any of the Borrowers’ obligations under any contract or agreement assigned to either Agent, and no Agent shall be responsible in any way for the performance by any Borrower of any of the terms and conditions thereof.

(d) If any of the Accounts include a charge for any Tax payable to any Governmental Authority, the Administrative Agent is hereby authorized (but in no event obligated) to pay the amount thereof to the proper taxing authority for the applicable Borrower’s account and to charge such Borrower’s account therefor. The Borrower Representative shall notify the Administrative Agent if any Accounts include any Tax due to any such taxing authority and, in the absence of such notice, the Administrative Agent shall have the right to retain the full proceeds of such Accounts and shall not be liable for any Taxes that may be due from the Borrower by reason of the sale and delivery creating such Accounts.

Section 6.04 Status of Accounts.

(a) With respect to Eligible Accounts Receivable of the Borrowers in existence on the Effective Date and at the time any future Eligible Accounts Receivable are included in any Borrowing Base Certificate, the applicable Borrower represents and warrants that:

(i) such Borrower is the sole owner of the Account and is fully authorized to sell, transfer, pledge and/or grant a security interest in each and every Account, free and clear of all Liens except Liens in favor of any Agent for the ratable benefit of the Administrative Agent, the Lenders and the other Secured Parties or otherwise permitted hereunder;

(ii) each Account is a good and valid account representing a bona fide transaction completed in accordance with the terms and provisions contained in any documents related thereto;

(iii) the amount of the face value shown on any schedule of Accounts provided to the Administrative Agent and/or all invoices and statements delivered to the applicable Agent with respect to any Account, are actually and absolutely owing to such Borrower for delivery of goods or services and are not contingent for any reason;

(iv) to the best of the Borrowers’ knowledge, there are no setoffs, counterclaims or disputes existing or asserted with respect thereto, the Account is not subject to a contra account, and such Borrower has not made any agreement with any Account Debtor thereunder for any deduction therefrom, except a discount or allowance allowed by such Borrower in the ordinary course of its business for prompt payment consistent with past practices of the Borrowers, all of which discounts or allowances are reflected in the calculation of the face value of each respective invoice related thereto;

 

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(v) none of the transactions underlying or giving rise to any Account violate in any material respect any applicable state or federal laws or regulations, and all documents relating to any Account are legally sufficient under such laws or regulations and are legally enforceable in accordance with their terms;

(vi) to the best of the Borrowers’ knowledge, all signatures and endorsements that appear on all documents and agreements relating to Accounts are genuine and each account debtor, guarantor or endorser thereunder (A) had the capacity, power and authority to contract at the time any such document or agreement giving rise to the Account was executed and (B) is solvent and will continue to be fully able to pay all Accounts on which it is obligated in full when due;

(vii) all documents and agreements relating to Accounts are true and correct and in all respects what they purport to be and are not evidenced by a judgment;

(viii) to the best of the Borrowers’ knowledge, there are no facts, events or occurrences which in any way impair the validity or enforcement thereof or tend to reduce the amount payable or collectible thereunder from the amount of the invoice face value shown on any schedule of Accounts, and on all contracts, invoices and statements delivered to either Agent with respect thereto;

(ix) the goods giving rise thereto are not, and were not at the time of the sale thereof, subject to any lien, claim, encumbrance or security interest, except the lien of such Borrower as vendor thereof pursuant to the Uniform Commercial Code or other applicable law, the security interest of the applicable Agent for the benefit of the Administrative Agent, the Lenders and the other Secured Parties pursuant to the Loan Documents;

(x) to the best of the Borrowers’ knowledge, there are no proceedings or actions which are threatened or pending against any Account Debtor thereunder which might result in any material adverse change in the financial condition of such Account Debtor; and

(xi) they have not been pledged to any Person other than the Agents and the Second Lien Term Lender.

(b) Each of the Borrowers covenant that, from and after the Effective Date:

(i) such Borrower shall maintain books and records pertaining to said Collateral consistent with past practice;

(ii) such Borrower will, promptly upon learning thereof, report to the Administrative Agent any matters materially adversely affecting the value, enforceability or collectibility of any of the Accounts;

(iii) if any amount payable under or in connection with any Account is evidenced by a promissory note or other instrument, as such terms are defined in the Uniform Commercial Code or other applicable law, such promissory note or instrument shall be immediately pledged, endorsed, assigned and delivered to the applicable Agent for the ratable benefit of the Administrative Agent and the Lenders as additional collateral;

 

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(iv) other than in the ordinary course of business, such Borrower shall not re–date any invoice or sale, or make sales on extended terms dating beyond that customary in the industry;

(v) if applicable, such Borrower shall conduct a physical count of its Inventory at such intervals as the Administrative Agent may reasonably request, and promptly supply the Administrative Agent with a copy of such counts accompanied by a report of the value (based on the lower of average cost basis and market value) of such Inventory; and

(vi) such Borrower shall not, without the Administrative Agent’s prior written consent, grant any extension of the time of payment of any Eligible Account Receivable, compromise or settle any Eligible Account Receivable for less than the full amount thereof, release in whole or in part, any Person or property liable for the payment thereof, or allow any credit or discount whatsoever thereon (other than discounts in the ordinary course of business for prompt payment consistent with past practices); provided, that, such Borrower may without the Administrative Agent’s prior written consent grant extensions of time of payment for Accounts which are not Eligible Accounts Receivable, or compromise or settle any such Accounts for less than the full amount thereof or allow a credit or discount on any such Account, so long as such extension, compromise, settlement, credit or discount is in the ordinary course of such Borrower’s business consistent with past practices and on such terms as may be customary in the industry.

Section 6.05 Collateral Custodian. If an Event of Default exists and an Agent is either exercising its remedies with respect to the Collateral or otherwise acting to protect its interests in the Collateral, the Administrative Agent may at any time and from time to time employ and maintain in the premises of the applicable Borrower a custodian selected by the Administrative Agent who shall have full authority to do all acts necessary to protect the Lenders’ interests and to report to the Administrative Agent thereon. Each of the Borrowers hereby agrees to cooperate with any such custodian and to do whatever the Administrative Agent may reasonably request to preserve the Collateral. All costs and expenses incurred by the Administrative Agent by reason of the employment of the custodian shall be payable by the Borrowers and added to the amounts due and owing under this Agreement and the other Loan Documents.

Section 6.06 Performance by the Agent. If a Default exists and any Loan Party shall fail to perform any covenant or agreement in accordance with the terms of the Loan Documents, either Agent (as applicable) may, at the direction of Required Lenders, perform or attempt to perform such covenant or agreement on behalf of such Loan Party. In such event, the Borrowers shall, at the request of the Administrative Agent, promptly pay any necessary and reasonable amount expended by the applicable Agent or the Lenders in connection with such performance or attempted performance. Notwithstanding the foregoing, it is expressly agreed that none of the Administrative Agent, the U.S. Collateral Agent or any Lender shall have any liability or responsibility for the performance of any obligation of any Loan Party under any Loan Document. An Agent may be obligated to pay certain amounts to the financial institutions party to the Lockbox Agreements from time to time, including without limitations, fees owed to such financial institutions arising from their lock box and other deposit account services and amounts sufficient to reimburse such financial institutions for the amount of any item deposited in the related account which is returned unpaid. In the event an Agent is required to pay any such

 

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amounts, the applicable Agent shall notify the Borrower Representative, and the applicable Borrower shall promptly pay any amount so expended by such Agent to such Agent. Amounts due and unpaid under this Section 6.06 may be funded as Swingline Loans or other Loans pursuant to the terms of Section 2.03.

ARTICLE VII

The Administrative Agent

Section 7.01 Appointment. Each of the Lenders, on behalf of itself and any of its Affiliates that are Secured Parties, and the Issuing Bank hereby irrevocably appoints the Administrative Agent as its agent and authorizes the Administrative Agent to take such actions on its behalf, including execution and amendment of the other Loan Documents (including, without limitation, intercreditor and subordination agreements), and to exercise such powers as are delegated to the Administrative Agent by the terms of the Loan Documents, together with such actions and powers as are reasonably incidental thereto. The Administrative Agent shall hold all securities under a Swiss Collateral Document that is accessory in nature (akzessorisch) for itself and for and on behalf of each Secured Party as a direct representative (direkter Stellvertreter) and all securities under a Swiss Collateral Document that is non-accessory in nature (nicht akzessorisch) as an agent for the benefit of the Secured Parties (Halten unter einem Treuhandverhältnis). In addition, to the extent required under the laws of any jurisdiction other than the U.S., each of the Lenders and the Issuing Bank hereby grants to the Administrative Agent any required powers of attorney to execute any Collateral Document governed by the laws of such jurisdiction on such Lender’s or Issuing Bank’s behalf. The Administrative Agent, each of the Lenders, on behalf of itself and any of its Affiliates that are Secured Parties, and the Issuing Bank hereby irrevocably appoints and authorizes Bank of America, N.A. to act as its nominee as U.S. collateral agent under this Agreement and the other applicable Loan Documents with such powers as are specifically delegated to the U.S. Collateral Agent by the terms of this Agreement and the other applicable Loan Documents, together with such other powers as are reasonably incidental thereto, including, without limitation, to act as nominee for and behalf of the Administrative Agent, the Lenders and the other Secured Parties under this Agreement and the other Loan Documents and in connection with the Lockbox Accounts with respect to the Liens created by the U.S. Collateral Documents, and except, as otherwise expressly set forth herein, to take such action as may be requested by the Administrative Agent or the Required Lenders; provided, that, unless and until the U.S. Collateral Agent shall have received any such request, the U.S. Collateral Agent may take such administrative action, as it may deem advisable to protect the value of the Collateral and the ability of the Lenders to realize the full amount thereof. The provisions of this Article are solely for the benefit of the Administrative Agent, the U.S. Collateral Agent and the Lenders (including the Swingline Lender and the Issuing Bank), and the Loan Parties shall not have rights as a third party beneficiary of any of such provisions. It is understood and agreed that the use of the term “agent” as used herein or in any other Loan Documents (or any similar term) with reference to the Administrative Agent or the U.S. Collateral Agent, as applicable, is not intended to connote any fiduciary or other implied (or express) obligations arising under agency doctrine of any applicable law. Instead, such term is used as a matter of market custom, and is intended to create or reflect only an administrative relationship between independent contracting parties.

 

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Section 7.02 Rights as a Lender. The bank serving as the Administrative Agent or the U.S. Collateral Agent hereunder shall have the same rights and powers in its capacity as a Lender as any other Lender and may exercise the same as though it were not the Administrative Agent or the U.S. Collateral Agent, as applicable, and such bank and its Affiliates may accept deposits from, lend money to and generally engage in any kind of business with any Loan Party or any Subsidiary or any Affiliate thereof as if it were not the Administrative Agent hereunder.

Section 7.03 Duties and Obligations. No Agent shall have any duties or obligations except those expressly set forth in the Loan Documents. Without limiting the generality of the foregoing, (a) no Agent shall be subject to any fiduciary or other implied duties, regardless of whether a Default has occurred and is continuing, (b) no Agent shall have any duty to take any discretionary action or exercise any discretionary powers, except discretionary rights and powers expressly contemplated by the Loan Documents that such Agent is required to exercise as directed in writing by the Required Lenders (or such other number or percentage of the Lenders as shall be necessary under the circumstances as provided in Section 8.02), and, (c) except as expressly set forth in the Loan Documents, no Agent shall have any duty to disclose, and shall not be liable for the failure to disclose, any information relating to any Loan Party or any Subsidiary that is communicated to or obtained by the bank serving as Administrative Agent, U.S. Collateral Agent or any of their respective Affiliates in any capacity. No Agent shall be liable for any action taken or not taken by it with the consent or at the request of the Required Lenders (or such other number or percentage of the Lenders as shall be necessary under the circumstances as provided in Section 8.02) or in the absence of its own gross negligence or willful misconduct as determined by a final nonappealable judgment of a court of competent jurisdiction. No Agent shall be deemed to have knowledge of any Default unless and until written notice thereof is given to such Agent by the Borrower Representative or a Lender, and such Agent shall not be responsible for or have any duty to ascertain or inquire into (i) any statement, warranty or representation made in or in connection with any Loan Document, (ii) the contents of any certificate, report or other document delivered hereunder or in connection with any Loan Document, (iii) the performance or observance of any of the covenants, agreements or other terms or conditions set forth in any Loan Document, (iv) the validity, enforceability, effectiveness or genuineness of any Loan Document or any other agreement, instrument or document, (v) the creation, perfection or priority of Liens on the Collateral or the existence of the Collateral, or (vi) the satisfaction of any condition set forth in Article IV or elsewhere in any Loan Document, other than to confirm receipt of items expressly required to be delivered to such Agent.

Section 7.04 Reliance. Each Agent shall be entitled to rely upon, and shall not incur any liability for relying upon, any notice, request, certificate, consent, statement, instrument, document or other writing believed by it to be genuine and to have been signed or sent by the proper Person. Each Agent also may rely upon any statement made to it orally or by telephone and believed by it to be made by the proper Person, and shall not incur any liability for relying thereon. Each Agent may consult with legal counsel (who may be counsel for any Borrower), independent accountants and other experts selected by it, and shall not be liable for any action taken or not taken by it in accordance with the advice of any such counsel, accountants or experts.

 

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Section 7.05 Actions through Sub-Agents. Each of the Administrative Agent and the U.S. Collateral Agent may perform any and all of its duties and exercise its rights and powers by or through any one or more sub-agents appointed by the Administrative Agent or the U.S. Collateral Agent, as applicable. Each of the Administrative Agent, the U.S. Collateral Agent and any of their respective sub-agents may perform any and all of its duties and exercise its rights and powers through their respective Related Parties. The exculpatory provisions of the preceding paragraphs shall apply to any such sub-agent and to the Related Parties of the Administrative Agent, the U.S. Collateral Agent and any such sub-agent, and shall apply to their respective activities in connection with the syndication of the credit facilities provided for herein as well as activities as the Administrative Agent and the U.S. Collateral Agent.

Section 7.06 Resignation. Subject to the appointment and acceptance of a successor Administrative Agent as provided in this paragraph, the Administrative Agent may resign at any time by giving at least 15 days prior written notice to the Lenders, the U.S. Collateral Agent, the Issuing Bank and the Borrower Representative. Upon any such resignation, the Required Lenders shall have the right to appoint a successor Administrative Agent approved by the Borrower Representative (such approval not to be unreasonably withheld); provided that no approval of the Borrower Representative shall be necessary if an Event of Default has occurred and is continuing. If no successor shall have been so appointed by the Required Lenders and, if required, approved by the Borrower Representative and shall have accepted such appointment within thirty (30) days after the retiring Administrative Agent gives notice of its resignation, then the retiring Administrative Agent may, on behalf of the Lenders, the U.S. Collateral Agent and the Issuing Bank, appoint a successor Administrative Agent which shall be a bank with an office in New York, New York, or an Affiliate of any such bank. The U.S. Collateral Agent may resign at any time by giving at least 30 days prior written notice thereof to the Administrative Agent, the Lenders and the Borrower Representative. Upon any such resignation, the Administrative Agent shall have the right to appoint a successor U.S. Collateral Agent approved by the Borrower Representative (such approval not to be unreasonably withheld); provided that no approval of the Borrower Representative shall be necessary if an Event of Default has occurred and is continuing. Upon the acceptance of its appointment as an Agent, each successor Agent shall thereupon succeed to and become vested with all the rights and duties of the retiring Agent, and the retiring Agent shall be discharged from its duties and obligations (other than with respect to its obligations under Section 8.12). The fees payable by the Borrowers to a successor Administrative Agent shall be the same as those payable to its predecessor, unless otherwise agreed by the Borrower Representative and such successor. Notwithstanding the foregoing, in the event no successor Administrative Agent shall have been so appointed and shall have accepted such appointment within thirty (30) days after the retiring Administrative Agent gives notice of its intent to resign, the retiring Administrative Agent may give notice of the effectiveness of its resignation to the Lenders, the U.S. Collateral Agent, the Issuing Bank and the Borrowers, whereupon, on the date of effectiveness of such resignation stated in such notice, (a) the retiring Administrative Agent shall be discharged from its duties and obligations hereunder and under the other Loan Documents, provided that, solely for purposes of maintaining any security interest granted to the Administrative Agent under any Collateral Document for the benefit of the Secured Parties, the retiring Administrative Agent shall continue to be vested with such security interest as the applicable collateral agent for the benefit of the Secured Parties and, in the case of any Collateral in the possession of the Administrative Agent,

 

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shall continue to hold such Collateral, in each case until such time as a successor Administrative Agent is appointed and accepts such appointment in accordance with this paragraph (it being understood and agreed that the retiring Administrative Agent shall have no duty or obligation to take any further action under any Collateral Document, including any action required to maintain the perfection of any such security interest), and (b) the Required Lenders shall succeed to and become vested with all the rights, powers, privileges and duties of the retiring Administrative Agent, provided that (i) all payments required to be made hereunder or under any other Loan Document to the Administrative Agent for the account of any Person other than the Administrative Agent shall be made directly to such Person and (ii) all notices and other communications required or contemplated to be given or made to the Administrative Agent shall also directly be given or made to each Lender and the Issuing Bank. Following the effectiveness of any retiring Agent’s resignation hereunder from its capacity as such, the provisions of this Article, Section 2.17(d) and Section 8.03, as applicable, as well as any exculpatory, reimbursement and indemnification provisions set forth in any other Loan Document, shall continue in effect for the benefit of such retiring Agent, its sub agents and their respective Related Parties in respect of any actions taken or omitted to be taken by any of them while it was acting as an Agent and in respect of the matters referred to in the proviso under clause (a) above.

Section 7.07 Non-Reliance.

(a) Each Lender acknowledges and agrees that the extensions of credit made hereunder are commercial loans and letters of credit and not investments in a business enterprise or securities. Each Lender further represents that it is engaged in making, acquiring or holding commercial loans in the ordinary course of its business and has, independently and without reliance upon any Agent or any other Lender and based on such documents and information as it has deemed appropriate, made its own credit analysis and decision to enter into this Agreement as a Lender, and to make, acquire or hold Loans hereunder. Each Lender shall, independently and without reliance upon any Agent or any other Lender and based on such documents and information (which may contain material, non-public information within the meaning of the United States securities laws concerning the Borrowers and their Affiliates) as it shall from time to time deem appropriate, continue to make its own decisions in taking or not taking action under or based upon this Agreement, any other Loan Document, any related agreement or any document furnished hereunder or thereunder and in deciding whether or to the extent to which it will continue as a Lender or assign or otherwise transfer its rights, interests and obligations hereunder.

(b) Each Lender hereby agrees that (i) it has requested a copy of each Report prepared by or on behalf of the Administrative Agent; (ii) the Administrative Agent (A) makes no representation or warranty, express or implied, as to the completeness or accuracy of any Report or any of the information contained therein or any inaccuracy or omission contained in or relating to a Report and (B) shall not be liable for any information contained in any Report; (iii) the Reports are not comprehensive audits or examinations, and that any Person performing any field examination will inspect only specific information regarding the Loan Parties and will rely significantly upon the Loan Parties’ books and records, as well as on representations of the Loan Parties’ personnel and that the Administrative Agent undertakes no obligation to update, correct or supplement the Reports; (iv) it will keep all Reports confidential and strictly for its internal use, not share the Report with any Loan Party or any other Person except as otherwise permitted

 

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pursuant to this Agreement; and (v) without limiting the generality of any other indemnification provision contained in this Agreement, (A) it will hold the Administrative Agent and any such other Person preparing a Report harmless from any action the indemnifying Lender may take or conclusion the indemnifying Lender may reach or draw from any Report in connection with any extension of credit that the indemnifying Lender has made or may make to the Borrowers, or the indemnifying Lender’s participation in, or the indemnifying Lender’s purchase of, a Loan or Loans; and (B) it will pay and protect, and indemnify, defend, and hold the Administrative Agent and any such other Person preparing a Report harmless from and against, the claims, actions, proceedings, damages, costs, expenses, and other amounts (including reasonable attorneys’ fees) incurred by the Administrative Agent or any such other Person as the direct or indirect result of any third parties who might obtain all or part of any Report through the indemnifying Lender.

Section 7.08 Other Agency Titles. None of the Lenders, if any, identified in this Agreement as a Syndication Agent, Documentation Agent or Co-Documentation Agent shall have any right, power, obligation, liability, responsibility or duty under this Agreement other than those applicable to all Lenders as such. Without limiting the foregoing, none of such Lenders shall have or be deemed to have a fiduciary relationship with any Lender. Each Lender hereby makes the same acknowledgments with respect to the relevant Lenders in their respective capacities as Syndication Agent, Documentation Agent or Co-Documentation Agent, as applicable, as it makes with respect to the Administrative Agent in the preceding paragraph.

Section 7.09 Perfection by Possession and Control; Deposit Accounts. The Administrative Agent and the U.S. Collateral Agent hereby appoint each of the other Lenders to serve as bailee to perfect the Administrative Agent’s or the U.S. Collateral Agent’s (as applicable) Liens in any Collateral in the possession of any such other Lender. Each Lender possessing any Collateral agrees to so act as bailee for the applicable Agent in accordance with the terms and provisions hereof. In furtherance of the forgoing, each Lender acknowledges that the Borrowers and certain of the Guarantors maintain deposit accounts at one or more of the Lenders (all such accounts the “Loan Party Accounts”). Each Lender agrees to hold its Loan Party Accounts as bailee for the applicable Agent to perfect the applicable Agent’s Liens in the proceeds of Collateral held therein. Each Lender who holds a Lockbox Account agrees to pay to the Administrative Agent on a daily basis by automated clearinghouse debit for credit to the Concentration Account or by wire transfer all collected funds on deposit in its Lockbox Accounts. The Administrative Agent shall be the only party entitled to make withdrawals from or otherwise give any direction with respect to the Lockbox Accounts. Prior to the receipt by a Lender of a written notice of an Event of Default from the Administrative Agent, the Borrowers and the Guarantors are entitled to make withdrawals from the Loan Party Accounts which are not Lockbox Accounts and make deposits into all the Loan Party Accounts. When a Lender has received a written notice of an Event of Default from the Administrative Agent, (a) the Administrative Agent shall be the only party entitled to make withdrawals from or otherwise give any direction with respect to the Loan Party Accounts, and (b) each Lender shall transfer, in immediately available funds by wire transfer to the Administrative Agent, the amount of the collected funds credited to the Loan Party Accounts it holds (to the extent not already doing so with respect to Lockbox Accounts) and deliver to the Administrative Agent all moneys or instruments relating thereto or held therein and any other Collateral at any time the Administrative Agent demands payment or delivery thereof by such written notice to such

 

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Lender. Each Loan Party agrees that each Lender is authorized to immediately deliver all the Collateral to the Administrative Agent upon the Lender’s receipt of such notice from the Administrative Agent. No Lender (other than the Administrative Agent acting for the benefit of the Secured Parties) shall exercise any right of set-off or banker’s lien against any Loan Party Account for any obligations other than the Secured Obligations; provided that a Lender shall be entitled to charge or set-off against a Loan Party Account and retain for its own account, any customary fees, costs, charges and expenses owed to it in connection with the opening, operating and maintaining such Loan Party Account and for the amount of any item credited to such Loan Party Account that is subsequently returned for any reason.

Section 7.10 [Reserved].

Section 7.11 Powers and Immunities of Issuing Bank and Swingline Lender. None of the Issuing Bank, the Swingline Lender or any of their respective Related Parties shall be liable for any action taken or omitted to be taken by any of them hereunder or otherwise in connection with any Loan Document except for its or their own gross negligence or willful misconduct. Without limiting the generality of the preceding sentence, each of the Issuing Bank and the Swingline Lender: (a) shall not have any duties or responsibilities except those expressly set forth in the Loan Documents, and shall not by reason of any Loan Document be a trustee or fiduciary for any Lender or for either Agent, (b) shall not be required to initiate any litigation or collection proceedings under any Loan Document, (c) shall not be responsible to any Lender or either Agent for any recitals, statements, representations, or warranties contained in any Loan Document, or any certificate or other documentation referred to or provided for in, or received by any of them under, any Loan Document, or for the value, validity, effectiveness, enforceability, or sufficiency of any Loan Document or any other documentation referred to or provided for therein or for any failure by any Person to perform any of its obligations thereunder, (d) may consult with legal counsel (including counsel for the Borrowers), independent public accountants, and other experts selected by it and shall not be liable for any action taken or omitted to be taken in good faith by it in accordance with the advice of such counsel, accountants, or experts, and (e) shall not incur any liability under or in respect of any Loan Document by acting upon any notice, consent, certificate, or other instrument or writing believed by it to be genuine and signed or sent by the proper party or parties. As to any matters not expressly provided for by any Loan Document, the Issuing Bank and the Swingline Lender shall in all cases be fully protected in acting, or in refraining from acting, hereunder in accordance with instructions signed by the Required Lenders, and such instructions of the Required Lenders and any action taken or failure to act pursuant thereto shall be binding on the Agents and all of the other Lenders; provided, however, that neither the Issuing Bank nor the Swingline Lender shall be required to take any action which exposes it to personal liability or which is contrary to any Loan Document or applicable law.

Section 7.12 No Partners or Co-Venturers; Administrative Agent as Representative of the Secured Parties.

(a) The Lenders are not partners or co-venturers, and no Lender shall be liable for the acts or omissions of, or (except as otherwise set forth herein in case of the Administrative Agent) authorized to act for, any other Lender. The Administrative Agent shall have the exclusive right on behalf of the applicable Lenders to enforce the payment of the principal of and interest on any Loan after the date such principal or interest has become due and payable pursuant to the terms of this Agreement.

 

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(b) In its capacity, the Administrative Agent is a “representative” of the Secured Parties within the meaning of the term “secured party” as defined in the New York Uniform Commercial Code. Each Lender authorizes the Administrative Agent to enter into each of the Collateral Documents to which it is a party and to take all action contemplated by such documents. Each Lender agrees that no Secured Party (other than the Administrative Agent) shall have the right individually to seek to realize upon the security granted by any Collateral Document, it being understood and agreed that such rights and remedies may be exercised solely by the Administrative Agent for the benefit of the Secured Parties upon the terms of the Collateral Documents. In the event that any Collateral is hereafter pledged by any Person as collateral security for the Secured Obligations, the Administrative Agent is hereby authorized, and hereby granted a power of attorney, to execute and deliver on behalf of the Secured Parties any Loan Documents necessary or appropriate to grant and perfect a Lien on such Collateral in favor of the Administrative Agent on behalf of the Secured Parties.

(c) In relation to the German Collateral Documents the following additional provisions shall apply:

(i) Each Secured Party authorizes and grants a power of attorney (Vollmacht) to JPMCB to enter into each of the German Collateral Documents to which it is a party and to take all action contemplated by such documents. Any reference in this clause (d) to the Administrative Agent shall also mean JPMCB, in its capacity as Administrative Agent with respect to the German Collateral Documents. The Administrative Agent with respect to the part of the Collateral secured pursuant to the German Collateral Documents or any other security interest in Collateral created under German law (“German Collateral”) shall:

(A) hold, administer and realise such German Collateral that is transferred or assigned by way of security (Sicherungseigentum/Sicherungsabtretung) or otherwise granted to it and is creating or evidencing a non-accessory security right (nicht akzessorische Sicherheit) in its own name as trustee (Treuhänder) for the benefit of the applicable Secured Parties; and

(B) hold, administer and realise any such German Collateral that is pledged (verpfändet) or otherwise transferred to the Administrative Agent and is creating or evidencing an accessory security right (akzessorische Sicherheit) as agent.

(ii) With respect to the German Collateral, each Secured Party hereby authorizes and each future Secured Party by becoming a party to this Agreement or any other Loan Document authorizes and grants a power of attorney (Vollmacht) to the Administrative Agent (whether or not by or through employees or agents) to:

(A) accept as its representative (Stellvertreter) any pledge or other creation of any accessory security right granted in favor of such Secured Party in connection with the German Collateral Documents and to agree to and execute on its behalf as its representative (Stellvertreter) any amendments and/or alterations to any German Collateral Document or any other agreement related to such German Collateral which creates a pledge or any other accessory security right (akzessorische Sicherheit) including the release or confirmation of release of such security;

 

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(B) execute on behalf of itself and the Secured Parties where relevant and without the need for any further referral to, or authority from, the Secured Parties or any other person all necessary releases of any such German Collateral secured under the German Collateral Documents or any other agreement related to such German Collateral;

(C) realise such German Collateral in accordance with the German Collateral Documents or any other agreement securing such German Collateral;

(D) make and receive all declarations and statements and undertake all other necessary actions and measures which are necessary or desirable in connection with such German Collateral or the German Collateral Documents or any other agreement securing the German Collateral;

(E) take such action on its behalf as may from time to time be authorized under or in accordance with the German Collateral Documents; and

(F) to exercise such rights, remedies, powers and discretions as are specifically delegated to or conferred upon the Secured Parties under the German Collateral Documents together with such powers and discretions as are reasonably incidental thereto.

(iii) Each of the Secured Parties agrees that, if the courts of Germany do not recognize or give effect to the trust expressed to be created by this Agreement or any other Loan Document, the relationship of the Secured Parties to the Administrative Agent shall be construed as one of principal and agent but, to the extent permissible under the laws of Germany, all the other provisions of this Agreement shall have full force and effect between the parties hereto.

(iv) Each Secured Party hereby ratifies and approves, and each future Secured Party ratifies and approves, all acts and declarations previously done by the Administrative Agent on such Person’s behalf (including, for the avoidance of doubt, the declarations made by the Administrative Agent as representative without power of attorney (Vertreter ohne Vertretungsmacht) in relation to the creation of any pledge (Pfandrecht) on behalf and for the benefit of each Secured Party as future pledgee or otherwise); and

(v) For the purpose of performing its rights and obligations as Administrative Agent and to make use of any authorization granted under the German Collateral Documents each Secured Party hereby authorizes, and each future Secured Party hereby authorizes, the Administrative Agent to act as its agent (Stellvertreter), and releases the Administrative Agent from any restrictions on representing several Persons and self-dealing under any applicable law, and in particular from the restrictions of Section 181 of the German Civil Code (Bürgerliches Gesetzbuch). The Administrative Agent has the power to grant sub-power of attorney, including the release from the restrictions of Section 181 of the German Civil Code (Bürgerliches Gesetzbuch).

 

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(d) In relation to the Swiss Collateral Documents the following additional provisions shall apply:

(i) for the purpose of Section 7.12(e) of this Agreement the Administrative Agent Acts on its own name and on behalf of itself and not as agent, representative or trustee of any Secured Party;

(ii) an Event of Default in respect of the Corresponding Debt shall constitute a Default (verzuim) within the meaning of section 3:248 of the Dutch Civil Code with respect to the Parallel Debt without any notice being required; and

(iii) the parties hereto acknowledge and agree that any resignation by the Administrative Agent is not effective with respect to its rights and obligations under the Parallel Debt until such rights and obligations have been assumed by the successor Administrative Agent.

(e) Each Loan Party hereby irrevocably and unconditionally undertakes (and to the extent necessary undertakes in advance) to pay to the Administrative Agent amounts equal to any amounts owing from time to time by such Loan Party to any Secured Party under this Agreement, any other Loan Document or other relevant document pursuant to any Secured Obligations as and when those amounts are due under any Loan Document or other relevant document (such payment undertakings under this Section 7.12(e) and the obligations and liabilities resulting therefrom being the “Parallel Debt”).

(i) The Administrative Agent shall have its own independent right to demand payment of the Parallel Debt by the Loan Parties. Each Loan Party and the Administrative Agent acknowledge that the obligations of each Loan Party under this Section 7.12(e) are several, separate and independent from, and shall not in any way limit or affect, the corresponding obligations of each Loan Party to any Secured Party under this Agreement any other Loan Document or other relevant document (the “Corresponding Debt”) nor shall the amount for which each Loan Party is liable under Section 7.12(e) be limited or affected in any way by its Corresponding Debt provided that:

(A) the Parallel Debt shall be decreased to the extent that the Corresponding Debt has been irrevocably paid or discharged (other than, in each case, contingent obligations);

(B) the Corresponding Debt shall be decreased to the extent that the Parallel Debt has been irrevocably paid or discharged;

(C) the amount of the Parallel Debt shall at all times be equal to the amount of the Corresponding Debt;

(D) the Parallel Debt will be payable in the currency or currencies of the Corresponding Debt;

 

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(E) the Borrowers shall have all objections and defenses against the Parallel Debt as the Borrowers have against the Corresponding Debt (including Corresponding Debt reinstated for any reason); and

(F) for the avoidance of doubt the Parallel Debt will become due and payable at the same time when the Corresponding Debt becomes due and payable.

(ii) the security granted under any German Collateral Document or any Netherlands Collateral Document with respect to Parallel Debt is granted to the Administrative Agent in its capacity as sole creditor of the Parallel Debt.

(iii) Without limiting or affecting the Administrative Agent’s rights against any Loan Party (whether under this Agreement or any other Loan Document), each Loan Party acknowledges that:

(A) nothing in this Agreement shall impose any obligation on the Administrative Agent to advance any sum to any Loan Party or otherwise under any Loan Document; and

(B) for the purpose of any vote taken under any Loan Document, the Administrative Agent shall not be regarded as having any participation or commitment other that those which it has in its capacity as a Lender.

(iv) The parties to this Agreement acknowledge and confirm that the parallel debt provisions contained herein shall not be interpreted so as to increase the maximum total amount of the Secured Obligations;

(v) The Parallel Debt shall remain effective in case a third Person should assume or be entitled, partially or in whole, to any rights of any of the Secured Parties under any of the other Loan Documents, be it by virtue of assignment, assumption or otherwise; and

(vi) All monies received or recovered by the Administrative Agent pursuant to this Agreement and all amounts received or recovered by the Administrative Agent from or by the enforcement of any security granted to secure the Parallel Debt shall be applied in accordance with Section 2.18 of this Agreement.

(f) Each of the Lenders, on behalf of itself and any of its Affiliates that are Secured Parties, and the Issuing Bank hereby authorizes JPMCB to enter into each of the U.K. Collateral Documents to which it is a party and to take all action contemplated by such documents. Any reference in this clause (g) through clause (k) below to the Administrative Agent shall also mean JPMCB, in its capacity as Administrative Agent with respect to the U.K. Collateral Documents. In this Agreement and the U.K. Collateral Documents, any rights and remedies exercisable by, any documents to be delivered to, or any other indemnities or obligations in favor of the Administrative Agent shall be, as the case may be, exercisable by, delivered to, or be indemnities or other obligations in favor of, the Administrative Agent (or any other Person acting in such capacity) in its capacity as security trustee of the Secured Parties to

 

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the extent that the rights, deliveries, indemnities or other obligations relate to the U.K. Collateral Documents or the security thereby created. Any obligations of the Administrative Agent (or any other Person acting in such capacity) in this Agreement and the U.K. Collateral Documents shall be obligations of the Administrative Agent in its capacity as security trustee of the Secured Parties to the extent that the obligations relate to the U.K. Collateral Documents or the security thereby created. Additionally, in its capacity as security trustee of the Secured Parties under the U.K. Collateral Documents, the Administrative Agent (or any other Person acting in such capacity) shall have (i) all the rights, remedies and benefits in favor of the Administrative Agent contained in the provisions of the whole of this Article VII; (ii) all the powers of an absolute owner of the security constituted by the U.K. Collateral Documents and (iii) all the rights, remedies and powers granted to it and be subject to all the obligations and duties owed by it under the U.K. Collateral Documents and/or any of the Loan Documents.

(g) Each Secured Party on behalf of itself and its Affiliates as potential counterparties to Bank Product Obligations hereby appoints the Administrative Agent to act as its trustee in relation to the U.K. Collateral Documents and to hold the assets subject to the security thereby created as trustee for the Secured Parties on the trusts and other terms contained in the U.K. Collateral Documents and each Secured Party hereby irrevocably authorizes the Administrative Agent in its capacity as security trustee of the Secured Parties under the U.K. Collateral Documents to exercise such rights, remedies, powers and discretions as are specifically delegated to the Administrative Agent as security trustee of the Secured Parties by the terms of the U.K. Collateral Documents together with all such rights, remedies, powers and discretions as are reasonably incidental thereto.

(h) Any reference in this Agreement to Liens stated to be in favor of the Administrative Agent shall be construed so as to include a reference to Liens under the U.K. Collateral Documents granted in favor of the Administrative Agent in its capacity as security trustee of Secured Parties.

(i) The Secured Parties agree that at any time that the Person acting as security trustee of the Secured Parties in respect of the U.K. Collateral Documents shall be a Person other than the Administrative Agent, such other Person shall have the rights, remedies, benefits and powers granted to the Administrative Agent under this Agreement and the U.K. Collateral Documents.

(j) Nothing shall require the Administrative Agent in its capacity as security trustee of the Secured Parties under this Agreement and the U.K. Collateral Documents to act as a trustee at common law or to be holding any property on trust, in any jurisdiction outside the United States or the U.K. which may not operate under the principles of trust or where such trust would not be recognized or its effects would not be enforceable.

 

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ARTICLE VIII

Miscellaneous

Section 8.01 Notices.

(a) Except in the case of notices and other communications expressly permitted to be given by telephone or Electronic Systems (and subject in each case to paragraph (b) below), all notices and other communications provided for herein shall be in writing and shall be delivered by hand or overnight courier service, mailed by certified or registered mail or sent by facsimile, as follows:

(i) if to any Loan Party, to the Borrower Representative at:

Elizabeth Arden, Inc.

880 SW 145th Avenue

Pembroke Pines, Florida 33027

Attention: Marcey Becker, Senior Vice President, Finance & Corporate Development

Phone No.: (954) 364-6900

Fax No.: (954) 364-6920

(ii) if to the Administrative Agent, the U.S. Collateral Agent, or JPMCB in its capacity as an Issuing Bank or the Swingline Lender in the case of any notice regarding the U.S. Borrower or the Canadian Borrower, to JPMorgan Chase Bank, N.A. at:

JPMorgan Chase Bank, N.A.

2200 Ross Ave., 9th Floor TX1-2921

Dallas, TX 75201

Attention: Christy L. West

Telephone No. (214) 965-2364

Telecopy No. (214) 965-2594

and, if to the Administrative Agent or the Swingline Lender in the case of a notice regarding any Foreign Borrower (other than the Canadian Borrower), to:

JPMorgan Chase Bank, N.A.

Loans Agency 6th Floor

25 Bank Street, Canary Wharf

London E145JP

United Kingdom

Attention: Loans Agency

Fax: +44 (0)20 7777 2360

(iii) if to any other Lender, to it at its address or facsimile number set forth in its Administrative Questionnaire.

 

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All such notices and other communications (i) sent by hand or overnight courier service, or mailed by certified or registered mail, shall be deemed to have been given when received, (ii) sent by facsimile shall be deemed to have been given when sent, provided that if not given during normal business hours of the recipient, such notice or communication shall be deemed to have been given at the opening of business on the next Business Day of the recipient, or (iii) delivered through Electronic Systems to the extent provided in paragraph (b) below shall be effective as provided in such paragraph.

(b) Notices and other communications to the Lenders hereunder may be delivered or furnished by Electronic Systems pursuant to procedures approved by the Administrative Agent; provided that, the foregoing shall not apply to notices pursuant to Article II or to Compliance Certificates delivered pursuant to Section 5.01(c) unless otherwise agreed by the Administrative Agent and the applicable Lender. Each of the Administrative Agent and the Borrower Representative (on behalf of the Loan Parties) may, in its discretion, agree to accept notices and other communications to it hereunder by Electronic Systems pursuant to procedures approved by it; provided that approval of such procedures may be limited to particular notices or communications. Unless the Administrative Agent otherwise proscribes, all such notices and other communications (i) sent to an e-mail address shall be deemed received upon the sender’s receipt of an acknowledgment from the intended recipient (such as by the “return receipt requested” function, as available, return e-mail or other written acknowledgment), provided that if not given during the normal business hours of the recipient, such notice or communication shall be deemed to have been given at the opening of business on the next Business Day for the recipient, and (ii) posted to an Internet or intranet website shall be deemed received upon the deemed receipt by the intended recipient, at its e-mail address as described in the foregoing clause (i), of notification that such notice or communication is available and identifying the website address therefor; provided that, for both clauses (i) and (ii) above, if such notice, e-mail or other communication is not sent during the normal business hours of the recipient, such notice or communication shall be deemed to have been sent at the opening of business on the next Business Day of the recipient.

(c) Any party hereto may change its address, facsimile number or e-mail address for notices and other communications hereunder by notice to the other parties hereto.

(d) Electronic Systems.

(i) Each Loan Party agrees that the Administrative Agent may, but shall not be obligated to, make Communications (as defined below) available to the Issuing Bank and the other Lenders by posting the Communications on Debt Domain, Intralinks, Syndtrak, ClearPar or a substantially similar Electronic System.

(ii) Any Electronic System used by the Administrative Agent is provided “as is” and “as available.” The Agent Parties (as defined below) do not warrant the adequacy of such Electronic Systems and expressly disclaim liability for errors or omissions in the Communications. No warranty of any kind, express, implied or statutory, including any warranty of merchantability, fitness for a particular purpose, non-infringement of third-party rights or freedom from viruses or other code defects, is made by any Agent Party in connection with the Communications or any Electronic System. In no event shall the Agents or any of their

 

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respective Related Parties (collectively, the “Agent Parties”) have any liability to the Borrowers, the other Loan Parties, any Lender, the Issuing Bank or any other Person or entity for damages of any kind, including direct or indirect, special, incidental or consequential damages, losses or expenses (whether in tort, contract or otherwise) arising out of any Borrower’s, any Loan Party’s or the Administrative Agent’s transmission of communications through an Electronic System. “Communications” means, collectively, any notice, demand, communication, information, document or other material provided by or on behalf of any Loan Party pursuant to any Loan Document or the transactions contemplated therein which is distributed by the Administrative Agent, any Lender or the Issuing Bank by means of electronic communications pursuant to this Section, including through an Electronic System.

Section 8.02 Waivers; Amendments. (a) No failure or delay by any Agent, the Issuing Bank or any Lender in exercising any right or power hereunder or under any other Loan Document shall operate as a waiver thereof, nor shall any single or partial exercise of any such right or power, or any abandonment or discontinuance of steps to enforce such a right or power, preclude any other or further exercise thereof or the exercise of any other right or power. The rights and remedies of the Agents, the Issuing Bank and the Lenders hereunder and under any other Loan Document are cumulative and are not exclusive of any rights or remedies that they would otherwise have. No waiver of any provision of any Loan Document or consent to any departure by any Loan Party therefrom shall in any event be effective unless the same shall be permitted by paragraph (b) of this Section, and then such waiver or consent shall be effective only in the specific instance and for the purpose for which given. Without limiting the generality of the foregoing, the making of a Loan or issuance of a Letter of Credit shall not be construed as a waiver of any Default, regardless of whether any Agent, any Lender or the Issuing Bank may have had notice or knowledge of such Default at the time.

(b) Except as provided in the first sentence of Section 2.09(f) (with respect to any commitment increase), neither this Agreement nor any other Loan Document nor any provision hereof or thereof may be waived, amended or modified except (x) in the case of this Agreement, pursuant to an agreement or agreements in writing entered into by the Borrowers and the Required Lenders or (y) in the case of any other Loan Document, pursuant to an agreement or agreements in writing entered into by the Administrative Agent and the Loan Party or Loan Parties that are parties thereto, with the consent of the Required Lenders; provided that no such agreement shall (i) increase the Commitment of any Lender without the written consent of such Lender (including any such Lender that is a Defaulting Lender), (ii) reduce or forgive the principal amount of any Loan or LC Disbursement or reduce the rate of interest thereon, or reduce or forgive any interest or fees payable hereunder, without the written consent of each Lender (including any such Lender that is a Defaulting Lender) directly affected thereby; provided that, any amendment to the financial covenant definitions in this Agreement shall not constitute a reduction in the rate of interest or the reduction or forgiveness of any interest for purposes of this clause (ii), (iii) postpone any scheduled date of payment of the principal amount of any Loan or LC Disbursement, or any date for the payment of any interest, fees or other Obligations payable hereunder, or reduce the amount of, waive or excuse any such payment, or postpone the scheduled date of expiration of any Commitment, without the written consent of each Lender (including any such Lender that is a Defaulting Lender) directly affected thereby; provided that, mandatory prepayments pursuant to Section 2.11(c) may be postponed, delayed,

 

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reduced, waived or modified with the consent of the Required Lenders, (iv) change Section 2.18(b) or (d) in a manner that would alter the manner in which payments are shared, without the written consent of each Lender (other than any Defaulting Lender), (v) change the definition of any Borrowing Base (or any defined terms used therein) in a manner that makes more credit available, increase the advance rates set forth in the definition of any Borrowing Base or add new categories of eligible assets, without the written consent of each Lender (other than any Defaulting Lender), (vi) change any of the provisions of this Section or the definition of “Required Lenders” or any other provision of any Loan Document specifying the number or percentage of Lenders (or Lenders of any Class) required to waive, amend or modify any rights thereunder or make any determination or grant any consent thereunder, without the written consent of each Lender (other than any Defaulting Lender) directly affected thereby, (vii) change Section 2.20, without the consent of each Lender (other than any Defaulting Lender) under the applicable Facility, (viii) release any Guarantor from its obligation under its Loan Guaranty (except as otherwise permitted herein or in the other Loan Documents), without the written consent of each Lender (other than any Defaulting Lender), (ix) except as provided in clause (c) of this Section or in any Collateral Document, release or direct any Agent to release any portion of the Collateral with a value greater than five percent (5%) of the aggregate amount of the Collateral at such time without the written consent of each Lender (other than any Defaulting Lender); provided that the value of any Collateral released hereunder without the written consent of each Lender (other than a Defaulting Lender) shall not exceed $5,000,000 in the aggregate or (x) release or discharge any of the payment obligations of the Borrowers under the Loan Documents; provided further that no such agreement shall amend, modify or otherwise affect the rights or duties of any Agent, the Issuing Bank or the Swingline Lender hereunder (including Section 2.06 hereof) without the prior written consent of such Agent, the Issuing Bank or the Swingline Lender, as the case may be (it being understood that any amendment to Section 2.20 shall require the consent of the Administrative Agent, the Issuing Bank and the Swingline Lender). If the U.S. Borrower is successful in raising additional equity in one transaction after the Effective Date, and the Net Proceeds contributed to the U.S. Borrower in connection therewith equals or exceeds $50,000,000, no Default exists and the Borrower Representative requests amendments to the restrictive covenants contained in this Agreement in connection with such additional equity contribution in light of the improved financial position of the U.S. Borrower and its Subsidiaries as a result thereof, the Agents and the Lenders agree that they will not charge an amendment fee in connection with any resulting amendment entered into in connection therewith. The forgoing sentence shall not obligate either Agent or any of the Lenders to enter into any such amendment. The Administrative Agent may also amend the Commitment Schedule to reflect assignments entered into pursuant to Section 8.04. Any amendment, waiver or other modification of this Agreement or any other Loan Document that by its terms affects the rights or duties under this Agreement of the Lenders of one or more Classes (but not the Lenders of any other Class), may be effected by an agreement or agreements in writing entered into by the applicable Borrowers and the requisite number or percentage in interest of each affected Class of Lenders that would be required to consent thereto under this Section if such Class of Lenders were the only Class of Lenders hereunder at the time.

(c) The Lenders and the Issuing Bank hereby irrevocably authorize the applicable Agent, at its option and in its sole discretion, to release any Liens granted to such Agent by the Loan Parties on any Collateral (i) upon the termination of all of the Commitments,

 

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payment and satisfaction in full in cash of all Secured Obligations (other than Unliquidated Obligations), and the cash collateralization of all Unliquidated Obligations in a manner satisfactory to each affected Lender, (ii) constituting property being sold or disposed of if the Loan Party disposing of such property certifies to the Agents that the sale or disposition is made in compliance with the terms of this Agreement (and the Agents may rely conclusively on any such certificate, without further inquiry), and to the extent that the property being sold or disposed of constitutes 100% of the Equity Interests of a Subsidiary, the Administrative Agent is authorized to release any Loan Guaranty by such Subsidiary, (iii) constituting property leased to a Loan Party under a lease which has expired or been terminated in a transaction permitted under this Agreement, or (iv) as required to effect any sale or other disposition of such Collateral in connection with any exercise of remedies of the Agents and the Lenders pursuant to Article VII. Except as provided in the preceding sentence, the Agents will not release any Liens on Collateral without the prior written authorization of the Required Lenders or each Lender, as applicable. Any such release shall not in any manner discharge, affect, or impair the Obligations or any Liens (other than those expressly being released) upon (or obligations of the Loan Parties in respect of) all interests retained by the Loan Parties, including the proceeds of any sale, all of which shall continue to constitute part of the Collateral. Any execution and delivery by the Agents of documents in connection with any such release shall be without recourse to or warranty by such Agent.

(d) If, in connection with any proposed amendment, waiver or consent requiring the consent of “each Lender” or “each Lender affected thereby,” the consent of the Required Lenders is obtained, but the consent of other necessary Lenders is not obtained (any such Lender whose consent is necessary but has not been obtained being referred to herein as a “Non-Consenting Lender”), then the U.S. Borrower may elect to replace a Non-Consenting Lender as a Lender party to this Agreement, provided that, concurrently with such replacement, (i) another bank or other entity which is reasonably satisfactory to the U.S. Borrower, the Administrative Agent and the Issuing Bank shall agree, as of such date, to purchase for cash the Loans and other Obligations due to the Non-Consenting Lender pursuant to an Assignment and Assumption and to become a Lender for all purposes under this Agreement and to assume all obligations of the Non-Consenting Lender to be terminated as of such date and to comply with the requirements of clause (b) of Section 8.04, and (ii) the applicable Borrowers shall pay to such Non-Consenting Lender in same day funds on the day of such replacement (1) all interest, fees and other amounts then accrued but unpaid to such Non-Consenting Lender by the applicable Borrowers hereunder to and including the date of termination, including without limitation payments due to such Non-Consenting Lender under Sections 2.15 and 2.17, and (2) an amount, if any, equal to the payment which would have been due to such Lender on the day of such replacement under Section 2.16 had the Loans of such Non-Consenting Lender been prepaid on such date rather than sold to the replacement Lender.

(e) Notwithstanding anything to the contrary herein the Administrative Agent may, with the consent of the Borrower Representative only, amend, modify or supplement this Agreement or any of the other Loan Documents to cure any ambiguity, omission, mistake, defect or inconsistency.

 

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Section 8.03 Expenses; Indemnity; Damage Waiver. (a) The Loan Parties shall, jointly and severally, subject to the limitations set forth in Section 8.22 and Section 10.14, pay all (i) reasonable out-of-pocket expenses incurred by the Agents and their Affiliates, including the reasonable fees, charges and disbursements of counsel for the Administrative Agent (which, in the case of counsel, shall be limited to the reasonable out-of-pocket fees, charges and disbursements of one primary U.S. counsel, one primary European counsel, one primary Canadian counsel and one additional local counsel in each applicable jurisdiction, in each case, for the Administrative Agent), in connection with the syndication and distribution (including, without limitation, via the internet or through an Electronic System) of the credit facilities provided for herein, the preparation and administration of the Loan Documents and any amendments, modifications or waivers of the provisions of the Loan Documents (whether or not the transactions contemplated hereby or thereby shall be consummated), (ii) reasonable out-of-pocket expenses incurred by the Issuing Bank in connection with the issuance, amendment, renewal or extension of any Letter of Credit or any demand for payment thereunder and (iii) out-of-pocket expenses incurred by any Agent, the Issuing Bank or any Lender, including the fees, charges and disbursements of any counsel for any Agent, the Issuing Bank or any Lender (which, in the case of counsel, shall be limited to the reasonable out-of-pocket fees, charges and disbursements of one primary U.S. counsel, one primary European counsel, one primary Canadian counsel and one additional local counsel in each applicable jurisdiction for the Administrative Agent and one additional counsel for all the Lenders (taken as a whole)), in connection with the enforcement, collection or protection of its rights in connection with the Loan Documents, including its rights under this Section, or in connection with the Loans made or Letters of Credit issued hereunder, including all such out-of-pocket expenses incurred during any workout, restructuring or negotiations in respect of such Loans or Letters of Credit. Expenses being reimbursed by the Loan Parties under this Section include, without limiting the generality of the foregoing, fees, costs and expenses incurred in connection with:

(i) insurance reviews;

(ii) subject to the limitations set forth in Section 5.06, field examinations, inventory appraisals and the preparation of Reports based on the fees charged by a third party retained by the Administrative Agent or the internally allocated fees for each Person employed by the Administrative Agent with respect to each appraisal and field examination;

(iii) background checks regarding senior management and/or key investors, as deemed necessary or appropriate in the sole discretion of the Administrative Agent;

(iv) Taxes, fees and other charges for (A) lien searches and (B) filing financing statements and continuations, and other actions to perfect, protect, and continue the applicable Agent’s Liens;

(v) sums paid or incurred to take any action required of any Loan Party under the Loan Documents that such Loan Party fails to pay or take; and

(vi) forwarding loan proceeds, collecting checks and other items of payment, and establishing and maintaining the accounts and lock boxes, and costs and expenses of preserving and protecting the Collateral.

 

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All of the foregoing fees, costs and expenses may be charged to the U.S. Borrower as Revolving Loans or to another deposit account, all as described in Section 2.18(c). This Section 8.03(a) is subject to the limitations set forth in Section 8.22 and Section 10.14.

(b) The Loan Parties shall, jointly and severally, subject to the limitations set forth in Section 8.22 and Section 10.14, indemnify each Agent, the Issuing Bank and each Lender, and each Related Party of any of the foregoing Persons (each such Person being called an “Indemnitee”) against, and hold each Indemnitee harmless from, any and all losses, claims, damages, penalties, incremental taxes, liabilities and related expenses, including the fees, charges and disbursements of any counsel for any Indemnitee (including the reasonable out-of-pocket fees, charges and disbursements of one primary U.S. counsel, one primary European counsel, one primary Canadian counsel and one additional local counsel in each applicable jurisdiction, in each case, as selected by the Administrative Agent and for all Indemnitees and, in light of actual or perceived conflicts of interest or the availability of different claims or defenses, one additional counsel for each similarly affected group of Indemnitees (taken as a whole) and, if necessary, one additional local counsel in each relevant jurisdiction for such affected group of Indemnitees), incurred by or asserted against any Indemnitee arising out of, in connection with, or as a result of (i) the execution or delivery of the Loan Documents or any agreement or instrument contemplated thereby, the performance by the parties hereto of their respective obligations thereunder or the consummation of the Financing Transactions or any other transactions contemplated hereby, (ii) any Loan or Letter of Credit or the use of the proceeds therefrom (including any refusal by the Issuing Bank to honor a demand for payment under a Letter of Credit if the documents presented in connection with such demand do not strictly comply with the terms of such Letter of Credit), (iii) any actual or alleged presence or release of hazardous materials on or from any property owned or operated by a Loan Party or a Subsidiary, or any environmental liability related in any way to a Loan Party or a Subsidiary, (iv) the failure of a Loan Party to deliver to the Administrative Agent the required receipts or other required documentary evidence with respect to a payment made by a Loan Party for Taxes pursuant to Section 2.17, or (v) any actual or prospective claim, litigation, investigation or proceeding relating to any of the foregoing, whether or not such claim, litigation, investigation or proceeding is brought by any Loan Party or their respective equity holders, Affiliates, creditors or any other third Person and whether based on contract, tort or any other theory and regardless of whether any Indemnitee is a party thereto; provided that such indemnity shall not, as to any Indemnitee, be available to the extent that such losses, claims, damages, penalties, liabilities or related expenses are determined by a court of competent jurisdiction by final and non-appealable judgment to have resulted from the gross negligence or willful misconduct of such Indemnitee. This Section 8.03(b) shall not apply with respect to Taxes other than any Taxes that represent losses or damages arising from any non-Tax claim.

(c) To the extent that any Loan Party fails to pay any amount required to be paid by it to any Agent (or any sub-agent thereof), the Swingline Lender or the Issuing Bank (or any Related Party of any of the foregoing) under paragraph (a) or (b) of this Section, each Lender severally agrees to pay to such Agent, the Swingline Lender or the Issuing Bank (or any Related Party of any of the foregoing), as the case may be, such Lender’s Applicable Percentage (determined as of the time that the applicable unreimbursed expense or indemnity payment is sought) of such unpaid amount (it being understood that the payment by any Lender of any such

 

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amount shall not relieve any Loan Party of any default in the payment thereof); provided that the unreimbursed expense or indemnified loss, claim, damage, penalty, liability or related expense, as the case may be, was incurred by or asserted against such Agent, the Swingline Lender or the Issuing Bank in its capacity as such.

(d) To the extent permitted by applicable law, no Loan Party shall assert, and each Loan Party hereby waives, any claim against any Indemnitee (i) for any damages arising from the use by others of information or other materials obtained through telecommunications, electronic or other information transmission systems (including the Internet) or (ii) on any theory of liability, for special, indirect, consequential or punitive damages (as opposed to direct or actual damages) arising out of, in connection with, or as a result of, this Agreement, any other Loan Document or any agreement or instrument contemplated hereby or thereby, the Financing Transactions, any Loan or Letter of Credit or the use of the proceeds thereof; provided that, nothing in this paragraph (d) shall relieve any Loan Party of any obligation it may have to indemnify an Indemnitee against special, indirect, consequential or punitive damages asserted against such Indemnitee by a third party.

(e) All amounts due under this Section shall be payable not later than ten (10) Business Days after written demand therefor.

Section 8.04 Successors and Assigns. (a) The provisions of this Agreement shall be binding upon and inure to the benefit of the parties hereto and their respective successors and assigns permitted hereby (including any Affiliate of the Issuing Bank that issues any Letter of Credit), except that (i) no Borrower may assign or otherwise transfer any of its rights or obligations hereunder without the prior written consent of each Lender (and any attempted assignment or transfer by any Borrower without such consent shall be null and void) and (ii) no Lender may assign or otherwise transfer its rights or obligations hereunder except in accordance with this Section. Nothing in this Agreement, expressed or implied, shall be construed to confer upon any Person (other than the parties hereto, their respective successors and assigns permitted hereby (including any Affiliate of the Issuing Bank that issues any Letter of Credit), Participants (to the extent provided in paragraph (c) of this Section) and, to the extent expressly contemplated hereby, the Related Parties of each of the Administrative Agent, the Issuing Bank and the Lenders) any legal or equitable right, remedy or claim under or by reason of this Agreement.

(b) (i) Subject to the conditions set forth in paragraph (b)(ii) below, any Lender may assign to one or more Persons (other than an Ineligible Institution) all or a portion of its rights and obligations under this Agreement (including all or a portion of its Commitment and the Loans at the time owing to it) with the prior written consent (such consent not to be unreasonably withheld or delayed) of:

(A) the Borrower Representative; provided that no consent of the Borrower Representative shall be required for an assignment to a Lender, an Affiliate of a Lender, an Approved Fund or, if an Event of Default has occurred and is continuing, any other assignee;

(B) the Administrative Agent;

 

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(C) the Issuing Bank; and

(D) the Swingline Lender.

(ii) Assignments shall be subject to the following additional conditions:

(A) except in the case of an assignment to a Lender or an Affiliate of a Lender or an Approved Fund or an assignment of the entire remaining amount of the assigning Lender’s Commitment or Loans of any Class, the amount of the Commitment or Loans of the assigning Lender subject to each such assignment (determined as of the date the Assignment and Assumption with respect to such assignment is delivered to the Administrative Agent) shall not be less than $5,000,000 unless each of the Borrower Representative and the Administrative Agent otherwise consent, provided that no such consent of the Borrower Representative shall be required if an Event of Default has occurred and is continuing;

(B) each partial assignment shall be made as an assignment of a proportionate part of all the assigning Lender’s rights and obligations under this Agreement;

(C) the parties to each assignment shall execute and deliver to the Administrative Agent an Assignment and Assumption, together with a processing and recordation fee of $3,500;

(D) the assignee, if it shall not be a Lender, shall deliver to the Administrative Agent an Administrative Questionnaire in which the assignee designates one or more credit contacts to whom all syndicate-level information (which may contain material non-public information about the U.S. Borrower, the other Loan Parties and their Related Parties or their respective securities) will be made available and who may receive such information in accordance with the assignee’s compliance procedures and applicable laws, including Federal and state securities laws;

(E) each assignment by a Lender of its Commitments under one Facility shall require a pro rata assignment of such assigning Lender’s Commitments under the Facilities and vice versa so that all Lenders have a Canadian Commitment and a European Commitment in an amount equal to its pro rata portion of the U.S. Commitment;

(F) the assignee, if it shall not be a Lender, shall deliver to the Administrative Agent a counterpart to the Lender Allocation Agreement; provided, that each Person that executes and delivers an Assignment and Assumption shall automatically be deemed to have consented to the terms of the Lender Allocation Agreement; and

(G) notwithstanding any other provision of this Agreement or anything to the contrary in this Section 8.04 or elsewhere in this Agreement, the consent of each of the Swiss Loan Parties, if any, shall so long as no Event of Default has occurred and is continuing, be required for an assignment or participation to any assignee or Participant (for the avoidance of doubt, including any Approved Fund) that is a Swiss Non-Qualifying Bank; provided however that such a consent shall not be unreasonably withheld or delayed. For the

 

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avoidance of doubt, if any Swiss Loan Party determines in its reasonable discretion that any assignment or participation would result in noncompliance with the Swiss Non-Bank Rules and/or that the number of Lenders and Participants that are not Swiss Qualifying Banks would exceed the number of ten, then such Swiss Loan Party’s objection to such an assignment or participation shall be deemed reasonable.

For the purposes of this Section 8.04(b), the terms “Approved Fund” and “Ineligible Institution” have the following meanings:

Approved Fund” means any Person (other than a natural person) that is engaged in making, purchasing, holding or investing in bank loans and similar extensions of credit in the ordinary course of its business and that is administered or managed by (a) a Lender, (b) an Affiliate of a Lender or (c) an entity or an Affiliate of an entity that administers or manages a Lender.

Ineligible Institution” means a (a) natural person, (b) a Defaulting Lender or its Parent, (c) holding company, investment vehicle or trust for, or owned and operated for the primary benefit of, a natural person or relative(s) thereof; provided that, such holding company, investment vehicle or trust shall not constitute an Ineligible Institution if it (x) has not been established for the primary purpose of acquiring any Loans or Commitments, (y) is managed by a professional advisor, who is not such natural person or a relative thereof, having significant experience in the business of making or purchasing commercial loans, and (z) has assets greater than $25,000,000 and a significant part of its activities consist of making or purchasing commercial loans and similar extensions of credit in the ordinary course of its business or (d) a Loan Party or a Subsidiary or other Affiliate of a Loan Party.

(iii) Subject to acceptance and recording thereof pursuant to paragraph (b)(iv) of this Section, from and after the effective date specified in each Assignment and Assumption, the assignee thereunder shall be a party hereto and, to the extent of the interest assigned by such Assignment and Assumption, have the rights and obligations of a Lender under this Agreement, and the assigning Lender thereunder shall, to the extent of the interest assigned by such Assignment and Assumption, be released from its obligations under this Agreement (and, in the case of an Assignment and Assumption covering all of the assigning Lender’s rights and obligations under this Agreement, such Lender shall cease to be a party hereto but shall continue to be entitled to the benefits of Sections 2.15, 2.16, 2.17 and 8.03). Any assignment or transfer by a Lender of rights or obligations under this Agreement that does not comply with this Section 8.04 shall be treated for purposes of this Agreement as a sale by such Lender of a participation in such rights and obligations in accordance with paragraph (c) of this Section.

(iv) The Administrative Agent, acting for this purpose as a non-fiduciary agent of the Borrowers, shall maintain at one of its offices a copy of each Assignment and Assumption delivered to it and a register for the recordation of the names and addresses of the Lenders, and the Commitment of, and principal amount (and stated interest) of the Loans and LC Disbursements owing to, each Lender pursuant to the terms hereof from time to time (the “Register”). The entries in the Register shall be conclusive, absent manifest error, and the Borrowers, the Agents, the Issuing Bank and the Lenders shall treat each Person whose name is recorded in the Register pursuant to the terms hereof as a Lender hereunder for all purposes of this Agreement, notwithstanding notice to the contrary. The Register shall be available for inspection by the Borrowers, the Issuing Bank and any Lender, at any reasonable time and from time to time upon reasonable prior notice.

 

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(v) Upon its receipt of a duly completed Assignment and Assumption executed by an assigning Lender and an assignee, the assignee’s completed Administrative Questionnaire (unless the assignee shall already be a Lender hereunder), the processing and recordation fee referred to in paragraph (b) of this Section and any written consent to such assignment required by paragraph (b) of this Section, the Administrative Agent shall accept such Assignment and Assumption and record the information contained therein in the Register; provided that if either the assigning Lender or the assignee shall have failed to make any payment required to be made by it pursuant to Section 2.05, 2.06(d) or (e), 2.07(b), Section 2.18(d) or 8.03(c), the Administrative Agent shall have no obligation to accept such Assignment and Assumption and record the information therein in the Register unless and until such payment shall have been made in full, together with all accrued interest thereon. No assignment shall be effective for purposes of this Agreement unless it has been recorded in the Register as provided in this paragraph.

(c) Any Lender may, without the consent of any Borrower, any Agent, the Issuing Bank or the Swingline Lender, sell participations to one or more banks or other entities (a “Participant”) other than an Ineligible Institution in all or a portion of such Lender’s rights and obligations under this Agreement (including all or a portion of its Commitment and the Loans owing to it); provided that (A) such Lender’s obligations under this Agreement shall remain unchanged, (B) such Lender shall remain solely responsible to the other parties hereto for the performance of such obligations, and (C) the Borrowers, the Agents, the Issuing Bank and the other Lenders shall continue to deal solely and directly with such Lender in connection with such Lender’s rights and obligations under this Agreement. Any agreement or instrument pursuant to which a Lender sells such a participation shall provide that such Lender shall retain the sole right to enforce this Agreement and to approve any amendment, modification or waiver of any provision of this Agreement; provided that such agreement or instrument may provide that such Lender will not, without the consent of the Participant, agree to any amendment, modification or waiver described in the first proviso to Section 8.02(b) that affects such Participant. The Borrowers agree that each Participant shall be entitled to the benefits of Sections 2.15, 2.16 and 2.17 (subject to the requirements and limitations therein, including the requirements under Section 2.17(f) and (g) (it being understood that the documentation required under Section 2.17(f) shall be delivered to the participating Lender and the information and documentation required under Section 2.17(g) will be delivered to the U.S. Borrower and the Administrative Agent)) to the same extent as if it were a Lender and had acquired its interest by assignment pursuant to paragraph (b) of this Section; provided that such Participant (1) agrees to be subject to the provisions of Sections 2.18 and 2.19 as if it were an assignee under paragraph (b) of this Section; and (2) shall not be entitled to receive any greater payment under Section 2.15 or 2.17, with respect to any participation, than its participating Lender would have been entitled to receive, except to the extent such entitlement to receive a greater payment results from a Change in Law that occurs after the Participant acquired the applicable participation.

 

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Each Lender that sells a participation agrees, at the Borrowers’ request and expense, to use reasonable efforts to cooperate with the Borrowers to effectuate the provisions of Section 2.19(b) with respect to any Participant. To the extent permitted by law, each Participant also shall be entitled to the benefits of Section 8.08 as though it were a Lender, provided such Participant agrees to be subject to Section 2.18(c) as though it were a Lender. Each Lender that sells a participation shall, acting solely for this purpose as a non-fiduciary agent of the Borrowers, maintain a register on which it enters the name and address of each Participant and the principal amounts (and stated interest) of each Participant’s interest in the Loans or other obligations under this Agreement or any other Loan Document (the “Participant Register”); provided that no Lender shall have any obligation to disclose all or any portion of the Participant Register (including the identity of any Participant or any information relating to a Participant’s interest in any Commitments, Loans, Letters of Credit or its other obligations under any Loan Document) to any Person except to the extent that such disclosure is necessary to establish that such Commitment, Loan, Letter of Credit or other obligation is in registered form under Section 5f.103-1(c) of the United States Treasury Regulations. The entries in the Participant Register shall be conclusive absent manifest error, and such Lender shall treat each Person whose name is recorded in the Participant Register as the owner of such participation for all purposes of this Agreement notwithstanding any notice to the contrary. For the avoidance of doubt, the Administrative Agent (in its capacity as Administrative Agent) shall have no responsibility for maintaining a Participant Register.

Each Person that acquires a Participation shall automatically be deemed to have consented to the terms of the Lender Allocation Agreement.

(d) Any Lender may at any time pledge or assign a security interest in all or any portion of its rights under this Agreement to secure obligations of such Lender, including without limitation any pledge or assignment to secure obligations to a Federal Reserve Bank, and this Section shall not apply to any such pledge or assignment of a security interest; provided that no such pledge or assignment of a security interest shall release a Lender from any of its obligations hereunder or substitute any such pledgee or assignee for such Lender as a party hereto.

Section 8.05 Survival. All covenants, agreements, representations and warranties made by the Loan Parties in the Loan Documents and in the certificates or other instruments delivered in connection with or pursuant to this Agreement or any other Loan Document shall be considered to have been relied upon by the other parties hereto and shall survive the execution and delivery of the Loan Documents and the making of any Loans and issuance of any Letters of Credit, regardless of any investigation made by any such other party or on its behalf and notwithstanding that any Agent, the Issuing Bank or any Lender may have had notice or knowledge of any Default or incorrect representation or warranty at the time any credit is extended hereunder, and shall continue in full force and effect as long as the principal of or any accrued interest on any Loan or any fee or any other amount payable under this Agreement is outstanding and unpaid or any Letter of Credit is outstanding that has not been cash collateralized (which may include a backstop letter of credit issued by an issuer in form and substance reasonably satisfactory to the Administrative Agent) and so long as the Commitments have not expired or terminated. The provisions of Sections 2.15, 2.16, 2.17 and 8.03 and Article VI shall survive and remain in full force and effect regardless of the consummation of the transactions contemplated hereby, the repayment of the Loans, the expiration or termination of the Letters of Credit and the Commitments or the termination of this Agreement or any other Loan Document or any provision hereof or thereof.

 

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Section 8.06 Counterparts; Integration; Effectiveness; Electronic Execution.

(a) This Agreement may be executed in counterparts (and by different parties hereto on different counterparts), each of which shall constitute an original, but all of which when taken together shall constitute a single contract. This Agreement, the other Loan Documents, the Lender Allocation Agreement and any separate letter agreements with respect to fees payable to the Administrative Agent constitute the entire contract among the parties (provided that, the Lender Allocation Agreement is only an agreement among the Administrative Agent and the Lenders) relating to the subject matter hereof and supersede any and all previous agreements and understandings, oral or written, relating to the subject matter hereof. Except as provided in Section 4.01, this Agreement shall become effective when it shall have been executed by the Administrative Agent and when the Administrative Agent shall have received counterparts hereof which, when taken together, bear the signatures of each of the other parties hereto, and thereafter shall be binding upon and inure to the benefit of the parties hereto and their respective successors and assigns.

(b) Delivery of an executed counterpart of a signature page of this Agreement by telecopy, emailed pdf. or any other electronic means that reproduces an image of the actual executed signature page shall be effective as delivery of a manually executed counterpart of this Agreement. The words “execution,” “signed,” “signature,” “delivery,” and words of like import in or relating to any document to be signed in connection with this Agreement and the transactions contemplated hereby or thereby shall be deemed to include Electronic Signatures, deliveries or the keeping of records in electronic form, each of which shall be of the same legal effect, validity or enforceability as a manually executed signature, physical delivery thereof or the use of a paper-based recordkeeping system, as the case may be, to the extent and as provided for in any applicable law, including the Federal Electronic Signatures in Global and National Commerce Act, the New York State Electronic Signatures and Records Act, or any other similar state laws based on the Uniform Electronic Transactions Act. THIS WRITTEN AGREEMENT REPRESENTS THE FINAL AGREEMENT BETWEEN THE PARTIES AND MAY NOT BE CONTRADICTED BY EVIDENCE OF PRIOR, CONTEMPORANEOUS, OR SUBSEQUENT ORAL AGREEMENTS OF THE PARTIES. THERE ARE NO UNWRITTEN ORAL AGREEMENTS BETWEEN THE PARTIES.

Section 8.07 Severability. Any provision of any Loan Document held to be invalid, illegal or unenforceable in any jurisdiction shall, as to such jurisdiction, be ineffective to the extent of such invalidity, illegality or unenforceability without affecting the validity, legality and enforceability of the remaining provisions thereof; and the invalidity of a particular provision in a particular jurisdiction shall not invalidate such provision in any other jurisdiction.

Section 8.08 Right of Setoff. If an Event of Default shall have occurred and be continuing, subject to the obligations under Section 7.09, each Lender and each of its Affiliates is hereby authorized at any time and from time to time, to the fullest extent permitted by law, to set off and apply any and all deposits (general or special, time or demand, provisional or final) at any time held and other obligations at any time owing by such Lender or Affiliate to or for the

 

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credit or the account of any Loan Party against any of and all the Secured Obligations held by such Lender, irrespective of whether or not such Lender shall have made any demand under the Loan Documents and although such obligations may be unmatured; provided that to the extent prohibited by applicable law as described in the definition of “Excluded Swap Obligation,” no amounts received from, or setoff with respect to, any Guarantor shall be applied to any Excluded Swap Obligations of such Guarantor. In respect of the German Loan Parties, the German Guaranty Limitations shall apply if and to the extent applicable. The applicable Lender shall notify the Borrower Representative and the Administrative Agent of such set-off or application, provided that any failure to give or any delay in giving such notice shall not affect the validity of any such set-off or application under this Section. The rights of each Lender under this Section are in addition to other rights and remedies (including other rights of setoff) which such Lender may have.

Section 8.09 Governing Law; Jurisdiction; Consent to Service of Process. (a) The Loan Documents (other than those containing a contrary express choice of law provision) shall be governed by and construed in accordance with the internal laws (and not the laws of conflicts) of the State of New York, but giving effect to federal laws applicable to national banks.

(b) Each Loan Party hereby irrevocably and unconditionally submits, for itself and its property, to the nonexclusive jurisdiction of any U.S. Federal or New York State court sitting in New York County, New York in any action or proceeding arising out of or relating to any Loan Documents, or for recognition or enforcement of any judgment, and each of the parties hereto hereby irrevocably and unconditionally agrees that all claims in respect of any such action or proceeding may be heard and determined in such New York State or, to the extent permitted by law, in such Federal court. Each of the parties hereto agrees that a final judgment in any such action or proceeding shall be conclusive and may be enforced in other jurisdictions by suit on the judgment or in any other manner provided by law. Nothing in this Agreement or any other Loan Document shall affect any right that the Administrative Agent, the Issuing Bank or any Lender may otherwise have to bring any action or proceeding relating to this Agreement or any other Loan Document against any Loan Party or its properties in the courts of any jurisdiction.

(c) Each party to this Agreement hereby irrevocably and unconditionally waives, to the fullest extent it may legally and effectively do so, any objection which it may now or hereafter have to the laying of venue of any suit, action or proceeding arising out of or relating to this Agreement or any other Loan Document in any court referred to in paragraph (b) of this Section. Each of the parties hereto hereby irrevocably waives, to the fullest extent permitted by law, the defense of an inconvenient forum to the maintenance of such action or proceeding in any such court.

(d) Each party to this Agreement irrevocably consents to service of process in the manner provided for notices in Section 8.01. Each Foreign Borrower irrevocably designates and appoints the Borrower Representative, as its authorized agent, to accept and acknowledge on its behalf, service of any and all process which may be served in any suit, action or proceeding of the nature referred to in Section 8.09(b) in any Federal or New York State court sitting in New York County, New York. The Borrower Representative hereby represents, warrants and confirms that the Borrower Representative has agreed to accept such appointment (and any similar appointment by a Foreign Guarantor). Said designation and appointment shall be

 

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irrevocable by each such Foreign Borrower until all Loans, all reimbursement obligations, interest thereon and all other amounts payable by such Foreign Borrower hereunder and under the other Loan Documents shall have been paid in full in accordance with the provisions hereof and thereof. Each Foreign Borrower and each Foreign Guarantor hereby consents to process being served in any suit, action or proceeding of the nature referred to in Section 8.09(b) in any Federal or New York State court sitting in New York County, New York by service of process upon the Borrower Representative as provided in this Section 8.09(d). Each Foreign Borrower and each Foreign Guarantor irrevocably waives, to the fullest extent permitted by law, all claim of error by reason of any such service in such manner and agrees that such service shall be deemed in every respect effective service of process upon such Foreign Borrower or such Foreign Guarantor in any such suit, action or proceeding and shall, to the fullest extent permitted by law, be taken and held to be valid and personal service upon and personal delivery to such Foreign Borrower or such Foreign Guarantor, as applicable. To the extent any Foreign Borrower or any Foreign Guarantor has or hereafter may acquire any immunity from jurisdiction of any court or from any legal process (whether from service or notice, attachment prior to judgment, attachment in aid of execution of a judgment, execution or otherwise), each Foreign Borrower and each Foreign Guarantor hereby irrevocably waives such immunity in respect of its obligations under the Loan Documents. Nothing in this Agreement or any other Loan Document will affect the right of any party to this Agreement to serve process in any other manner permitted by law.

Section 8.10 WAIVER OF JURY TRIAL. EACH PARTY HERETO HEREBY WAIVES, TO THE FULLEST EXTENT PERMITTED BY APPLICABLE LAW, ANY RIGHT IT MAY HAVE TO A TRIAL BY JURY IN ANY LEGAL PROCEEDING DIRECTLY OR INDIRECTLY ARISING OUT OF OR RELATING TO THIS AGREEMENT, ANY OTHER LOAN DOCUMENT OR THE TRANSACTIONS CONTEMPLATED HEREBY OR THEREBY (WHETHER BASED ON CONTRACT, TORT OR ANY OTHER THEORY). EACH PARTY HERETO (A) CERTIFIES THAT NO REPRESENTATIVE, AGENT (INCLUDING ANY ATTORNEY) OF ANY OTHER PARTY HAS REPRESENTED, EXPRESSLY OR OTHERWISE, THAT SUCH OTHER PARTY WOULD NOT, IN THE EVENT OF LITIGATION, SEEK TO ENFORCE THE FOREGOING WAIVER AND (B) ACKNOWLEDGES THAT IT AND THE OTHER PARTIES HERETO HAVE BEEN INDUCED TO ENTER INTO THIS AGREEMENT BY, AMONG OTHER THINGS, THE MUTUAL WAIVERS AND CERTIFICATIONS IN THIS SECTION.

Section 8.11 Headings. Article and Section headings and the Table of Contents used herein are for convenience of reference only, are not part of this Agreement and shall not affect the construction of, or be taken into consideration in interpreting, this Agreement.

Section 8.12 Confidentiality. Each of the Agents, the Issuing Bank and the Lenders agrees to maintain the confidentiality of the Information (as defined below), except that Information may be disclosed (a) to its and its Affiliates’ directors, officers, employees and agents, including accountants, legal counsel and other advisors (it being understood that the Persons to whom such disclosure is made will be informed of the confidential nature of such Information and instructed to keep such Information confidential, and that any Agent, the Issuing Bank and any Lender shall be responsible for the compliance with this paragraph by any Persons to whom such Information was delivered by such Agent, Issuing Bank or Lender), (b) to the

 

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extent requested or required by any Governmental Authority (including any self-regulatory authority, such as the National Association of Insurance Commissioners), (c) to the extent required by any Requirement of Law or by any subpoena or similar legal process (in which case, to the extent permitted by law, the party in receipt of such request shall promptly inform the Borrower Representative thereof), (d) to any other party to this Agreement, (e) in connection with the exercise of any remedies under this Agreement or any other Loan Document or any suit, action or proceeding relating to this Agreement or any other Loan Document or the enforcement of rights hereunder or thereunder, (f) subject to an agreement containing provisions substantially the same as those of this Section, to (i) any assignee of or Participant in, or any prospective assignee of or Participant in, any of its rights or obligations under this Agreement or (ii) any actual or prospective counterparty (or its advisors) to any swap or derivative transaction relating to the Loan Parties and their obligations, (g) with the consent of the Borrower Representative or (h) to the extent such Information (i) becomes publicly available other than as a result of a breach of this Section or (ii) becomes available to any Agent, the Issuing Bank or any Lender on a non-confidential basis from a source other than the Borrowers. For the purposes of this Section, “Information” means all information received from the Borrowers and their Subsidiaries relating to the Borrowers, their Subsidiaries or their business, other than any such information that is available to any Agent, the Issuing Bank or any Lender on a non-confidential basis prior to disclosure by the Borrowers or their Subsidiaries and other than information pertaining to this Agreement provided by arrangers to data service providers, including league table providers, that serve the lending industry; provided that, in the case of information received from the Borrowers after the date hereof, such information is clearly identified at the time of delivery as confidential. Any Person required to maintain the confidentiality of Information as provided in this Section shall be considered to have complied with its obligation to do so if such Person has exercised the same degree of care to maintain the confidentiality of such Information as such Person would accord to its own confidential information.

EACH LENDER ACKNOWLEDGES THAT INFORMATION AS DEFINED IN THIS SECTION 8.12 FURNISHED TO IT PURSUANT TO THIS AGREEMENT MAY INCLUDE MATERIAL NON-PUBLIC INFORMATION CONCERNING THE BORROWERS, THE OTHER LOAN PARTIES AND THEIR RELATED PARTIES OR THEIR RESPECTIVE SECURITIES, AND CONFIRMS THAT IT HAS DEVELOPED COMPLIANCE PROCEDURES REGARDING THE USE OF MATERIAL NON-PUBLIC INFORMATION AND THAT IT WILL HANDLE SUCH MATERIAL NON-PUBLIC INFORMATION IN ACCORDANCE WITH THOSE PROCEDURES AND APPLICABLE LAW, INCLUDING FEDERAL AND STATE SECURITIES LAWS.

ALL INFORMATION, INCLUDING REQUESTS FOR WAIVERS AND AMENDMENTS, FURNISHED BY THE BORROWERS OR THE ADMINISTRATIVE AGENT PURSUANT TO, OR IN THE COURSE OF ADMINISTERING, THIS AGREEMENT WILL BE SYNDICATE-LEVEL INFORMATION, WHICH MAY CONTAIN MATERIAL NON-PUBLIC INFORMATION ABOUT THE BORROWERS, THE OTHER LOAN PARTIES AND THEIR RELATED PARTIES OR THEIR RESPECTIVE SECURITIES. ACCORDINGLY, EACH LENDER REPRESENTS TO THE BORROWERS AND THE ADMINISTRATIVE AGENT THAT IT HAS IDENTIFIED IN ITS ADMINISTRATIVE QUESTIONNAIRE A CREDIT CONTACT

 

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WHO MAY RECEIVE INFORMATION THAT MAY CONTAIN MATERIAL NON-PUBLIC INFORMATION IN ACCORDANCE WITH ITS COMPLIANCE PROCEDURES AND APPLICABLE LAW, INCLUDING FEDERAL AND STATE SECURITIES LAWS.

Section 8.13 Several Obligations; Nonreliance; Violation of Law. The respective obligations of the Lenders hereunder are several and not joint and the failure of any Lender to make any Loan or perform any of its obligations hereunder shall not relieve any other Lender from any of its obligations hereunder. Each Lender hereby represents that it is not relying on or looking to any margin stock (as defined in Regulation U of the Board) for the repayment of the Borrowings provided for herein. Anything contained in this Agreement to the contrary notwithstanding, neither the Issuing Bank nor any Lender shall be obligated to extend credit to the Borrowers in violation of any Requirement of Law.

Section 8.14 USA PATRIOT Act. Each Lender that is subject to the requirements of the USA PATRIOT Act hereby notifies each Loan Party that pursuant to the requirements of the USA PATRIOT Act, it is required to obtain, verify and record information that identifies such Loan Party, which information includes the name and address of such Loan Party and other information that will allow such Lender to identify such Loan Party in accordance with the USA PATRIOT Act.

Section 8.15 Canadian Anti-Money Laundering Legislation.

(a) Each Loan Party acknowledges that, pursuant to the Proceeds of Crime Act and other applicable anti-money laundering, anti-terrorist financing, government sanction and “know your client” laws (collectively, including any guidelines or orders thereunder, “AML Legislation”), the Lenders may be required to obtain, verify and record information regarding the Loan Parties and their respective directors, authorized signing officers, direct or indirect shareholders or other Persons in control of the Loan Parties, and the transactions contemplated hereby. Each Loan Party shall promptly provide all such information, including supporting documentation and other evidence, as may be reasonably requested by any Lender or any prospective assignee or participant of a Lender, any Issuing Bank or any Agent, in order to comply with any applicable AML Legislation, whether now or hereafter in existence.

(b) If the Administrative Agent has ascertained the identity of any Loan Party or any authorized signatories of the Loan Parties for the purposes of applicable AML Legislation, then the Administrative Agent:

(i) shall be deemed to have done so as an agent for each Lender, and this Agreement shall constitute a “written agreement” in such regard between each Lender and the Administrative Agent within the meaning of the applicable AML Legislation; and

(ii) shall provide to each Lender copies of all information obtained in such regard without any representation or warranty as to its accuracy or completeness.

 

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Notwithstanding the preceding sentence and except as may otherwise be agreed in writing, each of the Lenders agrees that neither the Administrative Agent nor any other Agent has any obligation to ascertain the identity of the Loan Parties or any authorized signatories of the Loan Parties on behalf of any Lender, or to confirm the completeness or accuracy of any information it obtains from any Loan Party or any such authorized signatory in doing so.

Section 8.16 Disclosure. Each Loan Party, each Lender and the Issuing Bank hereby acknowledge and agree that the Administrative Agent and/or its Affiliates from time to time may hold investments in, make other loans to or have other relationships with any of the Loan Parties and their respective Affiliates. In addition, each Loan Party and each Lender hereby acknowledge that JPMCB has also made the Second Lien Loan to the U.S. Borrower.

Section 8.17 Interest Rate Limitation.

(a) Notwithstanding anything herein to the contrary, if at any time the interest rate applicable to any Loan, together with all fees, charges and other amounts which are treated as interest on such Loan under applicable law (collectively the “Charges”), shall exceed the maximum lawful rate (the “Maximum Rate”) which may be contracted for, charged, taken, received or reserved by the Lender holding such Loan in accordance with applicable law, the rate of interest payable in respect of such Loan hereunder, together with all Charges payable in respect thereof, shall be limited to the Maximum Rate and, to the extent lawful, the interest and Charges that would have been payable in respect of such Loan but were not payable as a result of the operation of this Section shall be cumulated and the interest and Charges payable to such Lender in respect of other Loans or periods shall be increased (but not above the Maximum Rate therefor) until such cumulated amount, together with interest thereon at the Federal Funds Effective Rate to the date of repayment, shall have been received by such Lender.

(b) If any provision of this Agreement or of any of the other Loan Documents would obligate any Loan Party to make any payment of interest or other amount payable to the Lenders in an amount or calculated at a rate which would be prohibited by law or would result in a receipt by the Lenders of interest at a criminal rate (as such terms are construed under the Criminal Code (Canada)) then, notwithstanding such provisions, such amount or rate shall be deemed to have been adjusted with retroactive effect to the maximum amount or rate of interest, as the case may be, as would not be so prohibited by law or so result in a receipt by the Lenders of interest at a criminal rate, such adjustment to be effected, to the extent necessary, as follows: (i) first, by reducing the amount or rate of interest required to be paid to the Lenders under this Agreement, and (ii) second, by reducing any fees, commissions, premiums and other amounts required to be paid to the Lenders which would constitute “interest” for purposes of Section 347 of the Criminal Code (Canada). Notwithstanding the foregoing, and after giving effect to all adjustments contemplated thereby, if the Lenders shall have received an amount in excess of the maximum permitted by that section of the Criminal Code (Canada), the Loan Parties shall be entitled, by notice in writing to the Administrative Agent, to obtain reimbursement from the Lenders in an amount equal to such excess and, pending such reimbursement, such amount shall be deemed to be an amount payable by the Lenders to the Borrowers. Any amount or rate of interest referred to in this Agreement shall be determined in accordance with generally accepted actuarial practices and principles as an effective annual rate of interest over the term that the applicable Loan remains outstanding on the assumption that any charges, fees or expenses that fall within the meaning of “interest” (as defined in the Criminal Code (Canada)) shall, if they relate to a specific period of time, be pro-rated over that period of time and otherwise be pro-rated over the period from the Effective Date to the Maturity Date and, in the event of a dispute, a certificate of a Fellow of the Canadian Institute of Actuaries appointed by the Administrative Agent shall be conclusive for the purposes of such determination.

 

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Section 8.18 No Advisory or Fiduciary Responsibility. In connection with all aspects of each transaction contemplated hereby (including in connection with any amendment, waiver or other modification hereof or of any other Loan Document), each Borrower acknowledges and agrees that: (a) (i) the arranging and other services regarding this Agreement provided by the Lenders are arm’s-length commercial transactions between such Borrower and its Affiliates, on the one hand, and the Lenders and their Affiliates, on the other hand, (ii) each Borrower has consulted its own legal, accounting, regulatory and tax advisors to the extent it has deemed appropriate, and (iii) each Borrower is capable of evaluating, and understands and accepts, the terms, risks and conditions of the transactions contemplated hereby and by the other Loan Documents; (b) (i) each of the Lenders and their Affiliates is and has been acting solely as a principal and, except as expressly agreed in writing by the relevant parties, has not been, is not, and will not be acting as an advisor, agent or fiduciary for such Borrower or any of its Affiliates, or any other Person and (ii) no Lender or any of its Affiliates has any obligation to such Borrower or any of its Affiliates with respect to the transactions contemplated hereby except, in the case of a Lender, those obligations expressly set forth herein and in the other Loan Documents; and (c) each of the Lenders and their respective Affiliates may be engaged in a broad range of transactions that involve interests that differ from those of such Borrower and its Affiliates, and no Lender or any of its Affiliates has any obligation to disclose any of such interests to such Borrower or its Affiliates. To the fullest extent permitted by law, each Borrower hereby waives and releases any claims that it may have against each of the Lenders and their Affiliates with respect to any breach or alleged breach of agency or fiduciary duty in connection with any aspect of any transaction contemplated hereby.

Section 8.19 Marketing Consent. After first consulting the Borrower Representative, JPMCB and its affiliates (collectively, the “JPMCB Parties”), at their respective sole expense, may publish such tombstones and give such other publicity to this Agreement as each may from time to time determine in its sole discretion. The foregoing authorization shall remain in effect unless and until the Borrower Representative notifies JPMCB in writing that such authorization is revoked.

Section 8.20 Acknowledgment and Consent to Bail-In of EEA Financial Institutions. Notwithstanding anything to the contrary in any Loan Document or in any other agreement, arrangement or understanding among any such parties, each party hereto acknowledges that any liability of any EEA Financial Institution arising under any Loan Document may be subject to the write-down and conversion powers of an EEA Resolution Authority and agrees and consents to, and acknowledges and agrees to be bound by:

(a) the application of any Write-Down and Conversion Powers by an EEA Resolution Authority to any such liabilities arising hereunder which may be payable to it by any party hereto that is an EEA Financial Institution; and

(b) the effects of any Bail-In Action on any such liability, including, if applicable:

 

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(i) a reduction in full or in part or cancellation of any such liability;

(ii) a conversion of all, or a portion of, such liability into shares or other instruments of ownership in such EEA Financial Institution, its parent entity, or a bridge institution that may be issued to it or otherwise conferred on it, and that such shares or other instruments of ownership will be accepted by it in lieu of any rights with respect to any such liability under this Agreement or any other Loan Document; or

(iii) the variation of the terms of such liability in connection with the exercise of the write-down and conversion powers of any EEA Resolution Authority.

Section 8.21 Intercreditor Agreement. Each of the Lenders hereby acknowledges that it has received and reviewed the Intercreditor Agreement and agrees to be bound by the terms thereof as if such Lender was a signatory thereto. Each Lender (and each Person that becomes a Lender hereunder pursuant to Section 8.04) hereby (a) acknowledges that (i) JPMCB is acting under the Intercreditor Agreement as the Second Priority Secured Party, (ii) Bank of America, N.A. (in its capacity as U.S. Collateral Agent) and JPMCB (in its capacity as the Administrative Agent) are acting under the Intercreditor Agreement as the First Priority Collateral Agent and the First Priority Representative, respectively, and (iii) JPMCB is or may be a Lender hereunder and/or the Second Lien Lender under the Second Lien Credit Agreement and (b) waives any conflict of interest, now contemplated or arising hereafter, in connection therewith and agrees not to assert against any Agent or the Second Lien Collateral Agent any claims, cause of action, damages or liabilities of whatever kind or nature relating thereto. Each Lender (and each Person that becomes a Lender hereunder pursuant to Section 8.04) hereby authorizes and directs the Agent to enter into the Intercreditor Agreement on behalf of such Lender and agrees that each of the Second Priority Secured Party and the Agents, in their various capacities thereunder, may take such actions on its behalf as is contemplated by the terms of the Intercreditor Agreement.

Section 8.22 Limitation on Subsidiaries. Notwithstanding anything in this Agreement (including, without limitation, Article IX and Article X) to the contrary, (a) no Foreign Subsidiary or any Domestic Subsidiary owned directly or indirectly by such Foreign Subsidiary shall be the primary obligor or guarantor (pursuant to Section 9.01, Section 10.01 or otherwise) or pledgor of any assets or otherwise responsible for, in each case, any Secured Obligations incurred by or on behalf of any U.S. Loan Party and (b) no Foreign Subsidiary or any Domestic Subsidiary owned directly or indirectly by such Foreign Subsidiary shall be liable hereunder for any of the Loans made to, or any other Secured Obligations incurred by or on behalf of, any U.S. Loan Party.

Section 8.23 Replacement/Restatement of the Existing Credit Agreement; Release.

(a) Amendment, Restatement and Ratification. This Agreement amends and restates in its entirety the Existing Credit Agreement. The execution of this Agreement and the other Loan Documents executed in connection herewith does not extinguish the indebtedness outstanding in connection with the Existing Credit Agreement nor does it constitute a novation with respect to such indebtedness. The U.S. Borrower, the Agents and the Lenders ratify and confirm each of the Loan Documents entered into prior to the Effective Date (but excluding the Existing Credit Agreement) and agree that (i) such Loan Documents continue to be legal, valid,

 

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binding and enforceable in accordance with their respective terms and (ii) the Liens securing the “Obligations” under and as defined in the Existing Credit Agreement shall not be extinguished, but shall be carried forward and shall secure such obligations and indebtedness as renewed, amended, restated and modified hereby. However, for all matters arising prior to the Effective Date (including, without limitation, the accrual and payment of interest and fees, and matters relating to indemnification), the terms of the Existing Credit Agreement (as unmodified by this Agreement) shall control and are hereby ratified and confirmed.

(b) Release. EACH U.S. LOAN PARTY REPRESENTS AND WARRANTS THAT AS OF THE EFFECTIVE DATE THERE ARE NO CLAIMS OR OFFSETS AGAINST, OR DEFENSES OR COUNTERCLAIMS TO, ITS OBLIGATIONS UNDER THE EXISTING CREDIT AGREEMENT, AS AMENDED AND RESTATED BY THIS AGREEMENT, OR UNDER THE OTHER RELATED LOAN DOCUMENTS. TO INDUCE THE AGENTS AND THE LENDERS TO ENTER INTO THIS AGREEMENT, EACH U.S. LOAN PARTY WAIVES ANY AND ALL SUCH CLAIMS, OFFSETS, DEFENSES, OR COUNTERCLAIMS, WHETHER KNOWN OR UNKNOWN, ARISING PRIOR TO THE EFFECTIVE DATE AND RELATING TO THE EXISTING CREDIT AGREEMENT OR THE RELATED LOAN DOCUMENTS.

Section 8.24 Application under CCAA. Each Canadian Loan Party acknowledges that its business and financial relationships with the Administrative Agent and Lenders are unique from its relationship with any of its other creditors. Each Canadian Loan Party agrees that it shall not file any plan of arrangement under the Companies’ Creditors Arrangement Act (the “CCAA Plan”) which provides for, or would permit, directly or indirectly, the Administrative Agent or the Lenders to be classified in the same class with any other creditor of the Canadian Loan Parties for purposes of such CCAA Plan.

ARTICLE IX

Loan Guaranty of the U.S. Loan Parties

Section 9.01 Guaranty. Each Loan Guarantor that is a U.S. Loan Party (each reference to Loan Guarantors in this Article IX being limited to such U.S. Loan Parties) (other than those that have delivered a separate Guaranty) hereby agrees that it is jointly and severally liable for, and, as a primary obligor and not merely as surety, absolutely, unconditionally and irrevocably guarantees to the Secured Parties, the prompt payment when due, whether at stated maturity, upon acceleration or otherwise, and at all times thereafter, of the Secured Obligations and all costs and expenses, including, without limitation, all court costs and attorneys’ and paralegals’ fees (including allocated costs of in-house counsel and paralegals) and expenses paid or incurred by the Agents, the Issuing Bank and the Lenders in endeavoring to collect all or any part of the Secured Obligations from, or in prosecuting any action against, any Borrower, any Loan Guarantor or any other guarantor of all or any part of the Secured Obligations (such costs and expenses, together with the Secured Obligations, collectively the “Guaranteed Obligations”; provided, however, that the definition of “Guaranteed Obligations” shall not create any guarantee by any Loan Guarantor of (or grant of security interest by any Loan Guarantor to support, as applicable) any Excluded Swap Obligations of such Loan Guarantor for purposes of determining any obligations of any Loan Guarantor). Each Loan Guarantor further agrees that

 

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the Guaranteed Obligations may be extended or renewed in whole or in part without notice to or further assent from it, and that it remains bound upon its guarantee notwithstanding any such extension or renewal. All terms of this Loan Guaranty apply to and may be enforced by or on behalf of any domestic or foreign branch or Affiliate of any Lender that extended any portion of the Guaranteed Obligations.

Section 9.02 Guaranty of Payment. This Loan Guaranty is a guaranty of payment and not of collection. Each Loan Guarantor waives any right to require any Agent, the Issuing Bank or any Lender to sue any Borrower, any Loan Guarantor, any other guarantor of, or any other Person obligated for all or any part of the Guaranteed Obligations (each, an “Obligated Party”), or otherwise to enforce its payment against any collateral securing all or any part of the Guaranteed Obligations.

Section 9.03 No Discharge or Diminishment of Loan Guaranty. (a) Except as otherwise provided for herein, the obligations of each Loan Guarantor hereunder are unconditional and absolute and not subject to any reduction, limitation, impairment or termination for any reason (other than the indefeasible payment in full in cash of the Guaranteed Obligations (other than Unliquidated Obligations)), including: (i) any claim of waiver, release, extension, renewal, settlement, surrender, alteration, or compromise of any of the Guaranteed Obligations, by operation of law or otherwise; (ii) any change in the corporate existence, structure or ownership of any Borrower or any other Obligated Party liable for any of the Guaranteed Obligations; (iii) any insolvency, bankruptcy, reorganization or other similar proceeding affecting any Obligated Party, or their assets or any resulting release or discharge of any obligation of any Obligated Party; or (iv) the existence of any claim, setoff or other rights which any Loan Guarantor may have at any time against any Obligated Party, any Agent, the Issuing Bank, any Lender, or any other Person, whether in connection herewith or in any unrelated transactions.

(b) The obligations of each Loan Guarantor hereunder are not subject to any defense or setoff, counterclaim, recoupment or termination whatsoever by reason of the invalidity, illegality or unenforceability of any of the Guaranteed Obligations or otherwise, or any provision of applicable law or regulation purporting to prohibit payment by any Obligated Party, of the Guaranteed Obligations or any part thereof.

(c) Further, the obligations of any Loan Guarantor hereunder are not discharged or impaired or otherwise affected by: (i) the failure of any Agent, the Issuing Bank or any Lender to assert any claim or demand or to enforce any remedy with respect to all or any part of the Guaranteed Obligations; (ii) any waiver or modification of or supplement to any provision of any agreement relating to the Guaranteed Obligations; (iii) any release, non-perfection, or invalidity of any indirect or direct security for the obligations of any Borrower for all or any part of the Guaranteed Obligations or any obligations of any other Obligated Party liable for any of the Guaranteed Obligations; (iv) any action or failure to act by any Agent, the Issuing Bank or any Lender with respect to any collateral securing any part of the Guaranteed Obligations; or (v) any default, failure or delay, willful or otherwise, in the payment or performance of any of the Guaranteed Obligations, or any other circumstance, act, omission or delay that might in any manner or to any extent vary the risk of such Loan Guarantor or that would otherwise operate as a discharge of any Loan Guarantor as a matter of law or equity (other than the indefeasible payment in full in cash of the Guaranteed Obligations (other than the Unliquidated Obligations)).

 

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Section 9.04 Defenses Waived. To the fullest extent permitted by applicable law, each Loan Guarantor hereby waives any defense based on or arising out of any defense of any Borrower or any Loan Guarantor or the unenforceability of all or any part of the Guaranteed Obligations from any cause, or the cessation from any cause of the liability of any Borrower, any Loan Guarantor or any other Obligated Party, other than the indefeasible payment in full in cash of the Guaranteed Obligations (other than Unliquidated Obligations). Without limiting the generality of the foregoing, each Loan Guarantor irrevocably waives acceptance hereof, presentment, demand, protest and, to the fullest extent permitted by law, any notice not provided for herein, as well as any requirement that at any time any action be taken by any Person against any Obligated Party, or any other Person. Each Loan Guarantor confirms that it is not a surety under any state law and shall not raise any such law as a defense to its obligations hereunder. The Administrative Agent or the U.S. Collateral Agent, as applicable, may, at its election, foreclose on any Collateral held by it by one or more judicial or nonjudicial sales, accept an assignment of any such Collateral in lieu of foreclosure or otherwise act or fail to act with respect to any collateral securing all or a part of the Guaranteed Obligations, compromise or adjust any part of the Guaranteed Obligations, make any other accommodation with any Obligated Party or exercise any other right or remedy available to it against any Obligated Party, without affecting or impairing in any way the liability of such Loan Guarantor under this Loan Guaranty except to the extent the Guaranteed Obligations have been fully and indefeasibly paid in cash (other than Unliquidated Obligations). To the fullest extent permitted by applicable law, each Loan Guarantor waives any defense arising out of any such election even though that election may operate, pursuant to applicable law, to impair or extinguish any right of reimbursement or subrogation or other right or remedy of any Loan Guarantor against any Obligated Party or any security.

Section 9.05 Rights of Subrogation. No Loan Guarantor will assert any right, claim or cause of action, including, without limitation, a claim of subrogation, contribution or indemnification that it has against any Obligated Party, or any collateral, in each case with respect to any payment hereunder, until the Loan Parties and the Loan Guarantors have fully performed all their obligations to the Agents, the Issuing Bank and the Lenders.

Section 9.06 Reinstatement; Stay of Acceleration. If at any time any payment of any portion of the Guaranteed Obligations (including a payment effected through exercise of a right of setoff) is rescinded, or must otherwise be restored or returned upon the insolvency, bankruptcy or reorganization of any Borrower or otherwise (including pursuant to any settlement entered into by a Secured Party in its discretion), each Loan Guarantor’s obligations under this Loan Guaranty with respect to that payment shall be reinstated at such time as though the payment had not been made and whether or not the Agents, the Issuing Bank and the Lenders are in possession of this Loan Guaranty. If acceleration of the time for payment of any of the Guaranteed Obligations is stayed upon the insolvency, bankruptcy or reorganization of any Borrower, all such amounts otherwise subject to acceleration under the terms of any agreement relating to the Guaranteed Obligations shall nonetheless be payable by the Loan Guarantors forthwith on demand by the Administrative Agent.

 

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Section 9.07 Information. Each Loan Guarantor assumes all responsibility for being and keeping itself informed of each Borrower’s financial condition and assets, and of all other circumstances bearing upon the risk of nonpayment of the Guaranteed Obligations and the nature, scope and extent of the risks that each Loan Guarantor assumes and incurs under this Loan Guaranty, and agrees that none of the Agents, the Issuing Bank or any Lender shall have any duty to advise any Loan Guarantor of information known to it regarding those circumstances or risks.

Section 9.08 Termination. Each of the Lenders and the Issuing Bank may continue to make loans or extend credit to the Borrowers based on this Loan Guaranty until five (5) days after it receives written notice of termination from any Loan Guarantor. Notwithstanding receipt of any such notice, each Loan Guarantor will continue to be liable to the Lenders for any Guaranteed Obligations created, assumed or committed to prior to the fifth day after receipt of the notice, and all subsequent renewals, extensions, modifications and amendments with respect to, or substitutions for, all or any part of such Guaranteed Obligations. Nothing in this Section 9.08 shall be deemed to constitute a waiver of, or eliminate, limit, reduce or otherwise impair any rights or remedies any Agent or any Lender may have in respect of, any Default or Event of Default that may exist under Section 6.01(k) hereof as a result of any such notice of termination.

Section 9.09 Taxes. Each payment of the Guaranteed Obligations will be made by each Loan Guarantor without withholding for any Taxes, unless such withholding is required by law. If any Loan Guarantor determines, in its sole discretion exercised in good faith, that it is so required to withhold Taxes, then such Loan Guarantor may so withhold and shall timely pay the full amount of withheld Taxes to the relevant Governmental Authority in accordance with applicable law. If such Taxes are Indemnified Taxes, then the amount payable by such Loan Guarantor shall be increased as necessary so that, net of such withholding (including such withholding applicable to additional amounts payable under this Section), the applicable Agent, Lender or Issuing Bank (as the case may be) receives the amount it would have received had no such withholding been made.

Section 9.10 Maximum Liability. Notwithstanding any other provision of this Loan Guaranty, the amount guaranteed by each Loan Guarantor hereunder shall be limited to the extent, if any, required so that its obligations hereunder shall not be subject to avoidance under Section 548 of the Bankruptcy Code or under any applicable state Uniform Fraudulent Transfer Act, Uniform Fraudulent Conveyance Act or similar statute or common law. In determining the limitations, if any, on the amount of any Loan Guarantor’s obligations hereunder pursuant to the preceding sentence, it is the intention of the parties hereto that any rights of subrogation, indemnification or contribution which such Loan Guarantor may have under this Loan Guaranty, any other agreement or applicable law shall be taken into account.

Section 9.11 Contribution.

(a) To the extent that any Loan Guarantor shall make a payment under this Loan Guaranty (a “Guarantor Payment”) which, taking into account all other Guarantor Payments then previously or concurrently made by any other Loan Guarantor, exceeds the amount which otherwise would have been paid by or attributable to such Loan Guarantor if each

 

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Loan Guarantor had paid the aggregate Guaranteed Obligations satisfied by such Guarantor Payment in the same proportion as such Loan Guarantor’s “Allocable Amount” (as defined below) (as determined immediately prior to such Guarantor Payment) bore to the aggregate Allocable Amounts of each of the Loan Guarantors as determined immediately prior to the making of such Guarantor Payment, then, following indefeasible payment in full in cash of the Guarantor Payment and the Guaranteed Obligations (other than Unliquidated Obligations that have not yet arisen), and all Commitments and Letters of Credit have terminated or expired or, in the case of all Letters of Credit, are fully collateralized on terms reasonably acceptable to the Administrative Agent and the Issuing Bank, and this Agreement has terminated, such Loan Guarantor shall be entitled to receive contribution and indemnification payments from, and be reimbursed by, each other Loan Guarantor for the amount of such excess, pro rata based upon their respective Allocable Amounts in effect immediately prior to such Guarantor Payment.

(b) As of any date of determination, the “Allocable Amount” of any Loan Guarantor shall be equal to the excess of the fair saleable value of the property of such Loan Guarantor over the total liabilities of such Loan Guarantor (including the maximum amount reasonably expected to become due in respect of contingent liabilities, calculated, without duplication, assuming each other Loan Guarantor that is also liable for such contingent liability pays its ratable share thereof), giving effect to all payments made by other Loan Guarantors as of such date in a manner to maximize the amount of such contributions.

(c) This Section 9.11 is intended only to define the relative rights of the Loan Guarantors, and nothing set forth in this Section 9.11 is intended to or shall impair the obligations of the Loan Guarantors, jointly and severally, to pay any amounts as and when the same shall become due and payable in accordance with the terms of this Loan Guaranty.

(d) The parties hereto acknowledge that the rights of contribution and indemnification hereunder shall constitute assets of the Loan Guarantor or Loan Guarantors to which such contribution and indemnification is owing.

(e) The rights of the indemnifying Loan Guarantors against other Loan Guarantors under this Section 9.11 shall be exercisable upon the full and indefeasible payment of the Guaranteed Obligations in cash (other than Unliquidated Obligations that have not yet arisen) and the termination or expiry (or, in the case of all Letters of Credit, full cash collateralization), on terms reasonably acceptable to the Administrative Agent and the Issuing Bank, of the Commitments and all Letters of Credit issued hereunder and the termination of this Agreement.

Section 9.12 Liability Cumulative. The liability of each Loan Party as a Loan Guarantor under this Article IX is in addition to and shall be cumulative with all liabilities of each Loan Party to the Agents, the Issuing Bank and the Lenders under this Agreement and the other Loan Documents to which such Loan Party is a party or in respect of any obligations or liabilities of the other Loan Parties, without any limitation as to amount, unless the instrument or agreement evidencing or creating such other liability specifically provides to the contrary.

Section 9.13 Keepwell. Each Qualified ECP Guarantor that is a Loan Guarantor under this Article IX hereby jointly and severally absolutely, unconditionally and irrevocably undertakes to provide such funds or other support as may be needed from time to time by each

 

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other Loan Party to honor all of its obligations under this Loan Guaranty in respect of a Swap Obligation (provided, however, that each Qualified ECP Guarantor shall only be liable under this Section 9.13 for the maximum amount of such liability that can be hereby incurred without rendering its obligations under this Section 9.13 or otherwise under this Loan Guaranty voidable under applicable law relating to fraudulent conveyance or fraudulent transfer, and not for any greater amount). Except as otherwise provided herein, the obligations of each Qualified ECP Guarantor under this Section 9.13 shall remain in full force and effect until the termination of all Swap Obligations. Each Qualified ECP Guarantor intends that this Section 9.13 constitute, and this Section 9.13 shall be deemed to constitute, a “keepwell, support, or other agreement” for the benefit of each other Loan Party for all purposes of Section 1a(18)(A)(v)(II) of the Commodity Exchange Act.

ARTICLE X

Loan Guaranty of Foreign Loan Parties

Section 10.01 Guaranty. Subject to Section 10.14 and Section 10.15 hereof, each Loan Guarantor that is a Foreign Loan Party (each reference to Loan Guarantors in this Article X being limited to such Foreign Loan Parties) hereby agrees that it is jointly and severally liable for, and, as a primary obligor and not merely as surety, absolutely, unconditionally and irrevocably guarantees to the Secured Parties, the prompt payment when due, whether at stated maturity, upon acceleration or otherwise, and at all times thereafter, of the Foreign Secured Obligations, and all costs and expenses, including, without limitation, all court costs and attorneys’ and paralegals’ fees (including allocated costs of in-house counsel and paralegals) and expenses paid or incurred by the Administrative Agent, the Issuing Bank and the Lenders in endeavoring to collect all or any part of the Foreign Secured Obligations from, or in prosecuting any action against, any Foreign Borrower, any Loan Guarantor or any other guarantor of all or any part of the Foreign Secured Obligations (such costs and expenses, together with the Foreign Secured Obligations, collectively the “Guaranteed Obligations”; provided, however, that the definition of “Guaranteed Obligations” shall not create any guarantee by any Loan Guarantor of (or grant of security interest by any Loan Guarantor to support, as applicable) any Excluded Swap Obligations of such Loan Guarantor for purposes of determining any obligations of any Loan Guarantor). Each Loan Guarantor further agrees that the Guaranteed Obligations may be extended or renewed in whole or in part without notice to or further assent from it, and that it remains bound upon its guarantee notwithstanding any such extension or renewal. All terms of this Loan Guaranty apply to and may be enforced by or on behalf of any domestic or foreign branch or Affiliate of any Lender that extended any portion of the Guaranteed Obligations.

Section 10.02 Guaranty of Payment. This Loan Guaranty is a guaranty of payment and not of collection. Each Loan Guarantor waives any right to require the Administrative Agent, the Issuing Bank or any Lender to sue any Borrower, any Loan Guarantor, any other guarantor of, or any other Person obligated for, all or any part of the Guaranteed Obligations (each, an “Obligated Party”), or otherwise to enforce its payment against any collateral securing all or any part of the Guaranteed Obligations.

 

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Section 10.03 No Discharge or Diminishment of Loan Guaranty. (a) Except as otherwise provided for herein, the obligations of each Loan Guarantor hereunder are unconditional and absolute and not subject to any reduction, limitation, impairment or termination for any reason (other than the indefeasible payment in full in cash of the Guaranteed Obligations (other than Unliquidated Obligations)), including: (i) any claim of waiver, release, extension, renewal, settlement, surrender, alteration or compromise of any of the Guaranteed Obligations, by operation of law or otherwise; (ii) any change in the corporate existence, structure or ownership of any Borrower or any other Obligated Party liable for any of the Guaranteed Obligations; (iii) any insolvency, bankruptcy, reorganization or other similar proceeding affecting any Obligated Party or their assets or any resulting release or discharge of any obligation of any Obligated Party; or (iv) the existence of any claim, setoff or other rights which any Loan Guarantor may have at any time against any Obligated Party, the Administrative Agent, the Issuing Bank, any Lender or any other Person, whether in connection herewith or in any unrelated transactions.

(b) The obligations of each Loan Guarantor hereunder are not subject to any defense or setoff, counterclaim, recoupment or termination whatsoever by reason of the invalidity, illegality or unenforceability of any of the Guaranteed Obligations or otherwise, or any provision of applicable law or regulation purporting to prohibit payment by any Obligated Party, of the Guaranteed Obligations or any part thereof.

(c) Further, the obligations of any Loan Guarantor hereunder are not discharged or impaired or otherwise affected by: (i) the failure of the Administrative Agent, the Issuing Bank or any Lender to assert any claim or demand or to enforce any remedy with respect to all or any part of the Guaranteed Obligations; (ii) any waiver or modification of or supplement to any provision of any agreement relating to the Guaranteed Obligations; (iii) any release, non-perfection or invalidity of any indirect or direct security for the obligations of any Borrower for all or any part of the Guaranteed Obligations or any obligations of any other Obligated Party liable for any of the Guaranteed Obligations; (iv) any action or failure to act by the Administrative Agent, the Issuing Bank or any Lender with respect to any collateral securing any part of the Guaranteed Obligations; or (v) any default, failure or delay, willful or otherwise, in the payment or performance of any of the Guaranteed Obligations, or any other circumstance, act, omission or delay that might in any manner or to any extent vary the risk of such Loan Guarantor or that would otherwise operate as a discharge of any Loan Guarantor as a matter of law or equity (other than the indefeasible payment in full in cash of the Guaranteed Obligations (other than Unliquidated Obligations)).

Section 10.04 Defenses Waived. To the fullest extent permitted by applicable law, each Loan Guarantor hereby waives any defense based on or arising out of any defense of any Borrower or any Loan Guarantor or the unenforceability of all or any part of the Guaranteed Obligations from any cause, or the cessation from any cause of the liability of any Borrower, any Loan Guarantor or any other Obligated Party, other than the indefeasible payment in full in cash of the Guaranteed Obligations (other than the Unliquidated Obligations). Without limiting the generality of the foregoing, each Loan Guarantor irrevocably waives acceptance hereof, presentment, demand, protest and, to the fullest extent permitted by law, any notice not provided for herein, as well as any requirement that at any time any action be taken by any Person against any Obligated Party or any other Person. Each Loan Guarantor confirms that it is not a surety under any state law and shall not raise any such law as a defense to its obligations hereunder. The Administrative Agent may, at its election, foreclose on any Collateral held by it by one or

 

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more judicial or nonjudicial sales, accept an assignment of any such Collateral in lieu of foreclosure or otherwise act or fail to act with respect to any collateral securing all or a part of the Guaranteed Obligations, compromise or adjust any part of the Guaranteed Obligations, make any other accommodation with any Obligated Party or exercise any other right or remedy available to it against any Obligated Party, without affecting or impairing in any way the liability of such Loan Guarantor under this Loan Guaranty except to the extent the Guaranteed Obligations have been fully and indefeasibly paid in cash (other than Unliquidated Obligations). To the fullest extent permitted by applicable law, each Loan Guarantor waives any defense arising out of any such election even though that election may operate, pursuant to applicable law, to impair or extinguish any right of reimbursement or subrogation or other right or remedy of any Loan Guarantor against any Obligated Party or any security.

Section 10.05 Rights of Subrogation. No Loan Guarantor will assert any right, claim or cause of action, including, without limitation, a claim of subrogation, contribution or indemnification that it has against any Obligated Party, or any collateral, in each case with respect to any payment hereunder, until the Loan Parties and the Loan Guarantors have fully performed all their obligations to the Administrative Agent, the Issuing Bank and the Lenders.

Section 10.06 Reinstatement; Stay of Acceleration. If at any time any payment of any portion of the Guaranteed Obligations (including a payment effected through exercise of a right of setoff) is rescinded, or must otherwise be restored or returned upon the insolvency, bankruptcy or reorganization of any Borrower or otherwise (including pursuant to any settlement entered into by a Secured Party in its discretion), each Loan Guarantor’s obligations under this Loan Guaranty with respect to that payment shall be reinstated at such time as though the payment had not been made and whether or not the Administrative Agent, the Issuing Bank and the Lenders are in possession of this Loan Guaranty. If acceleration of the time for payment of any of the Guaranteed Obligations is stayed upon the insolvency, bankruptcy or reorganization of any Borrower, all such amounts otherwise subject to acceleration under the terms of any agreement relating to the Guaranteed Obligations shall nonetheless be payable by the Loan Guarantors forthwith on demand by the Administrative Agent.

Section 10.07 Information. Each Loan Guarantor assumes all responsibility for being and keeping itself informed of each Borrower’s financial condition and assets, and of all other circumstances bearing upon the risk of nonpayment of the Guaranteed Obligations and the nature, scope and extent of the risks that each Loan Guarantor assumes and incurs under this Loan Guaranty, and agrees that neither the Administrative Agent, the Issuing Bank nor any Lender shall have any duty to advise any Loan Guarantor of information known to it regarding those circumstances or risks.

Section 10.08 Termination. Each of the Lenders and the Issuing Bank may continue to make loans or extend credit to any Borrower based on this Loan Guaranty until five (5) days after it receives written notice of termination from any Loan Guarantor. Notwithstanding receipt of any such notice, each Loan Guarantor will continue to be liable to the Lenders for any Guaranteed Obligations created, assumed or committed to prior to the fifth day after receipt of the notice, and all subsequent renewals, extensions, modifications and amendments with respect to, or substitutions for, all or any part of such Guaranteed Obligations. Nothing in this Section 10.08 shall be deemed to constitute a waiver of, or eliminate, limit, reduce or otherwise impair any rights or remedies the Administrative Agent or any Lender may have in respect of, any Default or Event of Default that may exist under Section 6.01(k) hereof as a result of any such notice of termination.

 

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Section 10.09 Taxes. Each payment of the Guaranteed Obligations will be made by each Loan Guarantor without withholding for any Taxes, unless such withholding is required by law. If any Loan Guarantor determines, in its sole discretion exercised in good faith, that it is so required to withhold Taxes, then such Loan Guarantor may so withhold and shall timely pay the full amount of withheld Taxes to the relevant Governmental Authority in accordance with applicable law. If such Taxes are Indemnified Taxes, then the amount payable by such Loan Guarantor shall be increased as necessary so that, net of such withholding (including such withholding of Indemnified Taxes applicable to additional amounts payable under this Section), the Administrative Agent, Lender or Issuing Bank (as the case may be) receives the amount it would have received had no such withholding been made, whereas with respect to a Swiss Tax Guarantor, the exclusion set forth in Section 2.17(a)(ii) shall apply.

Section 10.10 Maximum Liability. Notwithstanding any other provision of this Loan Guaranty, the amount guaranteed by each Loan Guarantor hereunder shall be limited to the extent, if any, required so that its obligations hereunder shall not be subject to avoidance under Section 548 of the Bankruptcy Code or under any applicable state Uniform Fraudulent Transfer Act, Uniform Fraudulent Conveyance Act or similar statute or common law. In determining the limitations, if any, on the amount of any Loan Guarantor’s obligations hereunder pursuant to the preceding sentence, it is the intention of the parties hereto that any rights of subrogation, indemnification or contribution which such Loan Guarantor may have under this Loan Guaranty, any other agreement or applicable law shall be taken into account.

Section 10.11 Contribution.

(a) To the extent that any Loan Guarantor shall make a payment under this Loan Guaranty (a “Guarantor Payment”) which, taking into account all other Guarantor Payments then previously or concurrently made by any other Loan Guarantor, exceeds the amount which otherwise would have been paid by or attributable to such Loan Guarantor if each Loan Guarantor had paid the aggregate Guaranteed Obligations satisfied by such Guarantor Payment in the same proportion as such Loan Guarantor’s “Allocable Amount” (as defined below) (as determined immediately prior to such Guarantor Payment) bore to the aggregate Allocable Amounts of each of the Loan Guarantors as determined immediately prior to the making of such Guarantor Payment, then, following indefeasible payment in full in cash of the Guarantor Payment and the Guaranteed Obligations (other than Unliquidated Obligations that have not yet arisen), and all Commitments and Letters of Credit have terminated or expired or, in the case of all Letters of Credit, are fully collateralized on terms reasonably acceptable to the Administrative Agent and the Issuing Bank, and this Agreement has terminated, such Loan Guarantor shall be entitled to receive contribution and indemnification payments from, and be reimbursed by, each other Loan Guarantor for the amount of such excess, pro rata based upon their respective Allocable Amounts in effect immediately prior to such Guarantor Payment.

 

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(b) As of any date of determination, the “Allocable Amount” of any Loan Guarantor shall be equal to the excess of the fair saleable value of the property of such Loan Guarantor over the total liabilities of such Loan Guarantor (including the maximum amount reasonably expected to become due in respect of contingent liabilities, calculated, without duplication, assuming each other Loan Guarantor that is also liable for such contingent liability pays its ratable share thereof), giving effect to all payments made by other Loan Guarantors as of such date in a manner to maximize the amount of such contributions.

(c) This Section 10.11 is intended only to define the relative rights of the Loan Guarantors, and nothing set forth in this Section 10.11 is intended to or shall impair the obligations of the Loan Guarantors, jointly and severally, to pay any amounts as and when the same shall become due and payable in accordance with the terms of this Loan Guaranty.

(d) The parties hereto acknowledge that the rights of contribution and indemnification hereunder shall constitute assets of the Loan Guarantor or Loan Guarantors to which such contribution and indemnification is owing.

(e) The rights of the indemnifying Loan Guarantors against other Loan Guarantors under this Section 10.11 shall be exercisable upon the full and indefeasible payment of the Guaranteed Obligations in cash (other than Unliquidated Obligations that have not yet arisen) and the termination or expiry (or, in the case of all Letters of Credit, full cash collateralization), on terms reasonably acceptable to the Administrative Agent and the Issuing Bank, of the Commitments and all Letters of Credit issued hereunder and the termination of this Agreement.

Section 10.12 Liability Cumulative. The liability of each Loan Party as a Loan Guarantor under this Article X is in addition to and shall be cumulative with all liabilities of each Loan Party to the Administrative Agent, the Issuing Bank and the Lenders under this Agreement and the other Loan Documents to which such Loan Party is a party or in respect of any obligations or liabilities of the other Loan Parties, without any limitation as to amount, unless the instrument or agreement evidencing or creating such other liability specifically provides to the contrary.

Section 10.13 Keepwell. Each Qualified ECP Guarantor that is a Loan Guarantor under this Article X hereby jointly and severally absolutely, unconditionally and irrevocably undertakes to provide such funds or other support as may be needed from time to time by each other Loan Party that is a Loan Guarantor under this Article X to honor all of its obligations under this Loan Guaranty in respect of a Swap Obligation (provided, however, that each such Qualified ECP Guarantor shall only be liable under this Section 10.13 for the maximum amount of such liability that can be hereby incurred without rendering its obligations under this Section 10.13 or otherwise under this Loan Guaranty voidable under applicable law relating to fraudulent conveyance or fraudulent transfer, and not for any greater amount). Except as otherwise provided herein, the obligations of each such Qualified ECP Guarantor under this Section 10.13 shall remain in full force and effect until the termination of all Swap Obligations. Each Qualified ECP Guarantor that is a Loan Guarantor under this Article X intends that this Section 10.13 constitute, and this Section 10.13 shall be deemed to constitute, a “keepwell, support, or other agreement” for the benefit of each other Loan Party that is a Loan Guarantor under this Article X for all purposes of Section 1a(18)(A)(v)(II) of the Commodity Exchange Act. This Section 10.13 is subject to the limitations set forth in Section 8.22.

 

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Section 10.14 German Guaranty Limitations.

(a) Limitation. The Administrative Agent agrees to restrict the enforcement of the guarantee or any indemnity granted by each German Loan Party pursuant to this Agreement and any joint and several liability assumed hereunder (together, the “Security”) if and to the extent that (i) such Security secures any liabilities of such German Loan Party’s direct or indirect shareholder(s) (upstream) or any entity affiliated to such shareholder (verbundenes Unternehmen) within the meaning of Section 15 of the German Stock Corporation Act (Aktiengesetz) (cross-stream) (other than the liabilities of any of such German Loan Party’s Subsidiaries and, for the avoidance of doubt, such German Loan Party’s own liabilities incurred on its own behalf and for its own account and excluding liabilities arising from joint liability for obligations incurred by any other Loan Party) and (ii) the enforcement of such Security would cause the amount of such German Loan Party’s net assets (Reinvermögen), as adjusted pursuant to the following provisions, to fall below the amount of its registered share capital (Stammkapital) (Begründung einer Unterbilanz) or to increase any already existing capital impairment (Vertiefung einer Unterbilanz) in violation of Sections 30 and 31 of the German Limited Liability Company Act (GmbHG), (each such event is hereinafter referred to as a “Capital Impairment”). For the purposes of the calculation of a Capital Impairment for any German Loan Party, the following balance sheet items shall be adjusted as follows: (A) the amount of any increase of such German Loan Party’s registered share capital after the date of this Agreement that has been effected without prior written consent of the Administrative Agent shall be deducted from such German Loan Party’s registered share capital; (B) loans provided to such German Loan Party shall be disregarded if and to the extent such loans are subordinated or are considered subordinated by operation of law; and (C) loans or other contractual liabilities incurred in violation of the provisions of the Loan Documents shall be disregarded.

(b) Disposal of Relevant Assets. In a situation where any German Loan Party would not have sufficient assets to maintain its registered share capital after satisfaction (in whole or in part) of the relevant demand, such German Loan Party shall dispose of all assets, to the extent legally permitted and to the extent necessary to satisfy the amounts demanded under the Security granted by such German Loan Party which are not necessary for its business (nicht betriebsnotwendig) on market terms where the relevant assets are shown in the balance sheet of such German Loan Party with a book value which is significantly lower than the market value of such assets, unless such disposal would not be commercially justifiable, provided that the Administrative Agent consents to the fact that a disposal would not be commercially justifiable.

(c) Management Notification/Auditor’s Determination.

(i) The limitation pursuant to this Section 10.14 shall apply, subject to the following requirements, if, following a notice by the Administrative Agent that it intends to enforce any Security or a demand by the Administrative Agent under any such Security, the applicable German Loan Party notifies the Administrative Agent (“Management Notification”) within ten (10) days upon receipt of the relevant notice or demand that a Capital Impairment would occur (setting out in reasonable detail to what extent a Capital Impairment would occur and providing prima facie evidence that a realisation or other measures undertaken in accordance with the mitigation provisions set out above would not prevent such Capital Impairment.

 

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(ii) If the Management Notification is contested by the Administrative Agent, the Administrative Agent shall nevertheless be entitled to enforce any Security granted under this Agreement up to such amount, which is, based on the Management Notification, undisputed between itself and the applicable German Loan Party. In relation to the amount which is in dispute, the applicable German Loan Party undertakes (at its own cost and expense) to arrange for the preparation of a balance sheet by its auditors in order to have such auditors determine whether (and if so, to what extent) any payment under the Security would cause a Capital Impairment or Liquidity Impairment (the “Auditor’s Determination”). The Auditor’s Determination shall be prepared, taking into account the adjustments set out above in relation to the calculation of a Capital Impairment, by applying the generally accepted accounting principles applicable from time to time in Germany (Grundsätze ordnungsmäßiger Buchführung) based on the same principles and evaluation methods as consistently applied by the applicable German Loan Party in the preparation of its financial statements, in particular in the preparation of its most recent annual balance sheet, and taking into consideration applicable court rulings of German courts. The applicable German Loan Party shall provide the Auditor’s Determination to the Administrative Agent within thirty (30) days (or such longer period as has been agreed between the Borrower Representative and the Administrative Agent) from the date on which the Administrative Agent contested the Management Notification in writing. The Auditor’s Determination shall be binding on the applicable German Loan Party and the Administrative Agent.

(iii) If, and to the extent that, any Security has been enforced without regard to the limitation set forth in this Section 10.14 because the amount of the available net assets pursuant to the Auditor’s Determination is lower than the amount stated in the Management Notification, the Administrative Agent shall upon written demand of the applicable German Loan Party to the Administrative Agent repay any amount (if and to the extent already paid to the Administrative Agent) up to and including the amount calculated in the Auditor’s Determination in accordance with this Section 10.14, provided such demand for repayment is made to the Administrative Agent within six (6) months (Ausschlussfrist) from the date such Security has been enforced.

(iv) If pursuant to the Auditor’s Determination the amount of the available net assets is higher than set out in the Management Notification, the Administrative Agent shall be entitled to enforce into such available net assets accordingly.

(d) Exceptions. Notwithstanding the above, the limitations pursuant to this Section 10.14 shall not apply to any German Loan Party:

(i) if such German Loan Party is party as dominated entity (beherrschtes Unternehmen) of a domination agreement (Beherrschungsvertrag) and/or a profit and loss transfer agreement (Gewinnabführungsvertrag) pursuant to Section 30, paragraph 1, sentence 2 of the German Limited Liability Company Act (GmbHG) and payment by or enforcement against the German Loan Party would not violate Section 30, paragraph 1 GmbHG;

(ii) if such German Loan Party has a recourse right (Rückgewähranspruch) pursuant to Section 30, paragraph 1, sentence 2 of the German Limited Liability Company Act (GmbHG) which is fully recoverable (werthaltig);

 

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(iii) if such German Loan Party fails to deliver the Management Notification and/or the Auditor’s Determination pursuant to this Section 10.14 in the required timeframe, unless such German Loan Party proves in a court proceeding that the disputed amount is necessary for maintaining its registered share capital;

(iv) to any amounts borrowed under the Loan Documents to the extent the proceeds of such borrowing are on-lent to such German Loan Party or its Subsidiaries to the extent that any amounts so on-lent are still outstanding at the time the relevant demand is made against such German Loan Party and the repayment of such loans as a result of such on-lending is not prohibited by law; or

(v) to any amounts borrowed under the Loan Documents by such German Loan Party to the extent that any amounts so borrowed are still outstanding at the time the relevant demand for repayment is made against such German Loan Party.

Section 10.15 Limitations for Swiss Loan Parties.

(a) If and to the extent a Swiss Loan Party has to fulfil any guarantee, obligation, liability, indemnity or undertaking under this Agreement or any other Loan Document (a “Guarantee Liability”), or if any proceeds from the realization of a security over any asset granted by a Swiss Loan Party under this Agreement or any other Loan Document (a “Swiss Charge”) are to be applied for or in relation to any obligation, undertaking, indemnity or liability of any other Loan Party (other than the relevant Swiss Loan Party or any wholly owned direct or indirect Subsidiaries of such Swiss Loan Party), and if complying with a Guarantee Liability or permitting the application of the proceeds from the realization of any Swiss Charge would constitute a repayment of capital (Einlagerückgewähr), a violation of the legally protected reserves (gesetzlich geschützte Reserven) or the payment of a (constructive) dividend (verdeckte Gewinnausschüttung) by such Swiss Loan Party or would otherwise be restricted under Swiss law and practice then applicable, such Swiss Loan Party’s aggregate liability under any Guarantee Liability and/or the application of the proceeds from the realization of any Swiss Charge, as applicable, shall be limited to the amount of such Swiss Loan Party’s freely disposable equity at the time when payment is claimed under a Guarantee Liability or, as applicable, the proceeds from the realization of a Swiss Charge are to be applied (the “Swiss Limitation”), whereby for the purpose of this Section 10.15, freely disposable equity means the amount equal to the maximum amount in which the relevant Swiss Loan party can make a dividend payment to its shareholders under applicable law at that point in time (the “Freely Disposable Amount”).

(b) The Swiss Limitation shall only apply to the extent it is a requirement under applicable law at the time a Swiss Loan Party is required to perform a Guarantee Liability or at the time when the proceeds from the realization of a Swiss Charge are to be applied. Such Swiss Limitation shall not free the respective Swiss Loan Party from its Guarantee Liability or from permitting the application of the proceeds from the realization of a Swiss Charge, respectively, in excess of the Freely Disposable Amount, but merely postpones the fulfilment or application thereof until such times when such Swiss Loan Party has again freely disposable equity and if and to the extent such freely disposable equity is available.

 

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(c) Each Swiss Loan Party shall take and cause to be taken all and any action, to the extent reasonably practical and possible, including, without limitation, (i) the passing of any shareholders’ resolutions to approve any payment or other performance under this Agreement or any other Loan Documents, (ii) the provision of an audited interim balance sheet, and (iii) the provision of a confirmation from the auditors of such Swiss Loan Party that a payment of such Swiss Loan Party under the Loan Documents in an amount corresponding to the Freely Disposable Amount is in compliance with the provisions of Swiss corporate law which are aimed at protecting the share capital and legal reserves, in order to allow payment of amounts owed by such Swiss Loan Party under the Loan Documents as well as the performance by such Swiss Loan Party of other obligations under the Loan Documents.

(d) If so required under applicable law (including tax treaties) at the time it is required to make a payment under a Guarantee Liability or, as applicable, the proceeds from the realization of a Swiss Charge are to be applied, a Swiss Loan Party:

(i) shall use its best efforts to ensure that such payments can be made without deduction of Swiss Withholding Tax, or with deduction of Swiss Withholding Tax at a reduced rate, by discharging the liability to such tax by notification pursuant to applicable law (including tax treaties) rather than payment of the tax;

(ii) shall deduct the Swiss Withholding Tax at such rate (being 35 percent on the date hereof) as in force from time to time if the notification procedure pursuant to sub-paragraph (a) above does not apply; or shall deduct the Swiss Withholding Tax at the reduced rate resulting after discharge of part of such tax by notification if the notification procedure pursuant to sub-paragraph (a) applies for a part of the Swiss Withholding Tax only; and shall pay within the time allowed any such taxes deducted to the Swiss Federal Tax Administration; and

(iii) shall promptly notify the Administrative Agent that such notification or, as the case may be, deduction has been made, and provide the Administrative Agent with evidence that such a notification of the Swiss Federal Tax Administration has been made or, as the case may be, such taxes deducted have been paid to the Swiss Federal Tax Administration.

(e) In the case of a deduction of Swiss Withholding Tax, a Swiss Loan Party shall ensure that any person that is entitled to a full or partial refund of the Swiss Withholding Tax deducted from such payment under this Agreement or any other Loan Document, will, as soon as possible after such deduction:

(i) request a refund of the Swiss Withholding Tax under applicable law (including tax treaties), and

(ii) pay to the Administrative Agent upon receipt any amount so refunded.

The Administrative Agent shall co-operate with the applicable Swiss Loan Party to secure such refund.

 

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(f) If the fulfilment of a Guarantee Liability or the application of the proceeds from the realization of any Swiss Charge is subject to the Swiss Limitation, then the applicable Swiss Loan Party shall, upon request of the Administrative Agent, to the extent permitted by applicable law, revalue upward or, if the respective assets are not necessary for such Swiss Loan Party’s business (nicht betriebsnotwendig), realize any of its assets that are shown in its balance sheet with a book value that is significantly lower than the market value of such assets.

Section 10.16 No Foreign Guarantee of Domestic Obligations. Notwithstanding anything herein to the contrary, no Foreign Loan Party (or any Subsidiary thereof) shall, or shall be deemed to, guarantee any Secured Obligations of the U.S. Loan Parties, and no assets (other than certain Equity Interests) of any Foreign Loan Party (or any Subsidiary thereof) shall be given as security for any Secured Obligations of the U.S. Loan Parties. This provision is meant to prevent any adverse tax consequences pursuant to Section 956 of the Code.

ARTICLE XI

The Borrower Representative

Section 11.01 Appointment; Nature of Relationship. The U.S. Borrower is hereby appointed by each of the Borrowers as its contractual representative (herein referred to as the “Borrower Representative”) hereunder and under each other Loan Document, and each of the Borrowers irrevocably authorizes the Borrower Representative to act as the contractual representative of such Borrower with the rights and duties expressly set forth herein and in the other Loan Documents. The Borrower Representative agrees to act as such contractual representative upon the express conditions contained in this Article XI. Additionally, the Borrowers hereby appoint the Borrower Representative as their agent to receive all of the proceeds of the Loans in the Funding Account(s), at which time the Borrower Representative shall promptly disburse such Loans to the appropriate Borrower(s). The Administrative Agent and the Lenders, and their respective officers, directors, agents or employees, shall not be liable to the Borrower Representative or any Borrower for any action taken or omitted to be taken by the Borrower Representative or the Borrowers pursuant to this Section 11.01.

Section 11.02 Powers. The Borrower Representative shall have and may exercise such powers under the Loan Documents as are specifically delegated to the Borrower Representative by the terms of each thereof, together with such powers as are reasonably incidental thereto. The Borrower Representative shall have no implied duties to the Borrowers, or any obligation to the Lenders to take any action thereunder except any action specifically provided by the Loan Documents to be taken by the Borrower Representative.

Section 11.03 Employment of Agents. The Borrower Representative may execute any of its duties as the Borrower Representative hereunder and under any other Loan Document by or through authorized officers.

Section 11.04 Notices. Each Borrower shall immediately notify the Borrower Representative of the occurrence of any Default hereunder referring to this Agreement describing such Default and stating that such notice is a “notice of default”. In the event that the Borrower Representative receives such a notice, the Borrower Representative shall give prompt notice thereof to the Administrative Agent and the Lenders. Any notice provided to the Borrower Representative hereunder shall constitute notice to each Borrower on the date received by the Borrower Representative.

 

193


Section 11.05 Successor Borrower Representative. Upon the prior written consent of the Administrative Agent, the Borrower Representative may resign at any time, such resignation to be effective upon the appointment of a successor Borrower Representative. The Administrative Agent shall give prompt written notice of such resignation to the Lenders.

Section 11.06 Execution of Loan Documents; Borrowing Base Certificate. The Borrowers hereby empower and authorize the Borrower Representative, on behalf of the Borrowers, to execute and deliver to the Administrative Agent and the Lenders the Loan Documents and all related agreements, certificates, documents, or instruments as shall be necessary or appropriate to effect the purposes of the Loan Documents, including without limitation, the Borrowing Base Certificates and the Compliance Certificates. Each Borrower agrees that any action taken by the Borrower Representative or the Borrowers in accordance with the terms of this Agreement or the other Loan Documents, and the exercise by the Borrower Representative of its powers set forth therein or herein, together with such other powers that are reasonably incidental thereto, shall be binding upon all of the Borrowers.

Section 11.07 Reporting. Each Borrower hereby agrees that such Borrower shall furnish promptly after each fiscal month to the Borrower Representative a copy of its Borrowing Base Certificate and any other certificate or report required hereunder or requested by the Borrower Representative on which the Borrower Representative shall rely to prepare the Borrowing Base Certificates and Compliance Certificate required pursuant to the provisions of this Agreement.

ARTICLE XII

Subordination of Intercompany Indebtedness.

Section 12.01 Subordination of Intercompany Indebtedness. Each Loan Party agrees that any and all claims of such Loan Party against any Loan Party (each an “Obligor”) with respect to any “Intercompany Indebtedness” (as hereinafter defined), any endorser, obligor or any other guarantor of all or any part of the Guaranteed Obligations, or against any of its properties shall be subordinate and subject in right of payment to the prior payment, in full and in cash, of all Guaranteed Obligations; provided that, as long as no Event of Default has occurred and is continuing, such Loan Party may receive payments of principal and interest from any Obligor with respect to Intercompany Indebtedness. Notwithstanding any right of any Loan Party to ask, demand, sue for, take or receive any payment from any Obligor, all rights, liens and security interests of such Loan Party, whether now or hereafter arising and howsoever existing, in any assets of any other Obligor shall be and are subordinated to the rights of the Secured Parties in those assets. No Loan Party shall have any right to possession of any such asset or to foreclose upon any such asset, whether by judicial action or otherwise, unless and until all of the Guaranteed Obligations shall have been fully paid and satisfied (in cash) and all financing arrangements pursuant to any Loan Document or any Bank Products have been terminated. If all or any part of the assets of any Obligor, or the proceeds thereof, are subject to any distribution, division or application to the creditors of such Obligor, whether partial or complete, voluntary or

 

194


involuntary, and whether by reason of liquidation, bankruptcy, administration, arrangement, receivership, assignment for the benefit of creditors or any other action or proceeding, or if the business of any such Obligor is dissolved or if substantially all of the assets of any such Obligor are sold pursuant to any such proceeding, then, and in any such event (such events being herein referred to as an “Insolvency Event”), any payment or distribution of any kind or character, either in cash, securities or other property, which shall be payable or deliverable upon or with respect to any indebtedness of any Obligor to any Loan Party (“Intercompany Indebtedness”) shall be paid or delivered directly to the Administrative Agent for application on any of the Guaranteed Obligations, due or to become due, until such Guaranteed Obligations shall have first been fully paid and satisfied (in cash). Should any payment, distribution, security or instrument or proceeds thereof be received by the applicable Loan Party upon or with respect to the Intercompany Indebtedness after any Insolvency Event and prior to the satisfaction of all of the Guaranteed Obligations and the termination of all financing arrangements pursuant to any Loan Document among the Secured Parties, such Loan Party shall receive and hold the same in trust, as trustee, for the benefit of the Secured Parties and shall forthwith deliver the same to the Administrative Agent, for the benefit of the Secured Parties, in precisely the form received (except for the endorsement or assignment of the Loan Party where necessary), for application to any of the Guaranteed Obligations, due or not due, and, until so delivered, the same shall be held in trust by the Loan Party as the property of the Secured Parties. If any such Loan Party fails to make any such endorsement or assignment to the Administrative Agent, the Administrative Agent or any of its officers or employees is irrevocably authorized to make the same.

(Signature Pages Follow)

 

195


IN WITNESS WHEREOF, the parties hereto have caused this Agreement to be duly executed by their respective authorized officers as of the day and year first above written.

 

BORROWERS:

ELIZABETH ARDEN, INC., as U.S. Borrower

and Borrower Representative

By:  

/s/ Marcey Becker

Name:   Marcey Becker
Title:   Senior Vice President, Finance & Corporate
  Development

[SIGNATURE PAGE TO FOURTH AMENDED AND RESTATED CREDIT AGREEMENT – ELIZABETH ARDEN, INC.]


ELIZABETH ARDEN (CANADA) LIMITED, as Canadian Borrower
By:  

/s/ Marcey Becker

Name:   Marcey Becker
Title:   Vice President, Finance

[SIGNATURE PAGE TO FOURTH AMENDED AND RESTATED CREDIT AGREEMENT – ELIZABETH ARDEN, INC.]

 


ELIZABETH ARDEN INTERNATIONAL SÀRL, as Swiss Borrower
By:  

/s/ Dirk Ulrich Henseling

Name:   Dirk Ulrich Henseling
Title:   Managing Director

 

[SIGNATURE PAGE TO FOURTH AMENDED AND RESTATED CREDIT AGREEMENT – ELIZABETH ARDEN, INC.]


ELIZABETH ARDEN (UK) LTD., as U.K. Borrower
By:  

/s/ Palle Pedersen

Name:   Palle Pedersen
Title:   Director

[SIGNATURE PAGE TO FOURTH AMENDED AND RESTATED CREDIT AGREEMENT – ELIZABETH ARDEN, INC.]

 


OTHER LOAN PARTIES:

FD MANAGEMENT, INC.

By:  

/s/ Marcey Becker

Name:   Marcey Becker
Title:   Vice President & Assistant Treasurer

DF ENTERPRISES, INC.

By:  

/s/ Marcey Becker

Name:   Marcey Becker
Title:   Vice President & Assistant Treasurer

RDEN MANAGEMENT, INC.

By:  

/s/ Marcey Becker

Name:   Marcey Becker
Title:   Vice President & Assistant Treasurer

ELIZABETH ARDEN (FINANCING), INC.

By:  

/s/ Marcey Becker

Name:   Marcey Becker
Title:   Vice President & Assistant Treasurer

ELIZABETH ARDEN TRAVEL RETAIL, INC.

By:  

/s/ Marcey Becker

Name:   Marcey Becker
Title:   Vice President & Assistant Treasurer

ELIZABETH ARDEN INTERNATIONAL

HOLDING, INC. (formerly FFI International, Inc.)

By:  

/s/ Marcey Becker

Name:   Marcey Becker
Title:   Vice President & Assistant Treasurer

[SIGNATURE PAGE TO FOURTH AMENDED AND RESTATED CREDIT AGREEMENT – ELIZABETH ARDEN, INC.]

 


ELIZABETH ARDEN (NETHERLANDS)

HOLDING B.V.

By:  

/s/ Aaltje Wietske Hoogervorst van Drunen

Name:   Aaltje Wietske Hoogervorst van Drunen
Title:   Managing Director

[SIGNATURE PAGE TO FOURTH AMENDED AND RESTATED CREDIT AGREEMENT – ELIZABETH ARDEN, INC.]

 


ELIZABETH ARDEN (SWITZERLAND)

HOLDING SÀRL

By:  

/s/ Dirk Ulrich Henseling

Name:   Dirk Ulrich Henseling
Title:   Managing Director

[SIGNATURE PAGE TO FOURTH AMENDED AND RESTATED CREDIT AGREEMENT – ELIZABETH ARDEN, INC.]

 


JPMORGAN CHASE BANK, N.A., individually,

and as Administrative Agent, Issuing Bank,

Swingline Lender and a U.S. Lender

By:  

/s/ Christy L. West

Name:

 

Christy L. West

Title:

 

Authorized Officer

JPMORGAN CHASE BANK, N.A., TORONTO

BRANCH, as a Canadian Lender

By:  

/s/ Deborah Booth

Name:

 

Deborah Booth

Title:

 

Authorized Officer

JPMORGAN CHASE BANK, N.A., LONDON

BRANCH, as a European Lender

By:  

/s/ Timothy I. Jacob

Name:

 

Timothy I. Jacob

Title:

 

Authorized Officer

[SIGNATURE PAGE TO FOURTH AMENDED AND RESTATED CREDIT AGREEMENT – ELIZABETH ARDEN, INC.]

 


BANK OF AMERICA, N.A., as U.S. Collateral Agent and a U.S. Lender
By:  

/s/ Seth Tyminski

Name:

 

Seth Tyminski

Title:

 

Vice President

BANK OF AMERICA, N.A. (acting through its Canada branch), as a Canadian Lender
By:  

/s/ Medina Sales de Andrade

Name:

 

Medina Sales De Andrade

Title:

 

Vice President

BANK OF AMERICA, N.A. (acting through its London branch), as a European Lender
By:  

/s/ Seth Tyminski

Name:

 

Seth Tyminski

Title:

 

Vice President

[SIGNATURE PAGE TO FOURTH AMENDED AND RESTATED CREDIT AGREEMENT – ELIZABETH ARDEN, INC.]

 


WELLS FARGO BANK, NATIONAL

ASSOCIATION, as a U.S. Lender

By:  

/s/ Mark Bradford

Name:

 

Mark Bradford

Title:

 

VP, Authorized Signatory

WELLS FARGO CAPITAL FINANCE

CORPORATION CANADA, as a Canadian

Lender

By:  

/s/ David G. Phillips

Name:

 

David G. Phillips

Title:

 

Senior Vice President

WELLS FARGO BANK, N.A. LONDON, as a

European Lender

By:  

/s/ NB Hogg

Name:

 

NB Hogg

Title:

 

Authorised Signatory

 

[SIGNATURE PAGE TO FOURTH AMENDED AND RESTATED CREDIT AGREEMENT – ELIZABETH ARDEN, INC.]


GOLDMAN SACHS BANK USA, as a U.S.

Lender, a Canadian Lender and a European Lender

By:  

/s/ Mehmet Barlas

Name:

 

Mehmet Barlas

Title:

 

Authorized Signatory

 

[SIGNATURE PAGE TO FOURTH AMENDED AND RESTATED CREDIT AGREEMENT – ELIZABETH ARDEN, INC.]


HSBC BANK USA, N.A, as a U.S. Lender, a Canadian Lender and a European Lender
By:  

/s/ Brian Gingue

Name:

 

Brian Gingue

Title:

 

Senior Vice President

HSBC BANK PLC, as a U.S. Lender, a Canadian Lender and a European Lender
By:  

/s/ Simon Addis

Name:

 

Simon Addis

Title:

 

Director, ISB

[SIGNATURE PAGE TO FOURTH AMENDED AND RESTATED CREDIT AGREEMENT – ELIZABETH ARDEN, INC.]


COMMITMENT SCHEDULE

 

Lender

   Aggregate
Commitment
     U.S.
Commitment
     Canadian
Commitment
     European
Commitment
     HMRC DT Treaty
Passport scheme number
and jurisdiction of tax
residence (if applicable)
 

JPMorgan Chase Bank, N.A.

   $ 75,000,000.00       $ 75,000,000.00       $ 0.00       $ 0.00      

JPMorgan Chase Bank, N.A., Toronto Branch

   $ 0.00       $ 0.00       $ 3,750,000.00       $ 0.00      

JPMorgan Chase Bank, N.A., London Branch

   $ 0.00       $ 0.00       $ 0.00       $ 25,000,000.00         13/M/0268710/DTTP   

Bank of America, N.A.

   $ 75,000,000.00       $ 75,000,000.00       $ 0.00       $ 0.00      

Bank of America, N.A. (acting through its Canada Branch)

   $ 0.00       $ 0.00       $ 3,750,000.00       $ 0.00      

Bank of America, N.A. (acting through its London Branch)

   $ 0.00       $ 0.00       $ 0.00       $ 25,000,000.00      

Wells Fargo Bank, National Association

   $ 75,000,000.00       $ 75,000,000.00       $ 0.00       $ 0.00      

Wells Fargo Capital Finance Corporation Canada

   $ 0.00       $ 0.00       $ 3,750,000.00       $ 0.00      

Wells Fargo Bank, N.A. London

   $ 0.00       $ 0.00       $ 0.00       $ 25,000,000.00      

Goldman Sachs Bank USA

   $ 25,000,000.00       $ 25,000,000.00       $ 1,250,000.00       $ 8,333,333.33      

HSBC Bank USA, N.A.

   $ 33,000,000.00       $ 33,000,000.00       $ 1,650,000.00       $ 11,000,000.00         13/H/314375/DTTP   

HSBC Bank Plc

   $ 17,000,000.00       $ 17,000,000.00       $ 850,000.00       $ 5,666,666.67      

Total

   $ 300,000,000.00       $ 300,000,000.00       $ 15,000,000.00       $ 100,000,000.00      

 

Commitment Schedule


Schedule 1.01

to

Elizabeth Arden, Inc.

Fourth Amended and Restated Credit Agreement

Existing Letters of Credit

(As of July 19, 2016)

 

Beneficiary

   Letter of
Credit No.
     Expiry
Date
     Original
Date
     LC Exposure
Amount
 

HSBC Bank PLC, London

     CTCS-246155         November 30, 2016         November 27, 2012       $ 250,174.23   

HSBC Bank PLC, London

     CTCS-246157         November 30, 2016         November 27, 2012         324,542.57   

200 Park South Associates LLC

     CTCS-311218         December 19, 2016         December 21, 2012         131,915.00   

HSBC Bank PLC, London

     CTCS-361207         January 10, 2017         January 08, 2013         288,015.00   

ESRT First Stamford Place SPE LLC

     CTCS-758830         January 20, 2017         September 25, 2013         543,917.50   

Duke Realty Limited Partnership

     CTCS-770340         November 01, 2016         November 30, 2015         206,030.00   

Florida Self-Insurance Guaranty Association

     T-237306         April 30,2017         May 12, 2003         100,000.00   

200 Park South Associates LLC C/O Murray Hill Properties LLC

     T-621401         October 31, 2017         March 03, 2005         328,085.34   

Credit Suisse, Swiss Corporation

     T-623912         March 23,2017         March 24, 2005         1,022,181.33   
           

 

 

 

TOTAL

            $ 3,194,860.97   
           

 

 

 


Schedule 3.05

to

Elizabeth Arden, Inc.

Fourth Amended and Restated Credit Agreement

Litigation

Mary Rutledge Tinley and Roger Tinley v. Elizabeth Arden, Inc., Colgate Palmolive Company, Unilever, et al

Summary: In June 2016, the U.S. Borrower was served with a summons and complaint notifying it that it was being added as a defendant in this ongoing lawsuit alleging that exposure to asbestos-containing consumer products from several companies had resulted in plaintiff being diagnosed with mesothelioma in March 2016.

The alleged product that resulted in the U.S. Borrower being added to the lawsuit was a White Diamonds body powder. The U.S. Borrower was added after the initial lawsuit included Unilever and Eli Lilly. The U.S. Borrower is investigating the underlying facts relating to the product, including sourcing and formulation, and will notify its insurance carriers to determine if there is coverage.

Given that the U.S. Borrower has been recently notified of this matter and is currently investigating the underlying facts, it has not reached a conclusion regarding the impact the claim may have on the business, operations or financial condition of the U.S. Borrower and its Subsidiaries, considered as a whole.

Michael R. Parker v. Elizabeth Arden, Inc. et al., Case No. CACE-16-011781

On June 24, 2016, a putative shareholder class action lawsuit (the “Parker Complaint”) was filed in the Circuit Court of the Seventeenth Judicial Circuit in and for Broward County, Florida against the U.S. Borrower, the members of the Board of Directors of the U.S. Borrower (the “Board”), Revlon, Revlon Consumer Products Corporation, and RR Transaction Corp. (collectively, “Revlon”). In general, the Parker Complaint alleges that: (i) the members of the Board breached their fiduciary duties to the shareholders of the U.S. Borrower by, among other things, approving a proposed merger (the “Merger”) between the U.S. Borrower and Revlon pursuant to an unfair process and at an inadequate and unfair price; and (ii) U.S. Borrower and Revlon aided and abetted the breaches of fiduciary duty by the members of the Board. The plaintiff seeks, among other things, injunctive relief prohibiting consummation of the Merger, compensatory damages, rescissory damages in the event the Merger is consummated, and an award of attorneys’ fees and expenses.

Christiansen v. Rhône Capital L.L.C. et al., Case No. CACE-16-011746

On June 29, 2016, a putative shareholder class action and derivative lawsuit (the “Christiansen Complaint”) was filed in the Circuit Court of the Seventeenth Judicial Circuit in and for Broward County, Florida against Rhône Capital L.L.C., Nightingale Onshore, Nightingale Offshore (collectively, the “Rhône Entities”), the members of the Board of the U.S. Borrower and Revlon. In general, the Christiansen Complaint alleges that: (i) the members of the Board breached their fiduciary duties to the holders of the U.S. Borrower’s common stock and to the U.S. Borrower by, among other things, approving the proposed Merger transaction pursuant to a flawed process that placed the interests of the holders of the U.S. Borrower’s preferred stock ahead of the interests of the holders of the U.S. Borrower’s common stock; (ii) the Rhône Entities, an alleged controlling shareholder of the U.S. Borrower, breached fiduciary duties to the holders of the U.S. Borrower’s common stock and to the U.S. Borrower by forcing the U.S. Borrower to agree to the unfair terms of the merger; and (iii) Revlon, aided and abetted the breaches of fiduciary duty by the members of the Board to the holders of the U.S. Borrower’s common stock and to the U.S. Borrower. The plaintiff seeks, among other things, injunctive relief prohibiting consummation of the Merger, a declaration that the merger agreement was entered into in breach of the fiduciary duties owed to the U.S. Borrower and holders of the U.S. Borrower’s common stock by the members of the Board, and the Rhône Entities, and an award of attorneys’ fees and expenses.

On July 14, 2016, after reviewing the U.S. Borrower’s preliminary proxy statement (the “Preliminary Proxy Statement”) filed with the U.S. Securities and Exchange Commission, the plaintiffs filed an amended complaint also alleging that the Preliminary Proxy Statement fails to disclose information that would be material to the shareholders of the U.S. Borrower. The U.S. Borrower has yet to be served with the amended complaint and is in the process of submitting it to its insurance carriers.


Alexis Ross v. Elizabeth Arden, Inc. et al, Case No. CACE 16-013220

On July 19, 2016, a putative shareholder class action complaint (the “Ross Complaint”) was filed in the Circuit Court of the Seventeenth Judicial Circuit in and for Broward County, Florida against the U.S. Borrower, the members of the Board of the U.S. Borrower (the “Board”), Revlon, Revlon Consumer Products Corporation, and RR Transaction Corp. (collectively, “Revlon”), alleging that: (i) the members of the Board breached their fiduciary duties to the U.S. Borrower’s public shareholders by, among other things, approving the proposed Merger pursuant to an unfair process and at an inadequate and unfair price; and (ii) the U.S. Borrower and Revlon aided and abetted the breaches of fiduciary duty by the Board. The complaint also alleges that the preliminary proxy statement that the U.S. Borrower filed on July 11, 2016 in connection with the proposed Merger is missing certain disclosures that would be material to the shareholders of the U.S. Borrower. The plaintiff seeks, among other things, injunctive relief prohibiting consummation of the proposed Merger, compensatory and rescissory damages in the event the proposed Merger is consummated, and an award of attorneys’ fees and expenses.

The U.S. Borrower has selected Weil Gotshal to represent it in all shareholders lawsuits, assisted by local Florida counsel.


Schedule 3.06

to

Elizabeth Arden, Inc.

Fourth Amended and Restated Credit Agreement

UK pension schemes

None


Schedule 3.09

to

Elizabeth Arden, Inc.

Fourth Amended and Restated Credit Agreement

Subsidiaries

Domestic Subsidiaries (Wholly-Owned)

DF Enterprises, Inc.

FD Management, Inc.

RDEN Management, Inc.

Elizabeth Arden International Holding, Inc.

Elizabeth Arden (Financing), Inc.

Elizabeth Arden Travel Retail, Inc.

Elizabeth Arden Investments, LLC

Elizabeth Arden NM, LLC

Elizabeth Arden USC, LLC

Foreign Subsidiaries (Wholly-Owned)

Elizabeth Arden (Australia) Pty Ltd.

Elizabeth Arden Cosmeticos Do Brazil, LTDA.(*)

Elizabeth Arden (Canada) Limited

Elizabeth Arden (Shanghai) Cosmetics & Fragrances Trading, Ltd.

Elizabeth Arden (Denmark) ApS

Elizabeth Arden (France) S.A.

Elizabeth Arden GmbH

Elizabeth Arden Korea Yuhan Hoesa

Elizabeth Arden (Netherlands) Holding B. V.

Elizabeth Arden Trading B. V.

Elizabeth Arden (New Zealand) Limited

Elizabeth Arden (Norway) AS

Elizabeth Arden (Export), Inc.

Elizabeth Arden (Singapore) PTE Ltd.

Elizabeth Arden (South Africa)(Pty) Ltd.

Elizabeth Arden España, S.L.U.

Elizabeth Arden (Sweden) AB

Elizabeth Arden (Switzerland) Holding Sàrl

Elizabeth Arden International Sàrl

Elizabeth Arden (UK) Ltd.

(*) In liquidation

Joint Ventures

Elizabeth Arden SEA PTE Ltd. (Singapore)

Elizabeth Arden Middle East FZCO (UAE—Dubai)

Elizabeth Arden SEA (HK) Ltd. (Hong Kong)


Schedule 3.14

to

Elizabeth Arden, Inc.

Fourth Amended and Restated Credit Agreement

Locations


Schedule 3.14(i)

to

Elizabeth Arden, Inc.

Fourth Amended and Restated Credit Agreement

U.S. and The Netherlands Inventory Locations(*)

(As of June 30, 2016)

Borrower Distribution Center

1751 Blue Hills Drive

Roanoke, Virginia 24012

Borrower Warehouse

115-131 Brand Avenue

Salem, Virginia 24153

CEI-Roanoke

4411 Plantation Road

Roanoke, Virginia 24012

Priority Fulfillment Services, Inc.

4638 E. Shelby Drive

Memphis, TN 38118

Sonoco Display and Packaging

3928 Westpoint Boulevard

Winston-Salem, North Carolina 27103

ID Logistics - Tilburg

Hermesstraat 1

Tilburg

The Netherlands 5047 TS

 

(*) Additional inventory locations with small dollar amounts of inventory are not included as permitted by Section 3.14(i).


Schedule 3.14(ii)

to

Elizabeth Arden, Inc.

Fourth Amended and Restated Credit Agreement

Location of Offices (Other Than Sales Offices and Retail Stores) or

Place of Business of Borrower and Material Subsidiaries

 

880 SW 145 Avenue

Pembroke Pines, Florida 33027

   (A)    Elizabeth Arden, Inc.

200 Park Avenue South

New York, New York 10003

   (A)    Elizabeth Arden, Inc.

200 First Stamford Place

Stamford, Connecticut 06902

   (A)(C)   

Elizabeth Arden, Inc.

DF Enterprises, Inc.

FD Management, Inc.

Elizabeth Arden International Holding, Inc.

RDEN Management, Inc.

Elizabeth Arden (Financing), Inc.

Elizabeth Arden Travel Retail, Inc.

1751 Blue Hills Drive

Roanoke, Virginia 11482

   (A)    Elizabeth Arden, Inc.

115-131 Brand Avenue

Salem, Virginia 24153

   (A)    Elizabeth Arden, Inc.

28 Chemin de Joinville

1216 Geneva Switzerland

  

(A)(B)

(D)

  

Elizabeth Arden International Sàrl

Elizabeth Arden (Switzerland) Holding Sàrl

87-91 Newman Street

London W1T 3EY United Kingdom

   (A)(B)    Elizabeth Arden (UK) Ltd.

505 Apple Creek Boulevard, Unit #2

Markham Ontario L3R 5B1 Canada

   (A)(B)    Elizabeth Arden (Canada) Limited

Herengracht 483

1017 BT Amsterdam The Netherlands

   (D)    Elizabeth Arden (Netherlands) Holding B.V.

(A) U.S. Borrower

(B) Foreign Borrower

(C) U.S. Subsidiary Guarantor

(D) Foreign Guarantor

  


Schedule 3.14(iii)

to

Elizabeth Arden, Inc.

Fourth Amended and Restated Credit Agreement

Owned Real Property

None.


Schedule 3.14(iv)

to

Elizabeth Arden, Inc.

Fourth Amended and Restated Credit Agreement

Leased Real Property

 

Property Address

  

Record Owner (*)

Office

880 S.W. 145 Avenue

Pembroke Pines, Florida 33027

  

Duke Realty Limited Partnership

c/o Duke Realty Corporation

2500 North Commerce Parkway, Suite 405

Weston, FL 33326

Office and Retail Store/Salon

200 Park Avenue South

New York, New York 10003

  

200 Park South Associates, LLC

1140 Avenue of the Americas

NY, NY 10036

200 First Stamford Place

Stamford, Connecticut 06902

  

First Stamford Place SPE LLC and

Merrifield First Stamford SPE LLC

Metro Station, One Station Place

Stamford, CT 06902

Distribution Center

1751 Blue Hills Drive

Roanoke, Virginia 11482

  

SIR Roanoke LLC and

The RMR Group LLC (Property Manager)

3928 Pender Drive, Suite 230

Fairfax, VA 22030

Warehouse

115-131 Brand Avenue

Salem, Virginia

  

Valley Properties LLC and

L&M Properties LLC

3330 Hollins Road East

Roanoke, VA 24012

Office

28 Chemin de Joinville

1216 Geneva Switzerland

  

S.I. Quadrilatere

Case Postale 54

1216 Cointrin Switzerland

Office

87-91 Newman Street

London W1T 3EY United Kingdom

  

Lazari GP Limited and Lazari Rental Estate Limited

Accurist House 44 Baker Street

London, W1U 7BR United Kingdom

Office

505 Apple Creek Boulevard, Unit #2

Markham Ontario L3R 5B1 Canada

  

Apple Creek Properties Limited

c/o Madison Properties

369 Rimrock Road

Toronto, ON M3J 3G2 Canada

Store Unit No. 123

Dolphin Mall Shopping Mall

Miami, Florida

  

Dolphin Mall Associates Limited Partnership

& Dolphin Mall Associates, LLC

200 East Long Lake Road

P.O. Box 200

Bloomfield Hills, Michigan 48303

Store Unit No. 0214

Woodbury Common Premium Outlets

New York

  

CPG Partners, L.P.

c/o Simon Property Group, Inc.

60 Columbia Road, Bldg B

Morristown, New Jersey 07960

 

(*) Based on Lessors’ representations in lease documents.


Schedule 3.14(iv)

to

Elizabeth Arden, Inc.

Fourth Amended and Restated Credit Agreement

 

Leased Real Property - Continued

 

Property Address

  

Record Owner (*)

Store Unit No. 1167

Orlando Premium Outlets

Orlando, Florida

  

Chelsea Orlando Development Limited Partnership

c/o Simon Property Group

60 Columbia Road, Blvd B

Morristown, New Jersey 07960

Store No. 1102

Sawgrass Mills Mall

12801 West Sunrise Boulevard

Sunrise, Florida 33323

  

Sawgrass Mills Phase III Limited Partnership

M.S. Management Associates, Inc.

225 West Washington Street

Indianapolis, Indiana 46204

Store No. 1402

Riverhead Tanger Outlets

1770 West Main Street

Riverhead, New York 11901

  

Tanger Properties Limited Partnership

3200 Northline Avenue, Suite 360

Greensboro, North Carolina 27408

Store No. 1004

Houston Premium Outlets

29300 Hempstead Road

Cypress, Texas 77433

  

CPG Houston Holdings, L.P.

c/o Simon Property Group

60 Columbia Road, Blvd B

Morristown, New Jersey 07960

Store No. 1004

Houston Premium Outlets

29300 Hempstead Road

Cypress, Texas 77433

  

CPG Houston Holdings, L.P.

c/o Simon Property Group

60 Columbia Road, Blvd B

Morristown, New Jersey 07960

Store No. 1A04

Orlando Premium Outlets - International Drive

4955 International Drive

Orlando, Florida 32819

  

Orlando Outlet Owner LLC

c/o Simon Property Group

60 Columbia Road, Blvd B

Morristown, New Jersey 07960

Store No. 505

San Marcos Premium Outlets

3939 IH-35 South

San Marcos, Texas 78666

  

San Marcos Factory Shops, Ltd.

c/o Simon Property Group

105 Eisenhower Parkway, 1st Flr.

Roseland, New Jersey 07068

Store No. 242C

Las Vegas Premium Outlets - South

7400 Las Vegas Boulevard South

Las Vegas, Nevada 89123

  

Chelsea Las Vegas Holdings, LLC

c/o Simon Property Group

105 Eisenhower Parkway, 1st Flr.

Roseland, New Jersey 07068

Store No. 788

Texas City Tanger Outlets

5885 Gulf Freeway

Texas City, Texas 77591

  

Galveston Outlets, LLC

3200 Northline Avenue, Suite 360

Greensboro, North Carolina 27408

Store No. A012

Williamsburg Premium Outlets

5699-36 Richmond Road

Williamsburg, Virginia 23188

  

CPG Partners, L.P.

c/o Simon Property Group

105 Eisenhower Parkway, 1st Flr.

Roseland, New Jersey 07068

 

(*) Based on Lessors’ representations in lease documents.


Schedule 3.14(iv)

to

Elizabeth Arden, Inc.

Fourth Amended and Restated Credit Agreement

 

Leased Real Property - Continued

 

Property Address

  

Record Owner (*)

Store No. 580

Ellenton Premium Outlets

5383 Factory Shops Boulevard

Ellenton, Texas 32444

  

Gulf Coast Factory Shops Limited Partnership

c/o Simon Property Group

105 Eisenhower Parkway, 1st Flr.

Roseland, New Jersey 07068

Store No. 307

Lancaster Tanger Outlets

307 Stanley K. Tanger Boulevard

Lancaster, Pennsylvania 17602

  

Tanger Properties Limited Partnership

3200 Northline Avenue, Suite 360

Greensboro, North Carolina 27408

Store No. 1504

Las Vegas Premium Outlets - North

855 South Grand Central Parkway

Las Vegas, Nevada 89106

  

Simon/Chelsea Las Vegas Development LLC

c/o Simon Property Group

105 Eisenhower Parkway, 1st Flr.

Roseland, New Jersey 07068

Store No. 525

Wrentham Village Premium Outlets

One Premium Outlets Boulevard

Wrentham, Maine 02093

  

CPG Partners, L.P.

c/o Simon Property Group

105 Eisenhower Parkway, 1st Flr.

Roseland, New Jersey 07068

Store No. 643

Philadelphia Mills Mall

1580 Franklin Mills Circle

Philadelphia, Pennsylvania 19154

  

Franklin Mills Associates Ltd.

c/o M.S. Management Associates, Inc.

225 West Washington Street

Indianapolis, Indiana 46204-3438

 

(*) Based on Lessors’ representations in lease documents.


Schedule 3.14(v)

to

Elizabeth Arden, Inc.

Fourth Amended and Restated Credit Agreement

Jurisdictions Qualified to do Business

Arizona

Arkansas

California

Connecticut

Florida(*)

Georgia

Maine

Massachusetts

Minnesota

Missouri

Nevada

New Jersey

New York

North Carolina

Ohio

Pennsylvania

Tennessee

Texas

Virginia

Washington

 

(*) Borrower is incorporated in Florida.


Schedule 3.15

to

Elizabeth Arden, Inc.

Fourth Amended and Restated Credit Agreement

Licenses, Trademarks and Distribution Agreements


Schedule 3.15(a)(i)

to

Elizabeth Arden, Inc.

Fourth Amended and Restated Credit Agreement

License Agreements

 

1. License Agreement dated as of February 14, 1986, as amended February 9, 1987, January 26, 1989, March 20, 1990, June 28, 1990, August 3, 1999, October 26, 2000, February 1, 2001, July 26, 2001, March 31, 2003, February 8, 2006, and January 30, 2015 between The Elizabeth Taylor Cosmetics Company (as Licensor), Conopco, Inc., d/b/a Parfums International Ltd. and Elizabeth Arden, Inc. (f/k/a/ French Fragrances, Inc.) (as Licensee).

Subject Matter: Grant of exclusive license to Licensee for the use of the mark “Elizabeth Taylor” worldwide in connection with the manufacture and distribution worldwide of women’s fragrance products and skin care products, and men’s fragrance products.

Termination Date/Renewal Options: The term of this Agreement expires on October 1, 2022 and may thereafter be extended by Licensee, at its sole option, for unlimited 20-year periods. Such extensions shall be automatic unless Licensee serves written notice of cancellation within 6 months of the expiration of any such 20-year period.

 

2. License Agreement and Additional Terms and Conditions dated as of January 1, 2010 , as extended by letter dated December 2, 2014, and Term Sheet and Additional Terms and Conditions dated as of February 3, 2004, as extended by letters dated December 8, 2009 and December 2, 2014, between Britney Brands, Inc. (as Licensor) and Elizabeth Arden, Inc. (as Licensee).

Subject Matter: Grants exclusive license to Licensee to manufacture, distribute, market, advertise and sell fragrance, cosmetic and skin care products worldwide under the marks “BRITNEY SPEARS.”

Termination Date/Renewal Option: The term of this Agreement expires on December 31, 2019. There are no renewal options.

 

3. License Agreement dated as of May 28, 2008, as amended August 10, 2011, by and among Liz Claiborne, Inc., Juicy Couture, Inc., Lucky Brand Dungarees, Inc. (collectively, as Licensor) and Elizabeth Arden, Inc. (as Licensee).

Subject Matter: Grants Licensee exclusive rights to manufacture, distribute, market, advertise and sell fragrance, cosmetic and scented ancillary products worldwide under certain marks, including LIZ CLAIBORNE, JUICY COUTURE, and LUCKY.

Termination Date/Renewal Option: The term of this Agreement expires December 31, 2017. There are two renewal options through December 31, 2027 if certain net sales targets and other conditions are met.

The License as to the Juicy Licensed Products can be renewed from 2028 through 2032 if certain net sales targets of Juicy and Lucky Brand Licensed Products and other conditions are met.


Schedule 3.15(a)(ii)

to

Elizabeth Arden, Inc.

Fourth Amended and Restated Credit Agreement

Patent and Trademark List for Borrower and Guarantors

Patents:

See attached “Arden Patent Summary.”

Trademarks:

See attached “Trademarks List.”


Friday, July 29, 2016    Patent List by Case Number    Page 1

 

 

Case Number Country

   SubCase      Case Type      Application
Filing Date
   Publication
Publication Date
   Patent Number
Issue Date
   Status
Expiration Date
 

ARDEN 0007-PRO

        PRO       60/579,093            Expired   

United States of America

         12-Jun-2004            12-Jun-2005   

Title: Topical Composition for Treating Inflammation

  

ARDEN 0008-PRO

        PRO       60/652,921            Expired   

United States of America

         14-Feb-2005            14-Feb-2006   

Title: Topical Skin Care Composition

  

ARDEN 0009-AU

        PCT       2005254035       2005254035      Granted   

Australia

         13-Jun-2005       07-Jul-2011      13-Jun-2025   

Title: Topical Compositions and Methods for Epithelial-Related Conditions

  

ARDEN 0009-CA

        PCT       2579605    2579605    2,579,605      Granted   

Canada

         13-Jun-2005    29-Dec-2005    01-Oct-2013      13-Jun-2025   

Title: Topical Compositions and Methods for Epithelial-Related Conditions

  

ARDEN 0009-CN

        PCT       200580027469.3    101039689    101039689      Granted   

China (People’s Republic)

         13-Jun-2005    19-Sep-2007    30-Jan-2013      13-Jun-2025   

Title: Topical Compositions and Methods for Epithelial-Related Conditions

  

ARDEN 0009-EP

        EPP       2005757465    1765376    605585      Granted   

Austria

         13-Jun-2005    28-Mar-2007    10-Apr-2013      13-Jun-2025   

Title: Topical Compositions and Methods for Epithelial-Related Conditions

  

ARDEN 0009-EP

        EPP       2005757465    1765376    EP1765376      Granted   

Belgium

         13-Jun-2005    28-Mar-2007    10-Apr-2013      13-Jun-2025   

Title: Topical Compositions and Methods for Epithelial-Related Conditions

  

ARDEN 0009-EP

        EPP       2005757465    1765376    EP1765376      Granted   

Denmark

         13-Jun-2005    28-Mar-2007    10-Apr-2013      13-Jun-2025   

Title: Topical Compositions and Methods for Epithelial-Related Conditions

  

ARDEN 0009-EP

        PCT       05757465    1765376    EP1765376      Granted   

European Patent Convention

         13-Jun-2005    28-Mar-2007    10-Apr-2013      13-Jun-2025   

Title: Topical Compositions and Methods for Epithelial-Related Conditions

  

ARDEN 0009-EP

        EPP       2005757465    1765376    EP1765376      Granted   

France

         13-Jun-2005    28-Mar-2007    10-Apr-2013      13-Jun-2025   

Title: Topical Compositions and Methods for Epithelial-Related Conditions

  

ARDEN 0009-EP

        EPP       2005757465    1765376    EP1765376      Granted   

Germany

         13-Jun-2005    28-Mar-2007    10-Apr-2013      13-Jun-2025   

Title: Topical Compositions and Methods for Epithelial-Related Conditions

  


Friday, July 29, 2016    Patent List by Case Number    Page 2

 

Case Number Country

   SubCase      Case Type    Application
Filing Date
   Publication
Publication Date
   Patent Number
Issue Date
   Status
Expiration Date

ARDEN 0009-EP

      EPP    2005757465    1765376    EP1765376    Granted

Ireland

         13-Jun-2005    28-Mar-2007    10-Apr-2013    13-Jun-2025

Title: Topical Compositions and Methods for Epithelial-Related Conditions

  

ARDEN 0009-EP

      EPP    2005757465    1765376    EP1765376    Granted

Italy

         13-Jun-2005    28-Mar-2007    10-Apr-2013    13-Jun-2025

Title: Topical Compositions and Methods for Epithelial-Related Conditions

  

ARDEN 0009-EP

      EPP    2005757465    1765376    EP1765376    Granted

Netherlands

         13-Jun-2005    28-Mar-2007    10-Apr-2013    13-Jun-2025

Title: Topical Compositions and Methods for Epithelial-Related Conditions

  

ARDEN 0009-EP

      EPP    05757465    1765376    EP1765376    Granted

Portugal

         13-Jun-2005    28-Mar-2007    10-Apr-2013    13-Jun-2025

Title: Topical Compositions and Methods for Epithelial-Related Conditions

  

ARDEN 0009-EP

      EPP    2005757465    1765376    EP1765376    Granted

Spain

         13-Jun-2005    28-Mar-2007    10-Apr-2013    13-Jun-2025

Title: Topical Compositions and Methods for Epithelial-Related Conditions

  

ARDEN 0009-EP

      EPP    05757465    1765376    EP1765376    Granted

Sweden

         13-Jun-2005    28-Mar-2007    10-Apr-2013    13-Jun-2025

Title: Topical Compositions and Methods for Epithelial-Related Conditions

  

ARDEN 0009-EP

      EPP    2005757465    1765376    EP1765376    Granted

Switzerland

         13-Jun-2005    28-Mar-2007    10-Apr-2013    13-Jun-2025

Title: Topical Compositions and Methods for Epithelial-Related Conditions

  

ARDEN 0009-EP

      EPP    2005757465    1765376    EP1765376    Granted

United Kingdom

         13-Jun-2005    28-Mar-2007    10-Apr-2013    13-Jun-2025

Title: Topical Compositions and Methods for Epithelial-Related Conditions

  

ARDEN 0009-JP

      PCT    2007-527776       4987715    Granted

Japan

         13-Jun-2005       11-May-2012    13-Jun-2025

Title: Topical Compositions and Methods for Epithelial-Related Conditions

  

ARDEN 0009-PCT

      ORD    PCT/US05/20555    WO/2005/123103       Published

Patent Cooperation Treaty

         13-Jun-2005    29-Dec-2005      

Title: Topical Compositions and Methods for Epithelial-Related Conditions

  

ARDEN 0009-SG

      PCT    20006086185       136163    Granted

Singapore

         13-Jun-2005       15-Nov-2011    13-Jun-2025

Title: Topical Compositions and Methods for Epithelial-Related Conditions

  


Friday, July 29, 2016    Patent List by Case Number    Page 3

 

Case Number Country

   SubCase      Case Type    Application
Filing Date
   Publication
Publication Date
   Patent Number
Issue Date
   Status
Expiration Date

ARDEN 0009-US

      ORD    11/151,174    US-2005-0277694    8,338,648    Granted

United States of America

         13-Jun-2005    15-Dec-2005    25-Dec-2012    13-Jun-2025

Title: Topical Compositions and Methods for Epithelial-Related Conditions

  

ARDEN 0009-USD

      DIV    12/968,800    US-2011-0117187    8,334,413    Granted

United States of America

         15-Dec-2010    19-May-2011    18-Dec-2012    13-Jun-2025

Title: Topical Compositions and Methods for Epithelial-Related Conditions

  

ARDEN 0013-AU

      ORD    57398/98       730197    Granted

Australia

         06-Mar-1998    01-Mar-2001    14-Jun-2001    06-Mar-2018

Title: Anhydrous Cosmetic Composition with Ceramides for Firming Skin

  

ARDEN 0013-CA

      ORD    2231121    2231121    2231121    Granted

Canada

         04-Mar-1998    14-Oct-1998    15-May-2007    04-Mar-2018

Title: Anhydrous Cosmetic Composition with Ceramides for Firming Skin

  

ARDEN 0013-DE

      EPC    98302809.3    0879593    69816521.7    Granted

Germany

         09-Apr-1998    26-Jul-2000    23-Jul-2003    09-Apr-2018

Title: Anhydrous Cosmetic Composition with Ceramides for Firming Skin

  

ARDEN 0013-EP

      ORD    98302809.3    0879593    0879593    Granted

European Patent Convention

         09-Apr-1998    26-Jul-2000    23-Jul-2003    09-Apr-2018

Title: Anhydrous Cosmetic Composition with Ceramides for Firming Skin

  

ARDEN 0013-ES

      EPC    98302809.3    0879593    0879593    Granted

Spain

         09-Apr-1998    26-Jul-2000    23-Jul-2003    09-Apr-2018

Title: Anhydrous Cosmetic Composition with Ceramides for Firming Skin

  

ARDEN 0013-FR

      EPC    98302809.3    0879593    0879593    Granted

France

         09-Apr-1998    26-Jul-2000    23-Jul-2003    09-Apr-2018

Title: Anhydrous Cosmetic Composition with Ceramides for Firming Skin

  

ARDEN 0013-GB

      EPC    98302809.3    0879593    0879593    Granted

United Kingdom

         09-Apr-1998    26-Jul-2000    23-Jul-2003    09-Apr-2018

Title: Anhydrous Cosmetic Composition with Ceramides for Firming Skin

  

ARDEN 0013-NZ

      ORD    329902       329902    Granted

New Zealand

         04-Mar-1998       09-Oct-1998    04-Mar-2018

Title: Anhydrous Cosmetic Composition with Ceramides for Firming Skin

  

ARDEN 0013-PRO

      PRO    60/042,006          Expired

United States of America

         17-Apr-1997          17-Apr-1998

Title: Anhydrous Cosmetic Composition with Ceramides for Firming Skin

  


Friday, July 29, 2016    Patent List by Case Number    Page 4

 

Case Number Country

   SubCase      Case Type    Application
Filing Date
   Publication
Publication Date
   Patent Number
Issue Date
   Status
Expiration Date

ARDEN 0013-US

      ORD    08/978,407       6,063,387    Granted

United States of America

         25-Nov-1997       16-May-2000    25-Nov-2017

Title: Anhydrous Cosmetic Composition with Ceramides for Firming Skin

  

ARDEN 0014-PRO

      PRO    60/130,742          Expired

United States of America

         23-Apr-1999          23-Apr-2000

Title: Apparatus and Method for Customizing Cosmetic Products

  

ARDEN 0014-US

      ORD    09/496,602       6,510,366    Granted

United States of America

         02-Feb-2000       21-Jan-2003    02-Feb-2020

Title: Apparatus and Method for Customizing Cosmetic Products

  

ARDEN 0015-AU

      DES    3508/96       131172    Expired

Australia

         10-Oct-1996       12-Sep-1997    10-Oct-2012

Title: Bottle Stopper

  

ARDEN 0015-ES

      DES    138347       138347    Granted

Spain

         24-Sep-1996       08-Apr-1997    08-Apr-2017

Title: Bottle Stopper

  

ARDEN 0015-IB

      DES    DM/037,640       DM/037,640    Granted

International Design - Hague Agreement

   25-Sep-1996       25-Sep-1996    25-Sep-2046

Title: Bottle Stopper

  

ARDEN 0016-ES

      DES    141552       141552    Inactive

Spain

         26-Nov-1997       15-Jul-1998    15-Jul-2023

Title: Combined Container & Closure

  

ARDEN 0016-GB

      DES    2070643       2070643    Granted

United Kingdom

         20-Nov-1997       17-Mar-1998    20-Nov-2022

Title: Combined Container & Closure

  

ARDEN 0017-US

      PRI    08/815,822       5,882,661    Granted

United States of America

         12-Mar-1997       16-Mar-1999    12-Mar-2017

Title: Composition and Method for Topical Application to Skin, Hair and Nails

  

ARDEN 0018-GB

      DES    2031250       2031250    Granted

United Kingdom

         24-May-1993       02-Jun-1994    24-May-2018

Title: Container Cosmetic Sampler

  

ARDEN 0019-IB

      DES    DM/017936       DM/017936    Expired

International Design - Hague Agreement

   25-Oct-1990       25-Oct-1990    25-Oct-2015

Title: Cosmetic Capsule Design

  


Friday, July 29, 2016    Patent List by Case Number    Page 5

 

Case Number Country

   SubCase      Case Type      Application
Filing Date
   Publication
Publication Date
   Patent Number
Issue Date
   Status
Expiration Date

ARDEN 0020-PCT

        ORD       PCT/2001/019200    WO/2001/095728       Published

Patent Cooperation Treaty

         13-Jun-2001    20-Dec-2001      

Title: Cosmetic Composition for Stressed Skin Under Extreme Conditions

  

ARDEN 0020-PRO

        PRO       60/211,290          Expired

United States of America

         13-Jun-2000          13-Jun-2001

Title: Cosmetic Composition for Stressed Skin Under Extreme Conditions

  

ARDEN 0020-US

        ORD       09/880,245    20020012640    6,649,178    Granted

United States of America

         13-Jun-2001    31-Jan-2002    18-Nov-2003    13-Jun-2021

Title: Cosmetic Composition for Stressed Skin Under Extreme Conditions

  

ARDEN 0021-US

        PRI       09/879,520       6,603,550    Granted

United States of America

         12-Jun-2001       05-Aug-2003    12-Jun-2021

Title: Device, Kit and Method for Selecting Personalized Color Cosmetics

  

ARDEN 0022-DE

        EPC       97301532.4    0797976    69726327.4    Granted

Germany

         07-Mar-1997    17-Dec-1997    26-Nov-2003    07-Mar-2017

Title: Long Wearing Lipstick

  

ARDEN 0022-EP

        ORD       97301532.4    0797976    0797976    Granted

European Patent Convention

         07-Mar-1997    17-Dec-1997    26-Nov-2003    07-Mar-2017

Title: Long Wearing Lipstick

  

ARDEN 0022-ES

        EPC       97301532.4    0797976    0797976    Granted

Spain

         07-Mar-1997    17-Dec-1997    26-Nov-2003    07-Mar-2017

Title: Long Wearing Lipstick

  

ARDEN 0022-FR

        EPC       97301532.4    0797976    0797976    Granted

France

         07-Mar-1997    17-Dec-1997    26-Nov-2003    07-Mar-2017

Title: Long Wearing Lipstick

  

ARDEN 0022-GB

        EPC       97301532.4    0797976    0797976    Granted

United Kingdom

         07-Mar-1997    17-Dec-1997    26-Nov-2003    07-Mar-2017

Title: Long Wearing Lipstick

  

ARDEN 0022-US

        PRI       08/622,503       5,667,770    Expired

United States of America

         25-Mar-1996       16-Sep-1997    25-Mar-2016

Title: Long Wearing Lipstick

  

ARDEN 0023-IB

        DES       DM/027,481       DM/027,481    Granted

International Design - Hague Agreement

  

   19-May-1993       19-May-1993    19-May-2018

Title: Container Cosmetic Sampler

  


Friday, July 29, 2016    Patent List by Case Number    Page 6

 

Case Number Country

   SubCase      Case Type    Application
Filing Date
   Publication
Publication Date
   Patent Number
Issue Date
   Status
Expiration Date
 

ARDEN 0024-PRO

      PRO    60/017,559            Expired   

United States of America

         13-May-1996            13-May-1997   

Title: Linoleate for Increasing Skin Radiance, Treating Lines/Wrinkles (Cosmetic Comp with Retinyl/Fatty Acid Ester)

  

ARDEN 0024-PRO1

      PRO    60/025,803            Expired   

United States of America

         28-Aug-1996            28-Aug-1997   

Title: Linoleate for Increasing Skin Radiance, Treating Lines/Wrinkles (Cosmetic Comp with Retinyl/Fatty Acid Ester)

  

ARDEN 0024-US

      ORD    08/834,885       5,885,595      Granted   

United States of America

         07-Apr-1997       23-Mar-1999      07-Apr-2017   

Title: Linoleate for Increasing Skin Radiance, Treating Lines/Wrinkles (Cosmetic Comp with Retinyl/Fatty Acid Ester)

  

ARDEN 0025-US

      PRI    07/720,112       5,197,814      Expired   

United States of America

         24-Jun-1991       30-Mar-1993      24-Jun-2011   

Title: Lipstick Article

  

ARDEN 0025-USD

      DIV    07/887,215       5,342,134      Expired   

United States of America

         21-May-1992       30-Aug-1994      30-Aug-2011   

Title: Lipstick Article

  

ARDEN 0026-US

      PRI    08/110,273       5,903,465      Expired   

United States of America

         23-Aug-1993       11-May-1999      11-May-2016   

Title: Method and Apparatus for Customizing Cosmetic Products

  

ARDEN 0027-US

      PRI    08/820,516       5,785,960      Granted   

United States of America

         19-Mar-1997       28-Jul-1998      19-Mar-2017   

Title: Method And System For Customizing Dermatological Foundation Products

  

ARDEN 0027-US1

      CIP    09/033,176       5,945,112      Granted   

United States of America

         02-Mar-1998       31-Aug-1999      19-Mar-2017   

Title: Method And System For Customizing Dermatological Foundation Products

  

ARDEN 0028-ES

      DES    138346       138346      Granted   

Spain

         24-Sep-1996       15-Jul-1997      15-Jul-2017   

Title: Ornamental Design for a Bottle

  

ARDEN 0028-IB

      DES    DM/037641       DM/037641      Granted   

International Design - Hague Agreement

   25-Sep-1996       25-Sep-1996      25-Sep-2046   

Title: Ornamental Design for a Bottle

  

ARDEN 0029-AU

      ORD    65346/99       770443      Granted   

Australia

         20-Dec-1999       03-Jun-2004      20-Dec-2019   

Title: Packaged Cosmetic Product

  


Friday, July 29, 2016    Patent List by Case Number    Page 7

 

Case Number Country

   SubCase      Case Type    Application
Filing Date
   Publication
Publication Date
   Patent Number
Issue Date
   Status
Expiration Date
 

ARDEN 0029-CA

      ORD    2292225    2292225    2292225      Granted   

Canada

         14-Dec-1999    14-Mar-2001    25-Nov-2008      14-Dec-2019   

Title: Packaged Cosmetic Product

  

ARDEN 0029-US

      PRI    09/395,951       6,062,391      Granted   

United States of America

         14-Sep-1999       16-May-2000      14-Sep-2019   

Title: Packaged Cosmetic Product

  

ARDEN 0030-GB

      DES    2018230       2018230      Granted   

United Kingdom

         11-Oct-1991       21-Oct-1992      11-Oct-2016   

Title: Perfume Bottle with Cap (Bow Top/Rhinestones & Bow)

  

ARDEN 0030-IB

      DES    DM/020129       DM/020129      Inactive   

International Design - Hague Agreement

   12-Jul-1991       31-Dec-1991      12-Jul-2016   

Title: Perfume Bottle with Cap (Bow Top/Rhinestones & Bow)

  

ARDEN 0031-AU

      PCT    15965/97       722604      Granted   

Australia

         23-Jan-1997    10-Aug-2000    23-Nov-2000      23-Jan-2017   

Title: Skin Treatment With Salicylic Acid Esters And Retinoids

  

ARDEN 0031-CA

      PCT    2233222    2233222    2233222      Granted   

Canada

         23-Jan-1997    28-Aug-1997    08-Jul-2003      23-Jan-2017   

Title: Skin Treatment With Salicylic Acid Esters And Retinoids

  

ARDEN 0031-CN

      PCT    97191306-4    1204958         Abandoned   

China (People’s Republic)

         23-Jan-1997    13-Jan-1999         23-Jan-2017   

Title: Skin Treatment With Salicylic Acid Esters And Retinoids

  

ARDEN 0031-DE

      EPP    97902254.8    0881896    69712322.7      Granted   

Germany

         23-Jan-1997    09-Dec-1998    02-May-2002      23-Jan-2017   

Title: Skin Treatment With Salicylic Acid Esters And Retinoids

  

ARDEN 0031-EP

      PCT    97902254.8    0881896    0881896      Granted   

European Patent Convention

         23-Jan-1997    09-Dec-1998    02-May-2002      23-Jan-2017   

Title: Skin Treatment With Salicylic Acid Esters And Retinoids

  

ARDEN 0031-ES

      EPP    97902254.8    0881896    0881896      Granted   

Spain

         23-Jan-1997    09-Dec-1998    02-May-2002      23-Jan-2017   

Title: Skin Treatment With Salicylic Acid Esters And Retinoids

  

ARDEN 0031-FR

      EPP    97902254.8    0881896    0881896      Granted   

France

         23-Jan-1997    09-Dec-1998    02-May-2002      23-Jan-2017   

Title: Skin Treatment With Salicylic Acid Esters And Retinoids

  


Friday, July 29, 2016    Patent List by Case Number    Page 8

 

Case Number Country

   SubCase      Case Type    Application
Filing Date
   Publication
Publication Date
   Patent Number
Issue Date
   Status
Expiration Date
 

ARDEN 0031-PCT

      ORD    PCT/EP97/00387    WO/1997/030691         Published   

Patent Cooperation Treaty

         23-Jan-1997    28-Aug-1997         23-Jan-2017   

Title: Skin Treatment With Salicylic Acid Esters And Retinoids

  

ARDEN 0031-PRO

      PRO    60/012,217            Expired   

United States of America

         23-Feb-1996            23-Feb-1997   

Title: Skin Treatment With Salicylic Acid Esters And Retinoids

  

ARDEN 0031-US

      ORD    08/757,784       5,728,732      Granted   

United States of America

         27-Nov-1996       17-Mar-1998      27-Nov-2016   

Title: Skin Treatment With Salicylic Acid Esters And Retinoids

  

ARDEN 0032-PRO

      PRO    60/145,128            Expired   

United States of America

         22-Jul-1999            22-Jul-2000   

Title: Silicone Elastomer Emulsions Stabilized with Pentylene Glycol

  

ARDEN 0032-US

      ORD    09/533,876       6,548,074      Granted   

United States of America

         22-Mar-2000       15-Apr-2003      22-Mar-2020   

Title: Silicone Elastomer Emulsions Stabilized with Pentylene Glycol

  

ARDEN 0035-US

      PRI    08/670,390       5,741,497      Expired   

United States of America

         25-Jun-1996       21-Apr-1998      25-Jun-2016   

Title: Skin Treatment with Salicylic Acid Esters

  

ARDEN 0035-US1

      CIP    08/852,716       5,891,451      Expired   

United States of America

         07-May-1997       06-Apr-1999      25-Jun-2016   

Title: Skin Treatment with Salicylic Acid Esters

  

ARDEN 0036-AT

      EPP    00945551.0    1194115    E279902      Granted   

Austria

         19-May-2000    10-Apr-2002    20-Oct-2004      19-May-2020   

Title: Topically Applied Idebenone-Containing Agent with Protective and Regenerative Effect

  

ARDEN 0036-ATD

      EDV    04010332.7    1449511    E341306      Granted   

Austria

         19-May-2000    25-Aug-2004    04-Oct-2006      19-May-2020   

Title: Topically Applied Idebenone-Containing Agent with Protective and Regenerative Effect

  

ARDEN 0036-AU

      PCT    59624/00       767909      Granted   

Australia

         19-May-2000       11-Mar-2004      19-May-2020   

Title: Topically Applied Idebenone-Containing Agent with Protective and Regenerative Effect

  

ARDEN 0036-BE

      EPP    00945551.0    1194115    1194115      Granted   

Belgium

         19-May-2000    10-Apr-2002    20-Oct-2004      19-May-2020   

Title: Topically Applied Idebenone-Containing Agent with Protective and Regenerative Effect

  


Friday, July 29, 2016    Patent List by Case Number    Page 9

 

Case Number Country

   SubCase      Case Type    Application
Filing Date
   Publication
Publication Date
   Patent Number
Issue Date
   Status
Expiration Date
 

ARDEN 0036-BED

      EDV    04010332.7    1449511    1449511      Granted   

Belgium

         19-May-2000    25-Aug-2004    04-Oct-2006      19-May-2020   

Title: Topically Applied Idebenone-Containing Agent with Protective and Regenerative Effect

  

ARDEN 0036-BR

      PCT    PI0011958-0       PI0011958-0      Granted   

Brazil

         19-May-2000    12-Mar-2002    27-Aug-2013      27-Aug-2023   

Title: Topically Applied Idebenone-Containing Agent with Protective and Regenerative Effect

  

ARDEN 0036-BR1

      PCT    PI0017582-0    PI 0017582-0         Published   

Brazil

         14-Jun-2010    02-Dec-2014         02-Dec-2024   

Title: Topically Applied Idebenone-Containing Agent with Protective and Regenerative Effect

  

ARDEN 0036-CA

      PCT    2375537    2375537    2375537      Granted   

Canada

         19-May-2000    18-Jan-2001    13-Jul-2004      19-May-2020   

Title: Topically Applied Idebenone-Containing Agent with Protective and Regenerative Effect

  

ARDEN 0036-CH

      EPP    00945551.0    1194115    1194115      Granted   

Switzerland

         19-May-2000    10-Apr-2002    20-Oct-2004      19-May-2020   

Title: Topically Applied Idebenone-Containing Agent with Protective and Regenerative Effect

  

ARDEN 0036-CHD

      EDV    04010332.7    1449511    1449511      Granted   

Switzerland

         19-May-2000    25-Aug-2004    04-Oct-2006      19-May-2020   

Title: Topically Applied Idebenone-Containing Agent with Protective and Regenerative Effect

  

ARDEN 0036-CN

      PCT    00809884.0    1359285    1212826      Granted   

China (People’s Republic)

         19-May-2000    17-Jul-2002    03-Aug-2005      19-May-2020   

Title: Topically Applied Idebenone-Containing Agent with Protective and Regenerative Effect

  

ARDEN 0036-CY

      EPP    00945551.0    1194115    1194115      Abandoned   

Cyprus, Republic of

         19-May-2000    10-Apr-2002    20-Oct-2004      19-May-2020   

Title: Topically Applied Idebenone-Containing Agent with Protective and Regenerative Effect

  

ARDEN 0036-CYD

      EDV    04010332.7    1449511    1449511      Abandoned   

Cyprus, Republic of

         19-May-2000    25-Aug-2004    04-Oct-2006      19-May-2020   

Title: Topically Applied Idebenone-Containing Agent with Protective and Regenerative Effect

  

ARDEN 0036-DE

      PRI    19932197.3            Inactive   

Germany

         09-Jul-1999         

Title: Topically Applied Idebenone-Containing Agent with Protective and Regenerative Effect

  

ARDEN 0036-DE1

      EPP    00945551.0    1194115    50008337.1      Granted   

Germany

         19-May-2000    10-Apr-2002    20-Oct-2004      19-May-2020   

Title: Topically Applied Idebenone-Containing Agent with Protective and Regenerative Effect

  


Friday, July 29, 2016    Patent List by Case Number    Page 10

 

Case Number Country

   SubCase      Case Type    Application
Filing Date
   Publication
Publication Date
   Patent Number
Issue Date
   Status
Expiration Date
 

ARDEN 0036-DED

      EDV    04010332.7    1449511    50013579.7      Granted   

Germany

         19-May-2000    25-Aug-2004    04-Oct-2006      19-May-2020   

Title: Topically Applied Idebenone-Containing Agent with Protective and Regenerative Effect

  

ARDEN 0036-DK

      EPP    00945551.0    1194115    1194115      Granted   

Denmark

         19-May-2000    10-Apr-2002    20-Oct-2004      19-May-2020   

Title: Topically Applied Idebenone-Containing Agent with Protective and Regenerative Effect

  

ARDEN 0036-DKD

      EDV    04010332.7    1449511    1449511      Granted   

Denmark

         19-May-2000    25-Aug-2004    04-Oct-2006      19-May-2020   

Title: Topically Applied Idebenone-Containing Agent with Protective and Regenerative Effect

  

ARDEN 0036-EP

      PCT    00945551.0    1194115    1194115      Granted   

European Patent Convention

         19-May-2000    10-Apr-2002    20-Oct-2004      19-May-2020   

Title: Topically Applied Idebenone-Containing Agent with Protective and Regenerative Effect

  

ARDEN 0036-EPD

      DIV    04010332.7    1449511    1449511      Granted   

European Patent Convention

         19-May-2000    25-Aug-2004    04-Oct-2006      19-May-2020   

Title: Topically Applied Idebenone-Containing Agent with Protective and Regenerative Effect

  

ARDEN 0036-ES

      EPP    00945551.0    1194115    1194115      Granted   

Spain

         19-May-2000    10-Apr-2002    20-Oct-2004      19-May-2020   

Title: Topically Applied Idebenone-Containing Agent with Protective and Regenerative Effect

  

ARDEN 0036-ESD

      EDV    04010332.7    1449511    1449511      Granted   

Spain

         19-May-2000    25-Aug-2004    04-Oct-2006      19-May-2020   

Title: Topically Applied Idebenone-Containing Agent with Protective and Regenerative Effect

  

ARDEN 0036-FR

      EPP    00945551.0    1194115    1194115      Granted   

France

         19-May-2000    10-Apr-2002    20-Oct-2004      19-May-2020   

Title: Topically Applied Idebenone-Containing Agent with Protective and Regenerative Effect

  

ARDEN 0036-FRD

      EDV    04010332.7    1449511    1449511      Granted   

France

         19-May-2000    25-Aug-2004    04-Oct-2006      19-May-2020   

Title: Topically Applied Idebenone-Containing Agent with Protective and Regenerative Effect

  

ARDEN 0036-GB

      EPP    00945551.0    1194115    1194115      Granted   

United Kingdom

         19-May-2000    10-Apr-2002    20-Oct-2004      19-May-2020   

Title: Topically Applied Idebenone-Containing Agent with Protective and Regenerative Effect

  

ARDEN 0036-GBD

      EDV    04010332.7    1449511    1449511      Granted   

United Kingdom

         19-May-2000    25-Aug-2004    04-Oct-2006      19-May-2020   

Title: Topically Applied Idebenone-Containing Agent with Protective and Regenerative Effect

  


Friday, July 29, 2016    Patent List by Case Number    Page 11

 

Case Number Country

   SubCase      Case Type    Application
Filing Date
   Publication
Publication Date
   Patent Number
Issue Date
   Status
Expiration Date
 

ARDEN 0036-GR

      EPP    00945551.0    1194115    1194115      Abandoned   

Greece

         19-May-2000    10-Apr-2002    20-Oct-2004      19-May-2020   

Title: Topically Applied Idebenone-Containing Agent with Protective and Regenerative Effect

  

ARDEN 0036-GRD

      EDV    04010332.7    1449511    1449511      Abandoned   

Greece

         19-May-2000    25-Aug-2004    04-Oct-2006      19-May-2020   

Title: Topically Applied Idebenone-Containing Agent with Protective and Regenerative Effect

  

ARDEN 0036-HK

      PCX    05101647.0    1071507    1071507      Granted   

Hong Kong

         19-May-2000    22-Jul-2005    14-Sep-2007      19-May-2020   

Title: Topically Applied Idebenone-Containing Agent with Protective and Regenerative Effect

  

ARDEN 0036-IE

      EPP    00945551.0    1194115    1194115      Granted   

Ireland

         19-May-2000    10-Apr-2002    20-Oct-2004      19-May-2020   

Title: Topically Applied Idebenone-Containing Agent with Protective and Regenerative Effect

  

ARDEN 0036-IED

      EDV    04010332.7    1449511    1449511      Granted   

Ireland

         19-May-2000    25-Aug-2004    04-Oct-2006      19-May-2020   

Title: Topically Applied Idebenone-Containing Agent with Protective and Regenerative Effect

  

ARDEN 0036-IT

      EPP    00945551.0    1194115    1194115      Granted   

Italy

         19-May-2000    10-Apr-2002    20-Oct-2004      19-May-2020   

Title: Topically Applied Idebenone-Containing Agent with Protective and Regenerative Effect

  

ARDEN 0036-ITD

      EDV    04010332.7    1449511    1449511      Granted   

Italy

         19-May-2000    25-Aug-2004    04-Oct-2006      19-May-2020   

Title: Topically Applied Idebenone-Containing Agent with Protective and Regenerative Effect

  

ARDEN 0036-LU

      EPP    00945551.0    1194115    1194115      Granted   

Luxembourg

         19-May-2000    10-Apr-2002    20-Oct-2004      19-May-2020   

Title: Topically Applied Idebenone-Containing Agent with Protective and Regenerative Effect

  

ARDEN 0036-LUD

      EDV    04010332.7    1449511    1449511      Granted   

Luxembourg

         19-May-2000    25-Aug-2004    04-Oct-2006      19-May-2020   

Title: Topically Applied Idebenone-Containing Agent with Protective and Regenerative Effect

  

ARDEN 0036-MC

      EPP    00945551.0    1194115    1194115      Abandoned   

Monaco

         19-May-2000    10-Apr-2002    20-Oct-2004      19-May-2020   

Title: Topically Applied Idebenone-Containing Agent with Protective and Regenerative Effect

  

ARDEN 0036-MCD

      EDV    04010332.7    1449511    1449511      Abandoned   

Monaco

         19-May-2000    25-Aug-2004    04-Oct-2006      19-May-2020   

Title: Topically Applied Idebenone-Containing Agent with Protective and Regenerative Effect

  


Friday, July 29, 2016    Patent List by Case Number    Page 12

 

Case Number Country

   SubCase      Case Type    Application
Filing Date
   Publication
Publication Date
   Patent Number
Issue Date
   Status
Expiration Date
 

ARDEN 0036-NL

      EPP    00945551.0    1194115    1194115      Granted   

Netherlands

         19-May-2000    10-Apr-2002    20-Oct-2004      19-May-2020   

Title: Topically Applied Idebenone-Containing Agent with Protective and Regenerative Effect

  

ARDEN 0036-NLD

      EDV    04010332.7    1449511    1449511      Granted   

Netherlands

         19-May-2000    25-Aug-2004    04-Oct-2006      19-May-2020   

Title: Topically Applied Idebenone-Containing Agent with Protective and Regenerative Effect

  

ARDEN 0036-NO

      EPP    20020071    325136    325136      Granted   

Norway

         19-May-2000    04-Feb-2008    04-Feb-2008      19-May-2020   

Title: Topically Applied Idebenone-Containing Agent with Protective and Regenerative Effect

  

ARDEN 0036-NOD

      EDV    20052446       0334695      Granted   

Norway

         19-May-2000       12-May-2014      19-May-2020   

Title: Topically Applied Idebenone-Containing Agent with Protective and Regenerative Effect

  

ARDEN 0036-PCT

      ORD    PCT/DE00/01636            Expired   

Patent Cooperation Treaty

         19-May-2000         

Title: Topically Applied Idebenone-Containing Agent with Protective and Regenerative Effects.

  

ARDEN 0036-PT

      EPP    00945551.0    1194115    1194115      Granted   

Portugal

         19-May-2000    10-Apr-2002    20-Oct-2004      19-May-2020   

Title: Topically Applied Idebenone-Containing Agent with Protective and Regenerative Effect

  

ARDEN 0036-PTD

      EDV    04010332.7    1449511    1449511      Granted   

Portugal

         19-May-2000    25-Aug-2004    04-Oct-2006      19-May-2020   

Title: Topically Applied Idebenone-Containing Agent with Protective and Regenerative Effect

  

ARDEN 0036-SE

      EPP    00945551.0    1194115    1194115      Granted   

Sweden

         19-May-2000    10-Apr-2002    20-Oct-2004      19-May-2020   

Title: Topically Applied Idebenone-Containing Agent with Protective and Regenerative Effect

  

ARDEN 0036-SED

      EDV    04010332.7    1449511    1449511      Granted   

Sweden

         19-May-2000    25-Aug-2004    04-Oct-2006      19-May-2020   

Title: Topically Applied Idebenone-Containing Agent with Protective and Regenerative Effect

  

ARDEN 0036-US

      PCT    10/030,842       US 6,756,045 B1      Granted   

United States of America

         09-Jan-2002       29-Jun-2004      19-May-2020   

Title: Topically Applied Idebenone-Containing Agent with Protective and Regenerative Effect

  

ARDEN 0036-ZA

      PCT    2002/0053       2002/0053      Granted   

South Africa

         19-May-2000       26-Mar-2003      19-May-2020   

Title: Topically Applied Idebenone-Containing Agent with Protective and Regenerative Effect

  


Friday, July 29, 2016    Patent List by Case Number    Page 13

 

Case Number Country

   SubCase      Case Type    Application
Filing Date
   Publication
Publication Date
   Patent Number
Issue Date
   Status
Expiration Date

ARDEN 0037-AU

      PCT    2009309056       2009309056    Granted

Australia

         06-Oct-2009       06-Mar-2014    06-Oct-2029

Title: Skin Treatments Containing Carboxylic Acid-Substituted Idebenone Derivatives and Methods of Preparation and Use Thereof

ARDEN 0037-BR

      PCT    PI0920020-7          Pending

Brazil

         06-Oct-2009          06-Oct-2029

Title: Skin Treatments Containing Carboxylic Acid-Substituted Idebenone Derivatives and Methods of Preparation and Use Thereof

ARDEN 0037-CA

      PCT    2,739,974    2739974       Published

Canada

         06-Oct-2009    06-May-2010       06-Oct-2029

Title: Skin Treatments Containing Carboxylic Acid-Substituted Idebenone Derivatives and Methods of Preparation and Use Thereof

ARDEN 0037-CN

      PCT    200980139639.5    102231996    102231996    Granted

China (People’s Republic)

         06-Oct-2009    02-Nov-2011    26-Nov-2014    06-Oct-2029

Title: Skin Treatments Containing Carboxylic Acid-Substituted Idebenone Derivatives and Methods of Preparation and Use Thereof

ARDEN 0037-EP

      PCT    09807729.0    2344256       Published

European Patent Convention

         06-Oct-2009    20-Jul-2011       06-Oct-2029

Title: Skin Treatments Containing Carboxylic Acid-Substituted Idebenone Derivatives and Methods of Preparation and Use Thereof

ARDEN 0037-HK

      PCX    12103450.3    1162996A   

ZL200980139639.5 Granted

Hong Kong

         06-Oct-2009    26-Apr-2013    26-Nov-2014    06-Oct-2029

Title: Skin Treatments Containing Carboxylic Acid-Substituted Idebenone Derivatives and Methods of Preparation and Use Thereof

ARDEN 0037-IL

      PCT    211844       211844    Granted

Israel

         06-Oct-2009    31-Aug-2014    01-Dec-2014    06-Oct-2029

Title: Skin Treatments Containing Carboxylic Acid-Substituted Idebenone Derivatives and Methods of Preparation and Use Thereof

ARDEN 0037-IN

      PCT    2114/DELNP/2011          Pending

India

         06-Oct-2009          06-Oct-2029

Title: Skin Treatments Containing Carboxylic Acid-Substituted Idebenone Derivatives and Methods of Preparation and Use Thereof

ARDEN 0037-JP

      PCT    2011-530300    5739335    5739335    Granted

Japan

         06-Oct-2009    01-May-2015    01-May-2015    06-Oct-2029

Title: Skin Treatments Containing Carboxylic Acid-Substituted Idebenone Derivatives and Methods of Preparation and Use Thereof


Friday, July 29, 2016    Patent List by Case Number    Page 14

 

Case Number Country

   SubCase      Case Type    Application
Filing Date
   Publication
Publication Date
   Patent Number
Issue Date
   Status
Expiration Date

ARDEN 0037-KR

      PCT    10-2011-7010489       1630240    Granted

Korea, Republic of

         06-Oct-2009          06-Oct-2029

Title: Skin Treatments Containing Carboxylic Acid-Substituted Idebenone Derivatives and Methods of Preparation and Use Thereof

ARDEN 0037-MX

      PCT    MX/a/2011/003361       317974    Granted

Mexico

         06-Oct-2009       12-Feb-2014    06-Oct-2029

Title: Skin Treatments Containing Carboxylic Acid-Substituted Idebenone Derivatives and Methods of Preparation and Use Thereof

ARDEN 0037-NZ

      PCT    592663       592663    Granted

New Zealand

         06-Oct-2009       11-Dec-2012    06-Oct-2029

Title: Skin Treatments Containing Carboxylic Acid-Substituted Idebenone Derivatives and Methods of Preparation and Use Thereof

ARDEN 0037-PCT

      PRI   

PCT/US2009/059673WO 2010/051138

      Expired

Patent Cooperation Treaty

         06-Oct-2009    06-May-2010      

Title: Skin Treatments Containing Carboxylic Acid-Substituted Idebenone Derivatives and Methods of Preparation and Use Thereof

ARDEN 0037-RU

      PCT    2011112707       2537299    Granted

Russian Federation

         06-Oct-2009    20-Nov-2012    27-Dec-2014    06-Oct-2029

Title: Skin Treatments Containing Carboxylic Acid-Substituted Idebenone Derivatives and Methods of Preparation and Use Thereof

ARDEN 0037-SG

      PCT    201102435-3          Abandoned

Singapore

         06-Apr-2011          06-Oct-2029

Title: Skin Treatments Containing Carboxylic Acid-Substituted Idebenone Derivatives and Methods of Preparation and Use Thereof

ARDEN 0037-SGD

      DIV    201307455-4    0194410       Published

Singapore

         06-Oct-2009    29-Nov-2013       06-Oct-2029

Title: Skin Treatments Containing Carboxylic Acid-Substituted Idebenone Derivatives and Methods of Preparation and Use Thereof

ARDEN 0037-US

      ORD    12/574,135    US 2010-0086494    8,173,703    Granted

United States of America

         06-Oct-2009    08-Apr-2010    08-May-2012    06-Oct-2029

Title: Skin Treatments With Carboxylic Acid-Substituted Idebenone Derivatives

ARDEN 0037-US1

      DIV    13/349,651    US 2012-0130098    8,354,550    Granted

United States of America

         13-Jan-2012    24-May-2012    15-Jan-2013    06-Oct-2029

Title: Skin Treatments Containing Carboxylic Acid-Substituted Idebenone Derivatives and Methods of Preparation and Use Thereof


Friday, July 29, 2016    Patent List by Case Number    Page 15

 

Case Number Country

   SubCase      Case Type    Application
Filing Date
   Publication
Publication Date
   Patent Number
Issue Date
     Status
Expiration Date
 

ARDEN 0037-US2

      DIV    13/714,136    US 2013-0101534      9,290,436         Granted   

United States of America

         13-Dec-2012    25-Apr-2013      22-Mar-2016         06-Oct-2029   

Title: Compositions Containing Carboxylic Acid-Substituted Derivatives

     

ARDEN 0037-US3

      CON    15,018,259    20160151260         Published   

United States of America

         08-Feb-2016    02-Jun-2016         06-Oct-2029   

Title: Skin Treatments Containing Carboxylic Acid-Substituted Idebenone Derivatives and Methods of Preparation and Use Thereof

     

ARDEN 0037-ZA

      PCT    2011/01965         2011/01965         Granted   

South Africa

         06-Oct-2009         26-Sep-2012         06-Oct-2029   

Title: Skin Treatments Containing Carboxylic Acid-Substituted Idebenone Derivatives and Methods of Preparation and Use Thereof

     

ARDEN 0040-CA

      DES    146,761         146,761         Granted   

Canada

         03-Aug-2012         15-May-2013         15-May-2023   

Title: Perfume Bottle

     

ARDEN 0040-EP1

      DES    001341150-0001         001341150-0001         Granted   

European Patent Convention

         21-Aug-2012         19-Oct-2012         21-Aug-2037   

Title: Perfume Bottle

     

ARDEN 0040-EP2

      DES    001341150-0002         001341150-0002         Granted   

European Patent Convention

         21-Aug-2012         19-Oct-2012         21-Aug-2037   

Title: Perfume Bottle

     

ARDEN 0040-EP3

      DES    001341150-0003         001341150-0003         Granted   

European Patent Convention

         21-Aug-2012         19-Oct-2012         21-Aug-2037   

Title: Perfume Bottle

     

ARDEN 0040-US

      DES    29/414,481         D721,971         Granted   

United States of America

         29-Feb-2012         03-Feb-2015         03-Feb-2029   

Title: Perfume Bottle

     

ARDEN 0040-USD

      DES    29/511,771         D763100         Granted   

United States of America

         12-Dec-2014         09-Aug-2016         09-Aug-2030   

Title: Perfume Bottle

     

ARDEN 0041-AU

      PCT    2013315557            Pending   

Australia

         11-Sep-2013         

Title: Formulations Comprising Idebenone, N-Acetyl-S-Farnesyl-L-Cysteine and Ergothioneine and Uses
Thereof

   

ARDEN 0041-BR

      PCT    BR 11 2015 005789         Pending   

Brazil

         11-Sep-2013         

Title: Formulations Comprising Idebenone, N-Acetyl-S-Farnesyl-L-Cysteine and Ergothioneine and Uses Thereof

  


Friday, July 29, 2016    Patent List by Case Number    Page 16

 

Case Number Country

   SubCase      Case Type    Application
Filing Date
   Publication
Publication Date
   Patent Number
Issue Date
     Status
Expiration Date
 

ARDEN 0041-CA

      PCT    2,884,115    2,884,115         Published   

Canada

         11-Sep-2013    20-Mar-2014      

Title: Formulations Comprising Idebenone, N-Acetyl-S-Farnesyl-L-Cysteine and Ergothioneine and Uses Thereof

  

ARDEN 0041-CN

      PCT    201380055596.9    CN 104853753 A         Published   

China (People’s Republic)

   11-Sep-2013    19-Aug-2015      

Title: Formulations Comprising Idebenone, N-Acetyl-S-Farnesyl-L-Cysteine and Ergothioneine and Uses Thereof

  

ARDEN 0041-EP

      PCT    13836558.0    2895159         Published   

European Patent Convention

         11-Sep-2013    22-Jul-2015      

Title: Formulations Comprising Idebenone, N-Acetyl-S-Farnesyl-L-Cysteine and Ergothioneine and Uses Thereof

  

ARDEN 0041-HK

      PCX    15107270.9    1206621A         Published   

Hong Kong

         11-Sep-2013    15-Jan-2016      

Title: Formulations Comprising Idebenone, N-Acetyl-S-Farnesyl-L-Cysteine and Ergothioneine and Uses Thereof

  

ARDEN 0041-IL

      PCT    237693            Pending   

Israel

         11-Sep-2013         

Title: Formulations Comprising Idebenone, N-Acetyl-S-Farnesyl-L-Cysteine and Ergothioneine and Uses Thereof

  

ARDEN 0041-IN

      PCT    2270/DELNP/2015            Pending   

India

         11-Sep-2013         

Title: Formulations Comprising Idebenone, N-Acetyl-S-Farnesyl-L-Cysteine and Ergothioneine and Uses Thereof

  

ARDEN 0041-JP

      PCT    2015-532021    2015-528499         Published   

Japan

         11-Sep-2013    28-Sep-2015      

Title: Formulations Comprising Idebenone, N-Acetyl-S-Farnesyl-L-Cysteine and Ergothioneine and Uses Thereof

  

ARDEN 0041-KR

      PCT    10-2015-7009426            Pending   

Korea, Republic of

         11-Sep-2013         

Title: Formulations Comprising Idebenone, N-Acetyl-S-Farnesyl-L-Cysteine and Ergothioneine and Uses Thereof

  

ARDEN 0041-MX

      PCT    MX/a/
2015/003074
           Pending   

Mexico

         11-Sep-2013         

Title: Formulations Comprising Idebenone, N-Acetyl-S-Farnesyl-L-Cysteine and Ergothioneine and Uses Thereof

  

ARDEN 0041-NZ

      PCT    705776            Pending   

New Zealand

         11-Sep-2013         

Title: Formulations Comprising Idebenone, N-Acetyl-S-Farnesyl-L-Cysteine and Ergothioneine and Uses Thereof

  

ARDEN 0041-PCT

      ORD    PCT/US13/59257    WO2014043230         Published   

Patent Cooperation Treaty

   11-Sep-2013    20-Mar-2014      

Title: Formulations Comprising Idebenone, N-Acetyl-S-Farnesyl-L-Cysteine and Ergothioneine and Uses Thereof

  


Friday, July 29, 2016    Patent List by Case Number    Page 17

 

Case Number Country

   SubCase      Case Type    Application
Filing Date
     Publication
Publication Date
     Patent Number
Issue Date
     Status
Expiration Date
 

ARDEN 0041-PRO

      PRO      61/701,098               Expired   

United States of America

           14-Sep-2012               14-Sep-2013   

Title: Formulations Comprising Idebenone, N-Acetyl-S-Farnesyl-L-Cysteine and Ergothioneine and Uses Thereof

  

ARDEN 0041-PRO1

      PRO      61/815,771               Expired   

United States of America

           25-Apr-2013               25-Apr-2014   

Title: Formulations Comprising Idebenone, N-Acetyl-S-Farnesyl-L-Cysteine and Ergothioneine and Uses Thereof

  

ARDEN 0041-RU

      PCT      2015112839               Pending   

Russian Federation

           11-Sep-2013            

Title: Formulations Comprising Idebenone, N-Acetyl-S-Farnesyl-L-Cysteine and Ergothioneine and Uses Thereof

  

ARDEN 0041-SG

      PCT      11201501892S            11201501892S         Granted   

Singapore

           11-Sep-2013            26-May-2016         11-Sep-2033   

Title: Formulations Comprising Idebenone, N-Acetyl-S-Farnesyl-L-Cysteine and Ergothioneine and Uses Thereof

  

ARDEN 0041-US

      PCT      14/426,777               Pending   

United States of America

           09-Mar-2015            

Title: Formulations Comprising Idebenone, N-Acetyl-S-Farnesyl-L-Cysteine and Ergothioneine and Uses Thereof

  

ARDEN 0041-ZA

      PCT      2015/01857               Pending   

South Africa

           11-Sep-2013            

Title: Formulations Comprising Idebenone, N-Acetyl-S-Farnesyl-L-Cysteine and Ergothioneine and Uses Thereof

  

ARDEN 0043-US

      DES      29/393,304            D683,222         Granted   

United States of America

           02-Jun-2011            28-May-2013         28-May-2028   

Title: Perfume Bottle

           

ARDEN 0045-US

      TMK               Inactive   

United States of America

                 

Title: ARAZINE

           

ARDEN 0046-US

      TMK      86/137,152            4,583,480         Inactive   

United States of America

           06-Dec-2013         27-May-2014         12-Aug-2014      

Title: ARAZINE mark

           

ARDEN 0050-US

      TMK      86/234,455               Inactive   

United States of America

           27-Mar-2014            

Title: SKIN OPTIMIZING PLATFORM

           

ARDEN 0060-US

      TMK      86/311,640               Inactive   

United States of America

           17-Jun-2014         31-Mar-2015         

Title: ADVANCED MIx CONCENTRATE mark

  


Friday, July 29, 2016    Patent List by Case Number    Page 18

 

Case Number Country

   SubCase      Case Type    Application
Filing Date
   Publication
Publication Date
     Patent Number
Issue Date
     Status
Expiration Date
 

ARDEN 0062-CA

      ORD    2238790      2238790         2238790         Granted   

Canada

         27-May-1998      04-Dec-1998         16-Aug-2005         27-May-2018   

Title: Stabilized Cleansing Composition with Opacifier

        

ARDEN 0062-DE

      EPC    98303604.7      0887071         69831369.0         Granted   

Germany

         08-May-1998      30-Dec-1998         31-Aug-2005         08-May-2018   

Title: Stabilized Cleansing Composition with Opacifier

        

ARDEN 0062-EP

      ORD    98303604.7      0887071         0887071         Granted   

European Patent Convention

         08-May-1998      30-Dec-1998         31-Aug-2005         08-May-2018   

Title: Stabilized Cleansing Composition with Opacifier

        

ARDEN 0062-ES

      EPC    98303604.7      0887071         0887071         Granted   

Spain

         08-May-1998      30-Dec-1998         31-Aug-2005         08-May-2018   

Title: Stabilized Cleansing Composition with Opacifier

        

ARDEN 0062-FR

      EPC    98303604.7      0887071         0887071         Granted   

France

         08-May-1998      30-Dec-1998         31-Aug-2005         08-May-2018   

Title: Stabilized Cleansing Composition with Opacifier

        

ARDEN 0062-GB

      EPC    98303604.7      0887071         0887071         Granted   

United Kingdom

         08-May-1998      30-Dec-1998         31-Aug-2005         08-May-2018   

Title: Stabilized Cleansing Composition with Opacifier

        

ARDEN 0062-US

      PRI    08/869,128         5,851,541         Granted   

United States of America

         04-Jun-1997         22-Dec-1998         04-Jun-2017   

Title: Stabilized Cleansing Composition with Opacifier

        

ARDEN 0063-PRO

      PRO    60/142,600            Expired   

United States of America

         07-Jul-1999            07-Jul-2000   

Title: System for Assisting Customers in Selecting an Optimum Color Cosmetic Product

  

  

ARDEN 0063-US

      ORD    09/543,711         6,437,866         Granted   

United States of America

         05-Apr-2000         20-Aug-2002         05-Apr-2020   

Title: System for Assisting Customers in Selecting an Optimum Color Cosmetic Product

  

  

ARDEN 0069-PRO

      PRO    62/250,114            Pending   

United States of America

         03-Nov-2015            03-Nov-2016   

Title: Formulations for Protection of Skin Against Environmental Stressors

  

     

ARDEN 0081-DE

      DES    40203108.3         40203108.3         Granted   

Germany

         04-Apr-2002         23-Sep-2002         04-Apr-2027   

Title: Giorgio So You

  


Friday, July 29, 2016    Patent List by Case Number    Page 19

 

Case Number Country

   SubCase      Case Type    Application
Filing Date
   Publication
Publication Date
   Patent Number
Issue Date
     Status
Expiration Date
 

ARDEN 0081-ES

      DES    156118         156118         Granted   

Spain

         31-Jan-2003         02-Sep-2003         02-Sep-2023   

Title: Giorgio So You

     

ARDEN 0081-ES1

      DES    156121         156121         Granted   

Spain

         31-Jan-2003         02-Sep-2003         02-Sep-2023   

Title: Giorgio So You

     

ARDEN 0081-FR

      DES    02/2208         22208         Granted   

France

         04-Apr-2002         05-Jul-2002         04-Apr-2027   

Title: Giorgio So You

     

ARDEN 0081-GB

      DES    2105449         2105449         Granted   

United Kingdom

         09-Oct-2001         18-Jun-2002         09-Oct-2026   

Title: Giorgio So You

     

ARDEN 0081-US

      DES    29/158670         D470751         Granted   

United States of America

         08-Apr-2002         25-Feb-2003         25-Feb-2017   

Title: Giorgio So You

     


DF ENTERPRISES, INC.

 

CountryName   TrademarkName    TrademarkStatus    Class     FilDate    AppNumber      RegNumber     RegDate

Aruba

  BLACK PEARLS    Registered      3      28-Feb-1995      95,022,812         17274      28-Feb-1995

Bahamas

  BLACK PEARLS    Registered      48      07-Mar-1995         17183      07-Mar-1995

Benelux

  BLACK PEARLS    Registered      3      28-Aug-1996      877565         595205      28-Aug-1996

Bermuda

  BLACK PEARLS    Registered      3              26750      11-Mar-1995

Brazil

  BLACK PEARLS    Registered      3      02-Mar-1995      818264586         818264586      11-Jun-2002

Chile

  BLACK PEARLS    Registered      3      20-Jul-2005      300329         734856      30-Sep-2005

Colombia

  BLACK PEARLS    Registered      3           95/007838         209526      29-May-1996

Costa Rica

  BLACK PEARLS    Registered      3              97183      10-Sep-1996

Curacao

  BLACK PEARLS    Registered      03      21-Feb-2005      D-8312         07432      28-Feb-2005

Ecuador

  BLACK PEARLS    Registered      3      24-Feb-1995      54615         6338      25-Oct-1996

El Salvador

  BLACK PEARLS    Registered      3           1304/95         129/97      30-Sep-1999

Guatemala

  BLACK PEARLS    Registered      3           1741-95         79722      28-May-1996

Honduras

  BLACK PEARLS    Registered      3           2581/95         63512      07-Nov-1995

Panama

  BLACK PEARLS    Registered      3      06-Nov-1996      83803         83803      06-Nov-1996

Paraguay

  BLACK PEARLS    Registered      3      06-Mar-1995      4,163         273484      17-Nov-2004

Peru

  BLACK PEARLS    Registered      3           263,210         16642      21-Jun-1995

Saudi Arabia

  BLACK PEARLS    Registered      3      29-Sep-1996      35786         499/96      14-Oct-1999

St. Maarten

  BLACK PEARLS    Pending      21-Feb-2005      D-8312         06209     

Trinidad and Tobago

  BLACK PEARLS    Registered      3      01-Mar-1995      23,613         23,613      05-Sep-1996

United Kingdom

  BODY RADIANCE    Registered      3      23-Nov-1991         1,483,327      23-Nov-1991


DF ENTERPRISES, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    Class     FilDate    AppNumber      RegNumber     RegDate

United States of America

  BRILLIANT WHITE DIAMONDS    Registered      3      16-May-2000      76/049809         2636441      15-Oct-2002

Benelux

  DIAMONDS AND EMERALDS    Registered      3      19-Feb-1993      793479         526378      19-Feb-1993

Brazil

  DIAMONDS AND EMERALDS    Registered      3              817361200      01-Jul-1997

Chile

  DIAMONDS AND EMERALDS    Registered      3      24-Jun-1993      244362         1140163      27-Oct-1994

Colombia

  DIAMONDS AND EMERALDS    Registered      3           395,316         157661      28-Mar-1994

Germany

  DIAMONDS AND EMERALDS    Registered      3      09-Jul-1993      U 9000/3WZ         2071569      15-Jul-1994

Indonesia

  DIAMONDS AND EMERALDS    Registered      3      08-Sep-1993         IDM000009353      16-Dec-1994

Italy

  DIAMONDS AND EMERALDS    Registered      3      30-Jun-1993      MI2013C001600         0001533738      30-Jun-1993

Korea, Republic of

  DIAMONDS AND EMERALDS    Registered      12           93-22219         40295869      12-Aug-1994

Korea, Republic of

  DIAMONDS AND EMERALDS    Registered      13           93-22218         297814      07-Sep-1994

Mexico

  DIAMONDS AND EMERALDS    Registered      3      26-Jan-2004      639021         844336      26-Jul-2004

Peru

  DIAMONDS AND EMERALDS    Registered      3           256,497         15519      11-May-1995

Saudi Arabia

  DIAMONDS AND EMERALDS    Registered      3      07-Jul-1993      21,575         308/64      01-Jun-1994

Singapore

  DIAMONDS AND EMERALDS    Registered      3      25-Jun-1993         T9304777E      25-Jun-1993

South Africa

  DIAMONDS AND EMERALDS    Registered      3      23-Jun-1993         93/5255      23-Jun-1993

Taiwan

  DIAMONDS AND EMERALDS    Registered      5           82032487         631768      16-Feb-1994

Taiwan

  DIAMONDS AND EMERALDS    Registered      6           82,032,488         627428      16-Jan-1994

Taiwan

  DIAMONDS AND EMERALDS    Registered      7           82,032,476         631938      16-Feb-1994

Thailand

  DIAMONDS AND EMERALDS    Registered      3      05-Jul-1993      247,614         KOR18576      05-Jul-1993

United States of America

  DIAMONDS AND EMERALDS    Registered      3      02-Feb-1993      74/355298         1842243      28-Jun-1994


DF ENTERPRISES, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    Class     FilDate    AppNumber      RegNumber     RegDate

United States of America

  DIAMONDS AND EMERALDS    Registered      03      05-Aug-1994      74/560,194         1914449      29-Aug-1995

Benelux

  DIAMONDS AND RUBIES    Registered      3      04-May-1993      797077         530528      04-May-1993

Brazil

  DIAMONDS AND RUBIES    Registered      3              817361219      01-Jul-1997

Chile

  DIAMONDS AND RUBIES    Registered      3      24-Jun-1993      244363         1140161      27-Oct-1994

Colombia

  DIAMONDS AND RUBIES    Registered      3           395,317         157660      28-Mar-1994

Germany

  DIAMONDS AND RUBIES    Registered      3      09-Jul-1993      U 9001/3WZ         2068337      17-Jun-1994

Indonesia

  DIAMONDS AND RUBIES    Registered      3      08-Sep-1993         IDM000009352      12-Dec-1994

Italy

  DIAMONDS AND RUBIES    Registered      3      30-Jun-1993      MI2013C001603         0001533740      30-Jun-1993

Korea, Republic of

  DIAMONDS AND RUBIES    Registered      12           93-22217         40295870      12-Aug-1994

Korea, Republic of

  DIAMONDS AND RUBIES    Registered      13           93-22221         40297813      07-Sep-1994

Mexico

  DIAMONDS AND RUBIES    Registered      3      26-Jan-2004      639020         844335      26-Jul-2004

Peru

  DIAMONDS AND RUBIES    Registered      3           260,434         16202      14-Jun-1995

Saudi Arabia

  DIAMONDS AND RUBIES    Registered      3      07-Jul-1993      21,576         308/65      31-May-1994

Singapore

  DIAMONDS AND RUBIES    Registered      3      25-Jun-1993         T9304778C      25-Jun-1993

South Africa

  DIAMONDS AND RUBIES    Registered      3      23-Jun-1993         93/5256      23-Jun-1993

Taiwan

  DIAMONDS AND RUBIES    Registered      5           82032480         631767      16-Feb-1994

Taiwan

  DIAMONDS AND RUBIES    Registered      6           82,032,481         627427      16-Jan-1994

Taiwan

  DIAMONDS AND RUBIES    Registered      7           82,032,482         631939      16-Feb-1994

Thailand

  DIAMONDS AND RUBIES    Registered      3      05-Jul-1993      247,616         KOR18014      05-Jul-1993

United States of America

  DIAMONDS AND RUBIES    Registered      3      25-May-1993      74/394,846         1,931,953      31-Oct-1995


DF ENTERPRISES, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    Class     FilDate    AppNumber      RegNumber     RegDate

Benelux

  DIAMONDS AND SAPPHIRES    Registered      3      04-May-1993      797078         530724      04-May-1993

Brazil

  DIAMONDS AND SAPPHIRES    Registered      3.20              818928808      26-Jan-1999

Chile

  DIAMONDS AND SAPPHIRES    Registered      3           244364         1140159      27-Oct-1994

China (People’s Republic)

  DIAMONDS AND SAPPHIRES    Registered      3           94,084,367         880335      14-Oct-1996

Colombia

  DIAMONDS AND SAPPHIRES    Registered      3           395,315         157659      28-Mar-1994

Germany

  DIAMONDS AND SAPPHIRES    Registered      3      09-Jul-1993      U 9002/3WZ         2071570      15-Jul-1994

Indonesia

  DIAMONDS AND SAPPHIRES    Registered      3      08-Sep-1993      D93 9065         IDM000009354      15-Dec-1994

Italy

  DIAMONDS AND SAPPHIRES    Registered      30-Jun-1993      MI93C/04811         00670550      30-Jun-1993

Korea, Republic of

  DIAMONDS AND SAPPHIRES    Registered      12           93-22220         40295871      12-Aug-1994

Korea, Republic of

  DIAMONDS AND SAPPHIRES    Registered      13           93-22222         40297812      07-Sep-1994

Mexico

  DIAMONDS AND SAPPHIRES    Registered      26-Jan-2004      639019         844334      26-Jul-2004

Peru

  DIAMONDS AND SAPPHIRES    Registered      3           260,435         15818      05-Jun-1995

Saudi Arabia

  DIAMONDS AND SAPPHIRES    Registered      3      07-Jul-1993      21,577         308/66      31-May-1994

Singapore

  DIAMONDS AND SAPPHIRES    Registered      3      25-Jun-1993         T9304776G      25-Jun-1993

South Africa

  DIAMONDS AND SAPPHIRES    Registered      3      23-Jun-1993         93/5257      23-Jun-1993

Taiwan

  DIAMONDS AND SAPPHIRES    Registered      5              631747      16-Feb-1994

Taiwan

  DIAMONDS AND SAPPHIRES    Registered      6           82,031,098         625808      01-Jan-1994

Taiwan

  DIAMONDS AND SAPPHIRES    Registered      7           82,031,099         622270      01-Dec-1993

Thailand

  DIAMONDS AND SAPPHIRES    Registered      3      05-Jul-1993      247,617         KOR17523      05-Jul-1993

United States of America

  DIAMONDS AND SAPPHIRES    Registered      3      25-May-1993      74/394,824         1873077      10-Jan-1995


DF ENTERPRISES, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    Class     FilDate    AppNumber      RegNumber     RegDate

Australia

  FOREVER ELIZABETH    Registered      3      07-May-2002      911907         911907      07-May-2002

Brazil

  FOREVER ELIZABETH    Published      3      13-Jun-2002      824578066        

Canada

  FOREVER ELIZABETH    Registered      3      06-May-2002      1,139,896         599104      12-Jan-2004

Chile

  FOREVER ELIZABETH    Registered      3      26-Jun-2002      571977         996946      30-Dec-2002

Colombia

  FOREVER ELIZABETH    Published      3      07-May-2002      02/039,065        

European Community

  FOREVER ELIZABETH    Registered      3      07-May-2002      2686517         2686517      04-Jul-2003

Hong Kong

  FOREVER ELIZABETH    Registered      3      23-Aug-2002      2002/13169         200304078      23-Aug-2002

India

  FOREVER ELIZABETH    Registered      3      01-Nov-2002      1150627         1150627      01-Nov-2002

Mexico

  FOREVER ELIZABETH    Registered      3      07-May-2002      545,974         754890      07-May-2002

New Zealand

  FOREVER ELIZABETH    Registered      3      07-May-2002      656753         656753      07-May-2002

Philippines

  FOREVER ELIZABETH    Registered      3      25-Oct-2002      4-2002-009337         4-2002-009337      02-Apr-2007

Singapore

  FOREVER ELIZABETH    Registered      3      22-Aug-2002      T02/12698G         T02/12698G      02-May-2002

South Africa

  FOREVER ELIZABETH    Registered      3      07-May-2002      2002/06276         2002/06276      07-Nov-2006

Taiwan

  FOREVER ELIZABETH    Registered      3      01-Nov-2002      91,046,059         01060249      16-Oct-2003

United States of America

  FOREVER ELIZABETH    Registered      3      02-May-2002      76/402,949         2795771      16-Dec-2003

Germany

  PASSION    Registered      3      26-Jun-1925      E 1793 W37/Z         347382      02-Feb-1926

China (People’s Republic)

  REALIZE    Registered      3      18-Dec-2001      3,043,545         3043545      21-Mar-2004

Canada

  SPARKLING WHITE DIAMONDS    Registered      3      05-Aug-1999      1,024,773         585494      17-Jul-2003

South Africa

  WHITE DIAMOND    Registered      3      18-Aug-1988         88/7175      18-Aug-1988

United Kingdom

  WHITE DIAMOND    Registered      3      16-Apr-1987         1,307,511      16-Apr-1987


DF ENTERPRISES, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    Class     FilDate    AppNumber      RegNumber     RegDate

Algeria

  WHITE DIAMONDS    Registered      3      11-Mar-1992      262         88340      11-Mar-1992

Australia

  WHITE DIAMONDS    Registered      3      25-Jun-1991         558359      25-Jun-1991

Bahamas

  WHITE DIAMONDS    Registered      48      23-Mar-1992         15189      23-Mar-1992

Benelux

  WHITE DIAMONDS    Registered      3      11-Sep-1991      769002         0499935      11-Sep-1991

Bermuda

  WHITE DIAMONDS    Registered      3      05-May-1992      21728         21728      12-May-1993

Bolivia

  WHITE DIAMONDS    Registered      3              55771      10-Feb-1994

Brazil

  WHITE DIAMONDS    Registered      3      04-Nov-1997      820331465         820331465      18-Mar-2008

Canada

  WHITE DIAMONDS    Registered      3      20-Dec-1990      673,569         398764      29-May-1992

China (People’s Republic)

  WHITE DIAMONDS    Registered      3           9,700,125,055         1250149      28-Feb-1999

Colombia

  WHITE DIAMONDS    Registered      3           356,673         184108      28-Sep-1995

Costa Rica

  WHITE DIAMONDS    Registered      3           78,404         36,180      09-Sep-1992

Dominican Republic

  WHITE DIAMONDS    Registered      50              58863      15-Sep-1993

Ecuador

  WHITE DIAMONDS    Registered      3      27-Mar-1992      31056         3059      16-Mar-1993

Egypt

  WHITE DIAMONDS    Registered      3      07-Mar-1992         82559      07-Apr-1994

El Salvador

  WHITE DIAMONDS    Registered      3              180 BOOK 18 FOL 361      28-Jul-2003

Georgia

  WHITE DIAMONDS    Registered      3           3372/03-93         2283      10-Jun-1996

Greece

  WHITE DIAMONDS    Registered      3      16-Jan-2007      152163         152163      18-Jun-2008

Guatemala

  WHITE DIAMONDS    Registered      3      27-Mar-1992      02060-92         108647      30-Jan-2001

Honduras

  WHITE DIAMONDS    Registered      3      23-Dec-2003      32930/2003         94834      23-Aug-2005

Hong Kong

  WHITE DIAMONDS    Registered      3      03-Mar-1992      8514/92         199811481      03-Mar-1992


DF ENTERPRISES, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    Class     FilDate    AppNumber      RegNumber     RegDate

Indonesia

  WHITE DIAMONDS    Registered      3              459433      11-Oct-2001

Iran (Islamic Republic of)

  WHITE DIAMONDS    Registered      3      31-Mar-1992      103366         68975      08-Sep-1992

Ireland

  WHITE DIAMONDS    Registered      3      20-Oct-2008      2008/02199         240483      20-Oct-2008

Jamaica

  WHITE DIAMONDS    Registered      3      20-Mar-1992      B 3/2839         25819      20-Mar-1992

Japan

  WHITE DIAMONDS    Registered      3      23-Apr-1992      107028/92         4194009      02-Oct-1998

Latvia

  WHITE DIAMONDS    Registered      3      11-Jun-1993      M-93-5483         M18949      11-Jun-1993

Morocco

  WHITE DIAMONDS    Registered      3           443         48709      04-May-1992

Namibia

  WHITE DIAMONDS    Registered      3      11-Jan-1996      96/0046         96/0046      11-Jan-1996

New Zealand

  WHITE DIAMONDS    Registered      3      04-Mar-1992      216680         216680      24-Jan-1997

Nicaragua

  WHITE DIAMONDS    Registered      3              22030      09-Sep-1992

Oman

  WHITE DIAMONDS    Registered      3      04-May-1992      6896         6896      04-May-1992

Panama

  WHITE DIAMONDS    Registered      3              68194      05-Apr-1995

Paraguay

  WHITE DIAMONDS    Registered      3           28849         376988      13-Dec-2002

Puerto Rico

  WHITE DIAMONDS    Registered      3      19-Feb-2008         75509      19-Feb-2008

Saudi Arabia

  WHITE DIAMONDS    Registered      3      05-Apr-1994      16742         303/67      05-Apr-1994

Singapore

  WHITE DIAMONDS    Registered      3      12-Nov-1991         10119/91      11-Dec-2001

South Africa

  WHITE DIAMONDS    Registered      3      22-Aug-1991         91/6952      22-Aug-1991

Taiwan

  WHITE DIAMONDS    Registered      5           81-22450         589905      16-Mar-1993

Taiwan

  WHITE DIAMONDS    Registered      6           81-22451         585882      16-Feb-1993

Taiwan

  WHITE DIAMONDS    Registered      7           81-22452         597722      16-May-1993


DF ENTERPRISES, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    Class     FilDate    AppNumber      RegNumber     RegDate

Thailand

  WHITE DIAMONDS    Registered      3      20-Oct-1992      235771         KOR61691      20-Oct-1992

Trinidad and Tobago

  WHITE DIAMONDS    Registered      48      14-May-1992         20,711      14-May-1992

Tunisia

  WHITE DIAMONDS    Registered      3              EE92/0203      10-Mar-1992

Turkey

  WHITE DIAMONDS    Registered      3, 5              136832      04-May-1992

United Kingdom

  WHITE DIAMONDS    Registered      3      15-Jun-1991         1,467,569      15-Jun-1991

United States of America

  WHITE DIAMONDS    Registered      3      21-Dec-1990      74/125,475         1853981      13-Sep-1994

Uruguay

  WHITE DIAMONDS    Registered      3              252955      19-Mar-1997

Venezuela

  WHITE DIAMONDS    Registered      6      23-Mar-1992      5470/92         F173480      07-Oct-1994

Canada

  WHITE DIAMONDS (STYLIZED)    Registered      3      20-Aug-1991      688,051         404109      23-Oct-1992

United States of America

  WHITE DIAMONDS (STYLIZED)    Registered      3      08-Mar-1991      74/148,825         1817316      18-Jan-1994

Korea, Republic of

  WHITE DIAMONDS (WORDS IN PARTICULAR STYLE)    Registered      12           95-23540         346329      03-Sep-1996

Korea, Republic of

  WHITE DIAMONDS (WORDS IN PARTICULAR STYLE)    Registered      13           95-23541         346489      06-Sep-1996

Peru

  WHITE DIAMONDS (WORDS IN PARTICULAR STYLE)    Registered      3           263,537         16650      26-Jun-1995

Qatar

  WHITE DIAMONDS (WORDS(LATIN/LOCAL SCRIPT))    Registered      3      06-May-1992      9672         9672      09-Oct-2000

United States of America

  WHITE DIAMONDS BOTTLE DESIGN    Registered      3      27-Mar-1991      74/151897         1823953      22-Feb-1994

United States of America

  WHITE DIAMONDS BOTTLE DESIGN PERFUME (MISC DESIGN)    Registered      3      27-Mar-1991      74/151,720         1814316      28-Dec-1993

 


ELIZABETH ARDEN INTERNATIONAL, SARL

 

CountryName   TrademarkName    TrademarkStatus    Class     FilDate    AppNumber      RegNumber     RegDate

WIPO

  ARDEN FOR MEN (STYLIZED) I    Registered      3, 5              200601      18-May-1997

WIPO

  BLACK PEARLS    Registered      3              670999      05-Mar-1997

WIPO

  BLUE GRASS PERFUME MIST    Registered      3              186966      16-Aug-1995

WIPO

  CLEAR THE WAY    Registered      3              730853      23-Feb-2000

France

  DIAMONDS AND EMERALDS    Registered      3              608613      15-Sep-1993

Germany

  DIAMONDS AND EMERALDS    Registered      3              608613      15-Sep-1993

WIPO

  DIAMONDS AND EMERALDS    Registered      3              608613      15-Sep-1993

Italy

  DIAMONDS AND EMERALDS    Registered      3              608613      15-Sep-1993

Monaco

  DIAMONDS AND EMERALDS    Registered      3              608613      15-Sep-1993

WIPO

  DIAMONDS AND RUBIES    Registered      3              607430      25-Aug-1993

WIPO

  DIAMONDS AND SAPPHIRES    Registered      3              607431      25-Aug-1993

WIPO

  EA (STYLIZED) I    Registered      3              638937      08-Jun-1995

WIPO

  ELIZABETH ARDEN    Registered      9              699031      07-Aug-1998

WIPO

  ELIZABETH ARDEN    Registered      3, 21              189944      12-Jan-1956

WIPO

  ELIZABETH ARDEN (STYLIZED) II    Registered      3      02-Feb-1953         166823      02-Feb-1953

WIPO

  ELIZABETH ARDEN (STYLIZED) IV    Registered      3              593876      29-Oct-1992

WIPO

  ELIZABETH ARDEN 5TH AVENUE    Registered      3              658032      27-Jun-1996

Armenia

  ELIZABETH ARDEN CERAMIDE TIME COMPLEX    Registered      3              574804      08-Aug-1991

WIPO

  ELIZABETH ARDEN CERAMIDE TIME COMPLEX    Registered      3              574804      08-Aug-1991


ELIZABETH ARDEN INTERNATIONAL, SARL

 

CountryName   TrademarkName    TrademarkStatus    Class     FilDate    AppNumber      RegNumber     RegDate

WIPO

  ELIZABETH ARDEN SPLENDOR    Registered      3              691687      02-Apr-1998

WIPO

  FLAWLESS FINISH    Registered      3              632491      10-Feb-1995

WIPO

  GOOD NIGHT’S SLEEP    Registered      3              635676      13-Apr-1995

WIPO

  MILLENIUM ENERGIST    Registered      3           735754         735754      03-May-2000

Aruba

  PREVAGE    Registered      22-Nov-2013      31624         31624      07-Jan-2014

Aruba

  PREVAGE    Pending      22-Nov-2013      IM13112223        

Bahrain

  PREVAGE    Pending      13-Apr-2014      103055        

Bangladesh

  PREVAGE    Registered      5              72877      25-Oct-2001

Belarus

  PREVAGE    Registered      5              18480      15-Jan-2004

Brazil

  PREVAGE    Registered      5      17-Oct-2001      824110005         824110005      17-Apr-2007

Brazil

  PREVAGE    Registered      3      21-Jan-2003      825251311         825251311      02-May-2007

Brazil

  PREVAGE    Registered      5      21-Jan-2003      825251320         825251320      29-Jun-2010

Colombia

  PREVAGE    Registered      5      30-Oct-2001      1093207         249551      10-May-2002

Ecuador

  PREVAGE    Registered      03 Int.      18-Apr-2013      IEPIUIOPISD201338737         36714      16-Dec-2013

Ecuador

  PREVAGE    Registered      05 Int.      18-Apr-2013      IEPIUIOPISD201338739         36814      16-Dec-2013

Egypt

  PREVAGE    Registered              146386      09-Nov-2009

Egypt

  PREVAGE    Pending      14-Nov-2013      294972        

European Community

  PREVAGE    Registered      3      21-Jan-2003      3016672         3016672      20-Dec-2004

Gaza District

  PREVAGE    Registered      08-Sep-2013      17958         17958      18-Mar-2015

Iraq

  PREVAGE    Registered      5      05-Jun-2003      44025         44025      25-Jun-2008


ELIZABETH ARDEN INTERNATIONAL, SARL

 

 

CountryName   TrademarkName    TrademarkStatus    Class     FilDate    AppNumber      RegNumber     RegDate

Italy

  PREVAGE    Registered      5      17-Jun-2011      MI2011C006547         1460505      22-Sep-2011

Italy

  PREVAGE    Pending      5      06-Nov-2001      FI2001C001147         0000950411     

Jordan

  PREVAGE    Published      03 Int.      09-Jul-2013      132232        

Lebanon

  PREVAGE    Registered              153125      09-Sep-2013

Monaco

  PREVAGE    Registered      3      12-May-2013      32001         14.30244      01-Sep-2014

Morocco

  PREVAGE    Registered      5              79109      22-Oct-2001

Pakistan

  PREVAGE    Pending      03      12-Mar-2015      174662        

Peru

  PREVAGE    Registered      5      19-Oct-2001      2001136715         77598      14-Jan-2002

Saudi Arabia

  PREVAGE    Registered      3      03-Nov-2012      187662         143313182      03-Jun-2014

Saudi Arabia

  PREVAGE    Pending      03 Int.      17-Nov-2013      1435000695        

South Africa

  PREVAGE    Registered      5      19-Oct-2001      200118154         200118154      19-Oct-2001

Spain

  PREVAGE    Registered      5      24-Oct-2001      2432740         2432740      05-Apr-2002

Sri Lanka

  PREVAGE    Pending      11-May-2001      105518        

Switzerland

  PREVAGE    Registered      3      03-Mar-2005      51712/2005         532848      06-May-2005

Switzerland

  PREVAGE    Registered      3      05-Dec-2013      64614 2013         655396      05-Dec-2013

Tangier

  PREVAGE    Registered      5              20597      22-Oct-2001

Thailand

  PREVAGE    Registered      3      30-Apr-2012      844768         KOR391634      30-Jan-2015

Thailand

  PREVAGE    Registered      05 Int.      30-Apr-2012      844769         KOR392116      10-Feb-2015

Tunisia

  PREVAGE    Registered      5      19-Oct-2001         TNE20011945      06-Apr-2003

Turkey

  PREVAGE    Registered      5      22-Oct-2001      200121523         200121523      22-Oct-2001


ELIZABETH ARDEN INTERNATIONAL, SARL

 

 

CountryName   TrademarkName    TrademarkStatus    Class     FilDate    AppNumber      RegNumber     RegDate

United Kingdom

  PREVAGE    Registered      5      18-Oct-2001      2283445         2283445      15-Mar-2002

Japan

  PREVAGE JAPANESE CHARACTERS    Registered      5      25-Oct-2001      2001095717         0004608635      27-Sep-2002

WIPO

  RED DOOR DEVICE (COLOR)    Registered      3              690206      13-Feb-1998

WIPO

  SUNFLOWERS    Registered      3              611229      12-Nov-1993

Armenia

  TRUE LOVE    Registered      3              617785      25-Mar-1994

WIPO

  TRUE LOVE    Registered      3              617785      25-Mar-1994

WIPO

  WHITE DIAMONDS    Registered      3              581519      09-Jan-1992


ELIZABETH ARDEN, INC.

 

Country   Trademark    Class      Status   FilDate    AppNumber      RegDate   RegNumber

Australia

  ADVANCED MIX CONCENTRATE design      01 Int., 03 Int.       Registered   18-Jun-2014      1629184       04-Mar-2015   1629184

China (People’s Republic)

  ADVANCED MIX CONCENTRATE design      03 Int.       Published   25-Jul-2014      14911727        

Australia

  ARAZINE      3       Registered   30-Mar-2012      1483282       30-Mar-2012   1483282

Canada

  ARAZINE      3       Registered   29-Mar-2012      1571015       12-Mar-2015   TMA898652

China (People’s Republic)

  ARAZINE      3       Registered   30-Mar-2012      10703206       28-May-2013   10703206

European Community

  ARAZINE      3       Registered   29-Mar-2012      10771533       30-Aug-2012   10771533

Hong Kong

  ARAZINE      3       Registered   30-Mar-2012      302208203       30-Mar-2012   302208203

Japan

  ARAZINE      01 Int.       Registered   27-Jun-2014      2014053781       24-Oct-2014   5713075

Mexico

  ARAZINE      3       Registered   30-Apr-2012      1270062       24-Sep-2012   1312933

New Zealand

  ARAZINE      3       Registered   30-Mar-2012      956543       30-Mar-2012   956543

Norway

  ARAZINE      3       Registered   30-Mar-2012      201203413       12-Jul-2012   266353

South Africa

  ARAZINE      3       Registered   02-Apr-2012      201208309       06-Jan-2014   2012/08309

Taiwan

  ARAZINE      3       Registered   30-Mar-2012      101017272       16-Oct-2012   1541304

United States of America

  ARAZINE       Registered   06-Dec-2013      86/137152       12-Aug-2014   4583480

United States of America

  BATH & BODY LUXURIES (STYLIZED)      3       Registered   18-Feb-1992      74/246,973       27-Apr-1993   1767119

China (People’s Republic)

  BEAUTY SLEEP      3       Registered   01-Jul-2008      6816224       21-Apr-2010   6816224

European Community

  BEAUTY SLEEP      3       Registered   30-Apr-2003      3,150,083       23-Aug-2004   3150083

Hong Kong

  BEAUTY SLEEP      3       Registered   26-Jun-2008      301148238       26-Jun-2008   301148238

Mexico

  BEAUTY SLEEP      3       Registered   25-Apr-2003      598382       27-Feb-2004   822973


ELIZABETH ARDEN, INC.

 

 

Country   Trademark    Class      Status   FilDate    AppNumber      RegDate   RegNumber

Singapore

  BEAUTY SLEEP      3       Registered   27-Jun-2008      T0808562Z       27-Jun-2008   T0808562Z

European Community

  BODY BY DESIGN      3       Registered   01-Apr-1996      76992       30-Mar-1998   76992

Australia

  BORA BORA      03 Int.       Registered   21-Apr-2015      1688580       21-Apr-2015   1688580

Brazil

  BORA BORA      3       Registered   06-Jul-2001      824083202       17-Apr-2007   824083202

Canada

  BORA BORA       Registered   08-Jun-2001      1105792       02-Sep-2003   588638

Chile

  BORA BORA       Registered   01-Oct-1988      839974       01-Oct-1988   845945

China (People’s Republic)

  BORA BORA      03 Int.       Published   16-Sep-2014      15355489        

European Community

  BORA BORA      03 Int.       Registered   10-May-2011      9953886       22-Sep-2011   009953886

European Community

  BORA BORA       Registered   28-Aug-2014      13207709       08-Jan-2015   13207709

Indonesia

  BORA BORA      03 Int.       Pending   15-Sep-2014      D002014041896        

Israel

  BORA BORA       Pending   22-Apr-2015      273990        

Japan

  BORA BORA      03 Int.       Registered   21-Apr-2015      2015038768       02-Oct-2015   5795249

Lebanon

  BORA BORA       Registered   02-Sep-2014      23155       18-Sep-2014   160308

Malaysia

  BORA BORA      3       Pending   05-Jun-2015      2015058701        

Mexico

  BORA BORA       Registered   11-Jun-2001      489850       30-Jul-2001   709345

Panama

  BORA BORA      03 Int.       Registered   30-Oct-2014      236166       26-Jun-2015   236166

Paraguay

  BORA BORA      03 Int.       Pending   21-Oct-2014      452822014        

Philippines

  BORA BORA      03 Int.       Registered   29-Aug-2014      42014503873       27-Nov-2014   4201400503873

Singapore

  BORA BORA      03 Int.       Registered   23-Apr-2015      40201506733T       07-Oct-2015   40201506733T

Spain

  BORA BORA       Registered   09-Sep-1974      764519       16-Jun-1976   764519


ELIZABETH ARDEN, INC.

 

 

Country   Trademark    Class      Status   FilDate    AppNumber      RegDate   RegNumber

United Arab Emirates

  BORA BORA      03 Int.       Published   11-Mar-2015      228811        

United States of America

  BORA BORA      03 Int.       Registered   05-Jun-2001      76/266911       29-Jul-2003   2743659

Uruguay

  BORA BORA      03 Int.       Published   09-Oct-2014      459166        

United States of America

  BORA BORA MEN’S BOTTLE DESIGN       Registered   24-Jun-2002      76/425314       17-Feb-2004   2815578

United States of America

  BORA BORA WOMEN’S BOTTLE DESIGN      03 Int.       Registered   24-Jun-2002      76/424239       23-Dec-2003   2798927

Canada

  BOWLING GREEN       Registered   02-Mar-1988      601940       02-Feb-1990   364773

United States of America

  BOWLING GREEN (DEMO)      3       Registered   04-Aug-1986      73/612,916       07-Apr-1987   1,435,236

Benelux

  CATALYST      3       Registered   03-Nov-1992      788188       03-Nov-1992   520239

Denmark

  CATALYST      3       Registered   15-Oct-1992      VA7334/92       24-Dec-1993   VR8758/93

Saudi Arabia

  CATALYST      3       Registered   07-Apr-1993      20,660       07-Apr-1993   3106

Spain

  CATALYST      3       Registered   12-Nov-1992      1729738       05-Jul-1995   1729738

United States of America

  CATALYST      3       Registered   12-Apr-2006      78/860226       12-Dec-2006   3183911

European Community

  CHILL      3       Registered   01-Apr-1996      77024       30-Mar-1998   77024

United States of America

  CHILL      3       Registered   13-Feb-1987      73/644,470       08-Sep-1987   1,456,034

Australia

  CURIOUS      3       Registered   14-May-2004      1002046       14-May-2004   1002046

Brazil

  CURIOUS      3       Registered   14-May-2004      826360904       04-Dec-2007   826360904

Chile

  CURIOUS      3       Registered   17-May-2004      647288       08-Oct-2004   1126093

China (People’s Republic)

  CURIOUS      3       Registered   23-Mar-2005      4558018       14-Jul-2008   4558018

Colombia

  CURIOUS      3       Registered   17-May-2004      2004045233       29-Nov-2004   292108

European Community

  CURIOUS      3       Registered   14-May-2004      3810991       02-May-2006   3810991


ELIZABETH ARDEN, INC.

 

 

Country   Trademark    Class      Status   FilDate    AppNumber      RegDate   RegNumber

Hong Kong

  CURIOUS      3       Registered   14-May-2004      300214703       14-May-2004   300214703

India

  CURIOUS      3       Registered   18-May-2004      01284661       18-May-2004   1284661

Japan

  CURIOUS      3       Registered   26-Nov-2004      2004108088       15-Jul-2005   4880290

Korea, Republic of

  CURIOUS      3       Registered   02-Mar-2005      40-2005-8519       15-Sep-2006   678535

Mexico

  CURIOUS      3       Registered   14-May-2004      656328       18-Jun-2004   838795

New Zealand

  CURIOUS       Registered   14-May-2004      712342       14-May-2004   712342

Norway

  CURIOUS      3       Registered   21-May-2004      200405419       04-Jul-2005   227386

Russian Federation

  CURIOUS      3       Registered   09-Nov-2006      2006732514       13-Feb-2008   343898

Singapore

  CURIOUS      3       Registered   18-May-2004      T04/07951Z       18-May-2004   T0407951Z

South Africa

  CURIOUS      3       Registered   14-May-2004      200407681       14-May-2004   200407681

Switzerland

  CURIOUS      3       Registered   14-May-2004      53198/2004       14-May-2004   522978

Taiwan

  CURIOUS      3       Registered   14-May-2004      093022166       16-Mar-2005   1143352

United States of America

  CURIOUS      3       Registered   13-May-2004      78/418384       06-Sep-2005   2993382

Argentina

  CURVE       Registered   20-Jul-1995      2795189       13-Apr-2009   2281592

Aruba

  CURVE       Registered   18-Sep-2007      17494IM200709192       23-Oct-2007   26769

Australia

  CURVE       Registered   20-Jul-1995      667149       14-Oct-1996   667149

Bahrain

  CURVE       Registered   25-Mar-1997      41697       15-Oct-2000   21811

Benelux

  CURVE       Registered   18-Jul-1995      852132       18-Jul-1995   0577380

Bermuda

  CURVE      03       Registered   09-Nov-1995      27316       09-Nov-1995   27316

Bolivia

  CURVE       Registered   17-Mar-1998      65565       17-Mar-1998   70224


ELIZABETH ARDEN, INC.

 

 

Country   Trademark    Class      Status   FilDate    AppNumber      RegDate   RegNumber

Brazil

  CURVE      3       Registered   31-Jul-1995      818649429       07-Oct-1997   818649429

Canada

  CURVE      3       Registered   01-May-1995      781778       07-Oct-1997   TMA483689

Caribbean Netherlands(Bonaire, St Eustatius, Saba)

  CURVE      03       Registered   07-Jul-2011      1371       07-Jul-2015   1371

Caribbean Netherlands(Bonaire, St Eustatius, Saba)

  CURVE      03       Registered   07-Jul-2011      1371       07-Jul-2015   1371

Chile

  CURVE      03       Registered   18-Aug-1995      743474       23-Aug-1996   777061

Colombia

  CURVE       Registered   30-Oct-1995      95051177       18-Sep-2001   264635

Dominican Republic

  CURVE       Registered   15-Oct-1995       15-Oct-1995   80311

Ecuador

  CURVE       Registered   07-Aug-1995      59839       26-Mar-1997   59839

European Community

  CURVE      03 Int.       Registered   05-May-1997      528836       10-Feb-1999   528836

European Community

  CURVE      3, 9, 14, 18, 25, 35, 42      Registered   29-Aug-2003      3331626       29-Mar-2005   3331626

France

  CURVE      03       Registered   26-Jul-1995      95582180       26-Jul-1995   95582180

Germany

  CURVE      03       Registered   18-Jul-1995      395294622       16-Apr-1996   39529462

Ireland

  CURVE      3       Registered   10-Aug-1995      168048       10-Aug-1995   168048

Israel

  CURVE      3       Registered   21-Jul-1995      99725       21-Jan-1997   99725

Jamaica

  CURVE      3       Registered   14-Oct-2003      44444       14-Oct-2003   44444

Lebanon

  CURVE      3       Registered   28-Oct-1995      804401852       28-Oct-1995   130647

Malaysia

  CURVE      3       Registered   23-Aug-1995      95008661       23-Aug-1995   95008661

Mexico

  CURVE      3       Registered   08-May-1995      231182       15-Jun-1995   494716

New Zealand

  CURVE      3       Registered   07-Aug-1995      252018       07-Aug-1995   252018

Oman

  CURVE      3       Registered   11-Nov-1995      12521       08-Oct-2001   12521


ELIZABETH ARDEN, INC.

 

 

Country   Trademark    Class      Status   FilDate    AppNumber      RegDate   RegNumber

Qatar

  CURVE      3       Registered   22-Jul-1995      13721       25-Sep-2002   13721

Russian Federation

  CURVE      3       Pending   17-Dec-2015      2015741625        

Singapore

  CURVE      3       Registered   28-Jul-1995      T9506897D       28-Jul-1995   T9506897D

St. Maarten

  CURVE       Registered   07-Jul-2011      6011       07-Jul-2015   6011

Switzerland

  CURVE       Registered   09-Aug-1995      96531995       16-Aug-1996   P429458

Taiwan

  CURVE       Registered   24-Jul-1995      84036946       16-May-2000   891635

Trinidad and Tobago

  CURVE       Registered   23-Oct-2003      34375       06-Oct-2005   34375

Turkey

  CURVE      03 Int.       Registered   30-Jun-2005      200527098       30-Jun-2005   200527098

United Kingdom

  CURVE       Registered   01-May-1995      2019439       16-Feb-1996   2019439

United States of America

  CURVE       Registered   08-May-1995      74670680       31-Dec-1996   2027829

Uruguay

  CURVE      3       Registered   24-Feb-1999      404487       19-Oct-1999   404487

European Community

  CURVE APPEAL      03       Registered   21-Oct-2010      9463845       01-Mar-2011   9463845

United States of America

  CURVE APPEAL      3       Registered   20-Oct-2010      85157271       24-Jul-2012   4180104

Argentina

  CURVE CRUSH       Registered   28-Jan-2004      2491427       07-Dec-2005   2056368

Aruba

  CURVE CRUSH       Registered   02-Mar-2005      IM05030415       23-Mar-2005   23404

Bermuda

  CURVE CRUSH      03       Registered   29-Jan-2004      40844       29-Jan-2004   40844

Canada

  CURVE CRUSH       Registered   30-Oct-2003      1194698       27-Nov-2007   701856

European Community

  CURVE CRUSH      03       Registered   30-Oct-2003      3483261       08-Feb-2005   3483261

Mexico

  CURVE CRUSH      3       Registered   31-Oct-2003      627576       24-Nov-2003   813921

Trinidad and Tobago

  CURVE CRUSH       Registered   02-Feb-2004      34683       02-Mar-2014   34683


ELIZABETH ARDEN, INC.

 

 

Country   Trademark    Class      Status   FilDate    AppNumber      RegDate   RegNumber

United States of America

  CURVE CRUSH      03       Registered   02-Sep-2003      78294759       19-Jul-2005   2973691

Uruguay

  CURVE CRUSH      3       Registered   05-Feb-2004      352733       02-Aug-2004   352733

Venezuela

  CURVE CRUSH      3       Registered   28-Jan-2004      2004001061       01-Nov-2004   p256855

United States of America

  CURVE KICKS      3       Registered   11-Sep-2006      78971107       09-Oct-2007   3310027

Canada

  CURVE STYLIZED       Registered   07-Aug-1997      852997       30-Jul-1998   TMA498109

European Community

  CURVE STYLIZED     
 
3, 9, 14, 18,
25, 35, 42
  
  
   Registered   07-May-1998      819524       06-Feb-2001   819524

United Kingdom

  CURVE STYLIZED       Registered   07-May-1998      2165944A       25-Jun-1999   2165944A

United States of America

  CURVE STYLIZED       Registered   04-Aug-1997      75335788       26-May-1998   2160698

Mexico

  CURVE WAVE      3       Registered   15-Sep-2004      677223       26-Oct-2004   856726

United States of America

  CURVE WAVE       Registered   13-Sep-2004      78482365       14-Mar-2006   3069386

United States of America

  CURVE. SEE WHERE IT TAKES YOU.      3       Registered   27-May-1997      75298339       27-Jan-1998   2132886

Canada

  DELICIOUSLY WHIPPED!      3       Registered   02-Jul-2004      1222353       29-Nov-2005   653846

European Community

  DELICIOUSLY WHIPPED!      3       Registered   01-Jul-2004      3907128       15-Sep-2005   3907128

United States of America

  DELICIOUSLY WHIPPED!      3       Registered   29-Jun-2004      78442885       03-Jan-2006   3038457

Canada

  DES PREUVES ET NON DES PROMESSES      3       Registered   19-Oct-2005      1276244       28-Sep-2006   673681

France

  DES PREUVES ET NON DES PROMESSES      3       Registered   31-Aug-2011      113855582       31-Aug-2011   113855582

Antigua and Barbuda

  DESIGN      3       Registered   13-Sep-1990       13-Sep-1990   3181

Bahamas

  DESIGN      3       Registered   10-Aug-1990       10-Aug-1990   14165

Barbados

  DESIGN      3       Registered         05-Sep-1997   81/7010

Bermuda

  DESIGN       Registered   20-Sep-1990      21,072       28-Aug-1992   21,072


ELIZABETH ARDEN, INC.

 

 

Country   Trademark    Class      Status   FilDate    AppNumber      RegDate   RegNumber

Canada

  DESIGN      3       Registered   17-Nov-1995      797630       22-Nov-2013   TMA504431

Canada

  DESIGN      3       Registered   09-Dec-1987      596,981       23-Dec-1988   349443

Costa Rica

  DESIGN      3       Registered   03-Aug-1990       14-Apr-1992   79237

Curacao

  DESIGN      3       Pending   20-Oct-2004      D-400592         10975

Ecuador

  DESIGN      int 3       Registered   20-Nov-1991      28,847       28-Jul-1992   2643/02

El Salvador

  DESIGN      3       Registered         05-Oct-1992   81 VOL. 13

European Community

  DESIGN      3       Registered   01-Apr-1996      128025       09-Jul-1998   128025

Mexico

  DESIGN      3       Registered   07-Dec-1995      249762       07-Dec-1995   517756

Netherlands Antilles

  DESIGN       Registered   20-Oct-2004      D400592       20-Oct-2004   10975

Panama

  DESIGN       Registered         18-Sep-1991   054231

Saudi Arabia

  DESIGN      3       Registered   21-Jan-1990      10,687       22-Jul-1990   221/83

St. Maarten

  DESIGN       Registered   17-Oct-2014      D400592       20-Oct-2004   09511

Trinidad and Tobago

  DESIGN      3       Registered         24-Jul-1990   19146

United States of America

  DESIGN      3       Registered   12-Jun-1985      73/542,581       28-Jan-1986   1379973

United States of America

  DESIGN      3       Registered   19-Jul-1996      75/136,500       03-Jun-1997   2067253

Australia

  DO YOU DARE?      3       Registered   16-Jun-2004      1006823       07-Feb-2005   1006823

Canada

  DO YOU DARE?       Registered   16-Jun-2004      1220671       26-Aug-2005   646750

European Community

  DO YOU DARE?      3, 5, 35       Registered   23-Jul-2004      3949419       21-Sep-2005   3949419

Japan

  DO YOU DARE?      3       Registered   16-Jun-2004      2004056676       28-Jan-2005   4835916

Mexico

  DO YOU DARE?      3       Registered   16-Jun-2004      661969       08-Jul-2004   840955


ELIZABETH ARDEN, INC.

 

 

Country   Trademark    Class      Status   FilDate    AppNumber      RegDate   RegNumber

New Zealand

  DO YOU DARE?      3       Registered   16-Jun-2004      713922       16-Jun-2004   713922

Singapore

  DO YOU DARE?      3       Registered   17-Jun-2004      T04/09704F       17-Jun-2004   T04/09704F

St. Maarten

  ELIZABETH ARDEN      03 Int.       Registered   24-Apr-2014      14094       27-Jun-2014   14507

Turkey

  ELIZABETH ARDEN ALWAYS RED       Registered   02-Mar-2015      201517779       21-Jan-2016   201517779

Argentina

  ELIZABETH ARDEN CERAMIDE MOISTURE NETWORK      3       Registered   24-May-2004      2516189       12-Jan-2006   2062342

Mexico

  END OF THE LINE      3       Registered   11-Nov-2004      687422       16-Dec-2004   864604

Australia

  EVERYBODY HAS ONE      3       Registered   05-Sep-2005      1073735       08-May-2006   1073735

Canada

  EVERYBODY HAS ONE      3       Registered   26-Aug-2005      1270181       11-Sep-2006   672228

European Community

  EVERYBODY HAS ONE      3, 5, 44       Registered   30-Aug-2005      4609954       20-Oct-2006   4609954

New Zealand

  EVERYBODY HAS ONE      3       Registered   05-Sep-2005      735126       11-May-2006   735126

South Africa

  EVERYBODY HAS ONE      3       Registered   31-Aug-2005      2005117994       31-Aug-2005   2005/17994

United States of America

  EVERYBODY HAS ONE      3       Registered   29-Aug-2005      78702246       14-Nov-2006   3172571

Australia

  FANTASY       Registered   02-Nov-2009      1329202       17-Jun-2013   1329202

Benelux

  FANTASY      3       Registered   30-Jan-1991      0759055       30-Jan-1991   490396

Australia

  FANTASY (Stylized)       Registered   02-Nov-2009      1329205       17-Jun-2013   1329205

Australia

  FANTASY TWIST      3       Registered   13-Apr-2012      1485570       13-Apr-2012   1485570

Brazil

  FANTASY TWIST      3       Registered   11-Jun-2012      840157533       09-Jun-2015   840157533

Chile

  FANTASY TWIST      3       Registered   08-Jun-2012      1011123       27-Nov-2014   1142961

Colombia

  FANTASY TWIST      3       Published   07-Jun-2012      2012096683        

Egypt

  FANTASY TWIST      3       Pending   17-Feb-2013      285329        


ELIZABETH ARDEN, INC.

 

 

Country   Trademark    Class      Status   FilDate    AppNumber      RegDate   RegNumber

European Community

  FANTASY TWIST      3       Registered   17-Apr-2012      010815173       15-Sep-2012   010815173

Iceland

  FANTASY TWIST      3       Registered   05-Jun-2012      15622012       03-Aug-2012   8332012

Japan

  FANTASY TWIST      3       Registered   13-Apr-2012      2012029958       21-Sep-2012   5523044

Kuwait

  FANTASY TWIST      3       Registered   14-Jun-2012      131062       07-Jul-2013   109319

Lebanon

  FANTASY TWIST      3       Registered   13-Aug-2012       06-Aug-2012   144647

Malaysia

  FANTASY TWIST      3       Registered   06-Jul-2012      2012011598       06-Jul-2012   2012011598

Mexico

  FANTASY TWIST      3       Registered   30-Apr-2012      1270061       05-Sep-2012   1309565

New Zealand

  FANTASY TWIST      3       Registered   13-Apr-2012      957208       13-Apr-2012   957208

Norway

  FANTASY TWIST      3       Registered   13-Apr-2012      201203910       07-Mar-2013   269771

Oman

  FANTASY TWIST      3       Registered   09-Jun-2012      74711       31-Oct-2013   74711

Panama

  FANTASY TWIST      3       Registered   29-Jan-2013      220217 01       29-Jan-2013   220217

Paraguay

  FANTASY TWIST      3       Registered   05-Jun-2012      264372012       12-Jul-2013   382797

Peru

  FANTASY TWIST      3       Registered   10-Jul-2012      500116       09-Feb-2015   224760

Singapore

  FANTASY TWIST      03 Int.       Registered   16-Apr-2012      T1205427Z       16-Apr-2012   T1205427Z

South Africa

  FANTASY TWIST      3       Registered   13-Apr-2012      201209385       06-Jan-2014   201209385

Taiwan

  FANTASY TWIST      3       Registered   13-Apr-2012      101020111       01-Nov-2012   1543642

United Arab Emirates

  FANTASY TWIST      3       Registered   21-Jun-2012      175532       24-Mar-2014   175532

Italy

  FATTI NON PROMESSE      3       Registered   29-Aug-2011      MI2011C008688       17-Apr-2012   0001485292

Austria

  FLAWLESS FINISH      3       Registered         10-Feb-1995   632491

Japan

  FLAWLESS START      03 Int.       Registered   14-Oct-2014      201408612       30-Jan-2015   5737832


ELIZABETH ARDEN, INC.

 

 

Country   Trademark    Class      Status   FilDate    AppNumber      RegDate   RegNumber

Saudi Arabia

  FLAWLESS START      03 Int.       Pending   15-Oct-2014      1435022551        

Australia

  FLEURS DE NUIT      3       Registered   02-Nov-2007      1208197       02-Nov-2007   1208197

European Community

  FLEURS DE NUIT      3       Registered   19-Jun-2007      6015358       02-Dec-2010   6015358

Mexico

  FLEURS DE NUIT      3       Registered   07-Nov-2007      89431       30-Jun-2008   1047951

New Zealand

  FLEURS DE NUIT      3       Registered   02-Nov-2007      778887       02-Nov-2007   778887

South Africa

  FLEURS DE NUIT      3       Registered   02-Nov-2007      2007/25322       15-Dec-2010   200725322

United Arab Emirates

  FLEURS DE NUIT      3       Registered   13-Nov-2007      102586       28-Jun-2010   105004

European Community

  FLOWER LOGO      3       Registered   01-Apr-1996      77032       30-Mar-1998   77032

United States of America

  FLOWER LOGO      3       Registered   03-Apr-1995      74/655,242       20-Feb-1996   1,957,908

Malaysia

  GRAND ENTRANCE      03 Int.       Pending   15-Apr-2015      2015055752        

United States of America

  GRAPHITE BLUE BY REALITIES       Registered   31-Aug-2006      78965250       05-Aug-2008   3482553

Antigua and Barbuda

  GREY FLANNEL      48       Registered         15-Apr-1981   2383

Armenia

  GREY FLANNEL      3       Registered   17-Aug-2012      20121116       02-May-2013   19787

Australia

  GREY FLANNEL      3       Registered   06-Jan-1985       06-Jan-1978   314502

Australia

  GREY FLANNEL      5       Registered   23-May-1983       23-May-1990   391692

Azerbaijan

  GREY FLANNEL      3       Registered   09-Aug-2012      20121169       23-Dec-2013   2013 1703

Bahamas

  GREY FLANNEL      48       Registered   13-Apr-1981      10234       13-Apr-1981   10234

Benelux

  GREY FLANNEL      3       Registered   31-Mar-1978      623,850       31-Mar-1978   352,885

Bermuda

  GREY FLANNEL      3       Registered   15-May-1981      9439       15-May-1988   9439

Bermuda

  GREY FLANNEL      5       Registered   15-May-1981      9440       15-May-1988   9440


ELIZABETH ARDEN, INC.

 

 

Country   Trademark    Class      Status   FilDate    AppNumber      RegDate   RegNumber

Brazil

  GREY FLANNEL      3       Registered   09-Oct-2012      840293577       11-Aug-2015   840293577

Canada

  GREY FLANNEL       Registered   18-Aug-1977      414449       26-Oct-1979   236873

Chile

  GREY FLANNEL      3, 5       Registered        1.079.333       29-Apr-1993   1065689

Colombia

  GREY FLANNEL      3       Registered   09-Jun-1981      202,415       30-Aug-2005   304650

Costa Rica

  GREY FLANNEL      3       Registered         01-Nov-1992   38321

Cyprus, Republic of

  GREY FLANNEL      3       Registered   11-Apr-1981      21,486       11-Apr-1982   21,486

Cyprus, Republic of

  GREY FLANNEL      5       Registered   11-Apr-1988      21,487       11-Apr-1988   21,487

Denmark

  GREY FLANNEL      3, 5       Registered   10-Apr-1981      1608       04-Dec-1981   198103912

Ecuador

  GREY FLANNEL      3       Registered         07-Oct-1981   1848

Estonia

  GREY FLANNEL      3       Registered   18-May-1993      93/04761       09-Aug-1994   12115

Finland

  GREY FLANNEL      3       Registered   15-Sep-1978      R1166/91       22-Jun-1981   77932

France

  GREY FLANNEL      3       Registered   12-May-1987      855,407       12-May-1997   1,407,983

Germany

  GREY FLANNEL      3       Registered   10-Apr-1978      860327/3WZ       10-Apr-1978   1059952

Guatemala

  GREY FLANNEL      3       Registered         06-May-1982   43213

Guyana

  GREY FLANNEL      3 and 5       Registered   28-Dec-1988      11604A       28-Dec-1988   11604A

Honduras

  GREY FLANNEL      3       Registered         15-Jun-1982   40066

Hong Kong

  GREY FLANNEL      3       Registered   22-Jul-1981      2029/81       22-Jul-1981   2032/82

Iceland

  GREY FLANNEL      3, 5       Registered   23-Jul-1982      188/1982       23-Jul-1992   188/1982

India

  GREY FLANNEL      3       Registered   30-Dec-1981      NONE       30-Dec-1981   384728

India

  GREY FLANNEL      5       Registered   30-Dec-1981      NONE       30-Dec-1981   384729


ELIZABETH ARDEN, INC.

 

 

Country   Trademark    Class      Status   FilDate    AppNumber      RegDate   RegNumber

Indonesia

  GREY FLANNEL      3       Registered   28-Apr-1981      2351/C       21-Aug-1982   IDM000388669

Israel

  GREY FLANNEL      3       Registered   11-Dec-1981      53392       11-Dec-1988   53392

Italy

  GREY FLANNEL      3       Registered   20-Jan-1976      32830C/76       20-Jan-1976   00762057

Kazakhstan

  GREY FLANNEL      3       Registered   02-Aug-2012      59048       26-Dec-2013   42582

Kenya

  GREY FLANNEL      3       Registered   24-Dec-1988      NONE       24-Dec-1988   29438

Lebanon

  GREY FLANNEL      04 Int., 03 Int.       Registered   27-Jun-2013      150964       27-Jun-2013   150964

Lithuania

  GREY FLANNEL      3       Registered   30-Sep-1993      RL13552       03-Feb-1997   13687

Malaysia

  GREY FLANNEL      3       Registered   22-Mar-1991      84/01331       22-Mar-1991   84001331

Mexico

  GREY FLANNEL      3       Registered         25-Nov-1990   317695

Mexico

  GREY FLANNEL      3       Registered        9533/95       26-Aug-1995   314713

New Zealand

  GREY FLANNEL      3       Registered   15-Apr-1981      136804       15-Apr-1981   136804

New Zealand

  GREY FLANNEL      5       Registered   15-May-1981      137170       15-May-1981   137170

Nicaragua

  GREY FLANNEL      3       Registered         22-Jul-1982   14,261 C.C.

Norway

  GREY FLANNEL      3       Registered   02-Jan-1990      104,304       07-Feb-1990   104304

Pakistan

  GREY FLANNEL      3       Registered   11-Mar-1982      76386       11-Mar-1989   76386

Panama

  GREY FLANNEL      03 Int.       Registered   23-Jan-2014      22906001       23-Jan-2014   22906001

Paraguay

  GREY FLANNEL      3       Registered   10-Sep-1991      12433       18-Apr-2002   245978

Peru

  GREY FLANNEL      3       Registered   23-Jun-1992      498072       28-Sep-1992   68635

Philippines

  GREY FLANNEL      3       Registered   05-Feb-1999      4199900834       05-Dec-2004   4199900834

Portugal

  GREY FLANNEL      3       Registered   07-Oct-1981      213386       23-Aug-1988   213386


ELIZABETH ARDEN, INC.

 

 

Country   Trademark    Class      Status   FilDate    AppNumber      RegDate   RegNumber

Portugal

  GREY FLANNEL      3       Registered   07-Oct-1981      213387       10-Mar-1988   213387

Qatar

  GREY FLANNEL      3       Registered   28-Jun-1981      1782       28-Jun-1981   1782

Russian Federation

  GREY FLANNEL      3       Registered   10-Jan-1984      98624       10-Jan-1984   75546

Saudi Arabia

  GREY FLANNEL      3       Registered   15-Dec-2012      189523       17-Dec-2013   143401306

South Africa

  GREY FLANNEL      3       Registered   13-Apr-1981      NONE       13-Apr-1981   81/2358

Sweden

  GREY FLANNEL      3       Registered   16-Jan-1989      89/0312       19-Jan-1979   166167

Switzerland

  GREY FLANNEL      3       Registered   29-Mar-1978      NONE       29-Mar-1998   294197

Taiwan

  GREY FLANNEL       Registered   04-Nov-2003      92064114       16-Jun-2004   1105465

Turkey

  GREY FLANNEL      3       Registered   04-Feb-1985      6762       04-Feb-1985   85883

Ukraine

  GREY FLANNEL       Registered   10-Jan-1984      5936       30-Jun-1994   5936

United Arab Emirates

  GREY FLANNEL      3       Registered   20-Aug-1996      17,964       23-Aug-1998   17,702

United States of America

  GREY FLANNEL      3       Registered   10-Jun-1975      73/054,688       18-May-1976   1039495

United States of America

  GREY FLANNEL      3       Registered   01-Jun-1981      73/312,823       07-Oct-1986   1411923

Uruguay

  GREY FLANNEL      3       Registered   04-Dec-1991      345,921       04-Sep-1992   345.921

Venezuela

  GREY FLANNEL      3       Registered   03-Nov-1980      8223       24-Nov-1983   105513F

Vietnam

  GREY FLANNEL      3       Registered   22-Aug-2012      4201218544       11-Dec-2013   216316

Japan

  GREY FLANNEL WITH KATAKANA      3       Registered   25-Jul-1974      S49,100,398       09-May-1977   1267773

Argentina

  HALSTON      3       Registered   14-Dec-1979      1018963       30-Apr-1993   1946784

Armenia

  HALSTON      3       Registered   03-Aug-2012      20121042       11-Mar-2013   19623

Australia

  HALSTON      3       Registered   27-Dec-1973      274978       27-Dec-1973   274978


ELIZABETH ARDEN, INC.

 

 

Country   Trademark    Class      Status   FilDate    AppNumber      RegDate   RegNumber

Austria

  HALSTON      3       Registered   11-Dec-1973      AM 3168/73       09-May-1974   77283B

Azerbaijan

  HALSTON      3       Registered   09-Aug-2012      20121168       23-Dec-2013   20131702

Bahamas

  HALSTON      48       Registered   08-Jan-1981      10,135       08-Jan-1981   10135

Benelux

  HALSTON      3       Registered        323,189       07-Jan-1974   0323189

Brazil

  HALSTON      3       Published   11-Sep-2008      829862641        

Canada

  HALSTON      3       Registered   29-May-1979      440262       11-Apr-1980   TMA242945

Chile

  HALSTON      3       Registered   13-Jun-1974      285,091       13-Jun-1974   1119795

China (People’s Republic)

  HALSTON      03 Int.       Pending   14-May-2015      16944398        

Costa Rica

  HALSTON      3       Registered   22-Dec-1977      53,947       17-May-1978   53,947

Curacao

  HALSTON       Registered   31-Dec-2001      D-8315       27-Apr-1978   09318

Denmark

  HALSTON      3       Registered   10-Dec-1973      5672/1973       11-Oct-1994   32121974

Dominican Republic

  HALSTON      50       Registered   11-Nov-1977      27,109       22-Nov-1977   27109

Ecuador

  HALSTON      3       Registered   21-Mar-1977      1319/20       11-May-1977   194193

Egypt

  HALSTON      3       Registered   30-Dec-1973      49,168       28-Dec-1974   49168

El Salvador

  HALSTON      85, 127       Registered   26-Oct-1977      92/94       24-Jun-1982   92/94

European Community

  HALSTON      3, 5, 44       Registered   13-Jun-2008      6986574       13-Jun-2008   6986574

Finland

  HALSTON      3       Registered   10-Dec-1973      7140/73       05-Jul-1979   69739

France

  HALSTON      3       Registered   13-Dec-1973      890,812       13-Nov-1973   1251041

Germany

  HALSTON      3       Registered   08-Dec-1973      H38949/3WZ       31-Dec-1993   971428

Guatemala

  HALSTON      3       Registered   28-Dec-1977      35,122       03-Aug-1978   35122


ELIZABETH ARDEN, INC.

 

 

Country   Trademark    Class      Status   FilDate    AppNumber      RegDate   RegNumber

Honduras

  HALSTON      3       Registered   21-Feb-1979      670/99       21-Feb-1989   25,884

Hong Kong

  HALSTON      3       Registered   12-Dec-1973      471/1974       12-Dec-1973   19740471

India

  HALSTON      3       Registered   10-Sep-2004      1307910       10-Sep-2004   1307910

Ireland

  HALSTON      3       Registered   16-Jan-1987      82/87       16-Jan-1994   122,959

Ireland

  HALSTON      5       Registered   16-Jan-1987      83/87       16-Jan-1994   122960

Israel

  HALSTON      3       Registered   13-Dec-1973      38545       13-Dec-1973   38545

Italy

  HALSTON      3       Registered   20-Dec-1973      35,789C/73       20-Dec-1973   1085208

Japan

  HALSTON      3       Registered   26-Aug-1996      95401/1996       05-Jun-1998   4152297

Kazakhstan

  HALSTON      3       Registered   02-Aug-2012      59049       26-Dec-2013   42583

Korea, Republic of

  HALSTON      12       Registered   13-Dec-1973      7642/1973       08-Jun-1974   4037436

Malaysia

  HALSTON      3       Registered   30-Apr-1987      87/01721       30-Apr-1994   8701721

Malaysia

  HALSTON      5       Registered   30-Apr-1987      87/10723       30-Apr-1994   8710723

Mexico

  HALSTON      52       Registered   16-Feb-1979      135,822       16-Feb-1979   231798

New Zealand

  HALSTON      3       Registered   13-Nov-1987      175956       13-Nov-1987   175956

Nicaragua

  HALSTON      3       Registered   01-Mar-1978      8,807CC       17-Aug-1998   8,807CC

Norway

  HALSTON      3       Registered   12-Dec-1973      117,189       29-Jan-1976   95824

Panama

  HALSTON      3       Registered   30-Dec-1977      22629       31-Aug-1998   22629

Paraguay

  HALSTON      3       Registered   07-Mar-1979      1,019       11-May-1993   381240

Puerto Rico

  HALSTON      3       Registered   08-May-1980      23,086       08-Sep-2000   23,086

Qatar

  HALSTON      3       Registered   13-Feb-1983      3349       13-Feb-1983   3349


ELIZABETH ARDEN, INC.

 

 

Country   Trademark    Class      Status   FilDate    AppNumber      RegDate   RegNumber

Singapore

  HALSTON      3       Registered   10-Mar-1987      1062/87       10-Mar-1987   T8701062H

Singapore

  HALSTON      5       Registered   10-Mar-1987      1063/87       10-Mar-1994   T8701063F

South Africa

  HALSTON      3       Registered   11-Jul-1983      83/4672       11-Jul-1983   1983/04672

South Africa

  HALSTON      3       Registered   12-Dec-1973      1973/06380       12-Dec-1973   1973/06380

Spain

  HALSTON      3       Registered   19-Dec-1973      736,562       19-Dec-1979   736562

Sweden

  HALSTON      3       Registered   21-Jun-1983      83/4060       29-Nov-1985   198787

Switzerland

  HALSTON      3       Registered   23-Feb-1989      370763       26-Jun-1989   370763

Taiwan

  HALSTON      3       Registered   16-Apr-2003      092018318       16-Jan-2004   1081792

Thailand

  HALSTON      3       Registered   14-Dec-2007      682036       14-Dec-2007   288303

United Arab Emirates

  HALSTON      3       Registered   11-May-1998      26456       11-May-1998   21418

United Kingdom

  HALSTON      3       Registered   10-Dec-1973      1021964       10-Dec-1973   1021964

United States of America

  HALSTON      3       Registered   05-Feb-1998      75/429,416       31-Aug-1999   2,273,790

United States of America

  HALSTON      3       Registered   18-Jan-1974      73/011,266       27-Aug-1974   0991685

Uruguay

  HALSTON      10       Registered         19-Jul-1979   316556

Vietnam

  HALSTON      3       Pending   14-Aug-2012      4201217911        

Australia

  HALSTON CATALYST      3       Registered   05-Nov-1992      589,894       12-Jul-1996   589894

Peru

  HALSTON DEVICE      3       Registered   30-Nov-1977      8081/77       21-Mar-1988   12439

Japan

  HALSTON IN KATAKANA      4       Registered   12-Aug-1986      85318/86       28-Apr-1999   2129206

Canada

  HALSTON LIMITED      3       Registered   23-Jun-1987      586611       21-Apr-1989   TMA354876

Mexico

  HALSTON MEN’S BOTTLE DESIGN      1       Registered   12-Jan-1981      178486       12-Jan-1981   258319


ELIZABETH ARDEN, INC.

 

 

Country   Trademark    Class      Status   FilDate    AppNumber      RegDate   RegNumber

India

  HALSTON UNBOUND      3       Registered   09-Sep-2004      1307911       26-Nov-2005   1307911

Mexico

  HALSTON WOMEN’S BOTTLE DESIGN      1       Registered   12-Jan-1981      178488       12-Jan-2001   268302

Mexico

  HALSTON WOMEN’S BOTTLE DESIGN      3       Registered   21-Oct-1980      95/2002       21-Oct-1980   262275

European Community

  HALSTON Z      3       Registered   03-Feb-1998      738229       17-Sep-1999   738229

United States of America

  HALSTON Z      3       Registered   14-Jan-1998      75/417855       28-Sep-1999   2282129

Denmark

  HALSTON Z-14      3       Registered   28-Sep-1982     
 
VA 04.357
1982
  
  
   10-Jun-1983   VR 01800 1983

Finland

  HALSTON Z-14      3       Registered   17-Dec-1982      7,083/82       20-Sep-1984   90285

Norway

  HALSTON Z-14      3       Registered   07-Sep-1982      82/2648       05-Jun-1996   125352

Sweden

  HALSTON Z-14      3       Registered   08-Sep-1982      82/5276       29-Nov-1985   198777

United Kingdom

  HALSTON Z-14      3       Registered   29-Sep-1983      1204286       29-Sep-1983   1204286

Chile

  HIDDEN FANTASY BRITNEY SPEARS       Pending   08-Oct-2014      1126398        

United States of America

  IN CONTROL AND ZIPPER DESIGN      3       Registered   06-Feb-2006      78/808203       09-Oct-2007   3309464

European Community

  IN CONTROL CURIOUS AND ZIPPER DESIGN      3, 35, 44       Registered   03-Mar-2006      4938494       30-Mar-2007   4938494

China (People’s Republic)

  LITTLE WHITE LIES      3       Registered   22-May-2006      5367867       14-Aug-2009   5367867

Korea, Republic of

  LITTLE WHITE LIES      3       Registered   02-Jun-2006      40-2006-29499       14-Feb-2007   698296

Taiwan

  LITTLE WHITE LIES      3       Registered   26-May-2006      95024787       16-Feb-2007   1250142

Argentina

  LUMIFLECT      03 Int.       Registered   27-Mar-2015      3397172       14-Jan-2016   2781168

Argentina

  MAMBO      3       Registered   21-Oct-2003      303140       14-Jan-2004   1967063

Benelux

  MAMBO      03 Int.       Registered   21-Apr-2015      1308968       03-Jul-2015   973944

Bolivia

  MAMBO      03 Int.       Registered   15-Oct-2014      055372014       13-May-2015   159066-C


ELIZABETH ARDEN, INC.

 

 

Country   Trademark    Class      Status   FilDate    AppNumber      RegDate   RegNumber

Brazil

  MAMBO      03 Int.       Published   09-Oct-2014      908420013        

Canada

  MAMBO      3       Registered   11-Jul-2000      1066575       05-Dec-2002   tma571841

Chile

  MAMBO       Published   08-Sep-2014      1122262        

China (People’s Republic)

  MAMBO      3       Registered   16-Sep-2014      15355424       07-Jan-2016   15355424

Colombia

  MAMBO      03 Int.       Registered   09-Oct-2014      14224573       15-Oct-2015   525228

Costa Rica

  MAMBO      03       Registered   13-Oct-2014      2014-008824       22-Jul-2015   244947

Ecuador

  MAMBO       Published   21-Oct-2014      IEPI201423748        

European Community

  MAMBO       Registered   28-Aug-2014      13207981       08-Jan-2015   13207981

Indonesia

  MAMBO      03 Int.       Pending   15-Sep-2014      D002014041894        

Israel

  MAMBO      03       Pending   22-Apr-2015      273991        

Japan

  MAMBO      03 Int.       Registered   21-Apr-2015      2015038769       02-Oct-2015   5795250

Lebanon

  MAMBO       Registered   02-Sep-2014      23154       19-Sep-2014   160348

Mexico

  MAMBO      03 Int.       Registered   09-Oct-2014      1536069       19-Nov-2015   1590913

Norway

  MAMBO      03 Int.       Registered   21-Apr-2015      201504864       09-Nov-2015   284373

Panama

  MAMBO      03 Int.       Registered   30-Oct-2014      236167       26-Jun-2015   236167-1

Paraguay

  MAMBO      03 Int.       Pending   10-Oct-2014      452812014        

Peru

  MAMBO       Registered   16-Oct-2014      5931842014       07-Oct-2015   232844

Philippines

  MAMBO      03 Int.       Registered   29-Aug-2014      42014503874       27-Nov-2014   4201400503874

Singapore

  MAMBO      03 Int.       Registered   23-Apr-2015      40201506737U       23-Apr-2015   40201506737U

United States of America

  MAMBO      3, 03 Int.       Registered   10-Jul-2000      76085725       08-Feb-2005   2925530


ELIZABETH ARDEN, INC.

 

 

Country   Trademark    Class      Status   FilDate    AppNumber      RegDate   RegNumber

Uruguay

  MAMBO      03 Int.       Published   09-Nov-2014      459165        

Venezuela

  MAMBO      03 Int.       Published   10-Oct-2014      2014/015463        

United States of America

  MAMBO bottle design      3       Registered   14-May-2001      76255658       13-Jul-2004   2863147

Philippines

  MEDITERRANEAN      3       Registered   27-Jul-2012      42012501949       13-Dec-2012   42012501949

Philippines

  MILLENIUM      3       Registered   20-Feb-1980      40,718       08-Aug-1991   51111

Colombia

  PINK FRIDAY      3       Registered   21-Aug-2012      2012141490       30-Jan-2013   465827

Canada

  POOF!       Registered   28-Apr-2003      1176326       29-Apr-2005   638743

South Africa

  Pretty Hot Elizabeth Arden      3       Published   04-Mar-2010      201004593        

Argentina

  PREVAGE      03       Published   23-Sep-2015      3443232        

Australia

  PREVAGE      3,5       Registered   20-Jan-2003      940586       20-Jan-2003   940586

Australia

  PREVAGE      5       Registered   17-Oct-2001      892341       17-Oct-2001   892341

Canada

  PREVAGE       Registered   21-Jan-2003      1165438       12-Oct-2005   TMA650253

China (People’s Republic)

  PREVAGE      5       Registered   11-Apr-2005       07-Sep-2008   4593799

China (People’s Republic)

  PREVAGE      3       Registered   11-Apr-2005       07-Sep-2008   4593800

China (People’s Republic)

  PREVAGE      5       Registered   17-Oct-2001       07-Dec-2002   1976657

China (People’s Republic)

  PREVAGE      3       Registered   11-Apr-2005      4593800       07-Sep-2005   4593800

Czech Republic

  PREVAGE       Registered   18-Oct-2001      172670       18-Oct-2001   247410

Ecuador

  PREVAGE      5       Registered   26-Oct-2001      118550       27-Mar-2003   20406

European Community

  PREVAGE      5       Registered   18-Oct-2001      2415024       07-Mar-2003   2415024

France

  PREVAGE      5       Registered   19-Oct-2001      3126959       29-Mar-2002   013126959


ELIZABETH ARDEN, INC.

 

 

Country   Trademark    Class      Status   FilDate    AppNumber      RegDate   RegNumber

Germany

  PREVAGE      5       Registered   18-Oct-2001      301607362       22-Jan-2002   30160736

Hong Kong

  PREVAGE      3,5       Registered   17-Jan-2003      200307665       17-Jan-2003   200307665

Hong Kong

  PREVAGE      5       Registered   18-Oct-2001      170162001       18-Oct-2001   200206357

Hong Kong

  PREVAGE      5       Registered   17-Jan-2003      200307666       17-Jan-2003   200307666

Hungary

  PREVAGE      5       Registered   19-Oct-2001      M0105538       11-Jul-2002   171562

India

  PREVAGE      5       Pending   31-Oct-2001      1055546        

Indonesia

  PREVAGE      3       Registered   10-Aug-2012      D002012039189       01-Dec-2014   IDM000442408

Indonesia

  PREVAGE      5       Registered   02-Aug-2012      D002012039190       05-Dec-2014   IDM000442381

Korea, Republic of

  PREVAGE      5       Registered   18-Oct-2001      200145599       26-Feb-2003   40542049

Mexico

  PREVAGE      3       Registered   20-Jan-2003      584308       26-Feb-2003   780662

Mexico

  PREVAGE      5       Registered   20-Jan-2003      584307       27-Apr-2005   878573

Mexico

  PREVAGE      3       Registered   01-Feb-2006      763672       29-Jun-2006   941346

New Zealand

  PREVAGE      5       Registered   16-Jan-2003      671633       17-Jul-2003   671633

New Zealand

  PREVAGE      3       Registered   16-Jan-2003      671632       17-Jul-2003   671632

New Zealand

  PREVAGE      5       Registered   18-Oct-2001      647259       03-Mar-2003   647259

Norway

  PREVAGE      3, 5       Registered   07-Mar-2005      200501922       05-Dec-2005   229918

Norway

  PREVAGE      5       Registered   19-Oct-2001      200112591       29-Aug-2002   215576

Philippines

  PREVAGE      3       Published   03-Aug-2012      42012502001        

Poland

  PREVAGE      5       Registered   19-Oct-2001       29-Mar-2005   161981

Russian Federation

  PREVAGE      5       Registered   17-Oct-2001      2001731400       20-Mar-2003   240826


ELIZABETH ARDEN, INC.

 

 

Country   Trademark    Class      Status   FilDate    AppNumber      RegDate   RegNumber

Singapore

  PREVAGE      3       Registered        T0300389G       16-Jan-2003   T0300389G

Singapore

  PREVAGE      5       Registered        T0300390J       16-Jan-2003   T0300390J

Singapore

  PREVAGE      5       Registered   17-Oct-2001      T0116240H       23-Jun-2005   T0116240H

South Africa

  PREVAGE      03 Int.       Registered   19-Feb-2008      200504284       17-Feb-2010   200504284

South Africa

  PREVAGE      05 Int.       Registered   07-Mar-2005      200504285       17-Feb-2010   200504285

Switzerland

  PREVAGE      3,5       Registered   04-Mar-2005      517732005       03-Nov-2005   539471

Taiwan

  PREVAGE      5       Registered   23-Oct-2001      090043573       01-Nov-2002   1020197

Taiwan

  PREVAGE      3,5       Registered   10-Mar-2005      094010591       16-Feb-2006   01197328

Ukraine

  PREVAGE      5       Registered   17-Oct-2001      2001106453       17-Oct-2001   40328

United States of America

  PREVAGE      3       Registered   15-Jan-2003      78/203654       23-Oct-2007   3319345

United States of America

  PREVAGE      3       Registered   15-Jan-2003      78/976266       01-Nov-2005   3012294

Venezuela

  PREVAGE      5       Registered   22-Oct-2001      2001019018       22-Aug-2003   P245958

China (People’s Republic)

  PREVAGE IN CHINESE CHARACTERS      5       Registered   29-Nov-2001      3027092       28-Dec-2002   3027092

China (People’s Republic)

  PREVAGE IN CHINESE CHARACTERS      3       Registered   12-Apr-2005      4598069       21-Aug-2008   4598069

China (People’s Republic)

  PREVAGE IN CHINESE CHARACTERS      3       Registered   05-May-2005      4598070       21-Aug-2008   4598070

Hong Kong

  PREVAGE IN CHINESE CHARACTERS      3       Registered   20-Jan-2003       20-Jan-2003   15143

Taiwan

  PREVAGE IN CHINESE CHARACTERS      5       Pending   21-Nov-2001      090047517         01010719

Taiwan

  PREVAGE IN CHINESE CHARACTERS      3, 5       Registered   11-Mar-2005      094010839       16-Feb-2006   01197331

Korea, Republic of

  PREVAGE IN KOREAN CHARACTERS      3, 5       Registered   18-Oct-2001      40200258434       14-Apr-2004   0580269

United States of America

  PRIVATE SHOW      3       Pending   08-Mar-2016      86932904        


ELIZABETH ARDEN, INC.

 

 

Country   Trademark    Class      Status   FilDate    AppNumber      RegDate   RegNumber

Australia

  PROOF NOT PROMISES      3       Registered   02-Sep-2005      1073499       08-May-2006   1073499

Canada

  PROOF NOT PROMISES      3       Registered   02-Sep-2005      1270966       25-Aug-2006   671226

Japan

  PROOF NOT PROMISES      3       Registered   07-Sep-2005      2005083745       28-Apr-2006   4949137

Korea, Republic of

  PROOF NOT PROMISES      3       Registered   26-Aug-2011      40-2011-46754       12-Feb-2013   40-953073

Mexico

  PROOF NOT PROMISES      3       Registered   05-Sep-2005      737751       30-Sep-2005   903171

New Zealand

  PROOF NOT PROMISES      3       Registered   02-Sep-2005      735092       11-May-2006   735092

Norway

  PROOF NOT PROMISES      3       Registered   06-Sep-2005      200508899       11-May-2006   232563

Singapore

  PROOF NOT PROMISES      3       Registered   05-Sep-2005      T05/16286J       05-Sep-2005   T05/16286J

South Africa

  PROOF NOT PROMISES      3       Registered   02-Sep-2005      200518379       23-Feb-2010   200518379

United States of America

  PROOF NOT PROMISES      3       Registered   31-Aug-2005      78704177       14-Aug-2007   3280690

El Salvador

  PROVOCATIVE      3       Registered         23-Feb-1998   30/70

Antigua and Barbuda

  PS      3       Registered   08-Aug-1990       13-Sep-1990   3180

Bahamas

  PS      3       Registered   10-Aug-1990       10-Aug-1990   14170

Barbados

  PS       Registered   21-Aug-1990       07-Feb-1997   81/5719

Costa Rica

  PS      3       Registered   03-Aug-1990       25-Jan-1991   74237

Curacao

  PS      3       Pending   20-Oct-2004      D-400591         10963

Ecuador

  PS      3       Registered         28-Jul-1992   2644/02

European Community

  PS      3       Registered   04-Mar-2004      3680923       15-Jun-2005   3680923

Guatemala

  PS      3       Registered   05-Oct-1990      4357-90       01-Aug-1991   65369

Honduras

  PS       Registered         07-Jul-1993   58009


ELIZABETH ARDEN, INC.

 

 

Country   Trademark    Class      Status   FilDate    AppNumber      RegDate   RegNumber

Kuwait

  PS      3       Registered   10-Jul-1990      24,603       10-Jul-1990   22822

Mexico

  PS      3       Registered   30-Jul-1990      92,529       30-Jul-1995   388462

Netherlands Antilles

  PS      3       Registered   20-Oct-2004      D400591       20-Oct-2004   10963

Nicaragua

  PS      3       Registered   15-Oct-1990      20,327       24-Sep-1991   20,327

Panama

  PS      3       Registered   16-Aug-1990       18-Sep-1991   054235

Saudi Arabia

  PS      3       Registered   21-Jan-1990      10684       22-Jul-1990   221/80

St. Lucia

  PS      3       Registered         19-Dec-1990   1990129

St. Maarten

  PS      3       Registered   17-Oct-2014      D400591       20-Oct-2004   09499

United States of America

  PS      3       Registered   26-May-1989      73/802,673       27-Feb-1990   1,584,255

Bahrain

  PS (SPECIAL FORM)      3       Registered   26-May-1989      802,673       15-Jul-1990   13128

St. Lucia

  PS DESIGN       Registered   19-Dec-1990       19-Dec-1990   1990131

Antigua and Barbuda

  PS DESIGNS (LOGO)      3       Registered   13-Sep-1990       13-Sep-1990   3173

Barbados

  PS DESIGNS (LOGO)       Registered   21-Aug-1990       27-Jun-1997   81/6034

Bermuda

  PS DESIGNS (LOGO)      03       Registered   20-Sep-1990      21,074       20-Sep-1990   21,074

Canada

  PS DESIGNS (LOGO)      3       Registered   09-Dec-1987      596,983       24-Aug-1990   372244

Honduras

  PS DESIGNS (LOGO)      3       Registered        47613       05-Jan-1993   56737

Hong Kong

  PS DESIGNS (LOGO)      3       Registered   20-Apr-1993      037321993       20-Apr-1993   1998B06421

St. Lucia

  PS DESIGNS (LOGO)      3       Registered         19-Dec-1990   138/90

Taiwan

  PS DESIGNS (LOGO)      3       Registered        82,019,778       16-May-1994   643035

Trinidad and Tobago

  PS DESIGNS (LOGO)      48       Registered         13-Aug-1990   19168


ELIZABETH ARDEN, INC.

 

 

Country   Trademark    Class      Status   FilDate    AppNumber      RegDate   RegNumber

Bermuda

  PS LOGO      03       Registered   20-Sep-1990      21,073       16-Jul-1993   21,073

European Community

  PS LOGO      3       Registered   01-Apr-1996      128256       07-Jul-1998   128256

Uruguay

  PS LOGO      3       Registered   05-Nov-1992      258,361       16-May-1995   258361

Canada

  PS LOGO I      3       Registered   09-Dec-1987      596,984       23-Dec-1988   349592

Guatemala

  PS LOGO I      3       Registered         10-Oct-1991   65143

United States of America

  PS LOGO I      3       Registered   13-Aug-1986      73/614,556       04-Aug-1987   1450275

Antigua and Barbuda

  PS LOGO II      3       Registered   13-Sep-1990      3179       13-Sep-1990   3179

Bahamas

  PS LOGO II      3       Registered         10-Aug-1990   14166

Costa Rica

  PS LOGO II      3       Registered   03-Aug-1990       31-Jan-1991   74265

Ecuador

  PS LOGO II      3       Registered         28-Jul-1992   2642/02

Kuwait

  PS LOGO II      3       Registered   18-Feb-1990      24,044       18-Feb-1990   22347

Mexico

  PS LOGO II      3       Registered   30-Jul-1990      92,533       28-Dec-1990   388897

Saudi Arabia

  PS LOGO II      3       Registered   21-Jan-1990      10,686       22-Jul-1990   221/82

St. Lucia

  PS LOGO II      3       Registered   29-Aug-1990      130/1990       19-Dec-1990   19900001030

Trinidad and Tobago

  PS LOGO II       Registered         24-Jul-1990   19138

El Salvador

  PS LOGO III      3       Registered   17-Sep-1990      1,203,906       14-Oct-1993   75 Book 20

Honduras

  PS LOGO III      3       Registered         30-Jan-1991   53390

Barbados

  PS LOGO IV      3       Registered   07-Feb-1990      81/5720       07-Feb-1997   81/5720

Argentina

  REALITIES       Registered   14-Aug-1991      2487094       17-May-2004   2688366

Australia

  REALITIES      03 Int.       Registered   03-Dec-1993      617733       17-May-1995   617733


ELIZABETH ARDEN, INC.

 

 

Country   Trademark    Class      Status   FilDate    AppNumber      RegDate   RegNumber

Bahrain

  REALITIES      3       Renewed   30-Sep-1992      15541       30-Sep-1992   15541

Benelux

  REALITIES      03       Registered   03-Dec-1993      00807428       01-Aug-1994   0541096

Brazil

  REALITIES      3       Registered   13-Apr-1992      816663653       05-Oct-1993   816663653

Bulgaria

  REALITIES      03       Registered   20-Jan-1994      94026048       27-Jul-1994   00024231

Canada

  REALITIES       Registered   28-Mar-1990      0654406       11-Dec-1992   TMA406019

Colombia

  REALITIES       Registered        200095       29-May-1997   92362528

Colombia

  REALITIES       Registered   14-Sep-1995      92968       14-Sep-1995   92362528

Costa Rica

  REALITIES      03       Registered   23-Nov-1994      7657-94       14-Sep-1995   92968

Dominican Republic

  REALITIES      3       Registered   15-Feb-1994      70562       15-Feb-1994   70562

European Community

  REALITIES      03, 09, 14, 18       Registered   31-Oct-2003      3512001       12-Sep-2007   3512001

Germany

  REALITIES      03       Registered   19-Feb-1990      C40143       21-Jun-1991   1178148

Greece

  REALITIES      03 Int.       Registered   10-Jan-1994      18830/2003       10-Jan-1994   117,380

Guatemala

  REALITIES      03 Int.       Registered   31-Aug-1994      71083/430/153       31-Aug-1994   71083/430/153

Hungary

  REALITIES      03 Int.       Registered   09-Nov-1995      M9502267       22-Oct-1997   147314

India

  REALITIES      03 Int.       Registered   14-Feb-1995      655409       14-Feb-2005   655409

Ireland

  REALITIES      03       Registered   29-Nov-1993      1993/05860       29-Nov-1993   160504

Kuwait

  REALITIES       Registered   27-Jan-1993       27-Jan-1993   24439

Kuwait

  REALITIES       Registered         27-Jan-1993   24344

Malaysia

  REALITIES       Registered   05-Sep-1991      91/05390       05-Sep-1991   91005390

Mexico

  REALITIES      03       Registered   01-Oct-1990      97709       15-Apr-1994   457300


ELIZABETH ARDEN, INC.

 

 

Country   Trademark    Class      Status   FilDate    AppNumber      RegDate   RegNumber

New Zealand

  REALITIES      03       Registered   02-Dec-1993      232511       28-May-1996   232511

Qatar

  REALITIES      3       Registered   29-Oct-1991      9213       23-May-1999   9213

Spain

  REALITIES      03       Registered   14-Feb-1997      2074425       05-Aug-1997   2074425

Switzerland

  REALITIES      03       Registered   15-Aug-1995      06983/1995       02-May-1997   P-440507

Taiwan

  REALITIES       Registered   02-Sep-1992      81027143       01-Mar-1993   587868

United Kingdom

  REALITIES      03 Int.       Registered   07-Mar-1990      1416811       09-Aug-1991   1416811

United Kingdom

  REALITIES      03       Registered   11-Mar-1990      M416811       09-Aug-1991   U416811

United States of America

  REALITIES       Registered   26-Feb-1990      74033123       05-Nov-1991   1663741

Uruguay

  REALITIES       Registered   30-May-2003       30-May-2003   347848

Anguilla

  REALITIES bottle design       Registered         12-Aug-1991   1473074

United States of America

  REALITIES bottle design       Registered   19-Apr-1990      74051323       08-Oct-1991   1660255

Mexico

  REALIZE      3       Renewed   07-Jan-2002      526387       26-Mar-2002   740388

Spain

  RESULTADOS NO PROMESAS      3       Published   31-Aug-2011      2996146        

Argentina

  ROCKER FEMME FANTASY      03 Int.       Registered   15-Apr-2014      3321317       24-Apr-2015   2720771

Aruba

  ROCKER FEMME FANTASY      03 Int.       Registered   24-Apr-2014      IM14042413       25-Jun-2014   31901

Australia

  ROCKER FEMME FANTASY      03 Int.       Registered   09-Feb-2015      1673422       02-Oct-2015   1673422

Benelux

  ROCKER FEMME FANTASY       Registered   09-Feb-2015      1304266       28-Apr-2015   970353

Bolivia

  ROCKER FEMME FANTASY      03 Int.       Registered   17-Apr-2014      22792014       18-Dec-2014   156204

Brazil

  ROCKER FEMME FANTASY      03 Int.       Published   16-Apr-2014      907582893        

Canada

  ROCKER FEMME FANTASY       Registered   17-Feb-2015      1715540       07-Apr-2016   934118


ELIZABETH ARDEN, INC.

 

 

Country   Trademark    Class      Status   FilDate    AppNumber      RegDate   RegNumber

Chile

  ROCKER FEMME FANTASY      03 Int.       Registered   16-Apr-2014      1103241       21-Oct-2014   1135993

China (People’s Republic)

  ROCKER FEMME FANTASY      03       Published   25-Feb-2015      16411924        

Colombia

  ROCKER FEMME FANTASY      03 Int.       Registered   15-Oct-2014      2014228686       17-Sep-2015   523960

Costa Rica

  ROCKER FEMME FANTASY      03 Int.       Registered   22-Apr-2014      2014-000342       06-Nov-2014   239566

Curacao

  ROCKER FEMME FANTASY      03 Int.       Registered   17-Apr-2014      140183       06-Aug-2014   16970

Dominican Republic

  ROCKER FEMME FANTASY      03 Int.       Registered   25-Apr-2014      2014-12030       17-Jul-2014   213038

Ecuador

  ROCKER FEMME FANTASY       Registered   29-Apr-2014      201459234RE       27-Nov-2024   2235

Egypt

  ROCKER FEMME FANTASY      03 Int.       Pending   22-Feb-2015      314187        

El Salvador

  ROCKER FEMME FANTASY       Registered   24-Apr-2014      20140200342       28-Nov-2014   230 Book 243

European Community

  ROCKER FEMME FANTASY      03 Int.       Registered   06-Feb-2015      13718127       21-May-2015   13718127

Guatemala

  ROCKER FEMME FANTASY      03 Int.       Registered   25-Apr-2014      2014003907       19-Oct-2015   209982

Honduras

  ROCKER FEMME FANTASY      03 Int.       Registered   21-Apr-2014      135812014       20-Nov-2014   130902

Hong Kong

  ROCKER FEMME FANTASY      03 Int.       Registered   09-Feb-2015      303297213       09-Feb-2015   303297213

Israel

  ROCKER FEMME FANTASY       Pending   08-Feb-2015      272075        

Japan

  ROCKER FEMME FANTASY      03       Registered   09-Feb-2015      2015011489       19-Jun-2015   5772180

Korea, Republic of

  ROCKER FEMME FANTASY      03       Registered   09-Feb-2015      40201510027       22-Sep-2015   40-1131699

Lebanon

  ROCKER FEMME FANTASY      03 Int.       Registered   12-Feb-2015      29853       18-Feb-2015   164445

Mexico

  ROCKER FEMME FANTASY      03 Int.       Registered   24-Apr-2014      1479705       19-Jan-2016   1604785

Morocco

  ROCKER FEMME FANTASY      03 Int.       Pending   19-Feb-2015      165399        

New Zealand

  ROCKER FEMME FANTASY      03 Int.       Registered   09-Feb-2015      1013695       11-Aug-2015   1013695


ELIZABETH ARDEN, INC.

 

 

Country   Trademark    Class      Status   FilDate    AppNumber      RegDate   RegNumber

Norway

  ROCKER FEMME FANTASY      03       Registered   09-Feb-2015      201501618       15-May-2015   281842

Panama

  ROCKER FEMME FANTASY      03 Int.       Published   24-Feb-2015      238562        

Paraguay

  ROCKER FEMME FANTASY      03 Int.       Pending   23-Feb-2015      4892/2015        

Philippines

  ROCKER FEMME FANTASY      03 Int.       Published   09-Feb-2015      42015500669        

Russian Federation

  ROCKER FEMME FANTASY      03 Int.       Registered   10-Feb-2015      2015703307       28-Mar-2016   569428

Saudi Arabia

  ROCKER FEMME FANTASY      03 Int.       Pending   02-Mar-2015      1436010141        

Singapore

  ROCKER FEMME FANTASY      03 Int.       Registered   12-Feb-2015      40201502480T       25-Aug-2015   40201502480T

South Africa

  ROCKER FEMME FANTASY       Pending   09-Feb-2015      201503231        

Switzerland

  ROCKER FEMME FANTASY       Pending   09-Feb-2015      515092015        

Taiwan

  ROCKER FEMME FANTASY      03 Int.       Registered   10-Feb-2015      104008186       01-Dec-2015   1740362

Thailand

  ROCKER FEMME FANTASY      03 Int.       Pending   13-Feb-2015      973948        

Turkey

  ROCKER FEMME FANTASY      03 Int.       Registered   11-Feb-2015      201511174       11-Feb-2015   201511174

United Arab Emirates

  ROCKER FEMME FANTASY      03 Int.       Published   11-Feb-2015      226895        

United States of America

  ROCKER FEMME FANTASY      03 Int.       Registered   07-Apr-2014      86/244802       02-Jun-2015   4749326

Venezuela

  ROCKER FEMME FANTASY      03 Int.       Pending   23-Feb-2015      2015002216        

Vietnam

  ROCKER FEMME FANTASY      03 Int.       Published   25-Feb-2015      4201504326        

European Community

  SHEER HALSTON      3       Registered   03-Feb-1998      738146       20-May-1999   738146

United States of America

  SHEER HALSTON      3       Registered   14-Jan-1998      75/417,854       12-Oct-1999   2,286,526

Australia

  SKIN OPTIMIZING PLATFORM      21 Int.       Registered   11-Jul-2014      1633821       02-Apr-2015   1633821

Benelux

  SKIN OPTIMIZING PLATFORM      21 Int.       Registered   10-Jul-2014      1292572       17-Oct-2014   960977


ELIZABETH ARDEN, INC.

 

 

Country   Trademark    Class      Status   FilDate    AppNumber      RegDate   RegNumber

Canada

  SKIN OPTIMIZING PLATFORM      21 Int.       Published   11-Jul-2014      1684841        

Egypt

  SKIN OPTIMIZING PLATFORM      21 Int.       Pending   24-Sep-2014      307515        

European Community

  SKIN OPTIMIZING PLATFORM      21 Int.       Registered   10-Jul-2014      013073556       04-Dec-2014   13073556

Hong Kong

  SKIN OPTIMIZING PLATFORM      21 Int.       Registered   11-Jul-2014      303064112       24-Jun-2015   303064112

India

  SKIN OPTIMIZING PLATFORM      21 Int.      Pending   25-Jul-2014      2780636        

Indonesia

  SKIN OPTIMIZING PLATFORM      21 Int.       Pending   08-Aug-2014     
 
D00 2014
035566
  
  
    

Japan

  SKIN OPTIMIZING PLATFORM      21 Int.       Registered   10-Jul-2014      2014057831       13-Feb-2015   5741508

Korea, Republic of

  SKIN OPTIMIZING PLATFORM      21 Int.       Registered   11-Jul-2014      40201446872       01-Jul-2015   40-1115024

Lebanon

  SKIN OPTIMIZING PLATFORM      21 Int.       Registered   14-Jul-2014      21685       12-Aug-2014   159714

Morocco

  SKIN OPTIMIZING PLATFORM     
 
03 Int.,
21 Int.
  
  
   Registered   04-Sep-2014      161823       04-Sep-2014   161823

Norway

  SKIN OPTIMIZING PLATFORM      21 Int.       Registered   16-Jul-2014      201408358       12-Jan-2015   279760

Philippines

  SKIN OPTIMIZING PLATFORM      21 Int.       Published   25-Jul-2014      42014503251        

Russian Federation

  SKIN OPTIMIZING PLATFORM      21 Int.       Registered   25-Jul-2014      2014724935       12-Oct-2015   554278

Saudi Arabia

  SKIN OPTIMIZING PLATFORM      21 Int.       Published   06-Nov-2014      1436001007        

Singapore

  SKIN OPTIMIZING PLATFORM      11 Int.       Registered   17-Jul-2014      T1411303F       17-Jul-2014   T1411303F

South Africa

  SKIN OPTIMIZING PLATFORM      21 Int.       Pending   14-Jul-2014      201418129        

Switzerland

  SKIN OPTIMIZING PLATFORM      21 Int.       Pending   10-Jul-2014      580512014        

Taiwan

  SKIN OPTIMIZING PLATFORM      10 Int.       Registered   11-Jul-2014      103039923       01-Jul-2015   1714606

United Arab Emirates

  SKIN OPTIMIZING PLATFORM      21 Int.       Pending   29-Sep-2014      218776        

Vietnam

  SKIN OPTIMIZING PLATFORM      21 Int.       Published   15-Jul-2014      4201416143        


ELIZABETH ARDEN, INC.

 

 

Country   Trademark    Class      Status   FilDate    AppNumber      RegDate   RegNumber

Canada

  SKINSIMPLE       Registered   07-Mar-2003      1170502       05-Oct-2005   649828

African Intellectual Property Organization (OAPI)

  SOMEDAY      3       Registered   04-Feb-2011      3201100246       29-Jul-2011   66934

Algeria

  SOMEDAY      3       Registered   10-Feb-2013      DZT2013000492       07-Jul-2014   86246

Argentina

  SOMEDAY      3       Published   13-Feb-2013      3226199        

Australia

  SOMEDAY      3       Registered   16-Nov-2010       08-Jul-2011   1394581

Bahrain

  SOMEDAY      3       Registered   14-Feb-2013      96293       20-Sep-2015   96293

Belize

  SOMEDAY      3       Registered         02-Feb-2012   8482.12

Bolivia

  SOMEDAY      3       Registered   09-Jan-2012      1072012       01-Oct-2012   139782C

Brazil

  SOMEDAY      3       Registered   24-Nov-2010      830789146       16-Feb-2016   830789146

Brazil

  SOMEDAY      3       Registered   12-Sep-2012      840263090       31-May-2016   840263090

Canada

  SOMEDAY      3       Registered   11-May-2012      1577319       24-May-2013   TMA851553

China (People’s Republic)

  SOMEDAY      3       Registered         03-Dec-2010   8882060

Colombia

  SOMEDAY      3       Registered   10-Jan-2012      2012002898       21-Jun-2012   453588

Dominican Republic

  SOMEDAY      3       Registered   11-Feb-2013      20134175       30-Apr-2013   202999

Egypt

  SOMEDAY      3       Pending   11-Feb-2013      285224        

El Salvador

  SOMEDAY      3       Registered   06-Jan-2012      2012115143       09-Oct-2012   26179

European Community

  SOMEDAY      3, 5, 41       Registered   03-Dec-2010      9574062       13-May-2011   9574062

France

  SOMEDAY      3       Registered   22-Dec-2009      3700576       28-May-2010   93700576

Georgia

  SOMEDAY       Registered   20-Jan-2012       20-Jan-2012   1105898

Guatemala

  SOMEDAY      3       Pending   18-Jan-2012      2012-00415        


ELIZABETH ARDEN, INC.

 

 

Country   Trademark    Class      Status   FilDate    AppNumber      RegDate   RegNumber

Honduras

  SOMEDAY      3       Registered   08-Feb-2013      58352013       11-Sep-2013   125821

Hong Kong

  SOMEDAY      3       Registered   16-Nov-2010       16-Nov-2010   301764856

Indonesia

  SOMEDAY      3       Pending   04-Mar-2013      D002013009783        

Int’l Registration—Madrid Agreement / Protocol

  SOMEDAY      3       Registered   20-Jan-2012       20-Jan-2012   1105898

Iraq

  SOMEDAY      3       Pending   17-Mar-2013      64172        

Israel

  SOMEDAY      3       Registered   11-Sep-2012      249299       29-May-2014   249299

Japan

  SOMEDAY      3       Registered   16-Nov-2010      2010089042       09-Dec-2011   5456839

Jordan

  SOMEDAY      3       Registered   02-Apr-2013      128147       02-Apr-2013   128147

Kazakhstan

  SOMEDAY       Registered   20-Jan-2012       20-Jan-2012   1105898

Kuwait

  SOMEDAY      3       Registered   13-Sep-2012      133370       25-Apr-2013   109341

Kyrgyz Republic

  SOMEDAY      3       Registered   20-Jan-2012       20-Jan-2012   1105898

Lebanon

  SOMEDAY      3       Registered   07-Jan-2013      147353       07-Jan-2013   147353

Malaysia

  SOMEDAY      3       Registered   18-Sep-2012      2012015805       18-Sep-2012   2012015805

Morocco

  SOMEDAY      3       Pending   27-Feb-2013      150164        

New Zealand

  SOMEDAY      3       Registered   16-Nov-2010      833310       16-May-2011   833310

Nicaragua

  SOMEDAY      3       Registered   08-Feb-2013      2013000496       08-Jul-2015   2015110110LM

Norway

  SOMEDAY      3       Registered   08-Aug-2012      201207933       29-Oct-2012   267913

Oman

  SOMEDAY      3       Registered   10-Feb-2013      78949       04-Mar-2014   78949

Panama

  SOMEDAY      3       Registered   03-Feb-2012      208776       03-Feb-2012   20877601

Paraguay

  SOMEDAY      3       Registered   12-Jan-2012      02170       17-Oct-2012   370336


ELIZABETH ARDEN, INC.

 

 

Country   Trademark    Class      Status   FilDate    AppNumber      RegDate   RegNumber

Peru

  SOMEDAY       Pending   10-Jan-2012         00186742

Qatar

  SOMEDAY      3       Registered   10-Feb-2013      79507       08-Jun-2015   79507

Russian Federation

  SOMEDAY      3       Registered   20-Jan-2012       20-Jan-2012   1105898

Singapore

  SOMEDAY      3       Registered   08-Feb-2013      T1302340H       08-Feb-2013   T1302340H

South Africa

  SOMEDAY      3       Registered   08-Feb-2013      201303296       29-Aug-2014   201303296

Suriname

  SOMEDAY      3       Pending   31-Jan-2012      23653        

Taiwan

  SOMEDAY      3       Registered   08-Feb-2013      102008214       01-Oct-2013   1600952

Thailand

  SOMEDAY      3       Published   04-Oct-2012      865304        

Tunisia

  SOMEDAY      3       Pending   11-Feb-2013      TNE201300263        

Turkey

  SOMEDAY      3       Registered   08-Feb-2013      201311887       06-Mar-2015   201311887

United Arab Emirates

  SOMEDAY      3       Published   13-Sep-2012      179316        

United Kingdom

  SOMEDAY      3       Registered         22-Nov-2010   2565006

United States of America

  SOMEDAY      3       Registered   12-Nov-2010      85175703       27-Dec-2011   4077988

Uruguay

  SOMEDAY      3       Pending   12-Jan-2012      431212        

Venezuela

  SOMEDAY      3       Pending   03-Feb-2012      19362012        

Vietnam

  SOMEDAY      3       Registered   04-Mar-2013      4201303875       11-Jul-2014   227829

Aruba

  SOUL BY CURVE       Registered   08-Aug-2005      508082       15-Mar-2006   25511

Oman

  SOUL BY CURVE      3       Registered   08-Aug-2005      37235       30-Jul-2009   37235

Colombia

  SOUL BY CURVE STYLIZED       Registered   11-Aug-2005      5079847       27-Feb-2007   329804

Mexico

  SOUL BY CURVE STYLIZED      3       Registered   05-Aug-2005      732415       28-Nov-2006   963974


ELIZABETH ARDEN, INC.

 

 

Country   Trademark    Class      Status   FilDate    AppNumber      RegDate   RegNumber

Panama

  SOUL BY CURVE STYLIZED       Registered   17-Aug-2005      14442801       17-Aug-2005   14442801

Qatar

  SOUL BY CURVE STYLIZED      3       Registered   15-Aug-2005      36593       30-Jul-2009   36593

Canada

  STAY ON HER MIND       Published   02-Oct-2008      1413049        

European Community

  STAY ON HER MIND      3, 5, 44       Registered   01-Oct-2008      7280522       12-Jun-2009   7280522

United States of America

  STAY ON HER MIND      3       Registered   29-Sep-2008      77581509       28-Jul-2009   3660322

St. Maarten

  SUNFLOWERS       Registered   17-Apr-2014      14226       21-Oct-1993   08175

Canada

  TIME MACHINE       Registered   28-Apr-2003      1176325       29-Apr-2005   638744

European Community

  TIME MACHINE      03       Registered   30-Apr-2003      3150471       23-Aug-2004   003150471

Mexico

  TIME MACHINE      3       Registered   25-Apr-2003      598384       13-Oct-2003   809556

Canada

  TIME WON’T TELL       Registered   12-Nov-2004      1237038       17-Aug-2006   670319

Bangladesh

  TO BE BEAUTIFUL IS THE BIRTHRIGHT OF EVERY WOMAN      03       Pending   30-Oct-2011      148243        

Canada

  TOTALLY TICKLISH!      3       Registered   29-Dec-2004      1242201       24-Oct-2005   651239

European Community

  TOTALLY TICKLISH!      3       Registered   30-Dec-2004      4175527       20-Jan-2006   4175527

Mexico

  TOTALLY TICKLISH!      3       Registered   10-Jan-2005      696023       28-Feb-2005   871336

United States of America

  TOTALLY TICKLISH!      3       Registered   29-Dec-2004      78539508       16-Sep-2008   3502977

Canada

  TOUT LE MONDE EN A UNE      3       Registered   26-Aug-2005      1270182       25-Aug-2006   671257

Argentina

  UNBOUND      3       Registered   25-Apr-2001      2336093       11-Oct-2002   1890167

Bahamas

  UNBOUND      48       Registered   14-Aug-2001      24120       09-May-2005   24120

Brazil

  UNBOUND      3       Registered   01-Jun-2001      823312259       13-Feb-2007   823312259

Canada

  UNBOUND       Registered   29-Jan-2001      1,090,717       12-May-2003   581373


ELIZABETH ARDEN, INC.

 

 

Country   Trademark    Class      Status   FilDate    AppNumber      RegDate   RegNumber

Hong Kong

  UNBOUND      03       Registered   10-Aug-2002      2002/12492       10-Aug-2002   2003B12755

Mexico

  UNBOUND      3       Registered   04-Jun-2001      488815       04-Jun-2001   488815

New Zealand

  UNBOUND      3       Registered   19-Nov-2001      648780       19-Nov-2001   648780

Puerto Rico

  UNBOUND      3       Registered   30-Apr-2001      NONE       30-Apr-2001   52,925

United States of America

  UNBOUND      3       Registered   30-Jan-2001      76/201828       30-Jul-2002   2602632

Bahrain

  VIVID      3       Registered   18-Feb-1995      18484       18-Feb-1995   18484

Bolivia

  VIVID       Registered   30-Nov-1995      59730       30-Nov-1995   59730

Ecuador

  VIVID      3       Registered   31-Jan-1994      44898       09-Nov-1995   3020-95

Ireland

  VIVID      3       Registered   29-Nov-1993      159119       29-Nov-1993   159119

United Kingdom

  VIVID      3       Registered   20-May-1993      1536003       09-May-1997   1536003

United States of America

  VIVID      3       Registered   11-Jan-1993      74347506       25-Oct-1994   1860231

Australia

  WINGS      3       Registered   03-Dec-2002      936369       03-Dec-2002   936369

Austria

  WINGS       Registered   27-Mar-1992      AM1532/92       13-Aug-1992   143404

Belarus

  WINGS      3       Registered   29-Sep-1993      1040       02-Apr-1996   4054

Brazil

  WINGS      3       Registered   23-Jun-1992      8167468842       03-Sep-1996   816746842

Brunei Darussalam

  WINGS      03 Int.       Registered   11-May-1992      21747       11-May-1992   18126

Canada

  WINGS       Registered   04-Mar-1992      700270       04-Mar-1994   424132

Denmark

  WINGS      3, 35, 36, 39, 40, 42       Registered   21-Dec-1992      8842/92       01-Oct-1993   693493

Estonia

  WINGS       Registered   22-Jun-1993      5460       26-Jan-1995   14671

European Community

  WINGS      3       Registered   17-Apr-1996      230128       15-Apr-1998   230128


ELIZABETH ARDEN, INC.

 

 

Country   Trademark    Class      Status   FilDate    AppNumber      RegDate   RegNumber

Finland

  WINGS       Registered   25-Feb-1992      913/92       22-Feb-1993   125265

France

  WINGS       Registered   22-Apr-1992      92416018       22-Apr-1992   92416018

Gaza District

  WINGS       Registered   31-Jan-1995      2570       18-Sep-1995   2570

Germany

  WINGS      3       Registered   19-Nov-1993      G43707/3WZ       02-Mar-1999   2105597

Hong Kong

  WINGS       Registered   28-Feb-1992      1553/92       28-Feb-1992   5742/94

Iceland

  WINGS      3       Registered   24-Feb-1992      12251992       29-Jul-1992   7061992

Ireland

  WINGS      3       Registered   24-Feb-1992      0979/92       24-Feb-1992   147226

Italy

  WINGS      3       Registered   02-Mar-1992      RM92C000855       19-Dec-1994   637519

Kazakhstan

  WINGS       Registered   18-Oct-1993      2838       02-Sep-1996   4090

Kuwait

  WINGS       Registered         30-Sep-2002   23810

Latvia

  WINGS       Registered   08-Jun-1993      M93-5273       20-Jun-1996   M32924

Lithuania

  WINGS      3       Registered   16-Jul-1993      ZP9650       16-Jul-1996   23203

Malaysia

  WINGS       Registered   02-May-1992      1992/2850       02-May-1992   9202850

Mexico

  WINGS      3       Registered   15-Jan-2003      583632       25-May-2004   832468

New Zealand

  WINGS      03 Int.       Registered   24-Feb-1992      216433       24-Feb-1992   216433

Norway

  WINGS       Registered   30-Apr-1992      922288       25-Nov-1993   160258

Oman

  WINGS       Registered   22-Sep-1992      7464       29-Jul-2002   7464

Panama

  WINGS      3       Registered         18-Apr-1994   62019

Peru

  WINGS       Registered   12-Mar-1992      592866       20-Jan-1995   13543

Portugal

  WINGS       Registered         03-Dec-1997   282985


ELIZABETH ARDEN, INC.

 

 

Country   Trademark    Class      Status   FilDate    AppNumber     RegDate   RegNumber

Puerto Rico

  WINGS      3       Registered   02-Dec-2002      55654      23-Dec-2002   55654

Romania

  WINGS       Registered   04-May-1992      26809      04-May-1992   22667

Sweden

  WINGS      03       Registered   25-Feb-1992      92-01730      13-Aug-1993   250727

Taiwan

  WINGS       Registered   25-Feb-1992      (81 ) 8141    01-Oct-1992   571683

Turkmenistan

  WINGS      3       Registered   26-Dec-1995      13463      06-Jan-1999   3923

Ukraine

  WINGS      3       Registered   19-Nov-1993      93115537/      30-Apr-1998   9696

United Kingdom

  WINGS       Registered   24-Feb-1992      1492015      07-May-1993   B1492015

United States of America

  WINGS      3       Registered   14-Jan-1983      409,346      01-May-1984   1275710

United States of America

  WINGS      3       Registered   14-Feb-1992      74/246,464      20-Sep-1994   1855055

Uruguay

  WINGS       Registered   28-Feb-1992      215744      30-Dec-1993   350493

Uzbekistan

  WINGS       Registered   27-Dec-1993      9301000.3      01-Apr-1996   3976

West Bank

  WINGS       Registered   23-Feb-1995      23-Mar-2000   3313

United States of America

  WINGS (BOTTLE DEVICE)      03 Int.       Registered   16-Nov-1990      74/115,835      14-Dec-1993   1811374

United States of America

  WINGS (BOTTLE DEVICE)       Registered   16-Nov-1990      74/115836      21-Dec-1993   1812638

United Kingdom

  WINGS (LARGE BOTTLE DESIGN)       Registered   31-Oct-1994      1549122      31-Oct-1994   1549122

United Kingdom

  WINGS (SMALL BOTTLE DEVICE)       Registered   31-Oct-1994      1549214      31-Oct-1994   1549214

Australia

  WONDERSTRUCK      3       Registered   24-Feb-2011      1410950      24-Feb-2011   1410950

Canada

  WONDERSTRUCK      3       Registered   23-Feb-2011      1516530      05-Oct-2012   833809

China (People’s Republic)

  WONDERSTRUCK      3       Registered        14-Jun-2012   9155940

European Community

  WONDERSTRUCK      3       Registered   28-Feb-2011      9772492      09-Aug-2011   9772492


ELIZABETH ARDEN, INC.

 

 

Country   Trademark    Class      Status   FilDate    AppNumber      RegDate   RegNumber

Hong Kong

  WONDERSTRUCK      3       Registered   17-Feb-2011      301841490       24-Feb-2011   301841490

Japan

  WONDERSTRUCK      3       Registered   28-Feb-2011      2011012979       14-Oct-2011   5444152

Korea, Republic of

  WONDERSTRUCK      3       Registered   24-Feb-2011      4020119407       26-Mar-2012   40912198

Mexico

  WONDERSTRUCK      3       Registered   07-Mar-2011      1160532       06-Jun-2011   1221037

New Zealand

  WONDERSTRUCK      3       Registered   24-Feb-2011      837686       24-Aug-2011   837686

Norway

  WONDERSTRUCK      3       Registered   24-Feb-2011      201102244       23-Aug-2011   261112

Singapore

  WONDERSTRUCK      3       Registered   25-Feb-2011      T1102384B       09-Jun-2011   T1102384B

South Africa

  WONDERSTRUCK      3       Registered   24-Feb-2011      201104106       02-Aug-2012   201104106

Switzerland

  WONDERSTRUCK      3       Registered   24-Feb-2011      617413       25-Jul-2011   617413

Taiwan

  WONDERSTRUCK      03 Int.       Registered   01-Mar-2011      100009475       16-Nov-2011   1483674

United Kingdom

  WONDERSTRUCK      3       Registered   17-Feb-2011      2573541       03-Jun-2011   2573541

United States of America

  WONDERSTRUCK      3       Registered   17-Feb-2011      85/975809       13-Dec-2011   4072067

Australia

  WONDERSTRUCK ENCHANTED      3       Registered   27-Jun-2012      1498618       27-Jun-2012   1498618

Canada

  WONDERSTRUCK ENCHANTED      3       Registered   26-Jun-2012      1583724       01-Jan-2016   TMA924965

China (People’s Republic)

  WONDERSTRUCK ENCHANTED      3       Registered   27-Jun-2013      11128002       14-Nov-2013   11128002

European Community

  WONDERSTRUCK ENCHANTED      3       Registered   26-Jun-2012      010994689       21-Nov-2012   010994689

Hong Kong

  WONDERSTRUCK ENCHANTED      3       Registered   27-Jun-2012      302296675       27-Jun-2012   302296675

Japan

  WONDERSTRUCK ENCHANTED      3, 03 Int.       Registered   28-Jun-2013      2012-052125       01-Mar-2013   5561664

Korea, Republic of

  WONDERSTRUCK ENCHANTED      3       Registered   27-Jun-2012      40201241023       26-Jun-2013   40977475

Mexico

  WONDERSTRUCK ENCHANTED       Registered   29-Jun-2012      1287558       30-Oct-2012   1324992


ELIZABETH ARDEN, INC.

 

 

Country   Trademark    Class      Status   FilDate    AppNumber      RegDate   RegNumber

New Zealand

  WONDERSTRUCK ENCHANTED       Registered   27-Jun-2012      961132       30-Jul-2013   961132

Norway

  WONDERSTRUCK ENCHANTED      3       Registered   27-Jun-2012      201206404       04-Oct-2012   267512

Singapore

  WONDERSTRUCK ENCHANTED       Registered         29-Jun-2012   T1209401H

South Africa

  WONDERSTRUCK ENCHANTED      3       Published   28-Jun-2012      201217544        

Switzerland

  WONDERSTRUCK ENCHANTED      3       Registered   27-Jun-2012      57852/2012       22-Oct-2012   635386

Taiwan

  WONDERSTRUCK ENCHANTED      3       Registered   27-Jun-2012      101036186       01-Mar-2013   1567939

United Kingdom

  WONDERSTRUCK ENCHANTED       Registered   27-Jun-2012      2626134       27-Jun-2012   2626134

United States of America

  WONDERSTRUCK ENCHANTED      3       Registered   26-Jun-2012      85/661799       15-Oct-2013   4419525

Brazil

  WRITE ON!      3       Registered   21-Jun-2004      826444741       04-Dec-2007   826444741

China (People’s Republic)

  WRITE ON!      3       Registered   10-Dec-2005      4408517       21-Apr-2008   4408517

Brazil

  Z-14      3       Registered   13-Apr-1993      817204539       22-Nov-1994   817204539

Canada

  Z-14      3       Registered   17-Dec-1985      554,389       13-Mar-1987   324760

Colombia

  Z-14      3       Registered   21-Jun-1983      223,330       26-Feb-1987   115908

France

  Z-14      3       Registered   26-Sep-1979      528,863       28-Aug-1999   1548220

Israel

  Z-14      3       Registered   05-Apr-1983      56,068       05-Apr-1983   56068

Portugal

  Z-14      3       Registered   22-Apr-1980      206,607       01-Sep-1997   206607

United States of America

  Z-14      3       Registered   28-May-2004      78/426993       12-Jul-2005   2967060

Uruguay

  Z-14      3       Registered   07-Jun-1985      277,033       07-Jun-1985   179,853

Spain

  ZEEFOURTEEN      3       Registered   12-Feb-1982      997,285       20-Oct-1982   997285


FD MANAGEMENT, INC.

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

United States of America

  212 MS ARDEN    Registered      3838763      25-Mar-2009      77698729       24-Aug-2010   35, 44

Spain

  5TH AVENIDA    Registered      148372      14-Dec-1943       07-Jun-1945   3

Australia

  5TH AVENUE    Pending      14-Aug-2015      1714517         03

Lesotho

  5TH AVENUE    Registered      LS/M/97/00343      27-Jun-1997      LS/M/97/00343       24-Jun-2002   3

New Zealand

  5TH AVENUE    Pending      14-Aug-2015      1025765         03

Swaziland

  5TH AVENUE    Registered      842/96      19-Dec-1996       19-Dec-1996   3

South Africa

  5TH AVENUE (WORDS IN LOCAL SCRIPT)    Registered      96/4270      29-Mar-1996       29-Mar-1996   3

Argentina

  5TH AVENUE AFTER FIVE    Registered      2159885      12-Nov-2004      2554182       22-May-2007   3

Armenia

  5TH AVENUE AFTER FIVE    Registered      20247      17-Aug-2012      20121109       02-Aug-2013   3

Australia

  5TH AVENUE AFTER FIVE    Registered      1029397      11-Nov-2004      1029397       11-Nov-2004   3

Azerbaijan

  5TH AVENUE AFTER FIVE    Registered      20140150      09-Aug-2012      20121170       23-Jan-2014   3

Canada

  5TH AVENUE AFTER FIVE    Registered      649756      12-Nov-2004      1236961       05-Oct-2005   3

Chile

  5TH AVENUE AFTER FIVE    Registered      1157827      22-Dec-2004      124437       06-Jun-2005   3

China (People’s Republic)

  5TH AVENUE AFTER FIVE    Registered      4363196      15-Nov-2004      4363196       14-Feb-2008   3

Colombia

  5TH AVENUE AFTER FIVE    Registered      300269      11-Nov-2004      2004113972       16-Jun-2005   3

European Community

  5TH AVENUE AFTER FIVE    Registered      4113007      11-Nov-2004      4113007       12-Jun-2006   3

Hong Kong

  5TH AVENUE AFTER FIVE    Registered      300317655      11-Nov-2004      300317655       30-Mar-2005   3

India

  5TH AVENUE AFTER FIVE    Registered      1322232      24-Nov-2004      1322232       24-Nov-2004   3

Japan

  5TH AVENUE AFTER FIVE    Registered      4919190      11-Nov-2004      2004104225       06-Jan-2006   3

Kazakhstan

  5TH AVENUE AFTER FIVE    Registered      44221      02-Aug-2012      59033       17-Apr-2014   3


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Korea, Republic of

  5TH AVENUE AFTER FIVE    Registered      642031      11-Nov-2004      40200451063       06-Dec-2005   3

Mexico

  5TH AVENUE AFTER FIVE    Registered      871658      11-Nov-2004      687423       08-Mar-2005   3

New Zealand

  5TH AVENUE AFTER FIVE    Registered      721279      11-Nov-2004      721279       07-Jul-2005   3

Norway

  5TH AVENUE AFTER FIVE    Registered      231179      12-Nov-2004      200411464       06-Mar-2006   3

Singapore

  5TH AVENUE AFTER FIVE    Registered      T0420027J      18-Nov-2004      T0420027J       18-Nov-2004   3

South Africa

  5TH AVENUE AFTER FIVE    Registered      2004/20521      11-Nov-2004      2004120521       03-Nov-2008   3

Switzerland

  5TH AVENUE AFTER FIVE    Registered      530361      11-Nov-2004      57738/2004       17-Feb-2005   3

Taiwan

  5TH AVENUE AFTER FIVE    Registered      1182917      11-Nov-2004      093052330       01-Dec-2005   3

United Kingdom

  5TH AVENUE AFTER FIVE    Registered      2377924      12-Nov-2004      2377924       12-Nov-2004   3

United States of America

  5TH AVENUE AFTER FIVE    Registered      3131019      12-Nov-2004      78515824       15-Aug-2006   3

Vietnam

  5TH AVENUE AFTER FIVE    Registered      223239      13-Aug-2012      4201217783       21-Apr-2014   3

Taiwan

  5TH AVENUE IN CHINESE CHARACTERS    Registered      953734      30-Mar-2000      89,017,197       16-Aug-2001   3

Taiwan

  5TH AVENUE IN CHINESE CHARACTERS    Registered      953734            16-Aug-2001   3

United States of America

  5TH AVENUE UPTOWN NYC    Pending      03-May-2016      87023397         3

Canada

  ADVANCED CERAMIDE CAPSULES    Pending      07-Mar-2016      1,771,145        

Canada

  ADVANCED ENERGIZING EXTRACT    Registered      331524      14-Aug-1985      547,548       04-Sep-1987   3

Indonesia

  ADVANCED MIX CONCENTRATE    Pending      08-Jul-2014      2014-032618        

Indonesia

  ADVANCED MIX CONCENTRATE    Pending      08-Jul-2014      2014-032617        

Hong Kong

  ADVANCED MIX CONCENTRATE design    Registered      303043485      23-Jun-2014      303043485       02-Mar-2015  

India

  ADVANCED MIX CONCENTRATE design    Pending      25-Jun-2014      2762068        


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Japan

  ADVANCED MIX CONCENTRATE design    Registered      5713048      23-Jun-2014      512244037       24-Oct-2014   01 Int., 03 Int.

Korea, Republic of

  ADVANCED MIX CONCENTRATE design    Registered      401108323      18-Jun-2014      40201441007       28-May-2015   01, 03

Malaysia

  ADVANCED MIX CONCENTRATE design    Pending      30-Jun-2014      2014059612         01 Int.

Malaysia

  ADVANCED MIX CONCENTRATE design    Pending      30-Jun-2014      2014059616        

New Zealand

  ADVANCED MIX CONCENTRATE design    Registered      999812      18-Jun-2014      999812       18-Jun-2014   01 Int., 03 Int.

Philippines

  ADVANCED MIX CONCENTRATE design    Pending      23-Jun-2014      4-2014-007905         01 Int.

Singapore

  ADVANCED MIX CONCENTRATE design    Published      18-Jun-2014      T1409487B         03 Int.

Thailand

  ADVANCED MIX CONCENTRATE design    Pending      23-Jun-2014      942234         03 Int.

United States of America

  ADVANCED MIX CONCENTRATE design    Published      17-Jun-2014      86311640         1, 3

Curacao

  ALPHA CERAMIDE    Pending      09614      31-Dec-2001      D-8313        

Argentina

  ARDEN    Registered      1880848      07-Aug-2002       07-Aug-2002   3

Benelux

  ARDEN    Registered      025405      07-Apr-1971      2173       07-Apr-1971   3, 15, 16, 21

Bolivia

  ARDEN    Registered      27165-C           30,867       15-Aug-1972   3

Canada

  ARDEN    Registered      24196      08-Oct-1946      192,718       08-Oct-1946  

Chile

  ARDEN    Registered      570191      31-Mar-2000      480812       15-Jun-2000   1, 3, 5, 8, 10, 16, 21, 26, 29, 30

Chile

  ARDEN    Registered      896192      31-Mar-2000      480.814       15-Jun-2000   1, 3, 5, 8, 10, 16, 21, 26, 26, 30

Chile

  ARDEN    Registered      1146502      07-Jun-1995      309818       16-Aug-1995   3

Chile

  ARDEN    Registered      570192           480813       15-Jun-2000   35

China (People’s Republic)

  ARDEN    Registered      2020991      26-Aug-1999      2020991       07-Jul-2003   3

Colombia

  ARDEN    Registered      28506            25-Jun-1951   3


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Denmark

  ARDEN    Registered      194400654      25-Apr-1944      502/1944       12-Aug-1944   3

Dominican Republic

  ARDEN    Registered      20315            21-Feb-1972   50

Egypt

  ARDEN    Registered      17951            05-May-1948   3

El Salvador

  ARDEN    Registered      1 Book 49            12-Jun-1973   127

France

  ARDEN    Registered      1476707      22-Feb-1968      39671       01-Feb-1968   3, 21, 41 and 42

Honduras

  ARDEN    Registered      20483            17-Sep-1973   3

Hong Kong

  ARDEN    Registered      19761166      29-Feb-1972      244/72       29-Feb-1972   3

India

  ARDEN    Registered      1257079      23-Dec-2003      01257079       23-Dec-2003   3

Indonesia

  ARDEN    Registered      56330      20-Mar-1972     
 
D95
20066
  
  
   24-Oct-1996   3

Iran (Islamic Republic of)

  ARDEN    Registered      6307            12-Nov-1949   3

Israel

  ARDEN    Registered      3933      13-Sep-1935       23-Mar-1937   3

Japan

  ARDEN    Registered      418315      03-Jul-1951      26-13691       11-Nov-1952   4

Japan

  ARDEN    Registered      419793      03-Jul-1951      26-13692       17-Dec-1952   3

Japan

  ARDEN    Registered      3044595      26-May-1992      117258/92       31-May-1995   3

Korea, Republic of

  ARDEN    Registered      400287277           93-6419       24-Mar-1994   3, 14, 18, 21

Korea, Republic of

  ARDEN    Registered      40289245           93-6420       28-Apr-1994   13

Lebanon

  ARDEN    Registered      95189      10-Sep-1958       10-Sep-1958   3

Malaysia

  ARDEN    Registered      M/2175      16-Dec-1950       16-Dec-1951   3

Mexico

  ARDEN    Registered      955285      23-Feb-2006      767815       27-Sep-2006   3

New Zealand

  ARDEN    Registered      100087      27-Mar-1972      100087       27-Mar-1972   3


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Paraguay

  ARDEN    Registered      407192           93/20057       03-Nov-1994   3

Portugal

  ARDEN    Registered      145536           64240       25-Nov-1947  

Spain

  ARDEN    Registered      202536      21-May-1947       23-Apr-1948   3

Spain

  ARDEN    Registered      202535      21-May-1947       21-Jan-1948   3

Sweden

  ARDEN    Registered      50211      27-May-1938      1058       09-Jun-1938   3

Taiwan

  ARDEN    Registered      61396            01-Nov-1992   3

Taiwan

  ARDEN    Registered      661455           83004296       16-Nov-1994   43

United Kingdom

  ARDEN    Registered      820611      10-May-1961       10-May-1961   3, 5

United Kingdom

  ARDEN    Registered      2,196,646      08-May-1999       08-May-1999   3, 42

Uruguay

  ARDEN    Registered      322732            22-May-1935   3

Taiwan

  ARDEN (WORD IN LOCAL SCRIPT)    Registered      660118           83004298       01-Nov-1994   43

Switzerland

  ARDEN (WORD IN PARTICULAR STYLE)    Registered      361392            15-Jan-1968   3, 18, 21

Australia

  ARDEN ACTIVE SKINCARE    Registered      1691762      06-May-2015      1691762       04-Feb-2016   41 Int., 42 Int.

Australia

  ARDEN ACTIVE SKINCARE    Pending      06-May-2015      1707017         03 Int.

Benelux

  ARDEN ACTIVE SKINCARE    Registered      975413      06-May-2015      1309943       22-Jul-2015   03 Int., 41 Int., 42 Int.

Canada

  ARDEN ACTIVE SKINCARE    Published      05-May-2015      1726877        

China (People’s Republic)

  ARDEN ACTIVE SKINCARE    Pending      11-Jun-2015      17176148         03 Int.

China (People’s Republic)

  ARDEN ACTIVE SKINCARE    Published      11-Jun-2015      17176147         41

China (People’s Republic)

  ARDEN ACTIVE SKINCARE    Published      11-Jun-2015      17176146         42

European Community

  ARDEN ACTIVE SKINCARE    Registered      14032312      06-May-2015      14032312       09-Sep-2015   03 Int., 41 Int., 42 Int.


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Korea, Republic of

  ARDEN ACTIVE SKINCARE    Registered      45-63368      06-May-2015      45-2015-4099       09-Mar-2016   3, 41, 42

Mexico

  ARDEN ACTIVE SKINCARE    Registered      1543348      06-May-2015      M1606648       02-Jun-2015   03

Mexico

  ARDEN ACTIVE SKINCARE    Pending      06-May-2015      M1606649         41

Mexico

  ARDEN ACTIVE SKINCARE    Registered      1543349      06-May-2015      M1606650       02-Jun-2015   42

New Zealand

  ARDEN ACTIVE SKINCARE    Registered      1018920      06-May-2015      1018920       06-May-2015   03 Int., 41 Int., 42 Int.

Norway

  ARDEN ACTIVE SKINCARE    Registered      283146      27-May-2015      201505643       26-Aug-2015   03 Int., 41 Int., 42 Int.

Switzerland

  ARDEN ACTIVE SKINCARE    Registered      675713      06-May-2015      553952015       17-Jul-2015   03 Int., 41 Int., 42 Int.

United States of America

  ARDEN ACTIVE SKINCARE    Published      05-May-2015      86619756         03 Int., 41 Int., 42 Int.

Australia

  ARDEN FOR MEN    Registered      253039      22-Oct-1971      253039       22-Oct-1971   3

Barbados

  ARDEN FOR MEN    Registered      81/005194      11-Jul-1975       11-Jul-1975   3

Brazil

  ARDEN FOR MEN    Registered      814061869           814061869       03-May-1994   3

Cayman Islands

  ARDEN FOR MEN    Registered      826976            01-Nov-1996   3, 5

Colombia

  ARDEN FOR MEN    Registered      124676           220,241       09-Dec-1988   3

Colombia

  ARDEN FOR MEN    Registered      134,262           220,535       18-Jul-1991   5

Ecuador

  ARDEN FOR MEN    Registered      1515-98      25-Oct-1996      72787       19-Mar-1998   3

Guatemala

  ARDEN FOR MEN    Registered      32773            08-Aug-1977   3

Guyana

  ARDEN FOR MEN    Registered      12056A      29-Mar-1984       29-Mar-1984   3

Honduras

  ARDEN FOR MEN    Registered      25605            27-Nov-1978   3

Israel

  ARDEN FOR MEN    Registered      20726      10-Apr-1962       21-Jun-1964   3

Nicaragua

  ARDEN FOR MEN    Registered      6814 C.C.            20-Aug-1977   3


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Norway

  ARDEN FOR MEN    Registered      51993            18-Jan-1967   3

Paraguay

  ARDEN FOR MEN    Registered      407191           200056       24-Oct-1994   3

Trinidad and Tobago

  ARDEN FOR MEN    Registered      9122      05-Aug-1975      9122       05-Aug-1975   48

Turkey

  ARDEN FOR MEN    Registered      88720            16-Jan-1976  

United Kingdom

  ARDEN FOR MEN    Registered      826976      01-Nov-1961       01-Nov-1961   3, 5

Aruba

  ARDEN FOR MEN (LABEL)    Registered      17738      29-Dec-1995      IM-951229.18       16-Feb-1996   3

Bahamas

  ARDEN FOR MEN (LABEL)    Registered      18007      20-Oct-1994       27-Dec-1995   48

Benelux

  ARDEN FOR MEN (LABEL)    Registered      581734      19-Dec-1995      861605       19-Feb-2005   3

Bolivia

  ARDEN FOR MEN (LABEL)    Registered      73170-C           71686       24-Jun-1999   3

Brazil

  ARDEN FOR MEN (LABEL)    Registered      818924861            23-Jun-1998   3.20

Chile

  ARDEN FOR MEN (LABEL)    Registered      794189      18-Dec-1995      329123       20-Nov-1996   3

Ecuador

  ARDEN FOR MEN (LABEL)    Registered      117      20-Dec-1995      64006       04-Sep-1997   3

El Salvador

  ARDEN FOR MEN (LABEL)    Registered      236/64           630/96       05-Dec-1997   3

Finland

  ARDEN FOR MEN (LABEL)    Registered      32877            26-Sep-1958   3

Honduras

  ARDEN FOR MEN (LABEL)    Registered      65643           46/96       14-Aug-1996   3

Jamaica

  ARDEN FOR MEN (LABEL)    Registered      29042      12-Jan-1996      3/3384       12-Jan-1993   3

Nicaragua

  ARDEN FOR MEN (LABEL)    Registered      32476 C.C.           96-00241       14-Nov-1996   3

Paraguay

  ARDEN FOR MEN (LABEL)    Registered      303805           496       21-Apr-1997   3

Peru

  ARDEN FOR MEN (LABEL)    Registered      25096           287,491       12-Apr-1996   3

Trinidad and Tobago

  ARDEN FOR MEN (LABEL)    Published      16-Feb-1996      25117         3


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Uruguay

  ARDEN FOR MEN (LABEL)    Registered      284159            30-Aug-1999   3

Germany

  ARDEN FOR MEN (STYLIZED) II    Registered      932456      01-Aug-1974     
 
A 26177/3
WZ
  
  
   27-Jun-1975   3

Costa Rica

  ARDEN FOR MEN (WORD & DEVICE)    Registered      45736            27-Feb-1973   3

Uruguay

  ARDEN FOR MEN (WORD & DEVICE)    Registered      378759            12-May-1969   3

Germany

  ARDEN FOR MEN (WORDS IN PARTICULAR STYLE)    Registered      706057      31-Dec-1956      A 6464       04-Sep-1957   3

Spain

  ARDEN FOR MEN (WORDS IN PARTICULAR STYLE)    Registered      329349      29-Jan-1958      329349       17-Nov-1978   3

Switzerland

  ARDEN FOR MEN (WORDS IN PARTICULAR STYLE)    Registered      286582            06-Jan-1997   3, 8, 21

Hong Kong

  ARDEN GARDEN    Registered      200202176      03-Apr-2000      7193/2000       03-Apr-2000   3

China (People’s Republic)

  ARDEN in Chinese Characters    Registered      1536295      09-May-1997      970,046,545       14-Mar-2001   3

Japan

  ARDEN IN KATAKANA    Registered      5555544      20-Sep-2012      2012076019       08-Feb-2013   3

United States of America

  ARDEN PRECISION MAKEUP    Published      14-Jul-2015      86692164         03

Argentina

  ARDENBEAUTY    Registered      2036203      13-Mar-2002      2,368,767       26-Jul-2005   3

Armenia

  ARDENBEAUTY    Registered      20246      17-Aug-2012      20121108       02-Aug-2013   3

Australia

  ARDENBEAUTY    Registered      902553      06-Feb-2002      902,553       05-Feb-2002   3

Azerbaijan

  ARDENBEAUTY    Registered      20120362      09-Aug-2012      20121171       12-Mar-2014   3

Brazil

  ARDENBEAUTY    Registered      824331516      11-Mar-2002      824331516       24-Apr-2007   3

Canada

  ARDENBEAUTY    Registered      617616      05-Feb-2002      1,130,265       25-Aug-2004   3

Chile

  ARDENBEAUTY    Registered      1043814      30-May-2002      569,089       05-Mar-2003   3

China (People’s Republic)

  ARDENBEAUTY    Registered      3098372      19-Feb-2002      3098372       28-May-2003   3

Colombia

  ARDENBEAUTY    Registered      265307      06-Mar-2002      2002020296       03-Apr-2003   3


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber     RegDate   Class

European Community

  ARDENBEAUTY    Registered      2564755      06-Feb-2002      2564755      08-Apr-2003   3

Finland

  ARDENBEAUTY    Registered      FI226135      06-Mar-2002     
 
FI
T200200733
  
  
  31-Dec-2002   3

Hong Kong

  ARDENBEAUTY    Registered      200403895      06-Feb-2002      2002/01743      18-Mar-2004   3

India

  ARDENBEAUTY    Registered      594395      11-Mar-2002      1085998      23-Jan-2007   03 Int.

Ireland

  ARDENBEAUTY    Registered      226821      06-Mar-2002     
 
2002/00500
(226821
  
  06-Mar-2002   3

Japan

  ARDENBEAUTY    Registered      4642279      07-Feb-2002      2002-008867      31-Jan-2003   3

Kazakhstan

  ARDENBEAUTY    Registered      41983      02-Aug-2012      59034      23-Oct-2013   3

Korea, Republic of

  ARDENBEAUTY    Registered      400562980      09-Feb-2002      40-2002-7184      17-Oct-2003   3

Mexico

  ARDENBEAUTY    Registered      745079      07-Feb-2002      531328      07-Feb-2002   3

New Zealand

  ARDENBEAUTY    Registered      653500      06-Mar-2002      653500      06-Mar-2002   3

Norway

  ARDENBEAUTY    Registered      218396      08-Mar-2002      200202142      10-Apr-2003   3

Philippines

  ARDENBEAUTY    Registered      4201200501950      27-Jul-2012      42012501950      20-Jun-2013   3

Singapore

  ARDENBEAUTY    Registered      T02/01625A      08-Feb-2002      T02/01625A      08-Feb-2002   3

South Africa

  ARDENBEAUTY    Registered      2002/01550      06-Feb-2002      2002/01550      28-Jul-2006   3

Switzerland

  ARDENBEAUTY    Registered      503453      17-Jun-2002      6280/2002      17-Jun-2002   3

Taiwan

  ARDENBEAUTY    Registered      1068560      08-Feb-2002      91,005,765      01-Dec-2003   3

Vietnam

  ARDENBEAUTY    Registered      235681      13-Aug-2012      4201217784      19-Nov-2014   3

Canada

  BARE PERFECTION    Registered      593321      02-Nov-2000      1,081,644      28-Oct-2003   3

United States of America

  BARE PERFECTION    Registered      2,532,968      19-Apr-2000      76/029,352      22-Jan-2002   3

United States of America

  BEACHSCAPE    Published      03-Nov-2015      86808017        3


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Australia

  BEAUTY SLEEP    Registered      380005      20-Aug-1982       09-Jan-1986   3

Canada

  BEAUTY SLEEP    Registered      TMA155822      06-Jun-1967      305461       01-Mar-1968  

Chile

  BEAUTY SLEEP    Registered      843756           843756       02-Jun-1978   3

Chile

  BEAUTY SLEEP    Registered      418684           522876       29-Sep-1998   3

Denmark

  BEAUTY SLEEP    Registered      1591/1968           4257/1967       21-Jun-1968   3

France

  BEAUTY SLEEP    Registered      1396312      18-Apr-1967      26629       27-Feb-1987   3

Guatemala

  BEAUTY SLEEP    Registered      32770            08-Aug-1977   3

New Zealand

  BEAUTY SLEEP    Registered      143299      22-Jul-1982      143299       22-Jul-1982   3

United States of America

  BEAUTY SLEEP    Registered      849,574      22-Mar-1967      72/267,325       21-May-1968   3

Switzerland

  BEAUTY SLEEP (WORDS IN PARTICULAR STYLE)    Registered      361390            08-Jan-1968   3

Armenia

  BLUE GRASS    Registered      20250      17-Aug-2012      20121115       02-Aug-2013   3

Australia

  BLUE GRASS    Registered      93647      08-Dec-1947      93,647       08-Dec-1947   3

Austria

  BLUE GRASS    Registered      26463      24-Aug-1951     
 
AM
4201/51
  
  
   23-Apr-1952   3

Azerbaijan

  BLUE GRASS    Registered      2014 0045      09-Aug-2012      20121179       14-Jan-2014   3

Brazil

  BLUE GRASS    Registered      006482023            25-Nov-1976   3

Canada

  BLUE GRASS    Registered      05787      26-Dec-1935      167,437       26-Dec-1935  

Chile

  BLUE GRASS    Registered      685436      13-Nov-2002      588,562       13-Nov-2004   3

Denmark

  BLUE GRASS    Registered      184/1952      11-Sep-1951      1831/1951       02-Feb-1952   3

Dominican Republic

  BLUE GRASS    Registered      20314            21-Feb-1972   50

El Salvador

  BLUE GRASS    Registered      20 Book 49            12-Jun-1973   3


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Finland

  BLUE GRASS    Renewed      25954           R200206744       23-Oct-1952   3

France

  BLUE GRASS    Registered      1482117      31-Oct-1963      516886       31-Oct-1963   3, 21

Honduras

  BLUE GRASS    Registered      20482            17-Sep-1973   3

Hong Kong

  BLUE GRASS    Registered      19680489      15-Nov-1966      1124/66       15-Nov-1966   3

Hong Kong

  BLUE GRASS    Registered      19680492      15-Nov-1966      1124/66       15-Nov-1966   5

Indonesia

  BLUE GRASS    Pending      31-May-2015      D00 2015 020194         03

Ireland

  BLUE GRASS    Registered      83897      31-Dec-1973       31-Dec-1973   3

Israel

  BLUE GRASS    Registered      20717      10-Apr-1962       23-May-1963   3

Italy

  BLUE GRASS    Registered      001269376      13-Nov-1997      MI2007C001752       13-Nov-2007   3

Italy

  BLUE GRASS    Registered      1210054      27-Jul-1956       06-Jun-1957   3

Japan

  BLUE GRASS    Registered      3055712      26-May-1992      117259/92       30-Jun-1995   3

Kazakhstan

  BLUE GRASS    Registered      42580      02-Aug-2012      59042       26-Dec-2013   3

Korea, Republic of

  BLUE GRASS    Registered      400287276           93-6417       24-Mar-1994   3, 18, 21

Korea, Republic of

  BLUE GRASS    Registered      40289244           93-6418       28-Apr-1994   13

Lesotho

  BLUE GRASS    Registered     
 
LS/M/
97/00344
 
  
  03-Jul-1997      LS/M/97/00344       20-Sep-2000   3

Monaco

  BLUE GRASS    Registered      9819075      26-Jul-1957      19178       05-Jan-1998   3

New Zealand

  BLUE GRASS    Registered      56303      04-Apr-1955      56303       04-Apr-1955   3

Norway

  BLUE GRASS    Registered      42982            24-Jan-1992   1, 3, 5, 14, 18, 909

Pakistan

  BLUE GRASS    Registered      49781      23-Jul-1968       23-Jul-1968   3

Panama

  BLUE GRASS    Registered      108002      09-Jun-2000      108002       21-Sep-2001   3


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Paraguay

  BLUE GRASS    Registered      407185            29-Dec-1994   3

Peru

  BLUE GRASS    Registered      42118            03-Aug-1976   3

Singapore

  BLUE GRASS    Registered      10739/95      08-Nov-1995       08-Nov-1995   3

South Africa

  BLUE GRASS    Registered      72/0948      08-Feb-1972       08-Feb-1972   3

Swaziland

  BLUE GRASS    Registered      840/96      19-Dec-1996       19-Dec-1996   3

Sweden

  BLUE GRASS    Registered      74931           74,931       23-Oct-1953   3

Taiwan

  BLUE GRASS    Registered      64094            01-Jul-1973   3

Turkey

  BLUE GRASS    Registered      087416            02-Oct-1975  

United Kingdom

  BLUE GRASS    Registered      1078244            09-May-1977   3, 5

United States of America

  BLUE GRASS    Registered      1625557      05-Mar-1990      74/035,165       04-Dec-1990   3

Vietnam

  BLUE GRASS    Registered      244721      22-Aug-2012      4-2012-18545       11-May-2015   3

Denmark

  BLUE GRASS (CONTAINERS)    Registered      VR195400705      04-Feb-1954      329/1954       22-May-1954   3

Hong Kong

  BLUE GRASS (LAN CAO) IN CHINESE CHARACTERS    Registered      2002B02546      27-Apr-2000      9223/2000       06-Mar-2002   3

China (People’s Republic)

  BLUE GRASS (WORDS & DEVICE)    Registered      608972            30-Aug-1992   3

United Kingdom

  BLUE GRASS (WORDS & HORSE HEAD DEVICE)    Registered      1364856      25-Nov-1988      1364856       25-Nov-1988   3

Benelux

  BLUE GRASS (WORDS IN PARTICULAR STYLE)    Registered      568844      28-Apr-1995      847,269       28-Apr-1995   3

Costa Rica

  BLUE GRASS (WORDS IN PARTICULAR STYLE)    Registered      38824            22-Oct-1968   3

Uruguay

  BLUE GRASS (WORDS IN PARTICULAR STYLE)    Registered      374809            17-Aug-1966   3

Canada

  BLUE GRASS AND DESIGN    Registered      368566      13-Dec-1988      621,207       11-May-1990  

Germany

  BLUE GRASS AND DESIGN    Registered      1141606      24-Nov-1988     
 
A 45489/3
WZ
  
  
   21-Jun-1989   3


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Sweden

  BLUE GRASS FLOWER MIST (LABEL)    Registered      110530      29-Nov-1963      6304441       31-Jul-1964   3

Sweden

  BLUE GRASS HORSE    Registered      83933      17-Apr-1956       13-Dec-1957   3

Finland

  BLUE GRASS HORSE WITH FLOWER WREATH (DEVICE)    Registered      31169            24-Apr-1957   3

China (People’s Republic)

  BLUE GRASS IN CHINESE CHARACTERS I    Registered      1580221      26-Apr-2000      2,000,055,777       07-Jun-2001   3

Taiwan

  BLUE GRASS IN CHINESE CHARACTERS I    Registered      953753      02-May-2000      86,023,953       16-Aug-2001   3

Japan

  BLUE GRASS IN KATAKANA    Registered      2622815      03-Mar-1989      23322/89       28-Feb-1994   4

Australia

  BLUE GRASS PERFUME MIST    Registered      121974      08-Feb-1955      121974       13-Mar-1955   3

Switzerland

  BLUE GRASS PERFUME MIST    Registered      276150            27-Mar-1955   3

Trinidad and Tobago

  BLUE GRASS PERFUME MIST    Registered      90/1955      05-May-1955      90/1955       05-May-1955   48

United Kingdom

  BLUE GRASS PERFUME MIST    Registered      738273      18-Jan-1955       18-Jan-1955   3

New Zealand

  BODY BASICS    Registered      142785      17-Jun-1982      142785       17-Jun-1982   3

Costa Rica

  BYE LINES    Registered      45734            27-Feb-1973   3

Chile

  BYE-LINES    Registered      802362           381665       22-Jun-1977   3

Guatemala

  BYE-LINES    Registered      32766            08-Aug-1977   3

Nicaragua

  BYE-LINES    Registered      6.805 C.C.            19-Aug-1977   3

Colombia

  CERAMIDE    Registered      171362           94,041,351       24-Jan-1995   3

Peru

  CERAMIDE    Registered      11377           249,597       24-Nov-1994   3

Taiwan

  CERAMIDE    Registered      647845           82042835       16-Jul-1994   7

Canada

  CERAMIDE ADVANCED TIME COMPLEX CAPSULES525243    Registered      TMA525243      12-Mar-1997      839,154       17-Mar-2000  

Canada

  CERAMIDE EYES TIME COMPLEX CAPSULES    Registered      412430      14-May-1993      699,368       14-May-1993  


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Canada

  CERAMIDE LIFT    Registered      489922      10-Mar-1997      838,800       13-Feb-1998  

Canada

  CERAMIDE NIGHT    Registered      488232      24-Mar-1997      840,906       27-Jan-1998  

Japan

  CERAMIDE PLUMP PERFECT    Registered      5224574      26-Jul-2008      2008064635       17-Apr-2009   3

Japan

  CERAMIDE PLUMP PERFECT    Published      24-Nov-2008      2008095191        

Russian Federation

  CERAMIDE PLUMP PERFECT    Registered      398886      07-Aug-2008      2008725303       20-Jan-2010   3

Australia

  CERAMIDE PLUMP PERFECT    Registered      1247530      20-Jun-2008      1247530       20-Jun-2008   3

Canada

  CERAMIDE PLUMP PERFECT    Registered      655336      04-Feb-2005      1246177       16-Dec-2005  

European Community

  CERAMIDE PLUMP PERFECT    Registered      004277455      07-Feb-2005      004277455       31-Mar-2006   3, 5 and 41

India

  CERAMIDE PLUMP PERFECT    Registered      1703978      26-Jun-2008      1703978       26-Jun-2008   3

Korea, Republic of

  CERAMIDE PLUMP PERFECT    Registered      803005      28-Jul-2008      40-2008-37159       08-Oct-2009   3

New Zealand

  CERAMIDE PLUMP PERFECT    Registered      791537      20-Jun-2008      791537       20-Jun-2008   3

Singapore

  CERAMIDE PLUMP PERFECT    Registered      T0810851D      12-Aug-2008      T0810851D       12-Aug-2008   3

South Africa

  CERAMIDE PLUMP PERFECT    Registered      2008/17351      28-Jul-2008      2008/17351       31-Jan-2014   3

United Arab Emirates

  CERAMIDE PLUMP PERFECT    Registered      134585      13-Oct-2008      120341       17-Mar-2011   3

United States of America

  CERAMIDE PLUMP PERFECT    Registered      2841688      10-Sep-2002      78/162,524       11-May-2004   Class 3

United States of America

  CERAMIDE PLUMP PERFECT    Registered      3651045      05-Jan-2009      77643507       07-Jul-2009   3

Australia

  CERAMIDE TIME COMPLEX    Registered      662375      30-May-1995      662375       30-May-1995   3

Brazil

  CERAMIDE TIME COMPLEX    Registered      822012189      18-Feb-2000      822012189       20-Dec-2005   3

El Salvador

  CERAMIDE TIME COMPLEX    Registered     
 
75 BOOK
19
  
  
        27-Aug-1993   3

Canada

  CERAMIDE TIME COMPLEX CAPSULES    Registered      396679      27-Jun-1990      667,649       03-Apr-1992  


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Canada

  CERAMIDE TIME COMPLEX MOISTURE CREAM.    Registered      446051      19-Jul-1994      759,768       11-Aug-1995   3

Argentina

  CITY SMART    Published      07-Jul-2015      3.423.139         03

Australia

  CITY SMART    Registered      1705419      07-Jul-2015      1705419       03-Feb-2016   03

Australia

  CITY SMART    Pending      07-Jul-2015      1705419         03

Bahrain

  CITY SMART    Pending      12-Jul-2015      110723         03

Brazil

  CITY SMART    Published      20-Jul-2015      909702039         03

Canada

  CITY SMART    Published      07-Jul-2015      1736059         03

Chile

  CITY SMART    Published      10-Jul-2015      1.162.006         03

China (People’s Republic)

  CITY SMART    Pending      14-Jul-2015      17422387         3

Colombia

  CITY SMART    Registered      07-Jul-2015      15.156.121       22-Apr-2016   03

Egypt

  CITY SMART    Pending      13-Jul-2015      320872         03

European Community

  CITY SMART    Registered      14339873      07-Jul-2015      14339873       21-Oct-2015   3

Hong Kong

  CITY SMART    Registered      303465577      07-Jul-2015      303465577       07-Jul-2015   3

India

  CITY SMART    Pending      07-Jul-2015      3004342         03

Indonesia

  CITY SMART    Pending      15-Jul-2015     
 
D00 2015
030926
  
  
     03

Israel

  CITY SMART    Pending      07-Jul-2015      276,188         03

Japan

  CITY SMART    Registered      5814705      07-Jul-2015      2015-064299       18-Dec-2015   03

Jordan

  CITY SMART    Registered      141302      09-Jul-2015      141302       09-Jul-2015   03

Korea, Republic of

  CITY SMART    Registered      40-1156845      07-Jul-2015      40-2015-50468       25-Jan-2016   03

Kuwait

  CITY SMART    Pending      16-Jul-2015      170465         03


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Lebanon

  CITY SMART    Registered      166845      14-Jul-2015      36810       22-Jul-2015   03

Malaysia

  CITY SMART    Pending      16-Jul-2015      2015061502         03

Mexico

  CITY SMART    Registered      1577045      07-Jul-2015      1630187       02-Oct-2015   03

Morocco

  CITY SMART    Registered      168877      20-Jul-2015      168877       20-Jul-2015   03

New Zealand

  CITY SMART    Registered      1022951      07-Jul-2015      1022951       12-Jun-2015   03

Norway

  CITY SMART    Registered      284210      10-Jul-2015      201508585       25-Oct-2015   03

Oman

  CITY SMART    Pending      26-Jul-2015      96591         03

Panama

  CITY SMART    Pending      09-Jul-2015      30303/2015         03

Panama

  CITY SMART    Published      14-Aug-2015      243343         3

Paraguay

  CITY SMART    Pending      09-Jul-2015      30303/2015         03

Philippines

  CITY SMART    Pending      07-Jul-2015      42015503696         03

Qatar

  CITY SMART    Pending      26-Jul-2015      98763         03

Russian Federation

  CITY SMART    Published      07-Jul-2015      2015720825         03

Saudi Arabia

  CITY SMART    Published      27-Jul-2015      1436021087         03

Singapore

  CITY SMART    Registered      40201513976Y      12-Aug-2015      40201513976Y       12-Aug-2015   03

South Africa

  CITY SMART    Pending      07-Jul-2015      2015/18219         03

Switzerland

  CITY SMART    Registered      678749      08-Jul-2015      58127/2015       08-Jul-2015   03

Taiwan

  CITY SMART    Registered      1746300      08-Jul-2015      104039569       01-Jan-2016   03

Thailand

  CITY SMART    Pending      15-Jul-2015      994998         03

Turkey

  CITY SMART    Published      19-Jul-2015      2015/60270         03


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

United Arab Emirates

  CITY SMART    Registered      273179      15-Jul-2015      273179       01-Feb-2016   03

United States of America

  CITY SMART    Published      12-Jun-2015      86661230         03 Int.

Venezuela

  CITY SMART    Pending      09-Jul-2015      2015/010097         03

Vietnam

  CITY SMART    Published      08-Jul-2015      4-2015-17903         03

Benelux

  CLEAR THE WAY    Registered      0,658,756      28-Sep-1999      946,973       28-Sep-1999   3

Canada

  CLEAR THE WAY    Registered      593063      02-Nov-2000      1,081,645       24-Oct-2003  

Japan

  CLEAR THE WAY    Registered      4406428      04-Oct-1999      89809/99       04-Aug-2000   3

United States of America

  CLEAR THE WAY    Registered      2,456,314      02-Sep-1999      75/791,105       29-May-2001   3

United Arab Emirates

  COLOR INTRIGUE    Instructed      134595      13-Oct-2008      120342       17-Mar-2011   3

Philippines

  CURVE    Published      26-Aug-2015      42015504818         03

United States of America

  DAUGHTERS OF BEAUTY    Registered      3945912      11-Mar-2010      77956967       12-Apr-2011  

Brazil

  EA    Registered      825996937      09-Dec-2003      825996937       23-Oct-2007   9

Canada

  EA    Registered      451367      12-Jan-1995      774,012       01-Dec-1995   3

Paraguay

  EA    Registered      407188      11-Nov-2003      29372       23-Jun-2004   9

United States of America

  EA    Registered      1914462      25-Oct-1994      74/590,674       29-Aug-1995   3

Uruguay

  EA    Registered      351310      19-Nov-2003      351310       21-Jun-2004   9

Colombia

  EA (LETTERS—PARTICULAR STYLE)    Registered      272425      22-Mar-1995      95,011,486       31-Jan-1997   3

Denmark

  EA (LETTERS—PARTICULAR STYLE)    Registered      2369/95           0891/95       07-Apr-1995   3

Dominican Republic

  EA (LETTERS—PARTICULAR STYLE)    Registered      78019           11,031       15-Jun-1995   50

El Salvador

  EA (LETTERS—PARTICULAR STYLE)    Registered      34/98           1373-95       14-Oct-1999   3


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Finland

  EA (LETTERS—PARTICULAR STYLE)    Registered      204397           T199500699       14-Feb-1997   3

Honduras

  EA (LETTERS—PARTICULAR STYLE)    Registered      63413           2456/95       07-Nov-1995   3

Japan

  EA (LETTERS—PARTICULAR STYLE)    Registered      4001313      09-Feb-1995      11837/95       16-May-1997   3

Nicaragua

  EA (LETTERS—PARTICULAR STYLE)    Registered      29.219 C.C.           95/00799       04-Sep-1995   3

Saudi Arabia

  EA (LETTERS—PARTICULAR STYLE)    Registered      358/11      22-Feb-1995      28552       06-Nov-1995   3

South Africa

  EA (LETTERS—PARTICULAR STYLE)    Registered      199501596      07-Feb-1995       07-Feb-1995   3

Spain

  EA (LETTERS—PARTICULAR STYLE)    Registered      929425      08-Jan-1981       20-Jan-1981   3

Taiwan

  EA (LETTERS—PARTICULAR STYLE)    Registered      660026           83008745       01-Nov-1994   43

Tanganyika

  EA (LETTERS—PARTICULAR STYLE)    Registered      23223      14-Feb-1995       14-Feb-1995   3

United Kingdom

  EA (LETTERS—PARTICULAR STYLE)    Registered      UK0002010869      13-Feb-1995       13-Feb-1995   3

Uruguay

  EA (LETTERS—PARTICULAR STYLE)    Registered      377304            31-Jan-1997   3

Bolivia

  EA (LETTERS -PARTICULAR STYLE)    Registered      75393-C           SM-0627-95       19-Oct-1999   3

Ireland

  EA (LETTERS -PARTICULAR STYLE)    Registered      164057      03-Feb-1995      950,811       03-Feb-1995   3

Benelux

  EA (LETTERS-PARTICULAR STYLE)    Registered      0563815           841,924       03-Feb-1995   3

Iceland

  EA (LETTERS-PARTICULAR STYLE)    Registered      657/1995      09-Feb-1995      189/1995       29-Jun-1995   3

Jordan

  EA (LETTERS-PARTICULAR STYLE)    Registered      37977      07-Feb-1995       07-Feb-1995   3

Kenya

  EA (LETTERS-PARTICULAR STYLE)    Registered      42462      02-May-1995      42462       02-May-1995   3

United Arab Emirates

  EA (PARTICULAR STYLE)    Registered      5969      13-Mar-1995      9554       13-Mar-1995   3

Canada

  EA (STYLIZED) I    Registered      451649      30-Jan-1995      774014       08-Dec-1995  


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Oman

  EA (STYLIZED) I    Registered      11088      08-Feb-1995      11088       22-Jan-2002   3

Pakistan

  EA (STYLIZED) I    Registered      129050      07-Mar-1995      129050       07-Mar-1995   3

Qatar

  EA (STYLIZED) I AND ARABIC    Registered      12954      19-Feb-1995      12954       26-Feb-2002   3

Canada

  EA (STYLIZED) III    Registered      228635      14-Feb-1977      407,214       23-Jun-1978  

Canada

  EA (STYLIZED) V    Registered      TMA161133      10-May-1968      313125       07-Feb-1969  

United States of America

  EA NY ELIZABETH ARDEN SPLENDOR (CONFIGURATION OF BOTTLE DESIGN)    Registered      2453605      27-Aug-1998      75/543,611       22-May-2001   3

New Zealand

  EAU FRAICHE    Registered      186982      06-Sep-1988      186982       06-Sep-1988   3

Argentina

  EIGHT HOUR    Registered      2126221           1994502       09-Nov-2006   3

Brazil

  EIGHT HOUR    Registered      006312446            10-May-1976   3

Canada

  EIGHT HOUR    Registered      TMA920848      14-Jul-2011      1535786       20-Nov-2015   3

Colombia

  EIGHT HOUR    Registered      113385            04-Apr-1986   3

Costa Rica

  EIGHT HOUR    Registered      38821            22-Oct-1968   3

El Salvador

  EIGHT HOUR    Registered      86/120            08-Mar-1989   127

European Community

  EIGHT HOUR    Registered      010440618      18-Jun-2010      9185802       04-Nov-2012   3, 5, 44

European Community

  EIGHT HOUR    Published      23-Nov-2011      010440618         3, 5, 44

Italy

  EIGHT HOUR    Registered      1043057      31-Oct-1963       11-Jan-1967   3

Korea, Republic of

  EIGHT HOUR    Registered      208716           89-17030       25-Jan-1991   3, 21

Korea, Republic of

  EIGHT HOUR    Registered      208715           89-17026       25-Jan-1991   3

Mexico

  EIGHT HOUR    Registered      184702      06-Feb-1974       06-Feb-1974   3

Peru

  EIGHT HOUR    Registered      55910            27-Dec-1984   3


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Philippines

  EIGHT HOUR    Registered      42012501954      27-Jul-2012      42012501954       13-Dec-2012   3

Russian Federation

  EIGHT HOUR    Registered      424837      15-Mar-2010      2010707810       06-Dec-2010   3

Serbia

  EIGHT HOUR    Registered      59541      17-Feb-2009      Z299/2009       16-Oct-2009   3

Singapore

  EIGHT HOUR    Registered      T1003455G      23-Mar-2010      T1003455G       30-Dec-2014   3

South Africa

  EIGHT HOUR    Registered      201005398      15-Mar-2010      201005398       15-Mar-2010   3

Spain

  EIGHT HOUR    Registered      88897      03-Mar-1932       28-Jan-1933   3

Taiwan

  EIGHT HOUR    Registered      470853           78-24233       01-Jan-1990   6

United Arab Emirates

  EIGHT HOUR    Registered      134596      13-Oct-2008      120343       17-Mar-2011   3

United States of America

  EIGHT HOUR    Registered      3861109      28-Apr-2010      85/025369       12-Oct-2010   3

Italy

  EIGHT HOUR (Stylized)    Registered      0001568946      14-Oct-2013      MI2013C009362       26-Nov-2013  

United States of America

  EIGHT HOUR (Stylized)    Registered      539,292      23-Jun-1949      71/580,917       13-Mar-1951   3

Canada

  EIGHT HOUR CREAM    Registered      348774      27-Mar-1987      580,900       09-Dec-1988   3

Denmark

  EIGHT HOUR CREAM    Registered      1694/1946           1383/1946       02-Nov-1946   3, 5

European Community

  EIGHT HOUR CREAM    Pending      12-Jan-2016      14996508         3, 5

Greece

  EIGHT HOUR CREAM    Registered      28471      30-May-1962      28471       18-Apr-1963   3

France

  EIGHT-HOUR CREAM    Registered      1338334      09-Mar-1961       13-Jan-1986   3

African Intellectual Property Organization (OAPI)

  ELIZABETH ARDEN    Registered      43,173      27-Oct-2000      32000 01541       27-Oct-2000   3

Andorra

  ELIZABETH ARDEN    Registered      27045            13-Feb-2009   3

Argentina

  ELIZABETH ARDEN    Registered      1767431           2964697       09-Oct-1969   25

Argentina

  ELIZABETH ARDEN    Registered      3414975      14-Nov-2003      2475926       06-Jun-2005   9


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Armenia

  ELIZABETH ARDEN    Registered      481      28-Dec-1995      0684       23-Dec-1996   3, 5, 10, 14, 15, 18 and 21

Armenia

  ELIZABETH ARDEN    Registered      20244      03-Aug-2012      20121047       02-Aug-2013   3

Australia

  ELIZABETH ARDEN    Registered      71654      30-Dec-1937      71654       30-Dec-1937   3

Australia

  ELIZABETH ARDEN    Registered      201786      30-Dec-1937      201,786       30-Dec-1937   5

Australia

  ELIZABETH ARDEN    Registered      201787      30-Dec-1937      201,787       30-Dec-1937   21

Australia

  ELIZABETH ARDEN    Registered      366966      16-Oct-1981      366966       19-Jul-1984   42

Australia

  ELIZABETH ARDEN    Registered      71654            30-Dec-1937   3

Australia

  ELIZABETH ARDEN    Pending      14-Apr-2016      1764841         35

Austria

  ELIZABETH ARDEN    Registered      25820            30-Sep-1947   3

Azerbaijan

  ELIZABETH ARDEN    Registered      971691            31-Aug-2000   3

Azerbaijan

  ELIZABETH ARDEN    Registered      20140152      09-Aug-2012      20121172       23-Jan-2014   3

Barbados

  ELIZABETH ARDEN    Registered      81/5193      11-Jul-1975       11-Jul-1975   3

Belize

  ELIZABETH ARDEN    Registered      454107      03-Apr-2007      07004541       11-Sep-2007   3, 44

Benelux

  ELIZABETH ARDEN    Registered      629,037      14-May-1998      915,980       09-Oct-1998   3, 5, 9

Benelux

  ELIZABETH ARDEN    Registered      25407            07-Apr-1971   3, 5, 8, 14, 16, 21

Bermuda

  ELIZABETH ARDEN    Registered      10156      25-Jan-1984       25-Jan-1984   3

Bolivia

  ELIZABETH ARDEN    Registered      87607      24-Oct-1972      27500       24-Oct-1972   3

Botswana

  ELIZABETH ARDEN    Registered     
 
BW/M/
97/00140
 
  
  29-May-1997     
 
BW/M/
97/00140
 
  
   29-May-1997   3

Brazil

  ELIZABETH ARDEN    Registered      814301290           814301290       28-Aug-1990   3

Brazil

  ELIZABETH ARDEN    Registered      825996929      09-Dec-2003      825996929       20-May-2008   9


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Brunei Darussalam

  ELIZABETH ARDEN    Registered      38472      27-Feb-2007      38472       27-Feb-2007   3, 42

Bulgaria

  ELIZABETH ARDEN    Registered      14310      02-Sep-1983      1147       26-Apr-1984   3

Cambodia

  ELIZABETH ARDEN    Registered      1976      09-Nov-1992      1978       04-Dec-1992   3

Canada

  ELIZABETH ARDEN    Registered      43077           137,513       17-Dec-1927   3

Canada

  ELIZABETH ARDEN    Registered      TMA48280           149701       20-Dec-1929  

Canada

  ELIZABETH ARDEN    Published      24-May-2012      1579074        

Canada

  ELIZABETH ARDEN    Registered      TMA881418      27-Jun-2011      1533510       08-Jul-2014   25 Int.

Chile

  ELIZABETH ARDEN    Registered      836292           411520       12-Apr-1927   3

China (People’s Republic)

  ELIZABETH ARDEN    Registered      840164           92,080,300       21-May-1996   3

China (People’s Republic)

  ELIZABETH ARDEN    Registered      1515785           9,900,119,713       28-Jan-2001   5

China (People’s Republic)

  ELIZABETH ARDEN    Registered      1507575      10-Oct-1999      9,900,119,714       14-Jan-2001   18

China (People’s Republic)

  ELIZABETH ARDEN    Registered      1513026           9,900,119,715       28-Jan-2001   21

China (People’s Republic)

  ELIZABETH ARDEN    Registered      1505318           9,900,119,716       14-Jan-2001   25

China (People’s Republic)

  ELIZABETH ARDEN    Registered      1467571      25-Aug-1999      9,900,100,764       28-Oct-2000   42

China (People’s Republic)

  ELIZABETH ARDEN    Pending      23-Jul-2015      17494254         21

China (People’s Republic)

  ELIZABETH ARDEN    Pending      18-Apr-2016         35

Colombia

  ELIZABETH ARDEN    Registered      70958           92,318,469       25-Mar-1970   3

Colombia

  ELIZABETH ARDEN    Registered      113071            26-Feb-1986   5

Colombia

  ELIZABETH ARDEN    Registered      155362           304,981       30-Mar-1994   18

Colombia

  ELIZABETH ARDEN    Registered      180697      28-Jun-1989      92-304,982       17-Jul-1995   25


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Costa Rica

  ELIZABETH ARDEN    Registered      50747            05-Jan-1942   3

Cuba

  ELIZABETH ARDEN    Instructed      15-Apr-2016      2016-0620         3

Curacao

  ELIZABETH ARDEN    Registered      16886      24-Apr-2014      140189       27-Jul-2014   03 Int.

Cyprus, Republic of

  ELIZABETH ARDEN    Registered      72527      30-May-2006      72527       30-May-2006   3

Denmark

  ELIZABETH ARDEN    Registered      109/1944      07-Jan-1944      26/1944       12-Feb-1944   3

Dominican Republic

  ELIZABETH ARDEN    Registered      2259            14-Feb-1929   50

Ecuador

  ELIZABETH ARDEN    Registered      407-82            28-Jan-1982   5

Ecuador

  ELIZABETH ARDEN    Registered      2036            05-Jan-1982   3

El Salvador

  ELIZABETH ARDEN    Registered     
 
2346
Book 08
  
  
  11-Jul-1952      1505       19-Jul-1972   03

Estonia

  ELIZABETH ARDEN    Registered      29312           9800045       16-Aug-1999   3

European Community

  ELIZABETH ARDEN    Registered      9195108      22-Jun-2010      9195108       11-Oct-2011   3, 5, 9, 14, 18, 21, 24, 25, 35, 42, 44

European Community

  ELIZABETH ARDEN    Registered      14032528      06-May-2015      14032528       27-Aug-2015   21 Int.

Finland

  ELIZABETH ARDEN    Registered      16511            25-May-1938   3

Finland

  ELIZABETH ARDEN    Registered      32045            03-Jan-1958   3, 5

France

  ELIZABETH ARDEN    Registered      1482116      31-Oct-1963      516882       31-Oct-1963   3, 21

France

  ELIZABETH ARDEN    Registered      1476706      22-Feb-1968      39670       22-Feb-1968   3, 21, 41, 42

Georgia

  ELIZABETH ARDEN    Registered      3963           8797/03       14-Nov-1996   3, 5, 10, 14, 16 and 18

Germany

  ELIZABETH ARDEN    Registered      440822      17-Sep-1931      A 24 522       23-Dec-1931   3, 5, 8, 9, 10,

Ghana

  ELIZABETH ARDEN    Pending      15-Jul-2009         3

Greece

  ELIZABETH ARDEN    Published      06-Apr-2016      236970         3


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Guatemala

  ELIZABETH ARDEN    Registered      2726            11-May-2027   3

Guyana

  ELIZABETH ARDEN    Registered      9758A      02-Aug-1975       02-Aug-1975   3

Honduras

  ELIZABETH ARDEN    Registered      20481            17-Sep-1973   3

Hong Kong

  ELIZABETH ARDEN    Registered      19710107      15-Nov-1966      1124/66       15-Nov-1966   3

Hong Kong

  ELIZABETH ARDEN    Registered      19710110      15-Nov-1966      1124/66       15-Nov-1966   5

Hong Kong

  ELIZABETH ARDEN    Registered      199601926      17-Jan-1994      562/94       17-Jan-1994   42

Hong Kong

  ELIZABETH ARDEN    Registered      200100717aa            13-Jul-1996  

India

  ELIZABETH ARDEN    Registered      85175      26-Aug-1943       26-Aug-1943   3

India

  ELIZABETH ARDEN    Registered      85179      26-Aug-1943       26-Aug-1943   3

India

  ELIZABETH ARDEN    Registered      1807656      16-Apr-2009      01807656       23-Feb-2011   3

India

  ELIZABETH ARDEN    Registered      2031893            01-Oct-2010   35, 45

Indonesia

  ELIZABETH ARDEN    Registered      IDM000040278      12-May-1995      D95 8071       12-Sep-1996   3

Indonesia

  ELIZABETH ARDEN    Registered      IDM000180816      15-Oct-1998      D98 17637       25-May-2000   9

Iran (Islamic Republic of)

  ELIZABETH ARDEN    Registered      3104/4180            30-Dec-1947   3, 5

Ireland

  ELIZABETH ARDEN    Registered      36901      05-Mar-1930      NONE       05-Mar-1930   3, 5, 18, 21

Israel

  ELIZABETH ARDEN    Registered      3926      13-Sep-1935       23-Mar-1937   3

Israel

  ELIZABETH ARDEN    Registered      3918      13-Sep-1935       03-Mar-1937   5

Italy

  ELIZABETH ARDEN    Registered      1043062      09-Oct-1963       05-Dec-1966   3

Japan

  ELIZABETH ARDEN    Registered      3107514      23-Aug-1993      86383/93       26-Dec-1995   1

Japan

  ELIZABETH ARDEN    Registered      416591      03-Jul-1951      13694/51       26-Sep-1952   3


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Japan

  ELIZABETH ARDEN    Registered      234908      15-Dec-1931      21572/31       30-May-1932   4

Japan

  ELIZABETH ARDEN    Registered      3206593      20-Aug-1993      86384/93       31-Oct-1996   5

Japan

  ELIZABETH ARDEN    Registered      423358      03-Jul-1951      13695/51       27-Mar-1953   3

Japan

  ELIZABETH ARDEN    Registered      2715199      31-Mar-1992      46578/92       31-Jul-1996   19

Japan

  ELIZABETH ARDEN    Registered      2720994      31-Mar-1992      46579/92       25-Apr-1997   14, 20 and 24

Japan

  ELIZABETH ARDEN    Registered      2373881      12-Jul-1989      78508/89       31-Jan-1992   21, 24, 25

Japan

  ELIZABETH ARDEN    Registered      1511409      01-Dec-1978      87378/78       30-Apr-1982   3, 6, 8, 10, 14, 18, 21, 25 & 26

Japan

  ELIZABETH ARDEN    Registered      3182217      20-Aug-1993      86385/93       31-Jul-1996   21

Japan

  ELIZABETH ARDEN    Registered      2388277      12-Jul-1989      78509/89       31-Mar-1992   22

Japan

  ELIZABETH ARDEN    Registered      2459312      12-Jul-1989      78510/89       30-Sep-1992   9, 14

Japan

  ELIZABETH ARDEN    Registered      2706395      30-Mar-1992      43172/92       28-Apr-1995   16

Japan

  ELIZABETH ARDEN    Registered      2706396      30-Mar-1992      43173/92       28-Apr-1995   16

Japan

  ELIZABETH ARDEN    Registered      3197293      20-Aug-1993      86386/93       30-Sep-1996   26

Japan

  ELIZABETH ARDEN    Registered      3351312      23-Apr-1993      41768/93       09-Oct-1997   41

Japan

  ELIZABETH ARDEN    Registered      4000114      23-Aug-1993      86387/93       02-May-1997   41

Japan

  ELIZABETH ARDEN    Registered      3,324,958      20-Aug-1993      86388/93       20-Jun-1997   42

Japan

  ELIZABETH ARDEN    Registered      5601712      20-Sep-2012      2012076020       26-Jul-2013  

Jordan

  ELIZABETH ARDEN    Registered      21871      03-Sep-1983      21871       03-Sep-1983   3

Kazakhstan

  ELIZABETH ARDEN    Registered      44222      02-Aug-2012      59035       17-Apr-2014   3

Kenya

  ELIZABETH ARDEN    Registered      49263      29-Aug-1983       29-Aug-1983   3


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Korea, Republic of

  ELIZABETH ARDEN    Registered      474865           40-1998-27487       08-Aug-2000   9

Korea, Republic of

  ELIZABETH ARDEN    Registered      4038312            30-Jul-1974   3, 8, 18, 21

Korea, Republic of

  ELIZABETH ARDEN    Registered      35516           1972-358       01-Feb-1974   13

Kyrgyz Republic

  ELIZABETH ARDEN    Registered      2,483           27,788       28-Mar-1995   3, 5, 10, 14, 36, 18

Latvia

  ELIZABETH ARDEN    Registered      M19082            30-Jun-1993   3

Lebanon

  ELIZABETH ARDEN    Registered      95190      10-Sep-1958      8083       10-Sep-1958   3

Lesotho

  ELIZABETH ARDEN    Registered     
 
LS/M/
97/00337
 
  
  27-Jun-1997     
 
LS/M/
97/00337
 
  
   13-Sep-2000   3

Liberia

  ELIZABETH ARDEN    Registered      4199913           4199/913       04-Jan-1984   3

Libya

  ELIZABETH ARDEN    Pending      18-Jan-2009      16896         3

Lithuania

  ELIZABETH ARDEN    Registered      35,639      12-Jan-1998      98-0063       08-Nov-1999   3

Macau

  ELIZABETH ARDEN    Registered      N/080374      05-Nov-2013      N/080374       13-May-2014   03

Malaysia

  ELIZABETH ARDEN    Registered      M/002651      06-Jan-1951      M2651       15-Sep-1951   3

Malaysia

  ELIZABETH ARDEN    Registered      M/002178      16-Dec-1950       16-Dec-1951   3

Malaysia

  ELIZABETH ARDEN    Registered      9902484      23-Mar-1999      99/02484       23-Mar-1999   9

Mexico

  ELIZABETH ARDEN    Registered      35395      10-Jun-1935      7925       10-Jun-1935   3

Mexico

  ELIZABETH ARDEN    Registered      35511      10-Jun-1935      7926       10-Jun-1935   3

Mexico

  ELIZABETH ARDEN    Registered      35911      19-Nov-1935      8619       19-Nov-1935   5, 6, 9, 15, 16, 18, 20, 21, 22

Mexico

  ELIZABETH ARDEN    Registered      921788      25-Apr-2005      713998       27-Feb-2006   25

Moldova

  ELIZABETH ARDEN    Registered      3551      30-Dec-1994      004316       20-Dec-1995  

Namibia

  ELIZABETH ARDEN    Registered      96/0047      11-Jan-1996      96/0047       08-Feb-2000   3


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Namibia

  ELIZABETH ARDEN    Registered      96/0651      03-Jun-1996      96/0651       20-Sep-2001   5

Netherlands Antilles

  ELIZABETH ARDEN    Registered      2698      27-Sep-1983      D-8311       31-Dec-2001  

New Zealand

  ELIZABETH ARDEN    Registered      312033      02-Jul-1999      312033       05-Jan-2000   3

New Zealand

  ELIZABETH ARDEN    Registered      36484      27-Jan-1938      36484       27-Jan-1938   3

New Zealand

  ELIZABETH ARDEN    Pending      14-Apr-2016      1041045        

Nicaragua

  ELIZABETH ARDEN    Registered      8539            24-Sep-1956   3

Pakistan

  ELIZABETH ARDEN    Registered      5098      26-Aug-1943       26-Aug-1943   3

Panama

  ELIZABETH ARDEN    Registered      2009      25-Sep-1929       25-Sep-2029   3

Papua New Guinea

  ELIZABETH ARDEN    Registered      A2429R      16-Sep-1975       16-Sep-1975   3

Paraguay

  ELIZABETH ARDEN    Registered      301808            24-Jun-1997   25

Paraguay

  ELIZABETH ARDEN    Registered      301809            24-Jun-1997   3

Paraguay

  ELIZABETH ARDEN    Registered      407186      11-Nov-2003      29373       20-May-2004   9

Peru

  ELIZABETH ARDEN    Registered      10902           491956       09-May-1972   3

Peru

  ELIZABETH ARDEN    Registered      9982           501673       11-Aug-1992   42

Philippines

  ELIZABETH ARDEN    Registered      42009500210      20-Apr-2009      4-2009-500210       18-Feb-2010   3

Poland

  ELIZABETH ARDEN    Registered      28245      03-Nov-1936      Z 40049       03-Jul-1937   3, 5

Poland

  ELIZABETH ARDEN    Registered      230044      21-Apr-2009      Z-354930       21-Jul-2010   3

Portugal

  ELIZABETH ARDEN    Registered      137931            21-Oct-1926   3

Portugal

  ELIZABETH ARDEN    Registered      145526           64230       26-Nov-1997   3

Portugal

  ELIZABETH ARDEN    Registered      145527           64,231       26-Nov-1947   3


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Portugal

  ELIZABETH ARDEN    Registered      145528           64,232       26-Nov-1947   3

Portugal

  ELIZABETH ARDEN    Registered      145529           64,233       26-Nov-1997   3

Portugal

  ELIZABETH ARDEN    Registered      145530           64,234       26-Nov-1997   3

Puerto Rico

  ELIZABETH ARDEN    Registered      2639      18-Nov-1927       18-Nov-1997   3

Russian Federation

  ELIZABETH ARDEN    Registered      21927      17-Jul-1990      27788       17-Jul-1990   3, 5, 10, 14, 16, 18

Saudi Arabia

  ELIZABETH ARDEN    Registered      222/33      27-Jan-1990      10701       23-Jul-1990   3

Singapore

  ELIZABETH ARDEN    Registered      2,178      16-Jun-1939      2,178       16-Jun-1939   3

Singapore

  ELIZABETH ARDEN    Registered      2,651      06-Jul-1939       06-Jul-1939   3

Singapore

  ELIZABETH ARDEN    Registered      2,650      06-Jul-1939       06-Jul-1939   5

South Africa

  ELIZABETH ARDEN    Registered      38/825      23-Jun-1938       12-Sep-1939   5

South Africa

  ELIZABETH ARDEN    Registered      456/38/2      26-Mar-1938       26-Mar-1938   21

South Africa

  ELIZABETH ARDEN    Registered      38/456/1            26-Mar-1938   3

Spain

  ELIZABETH ARDEN    Registered      24075      10-Jan-1948       22-Apr-1988   3, 35

Spain

  ELIZABETH ARDEN    Registered      61561      10-Dec-1925       16-Oct-1926   3

Spain

  ELIZABETH ARDEN    Registered      885076      02-Aug-1978       20-Jul-1979   9

Spain

  ELIZABETH ARDEN    Registered      929429      05-Mar-1981      929429       08-Jan-2001   14

Spain

  ELIZABETH ARDEN    Registered      916885      20-Aug-1979      NONE       05-Jul-1980   18

Swaziland

  ELIZABETH ARDEN    Registered      841/96      19-Dec-1996       19-Dec-1996   3

Sweden

  ELIZABETH ARDEN    Registered      88172      02-Jun-1959       30-Oct-1959   3, 5

Sweden

  ELIZABETH ARDEN    Registered      180754      14-Oct-1981      81-5440       26-Mar-1982   42


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber     RegDate   Class

Switzerland

  ELIZABETH ARDEN    Registered      344363           06-Jan-1926   3

Taiwan

  ELIZABETH ARDEN    Registered      539549           89062789      01-Nov-1991   6

Taiwan

  ELIZABETH ARDEN    Registered      527004           79-47805      01-Jul-1991   7

Taiwan

  ELIZABETH ARDEN    Registered      998141      19-Mar-1999      88011932      16-May-2002   9

Taiwan

  ELIZABETH ARDEN    Registered      660021           83004297      01-Nov-1994   43

Tajikistan

  ELIZABETH ARDEN    Registered      2068      15-May-1995      95,003,053      15-May-1995   3, 5, 10, 14, 16, 18, 21

Thailand

  ELIZABETH ARDEN    Registered      KOR120745      01-Oct-1998      370,931      01-Oct-1998   9

Trinidad and Tobago

  ELIZABETH ARDEN    Registered      9121      05-Aug-1975      9121      05-Aug-1975   48

Tunisia

  ELIZABETH ARDEN    Pending      21-Sep-2007      EE072366        3, 44

Turkmenistan

  ELIZABETH ARDEN    Registered      2545      17-Jul-1962      1 (1093   31-Aug-1998  

Turks and Caicos Islands

  ELIZABETH ARDEN    Registered      13729      21-Oct-2004      13729      08-Mar-2005   3

Turks and Caicos Islands

  ELIZABETH ARDEN    Registered      13730      21-Oct-2004      13730      08-Mar-2005   9

Uganda

  ELIZABETH ARDEN    Registered      22375      05-May-1999      05-May-1999   3

Ukraine

  ELIZABETH ARDEN    Registered      3822           28-Feb-1994   3, 5, 10, 14, 16, 18

United Arab Emirates

  ELIZABETH ARDEN    Registered      30892      18-Apr-1999      30,892      18-Apr-1999   3

United Arab Emirates

  ELIZABETH ARDEN    Pending      23-Dec-2014      223812        03 Int.

United Kingdom

  ELIZABETH ARDEN    Registered      511125      13-Mar-1930      13-Mar-1930   3

United Kingdom

  ELIZABETH ARDEN    Registered      494,643      31-Aug-1928      31-Aug-1928   3

United Kingdom

  ELIZABETH ARDEN    Registered      505647      29-Aug-1929      29-Aug-1929   8, 14, 16, 18 and 21

United Kingdom

  ELIZABETH ARDEN    Registered      1,459,804      28-Mar-1991      28-Mar-1991   42


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

United States of America

  ELIZABETH ARDEN    Registered      1579710      23-Jan-1989      73/776,361       30-Jan-1990   3

United States of America

  ELIZABETH ARDEN    Registered      545592      12-Jan-1950      71/590,731       24-Jul-1951   3

United States of America

  ELIZABETH ARDEN    Registered      545890      11-Jul-1949      71/581,848       31-Jul-1951   3

United States of America

  ELIZABETH ARDEN    Registered      1073947      01-Nov-1976      73/104,951       27-Sep-1977   9

United States of America

  ELIZABETH ARDEN    Registered      1656519      09-Jan-1990      74/017,600       10-Sep-1991   14, 18

United States of America

  ELIZABETH ARDEN    Registered      1577216      26-Jan-1989      73/777,845       16-Jan-1990   3

United States of America

  ELIZABETH ARDEN    Registered      557022      14-Jul-1949      71/581,927       01-Apr-1952   42

United States of America

  ELIZABETH ARDEN    Registered      3069443      05-Mar-2004      78976610       14-Mar-2006   3

United States of America

  ELIZABETH ARDEN    Registered      3651009      30-Dec-2008      77641564       07-Jul-2009   20, 24

United States of America

  ELIZABETH ARDEN    Registered      3695951      07-May-2009      77/731894       13-Oct-2009   35

United States of America

  ELIZABETH ARDEN    Registered      4023348      12-Nov-2009      77871020       06-Sep-2011   35

United States of America

  ELIZABETH ARDEN    Published      05-May-2015      86619958         21 Int.

Uruguay

  ELIZABETH ARDEN    Registered      457032      19-Nov-2003      351309       02-Aug-2004   9

Vietnam

  ELIZABETH ARDEN    Registered      235682      13-Aug-2012      4201217785       19-Nov-2014   3

West Bank

  ELIZABETH ARDEN    Registered      15815      28-Jan-2009      15815       13-Apr-2011   3

Yemen, Republic of

  ELIZABETH ARDEN    Registered      11837      15-Jul-1999      14439       16-May-2000   3

Zanzibar

  ELIZABETH ARDEN    Registered      361986      02-Nov-1983       02-Nov-1983   48

Zimbabwe

  ELIZABETH ARDEN    Registered      126/1937      18-Feb-1938       18-Feb-1938   3 and 48

Ecuador

  ELIZABETH ARDEN (COMMERCIAL NAME)    Registered      61/75      31-Jan-1975       16-Jul-1975  

Colombia

  ELIZABETH ARDEN (LABEL)    Registered      141149      12-Dec-1992      237936       20-May-1993   3


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Colombia

  ELIZABETH ARDEN (LABEL)    Registered      106153            03-Jul-1984   3

Colombia

  ELIZABETH ARDEN (LABEL)    Registered      168989           315796       21-Nov-1994   3

Colombia

  ELIZABETH ARDEN (LABEL)    Registered      113404            07-Apr-1986   5

Argentina

  ELIZABETH ARDEN (STYLIZED) I    Registered      3477917      07-Sep-1995      1951967       09-Jul-1995   3

Germany

  ELIZABETH ARDEN (STYLIZED) II    Registered      643998      07-May-1953      A 3101/3       14-Sep-1953   3, 5, 10, 21, 32

Canada

  ELIZABETH ARDEN (STYLIZED) IV    Registered      460369      25-Nov-1992      717253       26-Jul-1996  

Japan

  ELIZABETH ARDEN (STYLIZED) IV    Registered      4056253      23-Jan-1992      5805/92       12-Sep-1997   4

Canada

  ELIZABETH ARDEN (STYLIZED) V    Registered      451648      30-Jan-1995      774013       08-Dec-1995  

China (People’s Republic)

  ELIZABETH ARDEN (WORD)    Registered      1479609           9,900,119,717       21-Nov-2000   42

Austria

  ELIZABETH ARDEN (WORDS & DEVICE)    Registered      45891      01-Mar-1961      AM 472/61       06-Jul-1961   3

China (People’s Republic)

  ELIZABETH ARDEN (WORDS IN LOCAL SCRIPT)    Registered      852208           94,105,898       07-Jul-1996   3

China (People’s Republic)

  ELIZABETH ARDEN (WORDS IN LOCAL SCRIPT)    Registered      1452595      16-Jun-1999      9,900,068,136       07-Oct-2000   5

Korea, Republic of

  ELIZABETH ARDEN (WORDS IN LOCAL SCRIPT)    Registered      344005           95-16009       26-Jul-1996   12

Korea, Republic of

  ELIZABETH ARDEN (WORDS IN LOCAL SCRIPT)    Registered      344006           95-16010       26-Jul-1996   13

Malaysia

  ELIZABETH ARDEN (WORDS IN LOCAL SCRIPT)    Registered      95000489      16-Jan-1995      95/00489       16-Jan-1995   3

Taiwan

  ELIZABETH ARDEN (WORDS IN LOCAL SCRIPT)    Registered      660022           83004299       01-Nov-1994   43

Benelux

  ELIZABETH ARDEN (WORDS IN PARTICULAR STYLE)    Registered      0514706      11-Jun-1992      781417       11-Jun-1992   3

Brazil

  ELIZABETH ARDEN (WORDS IN PARTICULAR STYLE)    Registered      814301304           814301304       28-Aug-1990   3

France

  ELIZABETH ARDEN (WORDS IN PARTICULAR STYLE)    Registered      1421960      26-Sep-1967      32866       26-Sep-1967   3


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Malta

  ELIZABETH ARDEN (WORDS IN PARTICULAR STYLE)    Registered      15972      17-Nov-1983       17-Nov-1983   3

Monaco

  ELIZABETH ARDEN (WORDS IN PARTICULAR STYLE)    Registered      9819074      26-Jul-1957       26-Jul-1957   3

Norway

  ELIZABETH ARDEN (WORDS IN PARTICULAR STYLE)    Registered      25329           29,938       30-Jun-1937  

Peru

  ELIZABETH ARDEN (WORDS IN PARTICULAR STYLE)    Registered      89826           10,304       04-Mar-1991   3

Switzerland

  ELIZABETH ARDEN (WORDS IN PARTICULAR STYLE)    Registered      361389            08-Jan-1968   3, 18 and 21

Taiwan

  ELIZABETH ARDEN (WORDS IN PARTICULAR STYLE)    Registered      661456           83008746       16-Nov-1994   43

United Kingdom

  ELIZABETH ARDEN (WORDS IN PARTICULAR STYLE)    Registered      1,488,278      20-Jan-1992       20-Jan-1992   3

United Kingdom

  ELIZABETH ARDEN (WORDS IN PARTICULAR STYLE)    Registered      574,647      23-Jan-1937       23-Jan-1937   3

Taiwan

  ELIZABETH ARDEN (WORDS(LATIN/LOCAL SCRIPT))    Registered      539578           78-12142       01-Nov-1991   6

Taiwan

  ELIZABETH ARDEN (WORDS(LATIN/LOCAL SCRIPT))    Registered      527020           79-47808       01-Jul-1991   7

Hong Kong

  ELIZABETH ARDEN (YI LI SHA BAI YA DUN) IN CHINESE CHARACTERS    Registered      199605057      20-Sep-1994      11016/94       20-Sep-1994   3

Japan

  ELIZABETH ARDEN 2-IN-1 CLEANSER    Registered      4979884      05-Apr-2005      2005029672       18-Aug-2006   3

Anguilla

  ELIZABETH ARDEN 5TH AVENUE    Registered      2884            19-Jun-1997   3

Antigua and Barbuda

  ELIZABETH ARDEN 5TH AVENUE    Registered      5159            04-Jul-1998   48

Argentina

  ELIZABETH ARDEN 5TH AVENUE    Registered      2323930           2026595       26-Oct-2009   3

Aruba

  ELIZABETH ARDEN 5TH AVENUE    Registered      17992      30-May-1996      960530.13       30-May-1996   3

Australia

  ELIZABETH ARDEN 5TH AVENUE    Registered      708773      17-May-1996      708,773       17-May-1996   3

Bahamas

  ELIZABETH ARDEN 5TH AVENUE    Registered      18882            20-Aug-1996   48

Bahrain

  ELIZABETH ARDEN 5TH AVENUE    Pending      01-Apr-2013      97170         003


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Barbados

  ELIZABETH ARDEN 5TH AVENUE    Registered      81/11112      20-May-1996      18882       06-Mar-2000   3

Benelux

  ELIZABETH ARDEN 5TH AVENUE    Registered      583816      16-Feb-1996      865,497       16-Feb-1996   3

Bolivia

  ELIZABETH ARDEN 5TH AVENUE    Registered      133314-C      13-Mar-1996      9601055       03-Feb-2012   3

Brazil

  ELIZABETH ARDEN 5TH AVENUE    Registered      819078239      22-Mar-1996       31-Oct-2000   3

Canada

  ELIZABETH ARDEN 5TH AVENUE    Registered      476496      15-Apr-1996      809807       16-Dec-1997  

Caribbean Netherlands(Bonaire, St Eustatius, Saba)

  ELIZABETH ARDEN 5TH AVENUE    Registered      2697      16-Sep-2006       16-Sep-2006  

Cayman Islands

  ELIZABETH ARDEN 5TH AVENUE    Registered      2069320      22-Apr-1996      NONE       22-Apr-1996   3

Chile

  ELIZABETH ARDEN 5TH AVENUE    Registered      796307      25-Mar-1996      338195       03-Jun-1997   3

Colombia

  ELIZABETH ARDEN 5TH AVENUE    Registered      209966           96,014,069       25-Feb-1998   30

Costa Rica

  ELIZABETH ARDEN 5TH AVENUE    Registered      50745           100948       07-Feb-1997   3

Curacao

  ELIZABETH ARDEN 5TH AVENUE    Registered      09612      22-Feb-2006      D-8310       23-May-2016  

Cyprus, Republic of

  ELIZABETH ARDEN 5TH AVENUE    Registered      73409      15-Jan-2007      73409       15-Jan-2007   3

Denmark

  ELIZABETH ARDEN 5TH AVENUE    Registered      5209/1996           1899/1996       13-Sep-1996   3

Dominican Republic

  ELIZABETH ARDEN 5TH AVENUE    Registered      112233            15-Jun-2000   50

Ecuador

  ELIZABETH ARDEN 5TH AVENUE    Registered      1294-99      29-Mar-1996      67253       30-Jun-1999   3

El Salvador

  ELIZABETH ARDEN 5TH AVENUE    Registered      58/106           E-2655-96       12-Jun-2000   3

Finland

  ELIZABETH ARDEN 5TH AVENUE    Registered      205444           T199602828       15-Apr-1997   3

Guatemala

  ELIZABETH ARDEN 5TH AVENUE    Registered      83886           96-4166       06-Feb-1997   3

Honduras

  ELIZABETH ARDEN 5TH AVENUE    Registered      71853           10.438/96       25-May-1998   3


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Hong Kong

  ELIZABETH ARDEN 5TH AVENUE    Registered      199910304      22-Mar-1996      3459/96       22-Mar-1996   3

Iceland

  ELIZABETH ARDEN 5TH AVENUE    Registered      1226/1996      11-Apr-1996      452/1996       25-Nov-1996   3

India

  ELIZABETH ARDEN 5TH AVENUE    Registered      703035      05-Mar-1996      703,035       25-Mar-1996   3

Indonesia

  ELIZABETH ARDEN 5TH AVENUE    Registered      52939      28-Mar-1996      D96 5749       04-Jul-1997   3

Ireland

  ELIZABETH ARDEN 5TH AVENUE    Registered      172150      02-May-1996      963,013       04-Jun-1997   3

Israel

  ELIZABETH ARDEN 5TH AVENUE    Registered      104663      16-Apr-1996       05-Aug-1997   3

Jamaica

  ELIZABETH ARDEN 5TH AVENUE    Registered      30980      27-Jun-1996      3/3453       27-Jun-1996   3

Japan

  ELIZABETH ARDEN 5TH AVENUE    Registered      4140125      22-Mar-1996      31004/96       24-Apr-1998   3

Jordan

  ELIZABETH ARDEN 5TH AVENUE    Registered      77737      29-Sep-2004      77737       20-Sep-2004   3

Kenya

  ELIZABETH ARDEN 5TH AVENUE    Registered      44275      10-May-1996      44,275       10-May-1996   3

Korea, Republic of

  ELIZABETH ARDEN 5TH AVENUE    Registered      365828           96-11324       18-Jun-1997   12

Lebanon

  ELIZABETH ARDEN 5TH AVENUE    Registered      141139      23-Feb-2012      141139       23-Feb-2012   3

Malaysia

  ELIZABETH ARDEN 5TH AVENUE    Registered      96003418      03-Apr-1996      96/03418       03-Apr-1996   3

Malta

  ELIZABETH ARDEN 5TH AVENUE    Registered      25531      04-Apr-1996       04-Apr-1996   3

Mexico

  ELIZABETH ARDEN 5TH AVENUE    Registered      620697      06-Sep-1996      273203       06-Sep-2006   3

Namibia

  ELIZABETH ARDEN 5TH AVENUE    Registered      97/0409      03-Apr-1997      97/0409       11-Sep-2001   3

New Zealand

  ELIZABETH ARDEN 5TH AVENUE    Registered      260247      22-Mar-1996      260247       22-Mar-1996   3

Nicaragua

  ELIZABETH ARDEN 5TH AVENUE    Registered     
 
32970
C.C.
  
  
        19-Dec-1996   3

Norway

  ELIZABETH ARDEN 5TH AVENUE    Registered      182041           961,884       15-May-1997   3


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Oman

  ELIZABETH ARDEN 5TH AVENUE    Registered      13175      20-Mar-1996      13175       09-Jun-2002   3

Pakistan

  ELIZABETH ARDEN 5TH AVENUE    Registered      134935      25-Mar-1996      134,935       04-Oct-2005   3

Panama

  ELIZABETH ARDEN 5TH AVENUE    Registered      82795      02-Sep-1996      82795       02-Sep-1996   3

Paraguay

  ELIZABETH ARDEN 5TH AVENUE    Registered      302648           6294       08-Jul-1997   3

Peru

  ELIZABETH ARDEN 5TH AVENUE    Registered      26848           7,602       01-Jul-1996   3

Philippines

  ELIZABETH ARDEN 5TH AVENUE    Registered      42012500968      19-Apr-2012      42012500968       12-Jul-2012   3

Poland

  ELIZABETH ARDEN 5TH AVENUE    Registered      658032A            23-Jul-2001   3

Russian Federation

  ELIZABETH ARDEN 5TH AVENUE    Registered      209661      03-Feb-1999      99701179       18-Mar-2002   3

Saudi Arabia

  ELIZABETH ARDEN 5TH AVENUE    Published      06-Apr-2016      1437014707         03

Singapore

  ELIZABETH ARDEN 5TH AVENUE    Registered      T96/03069E      28-Mar-1996       28-Mar-1996   3

South Africa

  ELIZABETH ARDEN 5TH AVENUE    Registered      96/4269      29-Mar-1996       29-Mar-1996   3

St. Kitts and Nevis

  ELIZABETH ARDEN 5TH AVENUE    Registered      4625      12-May-1996      3332       01-Jul-1997   48

St. Lucia

  ELIZABETH ARDEN 5TH AVENUE    Registered      147/1996      31-May-1996       31-May-1996   3

St. Maarten

  ELIZABETH ARDEN 5TH AVENUE    Registered      8172      23-May-2006       23-May-2006  

Sweden

  ELIZABETH ARDEN 5TH AVENUE    Registered      319005      18-Mar-1996      96-03111       01-Nov-1996   3

Taiwan

  ELIZABETH ARDEN 5TH AVENUE    Registered      935165      08-Mar-1996      88040714       16-Mar-2001   3

Tanganyika

  ELIZABETH ARDEN 5TH AVENUE    Registered      24,232      01-Apr-1996      24,232       01-Apr-1996   3

Trinidad and Tobago

  ELIZABETH ARDEN 5TH AVENUE    Registered      25287      28-Mar-1996      25287       28-Mar-1996   3

Turks and Caicos Islands

  ELIZABETH ARDEN 5TH AVENUE    Registered      11549      01-Oct-1997       01-Oct-1997   3


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Uganda

  ELIZABETH ARDEN 5TH AVENUE    Registered      19,957      27-Mar-1996       27-Mar-1996   3

United Arab Emirates

  ELIZABETH ARDEN 5TH AVENUE    Pending      30-Oct-2007      101791         3

United Kingdom

  ELIZABETH ARDEN 5TH AVENUE    Registered      2,069,320      22-Apr-1996       22-Apr-1996   3

United States of America

  ELIZABETH ARDEN 5TH AVENUE    Registered      2162507      12-Mar-1996      75/071,416       02-Jun-1998   3

Uruguay

  ELIZABETH ARDEN 5TH AVENUE    Registered      381749            14-Jul-1997   3

Zimbabwe

  ELIZABETH ARDEN 5TH AVENUE    Registered      667/96      28-Mar-1996       28-Mar-1996   3

Qatar

  ELIZABETH ARDEN 5TH AVENUE (WORDS(LATIN/LOCAL SCRIPT))    Registered      14765      26-Mar-1996      14,765       02-Sep-2003   3

Hong Kong

  ELIZABETH ARDEN 5TH AVENUE (YI LI SHA BAI YA DUN DI WU    Registered      200201713      25-Apr-2000      8880/2000       11-Feb-2002   3

China (People’s Republic)

  ELIZABETH ARDEN 5TH AVENUE IN CHINESE CHARACTERS    Registered      1573729      20-Apr-2000      2,000,051,984       21-May-2001   3

Japan

  ELIZABETH ARDEN ALPHA-CERAMIDE    Registered      3335353      04-Nov-1994      112363/94       25-Jul-1997   3

Singapore

  ELIZABETH ARDEN ALPHA-CERAMIDE    Registered      T9409188C      21-Oct-1994       21-Oct-1994   3

Argentina

  ELIZABETH ARDEN ALWAYS RED    Published      27-Feb-2015      3390285         03 Int.

Australia

  ELIZABETH ARDEN ALWAYS RED    Registered      1656261      04-Nov-2014      1656261       03-Jul-2015   03 Int.

Brazil

  ELIZABETH ARDEN ALWAYS RED    Published      03-Mar-2015      909062021         03 Int.

Canada

  ELIZABETH ARDEN ALWAYS RED    Published      04-Nov-2014      1700994         03 Int.

Chile

  ELIZABETH ARDEN ALWAYS RED    Published      02-Mar-2015      1145008         03 Int.

China (People’s Republic)

  ELIZABETH ARDEN ALWAYS RED    Pending      09-Dec-2014      15887490         03 Int.

Colombia

  ELIZABETH ARDEN ALWAYS RED    Registered      506.521      27-Feb-2015      15045724       25-May-2015   03 Int.


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Egypt

  ELIZABETH ARDEN ALWAYS RED    Pending      05-Mar-2015      314680         03 Int.

European Community

  ELIZABETH ARDEN ALWAYS RED    Registered      13437165      06-Nov-2014      013437165       18-Mar-2015   03 Int.

Hong Kong

  ELIZABETH ARDEN ALWAYS RED    Registered      303192075      17-Nov-2014      303192075       12-Jun-2015   03 Int.

Lebanon

  ELIZABETH ARDEN ALWAYS RED    Registered      164809      03-Mar-2015      30766       10-Mar-2015   03 Int.

Mexico

  ELIZABETH ARDEN ALWAYS RED    Registered      1540885      03-Mar-2015      1584144       25-May-2015   03 Int.

Morocco

  ELIZABETH ARDEN ALWAYS RED    Pending      06-Mar-2015      165748        

New Zealand

  ELIZABETH ARDEN ALWAYS RED    Registered      1008163      04-Nov-2014      1008163       23-Oct-2014   03 Int.

Norway

  ELIZABETH ARDEN ALWAYS RED    Registered      279953      17-Nov-2014      201412881       26-Jan-2015   03 Int.

Panama

  ELIZABETH ARDEN ALWAYS RED    Registered      239070-01      12-Mar-2015      239070       10-Sep-2015   03 Int.

Paraguay

  ELIZABETH ARDEN ALWAYS RED    Pending      03-Mar-2015      86682015         03 Int.

Saudi Arabia

  ELIZABETH ARDEN ALWAYS RED    Published      10-Mar-2015      1436010921         03 Int.

South Africa

  ELIZABETH ARDEN ALWAYS RED    Pending      04-Nov-2014      201430154        

Switzerland

  ELIZABETH ARDEN ALWAYS RED    Registered      668504      05-Nov-2014      62975/2014       20-Jan-2015   03 Int.

United Arab Emirates

  ELIZABETH ARDEN ALWAYS RED    Published      05-Mar-2015      228359         03 Int.

United States of America

  ELIZABETH ARDEN ALWAYS RED    Registered      4919053      23-Oct-2014      86432406       15-Mar-2016   03 Int.

Venezuela

  ELIZABETH ARDEN ALWAYS RED    Pending      05-Mar-2015      2015003251         03 Int.

Qatar

  ELIZABETH ARDEN AND ARABIC    Registered      16496      12-Mar-1997      16496       12-Mar-1997   3

Canada

  ELIZABETH ARDEN AND RED DOOR DEVICE I    Registered      400972      07-Apr-1989      629239       07-Aug-1992  

Canada

  ELIZABETH ARDEN AND RED DOOR DEVICE II    Registered      TMA532575      15-Jul-1997      850,727       12-Sep-2000  


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Korea, Republic of

  ELIZABETH ARDEN BEAUTY SLEEP    Registered      806941      06-Aug-2008      40200838881       17-Nov-2009   3

Russian Federation

  ELIZABETH ARDEN BEAUTY SLEEP    Registered      416135      07-Aug-2008      2008725301       16-Aug-2010   3

South Africa

  ELIZABETH ARDEN BEAUTY SLEEP    Registered      200815223      03-Jul-2008      200815223       17-Aug-2010   3

United Kingdom

  ELIZABETH ARDEN BEAUTY SLEEP    Registered      951154      17-Nov-1969       17-Nov-1969   3

Japan

  ELIZABETH ARDEN CERAMIDE    Registered      4955508      03-May-2005      2005041336       26-May-2006   3

Korea, Republic of

  ELIZABETH ARDEN CERAMIDE    Registered      488452      13-Sep-1999      40-1999-34031       23-Feb-2001   3

Australia

  ELIZABETH ARDEN CERAMIDE MOISTURE NETWORK    Registered      1003090      21-May-2004      1003090       21-May-2004   3

Brazil

  ELIZABETH ARDEN CERAMIDE MOISTURE NETWORK    Registered      826368964      21-May-2004      826368964       11-Dec-2007   3

Canada

  ELIZABETH ARDEN CERAMIDE MOISTURE NETWORK    Registered      646410      20-May-2004      1217636       23-Aug-2005  

Chile

  ELIZABETH ARDEN CERAMIDE MOISTURE NETWORK    Registered      1140133      25-May-2004      647951       27-Oct-2004   3

China (People’s Republic)

  ELIZABETH ARDEN CERAMIDE MOISTURE NETWORK    Registered      4087386      27-May-2004      4087386       28-Dec-2007   3

Colombia

  ELIZABETH ARDEN CERAMIDE MOISTURE NETWORK    Registered      291727      25-May-2004      2004/048074       29-Nov-2004   3

European Community

  ELIZABETH ARDEN CERAMIDE MOISTURE NETWORK    Registered      3828621      21-May-2004      03828621       29-Jul-2005   3

Hong Kong

  ELIZABETH ARDEN CERAMIDE MOISTURE NETWORK    Registered      300219465      21-May-2004      300219465       21-May-2004   3

India

  ELIZABETH ARDEN CERAMIDE MOISTURE NETWORK    Registered      1286071      24-May-2004      1286071       25-May-2004   3

Japan

  ELIZABETH ARDEN CERAMIDE MOISTURE NETWORK    Registered      4831706      21-May-2004      2004049416       07-Jan-2005   3

Mexico

  ELIZABETH ARDEN CERAMIDE MOISTURE NETWORK    Registered      838817      21-May-2004      657530       18-Jun-2004   3

New Zealand

  ELIZABETH ARDEN CERAMIDE MOISTURE NETWORK    Registered      712714      21-May-2004      712714       21-May-2004   3

Singapore

  ELIZABETH ARDEN CERAMIDE MOISTURE NETWORK    Registered      T04/08322C      25-May-2004      T0-4/08322C       25-May-2004   3


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

South Africa

  ELIZABETH ARDEN CERAMIDE MOISTURE NETWORK    Registered      2004/08153      21-May-2004      2004/08153       21-May-2004   3

Switzerland

  ELIZABETH ARDEN CERAMIDE MOISTURE NETWORK    Registered      522824      21-May-2004      53365/2004       21-May-2004   3

Taiwan

  ELIZABETH ARDEN CERAMIDE MOISTURE NETWORK    Registered      1133301      21-May-2004      093023453       01-Jan-2005   3

Hong Kong

  ELIZABETH ARDEN CERAMIDE PLUMP PERFECT    Registered      301169019      26-Jul-2008      301169019       28-Sep-2009   3

Mexico

  ELIZABETH ARDEN CERAMIDE PLUMP PERFECT    Registered      1215802      20-Dec-2010      1143630       10-Dec-2010   3

Benelux

  ELIZABETH ARDEN CERAMIDE TIME COMPLEX    Registered      486,677      30-Oct-1990      754,195       30-Oct-1990   3

Georgia

  ELIZABETH ARDEN CERAMIDE TIME COMPLEX    Registered      2434           3379/03-93       20-Jun-1996   3

India

  ELIZABETH ARDEN CERAMIDE TIME COMPLEX    Registered      760942      20-May-1997      760,942       20-Jun-2005   3

Indonesia

  ELIZABETH ARDEN CERAMIDE TIME COMPLEX    Registered      IDM000012076      16-Nov-1993      D93 14826       15-Mar-1995   3

Japan

  ELIZABETH ARDEN CERAMIDE TIME COMPLEX    Registered      2540278      29-Oct-1990      120669/90       31-May-1993   1

Japan

  ELIZABETH ARDEN CERAMIDE TIME COMPLEX    Registered      2523733      29-Oct-1990      120670/90       28-Apr-1993   4

Latvia

  ELIZABETH ARDEN CERAMIDE TIME COMPLEX    Registered      M16728      11-Jun-1993      M-93-5494       11-Jun-1993   3

United Kingdom

  ELIZABETH ARDEN CERAMIDE TIME COMPLEX    Registered      1,440,238      14-Sep-1990       14-Sep-1990   3

Hong Kong

  ELIZABETH ARDEN CERAMIDE WATER PHASE    Registered      199906863      01-Sep-1993      9282/93       01-Sep-1993   3

Singapore

  ELIZABETH ARDEN CERAMIDE WATER PHASE    Registered      T9306566H      25-Aug-1993      T9306566H       25-Aug-1993   03

Indonesia

  ELIZABETH ARDEN CERAMIDE WHITENER    Registered      IDM000017656      28-Jun-1993      4359       30-Aug-1994   3

Korea, Republic of

  ELIZABETH ARDEN CERAMIDE WHITENER    Registered      280603           92-36185       02-Dec-1993   12

New Zealand

  ELIZABETH ARDEN CERAMIDE WHITENER    Registered      224368      21-Jan-1993      224368       27-Nov-1995   3

Singapore

  ELIZABETH ARDEN CERAMIDE WHITENER    Registered      T92/09946      29-Dec-1992       29-Dec-1992   3


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Taiwan

  ELIZABETH ARDEN CERAMIDE WHITENER    Registered      1114736      04-Nov-2003      092064119       16-Aug-2004   3

South Africa

  ELIZABETH ARDEN CHEEK COLOR NATURALS    Registered      92/07084      24-Aug-1992       24-Aug-1992   3

China (People’s Republic)

  ELIZABETH ARDEN CHINESE CHARACTERS    Registered      5361627      19-May-2006      5361627       14-Aug-2009   3

China (People’s Republic)

  ELIZABETH ARDEN CHINESE CHARACTERS    Registered      5361603      19-May-2006      5561603       07-Sep-2009   42

China (People’s Republic)

  ELIZABETH ARDEN CHINESE CHARACTERS    Published      23-Jul-2014      14863452         09 Int.

Canada

  ELIZABETH ARDEN CUSTOM COLOR    Registered      TMA513590      03-Jun-1998      880268       29-Jul-1999  

Canada

  ELIZABETH ARDEN CUSTOM COLOR FOUNDATION    Registered      TMA515382      09-Apr-1998      875154       26-Aug-1999  

United States of America

  ELIZABETH ARDEN DOUBLE DENSITY    Registered      2974648      28-Jun-2004      78442397       19-Jul-2005   3

Italy

  ELIZABETH ARDEN EAU FRAICHE    Registered      1090842      28-Nov-1994      MI2004C011675       28-Nov-2004   3

Korea, Republic of

  ELIZABETH ARDEN EAU FRAICHE    Registered      210053           89-17037       20-Feb-1991   3, 21

Korea, Republic of

  ELIZABETH ARDEN EAU FRAICHE    Registered      213642           89-17034       13-May-1991   3

United Kingdom

  ELIZABETH ARDEN EAU FRAICHE (WORDS IN PARTICULAR STYLE)    Registered      1,552,194      30-Oct-1993       30-Oct-1993   3

Australia

  ELIZABETH ARDEN EIGHT HOUR    Registered      1350663      15-Mar-2010      1350663       16-Nov-2010   3

China (People’s Republic)

  ELIZABETH ARDEN EIGHT HOUR    Registered      7355427      27-Apr-2009      7355427       14-Aug-2010   3

European Community

  ELIZABETH ARDEN EIGHT HOUR    Registered      8244063      24-Apr-2009      8244063       22-Nov-2009   3, 5 and 44

Hong Kong

  ELIZABETH ARDEN EIGHT HOUR    Registered      301563705      15-Mar-2010      301563705       17-Jan-2011   3

India

  ELIZABETH ARDEN EIGHT HOUR    Pending      19-Mar-2010      1938786         3

New Zealand

  ELIZABETH ARDEN EIGHT HOUR    Registered      820987      15-Mar-2010      820987       15-Mar-2010   3

Norway

  ELIZABETH ARDEN EIGHT HOUR    Registered      256655      15-Mar-2010      201002827       08-Sep-2010   3


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Switzerland

  ELIZABETH ARDEN EIGHT HOUR    Registered      603109      15-Mar-2010      52550/2010       21-Jul-2010   3

Japan

  ELIZABETH ARDEN EYE COLOR NATURALS    Registered      3065386      03-Sep-1992      172615/92       31-Jul-1995   3

South Africa

  ELIZABETH ARDEN EYE COLOR NATURALS    Registered      92/07167      26-Aug-1992       08-Dec-1994   3

Israel

  ELIZABETH ARDEN EYE-FIX    Registered      57829      01-Jan-1984       09-Jun-1988   3

Malaysia

  ELIZABETH ARDEN EYE-FIX    Registered      84001329      22-Mar-1984      MA/1329/84       22-Mar-1984   3

New Zealand

  ELIZABETH ARDEN EYE-FIX    Registered      150607      13-Feb-1984      150607       13-Feb-1984   3

Singapore

  ELIZABETH ARDEN EYE-FIX    Registered      T8401185B      15-Mar-1984       15-Mar-1984   3

Spain

  ELIZABETH ARDEN EYE-FIX    Registered      1057492      16-Jan-1984       20-Sep-1984   3

United Kingdom

  ELIZABETH ARDEN EYE-FIX    Registered      1210347      06-Jan-1984       06-Jan-1984   3

Hong Kong

  ELIZABETH ARDEN FIRST DEFENSE    Registered      200408358      02-Jul-2002      10028/2002       02-Jul-2002   3

New Zealand

  ELIZABETH ARDEN FIRST DEFENSE    Registered      659976      02-Jul-2002      659976       08-Jun-2004   3

Australia

  ELIZABETH ARDEN FLAWLESS FINISH    Registered      665301      28-Jun-1995      665,301       28-Jun-1995   3

China (People’s Republic)

  ELIZABETH ARDEN FLAWLESS FINISH    Registered      880272           94,114,436       14-Oct-1996   3

Finland

  ELIZABETH ARDEN FLAWLESS FINISH    Registered      211422           3931/97       15-Oct-1998   3

Hong Kong

  ELIZABETH ARDEN FLAWLESS FINISH    Registered      199910643      26-Sep-1995      12047/95       26-Sep-1995   3

Indonesia

  ELIZABETH ARDEN FLAWLESS FINISH    Registered      IDM000012074      16-Nov-1993      D93 14811       17-Mar-1995   3

Japan

  ELIZABETH ARDEN FLAWLESS FINISH    Registered      4280696      15-Mar-1998      39879/98       04-Jun-1999   3

New Zealand

  ELIZABETH ARDEN FLAWLESS FINISH    Registered      186983      06-Sep-1988      186983       06-Sep-1988   3

Singapore

  ELIZABETH ARDEN FLAWLESS FINISH    Registered      T95/10115G      20-Oct-1995      T95/10115G       20-Oct-1995   3

Sweden

  ELIZABETH ARDEN FLAWLESS FINISH    Registered      331537      10-Apr-1997      97-03611       11-Jun-1999   3


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Switzerland

  ELIZABETH ARDEN FLAWLESS FINISH    Registered      445433      09-Apr-1997       09-Apr-1997   3

United Kingdom

  ELIZABETH ARDEN FLAWLESS FINISH    Registered      1,589,033      26-Oct-1994      1,589,033       26-Oct-1994   3

Mexico

  ELIZABETH ARDEN FLAWLESS FINISH (LABEL)    Registered      376113      28-Jul-1983      220732       28-Jul-1983   3

Benelux

  ELIZABETH ARDEN FLAWLESS START    Registered      974650      04-May-2015      1309788       15-Jul-2015   03 Int.

European Community

  ELIZABETH ARDEN FLAWLESS START    Registered      13771951      25-Feb-2015      13771951       10-Jun-2015  

Hong Kong

  ELIZABETH ARDEN FLAWLESS START    Registered      303527631      07-Sep-2015      303527631       07-Sep-2015   03

Thailand

  ELIZABETH ARDEN FLAWLESS START    Pending      08-Oct-2015      1008333         03

Canada

  ELIZABETH ARDEN FOND DE TEINT CUSTOM COLOR    Registered      TMA513589      13-Jun-1998      880267       29-Jul-1999  

Canada

  ELIZABETH ARDEN GOOD MORNING    Registered      576772      03-Nov-2000      1,081,671       03-Mar-2003   3

Japan

  ELIZABETH ARDEN GOOD MORNING    Registered      4982237      09-Feb-2005      2005010397       25-Aug-2006   3

Korea, Republic of

  ELIZABETH ARDEN GOOD MORNING    Registered      512400      24-May-2000      40-2000-24770       14-Feb-2002   3

Taiwan

  ELIZABETH ARDEN GOOD MORNING    Registered      1029217      13-Dec-2001      90,050,685       16-Jan-2003   3

Australia

  ELIZABETH ARDEN GOOD NIGHT’S SLEEP    Registered      729152      03-Mar-1997      729152       03-Mar-1997   3

Indonesia

  ELIZABETH ARDEN GOOD NIGHT’S SLEEP    Registered      89438      20-Jun-1997      D97 12114       20-Jun-1997   3

Korea, Republic of

  ELIZABETH ARDEN GOOD NIGHT’S SLEEP    Registered      364167           96-9550       04-Jun-1997   12

Taiwan

  ELIZABETH ARDEN GOOD NIGHT’S SLEEP    Registered      733536           83072078       01-Nov-1996   3

Uruguay

  ELIZABETH ARDEN GOOD NIGHT’S SLEEP    Registered      311497            02-Nov-1999   3

Armenia

  ELIZABETH ARDEN GREEN TEA    Registered      20243      03-Aug-2012      20121046       02-Aug-2013   3

Azerbaijan

  ELIZABETH ARDEN GREEN TEA    Registered      20140151      09-Aug-2012      20121173       23-Jan-2014   3


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Brazil

  ELIZABETH ARDEN GREEN TEA    Published      10-Oct-2012      840295367         3

Canada

  ELIZABETH ARDEN GREEN TEA    Registered      TMA572830      24-Dec-1999      1041877       23-Dec-2002   3

Japan

  ELIZABETH ARDEN GREEN TEA    Registered      4840939      08-Sep-2003      2003-078978       25-Feb-2005  

Kazakhstan

  ELIZABETH ARDEN GREEN TEA    Registered      44223      02-Aug-2012      59036       17-Apr-2014   3

Philippines

  ELIZABETH ARDEN GREEN TEA    Registered      42009500209      20-Apr-2009      42009500209       18-Feb-2010   3

Russian Federation

  ELIZABETH ARDEN GREEN TEA    Registered      306091      10-Sep-2003      2003717465       04-May-2006   3

Vietnam

  ELIZABETH ARDEN GREEN TEA    Registered      219064      13-Aug-2012      4-2012-17791       23-Jan-2014   3

Japan

  ELIZABETH ARDEN GREEN TEA EXOTIC    Registered      5266840      04-Jul-2008      2008054202       18-Sep-2009   3

Armenia

  ELIZABETH ARDEN GREEN TEA REVITALIZE    Registered      20759      18-Apr-2013      20130513       02-Dec-2013  

Australia

  ELIZABETH ARDEN GREEN TEA REVITALIZE    Registered      1162794      23-Feb-2007      1162794       23-Feb-2007   3

Azerbaijan

  ELIZABETH ARDEN GREEN TEA REVITALIZE    Registered      2014 1283      13-Nov-2013      20133503       26-Aug-2014   03

China (People’s Republic)

  ELIZABETH ARDEN GREEN TEA REVITALIZE    Registered      5925829      27-Feb-2007      5925829       21-Dec-2009   3

European Community

  ELIZABETH ARDEN GREEN TEA REVITALIZE    Registered      5837951      17-Apr-2007      5837951       05-Feb-2008   3

Germany

  ELIZABETH ARDEN GREEN TEA REVITALIZE    Registered      30712443      23-Feb-2007      307124436/03       04-Apr-2007   3

Japan

  ELIZABETH ARDEN GREEN TEA REVITALIZE    Registered      5061006      26-Feb-2007      2007016074       06-Jul-2007   3

New Zealand

  ELIZABETH ARDEN GREEN TEA REVITALIZE    Registered      764014      23-Feb-2007      764014       23-Feb-2007   3

Norway

  ELIZABETH ARDEN GREEN TEA REVITALIZE    Registered      2454646      16-Oct-2007      200712481       17-Apr-2008   3

South Africa

  ELIZABETH ARDEN GREEN TEA REVITALIZE    Registered      2007/03683      23-Feb-2007      2007/03683       25-Jan-2010   3

Switzerland

  ELIZABETH ARDEN GREEN TEA REVITALIZE    Registered      568265      16-Oct-2007      61443/2007       16-Oct-2007   3


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Taiwan

  ELIZABETH ARDEN GREEN TEA REVITALIZE    Registered      1291744      27-Feb-2007      096008793       16-Dec-2007   3

United States of America

  ELIZABETH ARDEN GREEN TEA REVITALIZE    Registered      3338749      27-Feb-2007      77117068       20-Nov-2007   3

Vietnam

  ELIZABETH ARDEN GREEN TEA REVITALIZE    Registered      244725      22-Aug-2012      4201218546       11-May-2015   3

Austria

  ELIZABETH ARDEN HOLIDAY    Registered      193,013      06-Nov-2000     
 
AM
8029/2000
  
  
   12-Dec-2000   3

Denmark

  ELIZABETH ARDEN HOLIDAY    Registered     
 
VR 2001
00190
  
  
  26-Oct-2000     
 
VA 2000
04490
  
  
   10-Jan-2001   3

Hong Kong

  ELIZABETH ARDEN HOLIDAY    Registered      200207461      30-Oct-2000      23905/2000       30-Oct-2000   3

Italy

  ELIZABETH ARDEN HOLIDAY    Registered      920018      06-Nov-2000     
 
MI2000C
012112
  
  
   28-Nov-2003   3

New Zealand

  ELIZABETH ARDEN HOLIDAY    Registered      625916      30-Oct-2000      625916       30-Oct-2000   3

Norway

  ELIZABETH ARDEN HOLIDAY    Registered      207936      26-Oct-2000      200013087       05-Apr-2001   3

Singapore

  ELIZABETH ARDEN HOLIDAY    Registered      T00/19154D      01-Nov-2000      T00/19154D       11-Jan-2000   3

Taiwan

  ELIZABETH ARDEN HOLIDAY    Registered      967322      27-Oct-2000      89,062,789       01-Nov-2001   3

United Kingdom

  ELIZABETH ARDEN HOLIDAY    Registered      2251519      06-Nov-2000      2251519       27-Apr-2001   3

China (People’s Republic)

  ELIZABETH ARDEN IN CHINESE CHARACTERS    Registered      1186143      16-May-1997      970,046,544       28-Jun-1998   3

China (People’s Republic)

  ELIZABETH ARDEN IN CHINESE CHARACTERS    Registered      1456346      16-Jun-1999      9,900,068,135       14-Oct-2000   3

China (People’s Republic)

  ELIZABETH ARDEN IN CHINESE CHARACTERS    Registered      1481955      03-Apr-1999      9,900,020,560       28-Nov-2001   9

China (People’s Republic)

  ELIZABETH ARDEN IN CHINESE CHARACTERS    Registered      5361626      19-May-2006      5561626       07-Sep-2009   41

China (People’s Republic)

  ELIZABETH ARDEN IN CHINESE CHARACTERS    Registered      5361602      19-May-2006      5361602       07-Apr-2015   44

Singapore

  ELIZABETH ARDEN IN CHINESE CHARACTERS    Registered      T99/09680H      03-Sep-1999      T99/09680H       03-Sep-1999   3

Japan

  ELIZABETH ARDEN IN KATAKANA    Registered      2349641      03-Mar-1989      23321/89       29-Nov-1991   3, 30

Australia

  ELIZABETH ARDEN INTERVENE    Registered      1153363      21-Dec-2006      1153363       21-Dec-2006   3


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Canada

  ELIZABETH ARDEN INTERVENE    Registered      691681      12-Jul-2006      1308816       09-Jul-2007  

China (People’s Republic)

  ELIZABETH ARDEN INTERVENE    Registered      5802315      22-Dec-2006      5802315       28-Nov-2009   3

European Community

  ELIZABETH ARDEN INTERVENE    Registered      5213384      21-Jul-2006      5213384       14-Jun-2007   3

Hong Kong

  ELIZABETH ARDEN INTERVENE    Registered      300784594      21-Dec-2006      300784594       21-Dec-2006   3

India

  ELIZABETH ARDEN INTERVENE    Published      02-Jan-2007      1521408         3

Japan

  ELIZABETH ARDEN INTERVENE    Registered      5058922      21-Dec-2006      2006-118550       29-Jun-2007   3

Mexico

  ELIZABETH ARDEN INTERVENE    Registered      972064      08-Jan-2007      827709       12-Feb-2007   3

New Zealand

  ELIZABETH ARDEN INTERVENE    Registered      761131      21-Dec-2006      761131       21-Jun-2007   3

Norway

  ELIZABETH ARDEN INTERVENE    Registered      240304      22-Dec-2006      200615443       14-Aug-2007   3

Russian Federation

  ELIZABETH ARDEN INTERVENE    Registered      371620      19-Mar-2007      2007707442       09-Feb-2009   3

Serbia

  ELIZABETH ARDEN INTERVENE    Pending      17-Feb-2009      Z300/2009        

Singapore

  ELIZABETH ARDEN INTERVENE    Registered      T06/28216I      21-Dec-2006      T06/28216I       21-Dec-2006   3

South Africa

  ELIZABETH ARDEN INTERVENE    Registered      2006/31427      21-Dec-2006      2006/31427       25-Jan-2010   3

Switzerland

  ELIZABETH ARDEN INTERVENE    Registered      555797      21-Dec-2006      61596/2006       22-Feb-2007   3

Taiwan

  ELIZABETH ARDEN INTERVENE    Registered      1281496      22-Dec-2006      095063936       01-Oct-2007   3

United Arab Emirates

  ELIZABETH ARDEN INTERVENE    Registered      134593      13-Oct-2008      120339       17-Mar-2011   03 Int.

United States of America

  ELIZABETH ARDEN INTERVENE    Registered      3278019      11-Jul-2006      78/926893       07-Aug-2007   3

Switzerland

  ELIZABETH ARDEN LIP FITNESS COLOR    Renewed      340107            04-Jan-1985   3

China (People’s Republic)

  ELIZABETH ARDEN LIP SPA    Registered      1026196           950,136,594       14-Jun-1997   3


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Japan

  ELIZABETH ARDEN LIP SPA    Registered      4095638      21-Jan-1991      3839/91       19-Dec-1997   3

New Zealand

  ELIZABETH ARDEN LIP SPA    Registered      209960      03-May-1991      209960       26-Oct-1995   3

New Zealand

  ELIZABETH ARDEN LIP-FIX    Registered      145743      31-Jan-1983      145743       30-Jan-1996   3

Spain

  ELIZABETH ARDEN LIP-FIX    Registered      1063840      15-Mar-1984       05-Jul-1985   3

United Kingdom

  ELIZABETH ARDEN LIP-FIX    Registered      1189440      27-Jan-1983       27-Jan-1983   3

United States of America

  ELIZABETH ARDEN LITTLE BLACK COMPACT    Pending      05-May-2016      87025875         3

Armenia

  ELIZABETH ARDEN MEDITERRANEAN    Registered      20248      17-Aug-2012      20121110       02-Aug-2013   3

Azerbaijan

  ELIZABETH ARDEN MEDITERRANEAN    Registered      20141143      16-Aug-2012      20121222       14-Jan-2014   3

Greece

  ELIZABETH ARDEN MILLENIUM    Registered      102,984      28-Feb-1991      102,994       17-May-1995   3

Switzerland

  ELIZABETH ARDEN MOISTURE FIX    Renewed      340108            10-Jan-1985   3

Australia

  ELIZABETH ARDEN OVERNIGHT SUCCESS    Registered      653523      20-Feb-1995       20-Feb-1995   3

Benelux

  ELIZABETH ARDEN OVERNIGHT SUCCESS    Registered      578,256      25-Oct-1995      858,081       25-Oct-1995   3

Canada

  ELIZABETH ARDEN OVERNIGHT SUCCESS    Registered      643539      14-Oct-2004      1233817       05-Jul-2005  

Chile

  ELIZABETH ARDEN OVERNIGHT SUCCESS    Registered      826544      10-Jan-1996      331099       08-Apr-1998   3

Denmark

  ELIZABETH ARDEN OVERNIGHT SUCCESS    Registered      4061/95           1251/95       23-Jun-1995   3

Germany

  ELIZABETH ARDEN OVERNIGHT SUCCESS    Registered      39530362      25-Jul-1995      39530362.1       10-Apr-1996   3

Ireland

  ELIZABETH ARDEN OVERNIGHT SUCCESS    Registered      171643      19-Oct-1995      95/7311       03-Jun-1997   3

Japan

  ELIZABETH ARDEN OVERNIGHT SUCCESS    Registered      4001388      27-Jul-1995      77084/95       16-May-1997   3

Malaysia

  ELIZABETH ARDEN OVERNIGHT SUCCESS    Registered      200505263      08-Apr-2005      200505263       08-Apr-2005   3

Mexico

  ELIZABETH ARDEN OVERNIGHT SUCCESS    Registered      532549      11-Aug-1995      239859       11-Aug-1995   3


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

United Kingdom

  ELIZABETH ARDEN OVERNIGHT SUCCESS    Registered      UK00002012397            25-Feb-1995   3

Hong Kong

  ELIZABETH ARDEN PEEL AND REVEAL    Registered      200204139      01-Nov-2000      24237/2000       01-Nov-2000   3

Sweden

  ELIZABETH ARDEN PEEL AND REVEAL    Registered      355619      30-Oct-2000      00-08224       24-May-2002   3

Argentina

  ELIZABETH ARDEN PRETTY    Registered      2305844      12-Aug-2008      2846962       13-Aug-2009   3

Armenia

  ELIZABETH ARDEN PRETTY    Registered      20242      03-Aug-2012      20121045       02-Aug-2013   3

Australia

  ELIZABETH ARDEN PRETTY    Registered      1222581      05-Feb-2008      1222581       05-Feb-2008   3

Azerbaijan

  ELIZABETH ARDEN PRETTY    Registered      20140401      09-Aug-2012      20121174       19-Mar-2014   3

Bahamas

  ELIZABETH ARDEN PRETTY    Published      15-Aug-2008      31976         Local Class 48

Brazil

  ELIZABETH ARDEN PRETTY    Published      20-Aug-2008      829822208         3

Canada

  ELIZABETH ARDEN PRETTY    Registered      745495      22-Jan-2008      1380159       17-Aug-2009   3

China (People’s Republic)

  ELIZABETH ARDEN PRETTY    Registered      6550315      05-Feb-2008      6550315       07-Jun-2010   3

European Community

  ELIZABETH ARDEN PRETTY    Registered      6599898      22-Jan-2008      006599898       22-Jan-2008   3, 5 and 44

Hong Kong

  ELIZABETH ARDEN PRETTY    Registered      301047366      05-Feb-2008      301047366       05-Feb-2008   3

India

  ELIZABETH ARDEN PRETTY    Registered      1650669      06-Feb-2008      1650669       06-Feb-2008   3

Japan

  ELIZABETH ARDEN PRETTY    Registered      5155368      07-Feb-2008      2008008504       01-Aug-2008   3

Kazakhstan

  ELIZABETH ARDEN PRETTY    Registered      44224      02-Aug-2012      59037       17-Apr-2014   3

Korea, Republic of

  ELIZABETH ARDEN PRETTY    Registered      782350      11-Feb-2008      40-2008-6095       09-Mar-2009   3

Mexico

  ELIZABETH ARDEN PRETTY    Registered      1025531      25-Jan-2008      909466       21-Feb-2008   3

New Zealand

  ELIZABETH ARDEN PRETTY    Registered      783791      05-Feb-2008      783791       05-Feb-2008   3

Norway

  ELIZABETH ARDEN PRETTY    Registered      245955      05-Feb-2008      200801344       20-May-2008   3


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Panama

  ELIZABETH ARDEN PRETTY    Registered      176335      24-Oct-2008      176335       24-Oct-2008   3

Russian Federation

  ELIZABETH ARDEN PRETTY    Registered      383218      05-Feb-2008      2008702974       10-Jul-2009   3

Serbia

  ELIZABETH ARDEN PRETTY    Pending      17-Feb-2009      Z301/2009        

Singapore

  ELIZABETH ARDEN PRETTY    Registered      T08014431      02-May-2008      T08014431       02-May-2008   3

South Africa

  ELIZABETH ARDEN PRETTY    Registered      200802596      06-Feb-2008      2008/0296       15-Dec-2010   3

Switzerland

  ELIZABETH ARDEN PRETTY    Registered      572002      05-Feb-2008      51451/2008       05-Feb-2008   3

Taiwan

  ELIZABETH ARDEN PRETTY    Registered      1332418      05-Feb-2008      097005938       16-Oct-2008   3

United Arab Emirates

  ELIZABETH ARDEN PRETTY    Registered      147516      12-Feb-2008      107007       14-Jun-2011   3

United States of America

  ELIZABETH ARDEN PRETTY    Registered      3652083      04-Feb-2008      77387639       07-Jul-2009   3

Vietnam

  ELIZABETH ARDEN PRETTY    Registered      226876      13-Aug-2012      4201217786       24-Jun-2014   3

Armenia

  ELIZABETH ARDEN PROVOCATIVE    Registered      20240      03-Aug-2012      20121043       02-Aug-2013   3

Azerbaijan

  ELIZABETH ARDEN PROVOCATIVE    Registered      2013 1822      09-Aug-2012      20121175       28-Dec-2013   3

Canada

  ELIZABETH ARDEN PROVOCATIVE    Registered      637222      19-Sep-2003      1,191,349       13-Apr-2005   3

European Community

  ELIZABETH ARDEN PROVOCATIVE    Registered      3027562      29-Jan-2003      03027562       06-Sep-2004   3

Kazakhstan

  ELIZABETH ARDEN PROVOCATIVE    Registered      44225      02-Aug-2012      59038       17-Apr-2014   3

Russian Federation

  ELIZABETH ARDEN PROVOCATIVE    Registered      347988      01-Dec-2006      2006735107       14-Apr-2008   3

United States of America

  ELIZABETH ARDEN PROVOCATIVE    Registered      2979274      19-Sep-2003      78/302799       26-Jul-2005   3

Vietnam

  ELIZABETH ARDEN PROVOCATIVE    Registered      226898      13-Aug-2012      4201217787       24-Jun-2014   3

Argentina

  ELIZABETH ARDEN PROVOCATIVE WOMAN    Registered      3414974      14-Nov-2003      2476399       16-Jun-2005   3

Australia

  ELIZABETH ARDEN PROVOCATIVE WOMAN    Registered      978510      14-Nov-2003      978510       14-Nov-2003   3


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Brazil

  ELIZABETH ARDEN PROVOCATIVE WOMAN    Registered      825930731      17-Nov-2003      825930731       20-May-2008   3

Chile

  ELIZABETH ARDEN PROVOCATIVE WOMAN    Registered      1107822      17-Nov-2003      628176       06-May-2004   3

China (People’s Republic)

  ELIZABETH ARDEN PROVOCATIVE WOMAN    Registered      3806405      19-Nov-2003      3806405       21-Apr-2006   3

Colombia

  ELIZABETH ARDEN PROVOCATIVE WOMAN    Registered      284844      14-Nov-2003      2003101110       29-Jun-2004   3

European Community

  ELIZABETH ARDEN PROVOCATIVE WOMAN    Registered      003476488      14-Nov-2003      3476488       15-Apr-2005   3

Hong Kong

  ELIZABETH ARDEN PROVOCATIVE WOMAN    Registered      300111608      14-Nov-2003      300111608       14-Nov-2003   3

India

  ELIZABETH ARDEN PROVOCATIVE WOMAN    Registered      1249959      17-Nov-2003      01249959       17-Nov-2003   3

Japan

  ELIZABETH ARDEN PROVOCATIVE WOMAN    Registered      4796406      19-Nov-2003      2003102562       20-Aug-2004   3

Korea, Republic of

  ELIZABETH ARDEN PROVOCATIVE WOMAN    Registered      622857      18-Nov-2003      40-2003-50773       28-Jun-2005   3

New Zealand

  ELIZABETH ARDEN PROVOCATIVE WOMAN    Registered      704464      14-Nov-2003      704464       14-Nov-2003   3

South Africa

  ELIZABETH ARDEN PROVOCATIVE WOMAN    Registered      200320140      17-Nov-2003      2003/20140       27-Feb-2008   3

Switzerland

  ELIZABETH ARDEN PROVOCATIVE WOMAN    Registered      518854      12-Jan-2004      50146/2004       12-Jan-2004   3

Taiwan

  ELIZABETH ARDEN PROVOCATIVE WOMAN    Registered      1117389      17-Nov-2003      092066436       01-Sep-2004   3

Australia

  ELIZABETH ARDEN PURE FINISH    Registered      1253562      25-Jul-2008      1253562       25-Jul-2008   3

Canada

  ELIZABETH ARDEN PURE FINISH    Registered      739349      25-Jul-2008      1404806       01-May-2009  

China (People’s Republic)

  ELIZABETH ARDEN PURE FINISH    Registered      6871237      30-Jul-2008      6871237       21-Aug-2010   3

European Community

  ELIZABETH ARDEN PURE FINISH    Registered      7092794      25-Jul-2008      7092794       25-Jul-2008   3, 5, 44

Hong Kong

  ELIZABETH ARDEN PURE FINISH    Registered      301168498      25-Jul-2008      301168498       25-Jul-2008   3

India

  ELIZABETH ARDEN PURE FINISH    Registered      1714936      28-Jul-2008      1714936       28-Jul-2018   3

Japan

  ELIZABETH ARDEN PURE FINISH    Registered      5123895      29-Jul-2008      2008-061848       13-Mar-2009   3


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Korea, Republic of

  ELIZABETH ARDEN PURE FINISH    Registered      793962      25-Jul-2008      40-2008-36876       02-Jul-2009   3

Mexico

  ELIZABETH ARDEN PURE FINISH    Registered      1056940      01-Aug-2008      951983       27-Aug-2008   3

New Zealand

  ELIZABETH ARDEN PURE FINISH    Registered      793316      25-Jul-2008      793316       25-Jul-2008   3

Norway

  ELIZABETH ARDEN PURE FINISH    Registered      248603      28-Jul-2008      200809284       11-Nov-2008   3

Russian Federation

  ELIZABETH ARDEN PURE FINISH    Registered      417481      07-Aug-2008      2008725302       02-Sep-2010   3

Singapore

  ELIZABETH ARDEN PURE FINISH    Registered      T08100273      29-Jul-2008      T08100273       29-Jul-2008   3

South Africa

  ELIZABETH ARDEN PURE FINISH    Registered      200817259      25-Jul-2008      200817259       20-Sep-2010   3

Switzerland

  ELIZABETH ARDEN PURE FINISH    Registered      580439      25-Jul-2008      59284/2008       25-Jul-2008   3

Taiwan

  ELIZABETH ARDEN PURE FINISH    Registered      1369548      29-Jul-2008      097035621       16-Jul-2009   3

United Arab Emirates

  ELIZABETH ARDEN PURE FINISH    Registered      134594      13-Oct-2008      120340       17-Mar-2011   3

United States of America

  ELIZABETH ARDEN PURE FINISH    Registered      3624537      24-Jul-2008      77530320       19-May-2009   3

Japan

  ELIZABETH ARDEN RED DOOR    Registered      2722023      13-Mar-1992      27915/92       06-Jun-1997   3

Switzerland

  ELIZABETH ARDEN RED DOOR    Registered      370467            21-Apr-1989   3

Mexico

  ELIZABETH ARDEN RED DOOR (LABEL)    Registered      400944      13-Sep-1989      71445       13-Sep-1989   3

Switzerland

  ELIZABETH ARDEN RED DOOR (LABEL)    Registered      372242            21-Apr-1989   3

Taiwan

  ELIZABETH ARDEN RED DOOR (WORDS IN LOCAL SCRIPT)    Registered      797313           85046801       28-Feb-1998   3

United States of America

  ELIZABETH ARDEN RED DOOR AND DEVICE (LINED FOR COLOR)    Registered      1649230      20-Apr-1990      74/051,125       02-Jul-1991   3

Switzerland

  ELIZABETH ARDEN SALON PROVED AND DOOR DEVICE    Registered      308961      17-Oct-1980       16-Apr-1981   3, 8, 10, 14, 18, 21, 26

United States of America

  ELIZABETH ARDEN SHEER KISS    Pending      17-Jun-2016      87075268         3


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Hong Kong

  ELIZABETH ARDEN SHEER LIGHTS    Registered      200404917      21-Jun-2002      200209443       21-Jun-2002   3

China (People’s Republic)

  ELIZABETH ARDEN SHEER WHITE    Registered      4083939      25-May-2004      4083939       21-Apr-2007   3

European Community

  ELIZABETH ARDEN SHEER WHITE    Registered      3828407      21-May-2004      03828407       09-Aug-2004   3

Hong Kong

  ELIZABETH ARDEN SHEER WHITE    Registered      300218475      20-May-2004      300318475       20-May-2004   3

Korea, Republic of

  ELIZABETH ARDEN SHEER WHITE    Registered      648545      20-May-2004      40-2004-22655       25-Jan-2006   3

Mexico

  ELIZABETH ARDEN SHEER WHITE    Registered      839201      20-May-2004      657248       21-Jun-2004   3

Singapore

  ELIZABETH ARDEN SHEER WHITE    Registered      T0408199I      21-May-2004      T04/08199I       21-May-2004   3

European Community

  ELIZABETH ARDEN SHINE POPS    Registered      4175543      30-Dec-2004      4175543       20-Jan-2006   3

Hong Kong

  ELIZABETH ARDEN SHINE POPS    Registered      300346806      30-Dec-2004      300346806       29-Apr-2005   3

European Community

  ELIZABETH ARDEN SKIN ILLUMINATING COMPLEX    Registered      003382884      03-Oct-2003      3382884       03-Dec-2004   3

Hong Kong

  ELIZABETH ARDEN SKIN ILLUMINATING COMPLEX    Registered      200306694      30-Jun-2000      14409/2000       30-Jun-2000   3

New Zealand

  ELIZABETH ARDEN SKIN ILLUMINATING COMPLEX    Registered      622308      04-Sep-2000      622308       04-Sep-2000   3

Japan

  ELIZABETH ARDEN SMOKY EYES    Registered      4979883      05-Apr-2005      2005029670       18-Aug-2006   3

Australia

  ELIZABETH ARDEN SPA    Registered      635125      15-Jul-1994       15-Jul-1994   3

Austria

  ELIZABETH ARDEN SPA    Registered      157312      02-Feb-1995      AM 563/95       23-Mar-1995   3

Bolivia

  ELIZABETH ARDEN SPA    Registered      61621-C           SM-3842-94       15-Aug-1996   3

Brazil

  ELIZABETH ARDEN SPA    Registered      817618538            05-Mar-1996   3

Canada

  ELIZABETH ARDEN SPA    Registered      453325      27-Feb-1993      729,686       02-Feb-1996   3

Chile

  ELIZABETH ARDEN SPA    Registered      1140131           262471       20-Sep-1994   3

China (People’s Republic)

  ELIZABETH ARDEN SPA    Registered      840154           94,084,364       21-May-1996   3


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Costa Rica

  ELIZABETH ARDEN SPA    Registered      91729           91851       14-Jun-1995   3

Denmark

  ELIZABETH ARDEN SPA    Registered      199406689           4788/94       07-Oct-1994   3

Dominican Republic

  ELIZABETH ARDEN SPA    Registered      77164           2,231       15-Apr-1995   50

Ecuador

  ELIZABETH ARDEN SPA    Registered      4896-95      28-Nov-1994      52248       22-Dec-1995   3

Finland

  ELIZABETH ARDEN SPA    Registered      138079           9403430       05-Jun-1995   3

Greece

  ELIZABETH ARDEN SPA    Registered      122790      02-Feb-1995      122,790       17-Oct-1997   3

Honduras

  ELIZABETH ARDEN SPA    Registered      61593           9396/94       17-May-1995   3

Hong Kong

  ELIZABETH ARDEN SPA    Registered      1999B08823      21-Nov-1994      13746/94       21-Nov-1994   3

Hungary

  ELIZABETH ARDEN SPA    Registered      147080      07-Feb-1995      M9500372       20-Oct-1997   3

Iceland

  ELIZABETH ARDEN SPA    Registered      698/1995      28-Dec-1994      1389/1994       27-Jul-1995   3

Ireland

  ELIZABETH ARDEN SPA    Registered      168065      17-Nov-1994      947,037       17-Nov-2001   3

Japan

  ELIZABETH ARDEN SPA    Registered      4213725      14-Jul-1994      70909/94       20-Nov-1998   3

Kenya

  ELIZABETH ARDEN SPA    Registered      42272      31-Jan-1995       31-Jan-1995   3

Malaysia

  ELIZABETH ARDEN SPA    Renewed      9500777      24-Jan-1995       24-Jan-1995   3

Malta

  ELIZABETH ARDEN SPA    Registered      23799      23-Nov-1994       13-Jun-1995   3

Nicaragua

  ELIZABETH ARDEN SPA    Registered      28.652 C.C.           94-03158       22-May-1995   3

Paraguay

  ELIZABETH ARDEN SPA    Registered      285501           25260       21-Nov-1995   3

Peru

  ELIZABETH ARDEN SPA    Registered      17682           267,259       27-Jul-1995   3

Poland

  ELIZABETH ARDEN SPA    Registered      96166      31-Jan-1995      Z-142966       11-Jun-1997   3

Russian Federation

  ELIZABETH ARDEN SPA    Registered      146251      31-Jan-1995      95701008       31-Jan-1995   3


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Saudi Arabia

  ELIZABETH ARDEN SPA    Registered      352/26      27-Nov-1994      27392       25-Sep-1995   3

Singapore

  ELIZABETH ARDEN SPA    Registered      T9410162E      22-Nov-1994       22-Nov-1994   3

South Africa

  ELIZABETH ARDEN SPA    Registered      9412744      21-Nov-1994       21-Nov-1994   3

Spain

  ELIZABETH ARDEN SPA    Registered      1936366      14-Dec-1994       05-Jul-1995   3

Sweden

  ELIZABETH ARDEN SPA    Registered      302980      08-Jul-1994      94-07107       16-Jun-1995   3

Switzerland

  ELIZABETH ARDEN SPA    Registered      427505      30-Jan-1995      616/19954       30-Jan-1995   3

Trinidad and Tobago

  ELIZABETH ARDEN SPA    Registered      23289      30-Nov-1994      23289       30-Nov-1994   3

Canada

  ELIZABETH ARDEN SPICED GREEN TEA    Registered      618040      29-Aug-2001      1,113,590       30-Aug-2004  

Antigua and Barbuda

  ELIZABETH ARDEN SPLENDOR    Registered      5424      06-Jul-1998      NONE       16-Sep-1998   48

Argentina

  ELIZABETH ARDEN SPLENDOR    Registered      2374140           2144387       07-Jun-2010   3

Aruba

  ELIZABETH ARDEN SPLENDOR    Registered      19093      16-Apr-1998      980416.13       16-Apr-1998   3

Australia

  ELIZABETH ARDEN SPLENDOR    Registered      753892      30-Jan-1998      753892       30-Jan-1998   3

Bahrain

  ELIZABETH ARDEN SPLENDOR    Registered      27276      23-Mar-2000      691/2000       26-Mar-2000   3

Barbados

  ELIZABETH ARDEN SPLENDOR    Registered      81/13346      10-May-2000      NONE       11-Jun-2001   3

Benelux

  ELIZABETH ARDEN SPLENDOR    Registered      619005      07-Nov-1997      904419       07-Nov-1997   3

Bermuda

  ELIZABETH ARDEN SPLENDOR    Registered      29770           29,770       03-Jun-1998   3

Bolivia

  ELIZABETH ARDEN SPLENDOR    Registered      75895-C           SM-2359-98       12-Nov-1999   3

Brazil

  ELIZABETH ARDEN SPLENDOR    Registered      820591742      06-Apr-1998      820,591,742       30-Aug-2005   3

Canada

  ELIZABETH ARDEN SPLENDOR    Registered      577527      07-Jul-1998      883,487       17-Mar-2003  

Chile

  ELIZABETH ARDEN SPLENDOR    Registered      843755      09-Apr-1998      411140       21-Sep-1998   3


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Colombia

  ELIZABETH ARDEN SPLENDOR    Registered      221587      13-Jul-1998      98/039,619       04-Aug-1999   3

Costa Rica

  ELIZABETH ARDEN SPLENDOR    Registered      111,925      29-Jul-1998      116,987       17-Feb-1999   3

Curacao

  ELIZABETH ARDEN SPLENDOR    Registered      09611      19-Feb-2003      D-8309       25-May-1998   03

Cyprus, Republic of

  ELIZABETH ARDEN SPLENDOR    Registered      50218      27-Apr-1998      50218       12-May-2003   3

Denmark

  ELIZABETH ARDEN SPLENDOR    Registered      VR 1998 02223           VA 01.605 1998       15-May-1998   3

Dominican Republic

  ELIZABETH ARDEN SPLENDOR    Registered      97960            15-Jul-1998   50

El Salvador

  ELIZABETH ARDEN SPLENDOR    Registered      164/100      31-Jul-1998      4546/98       23-Dec-1999   3

Gaza District

  ELIZABETH ARDEN SPLENDOR    Registered      5600      24-Jun-1998       10-Apr-1999   3

Greece

  ELIZABETH ARDEN SPLENDOR    Registered      136,590      14-Apr-1998      136,590       18-Apr-2000   3

Guatemala

  ELIZABETH ARDEN SPLENDOR    Registered      96412           98-06225       15-Jun-1999   3

Hong Kong

  ELIZABETH ARDEN SPLENDOR    Registered      199914193      09-Apr-1998      4589/98       09-Apr-1998   3

Indonesia

  ELIZABETH ARDEN SPLENDOR    Registered      000137330      29-May-1998      D98-09331       14-Feb-2000   3

Ireland

  ELIZABETH ARDEN SPLENDOR    Registered      213585      06-Apr-1998      981,292       07-Sep-2000   3

Israel

  ELIZABETH ARDEN SPLENDOR    Registered      120515      23-Jun-1998       08-May-2000   3

Jamaica

  ELIZABETH ARDEN SPLENDOR    Registered      B35408      17-Apr-1998      33755       17-Apr-1998   3

Jordan

  ELIZABETH ARDEN SPLENDOR    Registered      50164      25-Jun-1998       25-Jun-1998   3

Kenya

  ELIZABETH ARDEN SPLENDOR    Registered      47614      09-Jul-1998      47614       09-Jul-1998   3

Lebanon

  ELIZABETH ARDEN SPLENDOR    Registered      149370      22-Aug-1998       22-Aug-1998   3

Malaysia

  ELIZABETH ARDEN SPLENDOR    Registered      98005784      14-May-1998      98/05784       14-May-1998   3

Malta

  ELIZABETH ARDEN SPLENDOR    Registered      28747      26-Jun-1998       23-Jun-1998   3


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Mexico

  ELIZABETH ARDEN SPLENDOR    Registered      668557      17-Jul-1998      340333       28-Aug-2000   3

Netherlands Antilles

  ELIZABETH ARDEN SPLENDOR    Registered      2696      27-Apr-1998      D-8309       31-Dec-2001   3

Netherlands Antilles

  ELIZABETH ARDEN SPLENDOR    Registered      08171      27-Apr-1998       27-Jan-2008  

New Zealand

  ELIZABETH ARDEN SPLENDOR    Registered      290668      03-Apr-1998      290668       03-Apr-1998   3

Norway

  ELIZABETH ARDEN SPLENDOR    Registered      194246           1998/03038       12-Nov-1998   3

Oman

  ELIZABETH ARDEN SPLENDOR    Registered      18154      01-Jul-1998      18,154       10-Dec-2003   3

Panama

  ELIZABETH ARDEN SPLENDOR    Registered      100176      21-Apr-1999      100176       21-Apr-1999   3

Paraguay

  ELIZABETH ARDEN SPLENDOR    Registered      322700           13683       23-Feb-1999   3

Peru

  ELIZABETH ARDEN SPLENDOR    Registered      50336           65,192       16-Nov-1998   3

Philippines

  ELIZABETH ARDEN SPLENDOR    Registered      42012502118      14-Aug-2012      42012502118       03-Jan-2013   3

Saudi Arabia

  ELIZABETH ARDEN SPLENDOR    Registered      466/23      23-Jun-1998      44452       02-Mar-1999   3

Singapore

  ELIZABETH ARDEN SPLENDOR    Registered      T98/04427H      08-May-1998      S/4427/98       08-May-1998   3

St. Kitts and Nevis

  ELIZABETH ARDEN SPLENDOR    Registered      4845      24-Aug-1998       24-Aug-1998   48

Taiwan

  ELIZABETH ARDEN SPLENDOR    Registered      837670      08-Apr-1998      87015816       01-Feb-1999   3

Trinidad and Tobago

  ELIZABETH ARDEN SPLENDOR    Registered      28327      21-May-1998      28327       21-May-1998   3

United Arab Emirates

  ELIZABETH ARDEN SPLENDOR    Registered      22678      11-Aug-1998      27912       11-Aug-1998   3

United States of America

  ELIZABETH ARDEN SPLENDOR    Registered      2,278,502      26-Feb-1998      75/440,958       14-Sep-1999   3

Uruguay

  ELIZABETH ARDEN SPLENDOR    Registered      305,363      07-Jul-1998      305,363       16-Oct-1998   3

West Bank

  ELIZABETH ARDEN SPLENDOR    Registered      6456      11-Aug-1998      6,456       15-May-2002   3

Yemen, Republic of

  ELIZABETH ARDEN SPLENDOR    Registered      10155      29-Jun-1998      12,529       25-Jul-1999   3


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Zimbabwe

  ELIZABETH ARDEN SPLENDOR    Registered      794/98      19-Jun-1998       19-Jun-1998   3

Taiwan

  ELIZABETH ARDEN SPLENDOR (WORDS IN LOCAL SCRIPT)    Registered      895169           88003244       28-Feb-1998   3

United States of America

  ELIZABETH ARDEN STATEMENT BROW    Pending      05-May-2016      87025897         3

Chile

  ELIZABETH ARDEN SUNFLOWERS    Registered      684647           238806       17-Nov-1993   3

Chile

  ELIZABETH ARDEN SUNFLOWERS    Registered      416712      28-Apr-1993      238806       17-Nov-1993   3

China (People’s Republic)

  ELIZABETH ARDEN SUNFLOWERS    Registered      1315105           9,800,062,217       21-Sep-1999   3

Ecuador

  ELIZABETH ARDEN SUNFLOWERS    Registered      3114      20-May-1993      39177       01-Aug-1994   3

Hong Kong

  ELIZABETH ARDEN SUNFLOWERS    Registered      199912902      11-May-1993      199912902       11-May-1993   3

Indonesia

  ELIZABETH ARDEN SUNFLOWERS    Registered      000123210      28-Feb-1997      D97 3452       28-Feb-1997   3

Ireland

  ELIZABETH ARDEN SUNFLOWERS    Registered      210274      15-Jun-1998      982,506       19-Apr-2000   3

Malaysia

  ELIZABETH ARDEN SUNFLOWERS    Registered      93005408      28-Jul-1993       28-Jul-1993   3

Philippines

  ELIZABETH ARDEN SUNFLOWERS    Published      18-Aug-2016      42016501568         3

United Kingdom

  ELIZABETH ARDEN SUNFLOWERS    Registered      1574422      31-Oct-1994       31-Oct-1994   3

United Kingdom

  ELIZABETH ARDEN SUNFLOWERS (WORDS IN PARTICULAR STYLE)    Registered      1544270      31-Oct-1994       31-Oct-1994   3

Hong Kong

  ELIZABETH ARDEN SUNFLOWERS (YI LI SHA BAI YA DUM) IN CHI    Registered      200201715      30-May-2000      12018/2000       11-Feb-2002   3

Taiwan

  ELIZABETH ARDEN SUNFLOWERS IN CHINESE CHARACTERS    Registered      983658      04-May-2000      89,024,486       29-Feb-2008   3

Argentina

  ELIZABETH ARDEN SUPERSTART    Published      07-Jan-2015      3378478        

Australia

  ELIZABETH ARDEN SUPERSTART    Registered      1667698      06-Jan-2015      1667698       05-Aug-2015   03 Int.


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Brazil

  ELIZABETH ARDEN SUPERSTART    Pending      09-Jan-2015      908846690         03 Int.

Canada

  ELIZABETH ARDEN SUPERSTART    Registered      TMA928915      05-Jan-2015      1709366       12-Feb-2016  

Chile

  ELIZABETH ARDEN SUPERSTART    Published      07-Jan-2015      1137859         03 Int.

China (People’s Republic)

  ELIZABETH ARDEN SUPERSTART    Published      09-Dec-2014      15887489         03 Int.

Colombia

  ELIZABETH ARDEN SUPERSTART    Registered      52173      07-Jan-2015      15003111       25-Aug-2015   03 Int.

Egypt

  ELIZABETH ARDEN SUPERSTART    Pending      21-Jan-2015      313007        

European Community

  ELIZABETH ARDEN SUPERSTART    Registered      13500021      26-Nov-2014      013500021       12-Mar-2015  

Hong Kong

  ELIZABETH ARDEN SUPERSTART    Registered      303223764      04-Dec-2014      303223764       18-May-2015   03 Int.

India

  ELIZABETH ARDEN SUPERSTART    Published      04-Dec-2014      2857207         03 Int.

Indonesia

  ELIZABETH ARDEN SUPERSTART    Pending      21-Jan-2015      D002015002369        

Israel

  ELIZABETH ARDEN SUPERSTART    Published      06-Jan-2015         03 Int.

Japan

  ELIZABETH ARDEN SUPERSTART    Registered      5763324      06-Jan-2015      2015000478       15-May-2015  

Korea, Republic of

  ELIZABETH ARDEN SUPERSTART    Registered      40-1124718      06-Jan-2015      40-2015-700       20-Aug-2015   03

Lebanon

  ELIZABETH ARDEN SUPERSTART    Registered      163977      08-Jan-2015      27880       16-Jan-2015   03

Malaysia

  ELIZABETH ARDEN SUPERSTART    Pending      22-Jan-2015      2015000853        

Mexico

  ELIZABETH ARDEN SUPERSTART    Registered      1527174      07-Jan-2015      1563539       31-Mar-2015   03

Morocco

  ELIZABETH ARDEN SUPERSTART    Registered      164832      21-Jan-2015      164832       21-Jan-2015  

New Zealand

  ELIZABETH ARDEN SUPERSTART    Registered      1011989      06-Jan-2015      1011989       07-Jul-2015   03 Int.

Panama

  ELIZABETH ARDEN SUPERSTART    Registered      237736      16-Jan-2015      237736       23-Jul-2015   03 Int.


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Paraguay

  ELIZABETH ARDEN SUPERSTART    Pending      08-Jan-2015      4222015         03 Int.

Philippines

  ELIZABETH ARDEN SUPERSTART    Registered      42014505588      27-Nov-2014      42014505588       21-May-2015  

Russian Federation

  ELIZABETH ARDEN SUPERSTART    Registered      566494      12-Jan-2015      2015700111       03-Mar-2016   03 Int.

Saudi Arabia

  ELIZABETH ARDEN SUPERSTART    Published      19-Apr-2015      1436014062         03 Int.

Singapore

  ELIZABETH ARDEN SUPERSTART    Pending      07-Jan-2015      40201500382R        

South Africa

  ELIZABETH ARDEN SUPERSTART    Pending      06-Jan-2015      201500299        

Switzerland

  ELIZABETH ARDEN SUPERSTART    Registered      870926      06-Jan-2015      50050/2015       20-Mar-2015   03

Taiwan

  ELIZABETH ARDEN SUPERSTART    Registered      1721933      06-Jan-2015      104000380       16-Aug-2015   03

Thailand

  ELIZABETH ARDEN SUPERSTART    Pending      09-Dec-2014      965417         03

Turkey

  ELIZABETH ARDEN SUPERSTART    Registered      2015/00829      06-Jan-2015      2015/00829       06-Jan-2015  

United Arab Emirates

  ELIZABETH ARDEN SUPERSTART    Published      11-Jan-2015      224860        

United States of America

  ELIZABETH ARDEN SUPERSTART    Registered      4882895      24-Nov-2014      86463278       05-Jan-2016   03 Int.

Venezuela

  ELIZABETH ARDEN SUPERSTART    Pending      30-Jan-2015      2015001253         03 Int.

Vietnam

  ELIZABETH ARDEN SUPERSTART    Published      12-Dec-2014      4201430937        

United States of America

  ELIZABETH ARDEN THE FOUNDATION AUTHORITY    Published      26-Oct-2015      86799062         03

Peru

  ELIZABETH ARDEN VELVA    Registered      71361            27-Oct-1987   3

Chile

  ELIZABETH ARDEN VISIBLE DIFFERENCE    Registered      859875           118785       06-Apr-1989   3

European Community

  ELIZABETH ARDEN VISIBLE DIFFERENCE    Registered      13476742      20-Nov-2014      13476742       21-Apr-2015  

Hong Kong

  ELIZABETH ARDEN VISIBLE DIFFERENCE    Registered      200002203      26-Sep-1995      12048/95       26-Sep-1995   3


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Indonesia

  ELIZABETH ARDEN VISIBLE DIFFERENCE    Registered      IDM000012075      16-Nov-1993      D9314825       23-Mar-1995   3

Korea, Republic of

  ELIZABETH ARDEN VISIBLE DIFFERENCE    Registered      40266295           89-17329       17-Jun-1993   3

Korea, Republic of

  ELIZABETH ARDEN VISIBLE DIFFERENCE    Registered      40258251      07-Jul-1989      1989-17332       04-Feb-1993   13

Malaysia

  ELIZABETH ARDEN VISIBLE DIFFERENCE    Pending      23-Apr-2010      2010007226         3

New Zealand

  ELIZABETH ARDEN VISIBLE DIFFERENCE    Registered      186006      29-Jul-1988      186006       29-Jul-1988   3

Singapore

  ELIZABETH ARDEN VISIBLE DIFFERENCE    Registered      T95/10104A      20-Oct-1995      S/10104/95       20-Oct-1995   3

Turkey

  ELIZABETH ARDEN VISIBLE DIFFERENCE    Published      08-Jan-2015      2015/01284        

Australia

  ELIZABETH ARDEN VISIBLE WHITENER    Registered      634583      08-Jul-1994      634583       13-Sep-1995   3

Japan

  ELIZABETH ARDEN VISIBLE WHITENER    Registered      2674861      03-Feb-1992      9544/92       29-Jun-1994   3

Korea, Republic of

  ELIZABETH ARDEN VISIBLE WHITENER    Registered      267769           92-3117       30-Jun-1993   3

New Zealand

  ELIZABETH ARDEN VISIBLE WHITENER    Registered      215890      30-Jan-1992      215890       30-Jan-1992   3

Singapore

  ELIZABETH ARDEN VISIBLE WHITENER    Registered      T92/00761C      31-Jan-1992      761/92       31-Jan-1992   3

Australia

  ELIZABETH ARDEN VISIBLE WHITENING    Registered      776744      27-Oct-1998      776744       11-Jun-1999   3

Hong Kong

  ELIZABETH ARDEN VISIBLE WHITENING    Registered      199909344      15-Jan-1997      517/97       15-Jan-1997   3

Japan

  ELIZABETH ARDEN VISIBLE WHITENING    Registered      4170807      23-Jan-1997      5917/97       24-Jul-1998   3

Malaysia

  ELIZABETH ARDEN VISIBLE WHITENING    Renewed      98012000      14-Oct-1998      98/12000       14-Oct-1998   3

Australia

  ELIZABETH ARDEN WHITE GLOVE    Registered      1176457      16-May-2007      1176457       16-May-2007   3

Canada

  ELIZABETH ARDEN WHITE GLOVE    Registered      721656      16-May-2007      1347603       21-Aug-2008   3

China (People’s Republic)

  ELIZABETH ARDEN WHITE GLOVE    Registered      5843057      12-Jan-2007      5843057       07-Dec-2009   3


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

European Community

  ELIZABETH ARDEN WHITE GLOVE    Registered      5910674      16-May-2007      005910674       21-Feb-2008   3

Hong Kong

  ELIZABETH ARDEN WHITE GLOVE    Registered      300794133      10-Jan-2007      300794133       13-Jun-2007   3

India

  ELIZABETH ARDEN WHITE GLOVE    Registered      1523992      16-Jan-2007      1523992       16-Jan-2007   3

Japan

  ELIZABETH ARDEN WHITE GLOVE    Registered      5055062      11-Jan-2007      2007001112       15-Jun-2007   3

Korea, Republic of

  ELIZABETH ARDEN WHITE GLOVE    Registered      723685      11-Jan-2007      40-2007-1673       11-Sep-2007   3

Mexico

  ELIZABETH ARDEN WHITE GLOVE    Registered      1003645      18-May-2007      855569       25-Sep-2007   3

New Zealand

  ELIZABETH ARDEN WHITE GLOVE    Registered      768500      16-May-2007      7685003       16-May-2007   3

Norway

  ELIZABETH ARDEN WHITE GLOVE    Registered      243222      21-May-2007      200705714       17-Dec-2007   3

Russian Federation

  ELIZABETH ARDEN WHITE GLOVE    Registered      371624      18-May-2007      2007714785       09-Feb-2009   3

Singapore

  ELIZABETH ARDEN WHITE GLOVE    Registered      T07/00862A      11-Jan-2007      T07/00862A       11-Jan-2007   3

South Africa

  ELIZABETH ARDEN WHITE GLOVE    Registered      200710290      17-May-2007      200710290       24-Jan-2011   3

Switzerland

  ELIZABETH ARDEN WHITE GLOVE    Registered      562577      16-May-2007      55244       16-May-2007   3

Taiwan

  ELIZABETH ARDEN WHITE GLOVE    Registered      1284814      12-Jan-2007      096001955       01-Nov-2007   3

United States of America

  ELIZABETH ARDEN WHITE TEA    Pending      21-Mar-2016      86946708         3, 4

Taiwan

  EXTREME CONDITIONING CREAM    Registered      982542      15-Jul-2000      89040828       01-Feb-2002   3

Austria

  EYE-FIX    Registered      105943      30-Dec-1983      AM 3705/83       29-May-1984   3

Benelux

  EYE-FIX    Registered      0395620      28-Dec-1983      50337       28-Dec-1983   3

Brazil

  EYE-FIX    Registered      811436977            18-Jun-1985   3

Bulgaria

  EYE-FIX    Registered      15092      20-Jan-1984      166       26-Dec-1985   3

Canada

  EYE-FIX    Registered      304726      29-Dec-1983      514,512       12-Jul-1985   3


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Chile

  EYE-FIX    Registered      1107820           27206       09-Jun-2004   3

Colombia

  EYE-FIX    Registered      113064            11-Feb-1986   3

Costa Rica

  EYE-FIX    Registered      50748           83665       25-Jun-1997   3

Denmark

  EYE-FIX    Registered      198403206      09-Jan-1984      143/1984       31-Aug-1984   3

Dominican Republic

  EYE-FIX    Registered      36968            15-May-1984   50

Ecuador

  EYE-FIX    Registered      734           2992       27-Feb-1985   3

Finland

  EYE-FIX    Registered      93488           7230/83       20-Aug-1985   3

France

  EYE-FIX    Registered      1255480      27-Dec-1983      686327       27-Dec-1983   3

Germany

  EYE-FIX    Registered      1065534      28-Dec-1983     
 
E 24077/3
WZ
  
  
   06-Jul-1984   3

Greece

  EYE-FIX    Registered      76247      09-Jan-1984      76,247       19-May-1987   3

Guatemala

  EYE-FIX    Registered      51860            20-Mar-1987   3

Italy

  EYE-FIX    Registered      00459218      10-Feb-1984      33097 C/84       10-Feb-1984   3

Kuwait

  EYE-FIX    Registered      16662      31-Mar-1985      17,820       31-Mar-1985   3

Lebanon

  EYE-FIX    Registered      151826      30-Jan-1984       30-Jan-1984   3

Mexico

  EYE-FIX    Registered      342147      02-Feb-1984       02-Feb-1988   3

Nicaragua

  EYE-FIX    Registered      16.644 C.C.            16-Aug-1985   3

Paraguay

  EYE-FIX    Registered      407187            19-Jun-1984   3

Peru

  EYE-FIX    Registered      52793           572429       19-Apr-1984   3

South Africa

  EYE-FIX    Registered      840039      04-Jan-1984       04-Jan-1984   3

Sweden

  EYE-FIX    Registered      194567      03-Jan-1984      84-0053       01-Feb-1985   3


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Switzerland

  EYE-FIX    Registered      331851            09-Jan-1984   3

Taiwan

  EYE-FIX    Registered      253249            16-Aug-1994   6

Thailand

  EYE-FIX    Registered      KOR10597      09-Mar-1984      261290       09-Mar-1984   3

Turkey

  EYE-FIX    Registered      80019            04-Jan-1984  

United States of America

  EYE-FIX    Registered      1295500      20-Sep-1983      73/444,618       18-Sep-1984   3

Uruguay

  EYE-FIX    Registered      460391            23-Nov-1984   3

China (People’s Republic)

  FALLING    Registered      5244552      31-Mar-2006      5244552       14-Jul-2009   3

Hong Kong

  FANTASY TWIST    Registered      302220975      13-Apr-2012      302220975       27-Dec-2012   3

Switzerland

  FANTASY TWIST    Registered      630162      16-Apr-2012      545242012       04-Jun-2012   3

Canada

  FIFTH AVENUE    Registered      336486      19-Jun-1985      544,152       29-Jan-1988   3

Brazil

  FIFTH AVENUE (WORDS IN PARTICULAR STYLE)    Registered      811327620            22-Aug-1989   3.20

Australia

  FIRST DEFENCE    Registered      918681      03-Jul-2002      918,681       03-Jul-2002   3

Canada

  FIRST DEFENSE    Registered      617933      02-Jul-2002      1,145,629       27-Aug-2004   3

China (People’s Republic)

  FIRST DEFENSE    Registered      3252297      24-Jul-2002      3,252,297       07-Apr-2004   3

European Community

  FIRST DEFENSE    Registered      2762334      02-Jul-2002      2762334       29-Sep-2003   3

Japan

  FIRST DEFENSE    Registered      4681654      05-Jul-2002      2002-056249       13-Jun-2003   3

Korea, Republic of

  FIRST DEFENSE    Registered      40580276      05-Jul-2002      40-2002-30976       14-Apr-2004   3

Mexico

  FIRST DEFENSE    Registered      887616      03-Jul-2002      554717       23-Jun-2005   3

Singapore

  FIRST DEFENSE    Registered      T02/09775H      04-Jul-2002      T02/09775H       04-Jul-2002   3

South Africa

  FIRST DEFENSE    Registered      2002/09805      08-Jul-2002      2002/09805       03-Oct-2006   3


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Switzerland

  FIRST DEFENSE    Registered      503994      02-Jul-2002      5797/2002       02-Jul-2002   3

Taiwan

  FIRST DEFENSE    Registered      1055304      02-Jul-2002      91,028,052       01-Sep-2003   3

Argentina

  FLAWLESS FINISH    Registered      2267237      14-Jan-2008      2792543       14-Jan-2009   3

Benelux

  FLAWLESS FINISH    Registered      0555605      07-Oct-1994      835,048       07-Oct-1994   3

Brazil

  FLAWLESS FINISH    Registered      750199130            20-Sep-1983   3

Canada

  FLAWLESS FINISH    Registered      404577      25-Apr-1991      680,296       06-Nov-1992   3

Colombia

  FLAWLESS FINISH    Registered      90476            17-Nov-1982   3

Costa Rica

  FLAWLESS FINISH    Registered      50746            21-Mar-1977   3

Denmark

  FLAWLESS FINISH    Registered      VR 1994 08602      10-Oct-1994      VA 1994 06997       09-Dec-1994   3

El Salvador

  FLAWLESS FINISH    Registered     
 
12 BOOK 21
FOLIOS 25
  
  
        17-Dec-1993   3

Greece

  FLAWLESS FINISH    Registered      65,309      20-Dec-1979      65,309       18-Oct-1982   3

Guatemala

  FLAWLESS FINISH    Registered      32723            29-Jul-1977   3

Ireland

  FLAWLESS FINISH    Registered      171006      07-Oct-1994      94/6123       07-Oct-1994   3

Korea, Republic of

  FLAWLESS FINISH    Registered      40249091      05-Jul-1989      89-17027       08-Sep-1992   12

Korea, Republic of

  FLAWLESS FINISH    Registered      40258250      05-Jul-1989      1989-17031       04-Feb-1993   3

Nicaragua

  FLAWLESS FINISH    Registered      6.012 C.C.            02-Feb-1977   3

Norway

  FLAWLESS FINISH    Registered      173821           945,630       06-Jun-1996   3

Peru

  FLAWLESS FINISH    Registered      6408            24-Nov-1976   3

Taiwan

  FLAWLESS FINISH    Registered      727374           84048761       16-Sep-1996   3

United States of America

  FLAWLESS FINISH    Registered      1326524      26-Mar-1984      73/472,179       26-Mar-1985   3


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Canada

  FLAWLESS FUTURE    Instructed      21-Jan-2014      1660396         03 Int.

European Community

  FLAWLESS FUTURE    Registered      012343299      26-Nov-2013      012343299       23-Apr-2014   03 Int.

United States of America

  FLAWLESS FUTURE    Registered      4650169      11-Sep-2013      86/061550       02-Dec-2014   03 Int.

Argentina

  FLAWLESS START    Published      10-Oct-2014      3360057         03 Int.

Australia

  FLAWLESS START    Registered      1651568      09-Oct-2014      1651568       02-Sep-2015   03 Int.

Brazil

  FLAWLESS START    Published      09-Oct-2024      908421630         03 Int.

Chile

  FLAWLESS START    Registered      1160276      10-Oct-2014      1126843       23-Mar-2015   03 Int.

China (People’s Republic)

  FLAWLESS START    Published      06-Nov-2014      15658617         03 Int.

Colombia

  FLAWLESS START    Published      15-Oct-2014      14228443         03 Int.

Egypt

  FLAWLESS START    Pending      21-Oct-2014      308580         03

India

  FLAWLESS START    Pending      20-Oct-2014      2831934         03 Int.

Indonesia

  FLAWLESS START    Pending      21-Oct-2014      D00 2014 048058         03 Int.

Korea, Republic of

  FLAWLESS START    Registered      401111000      16-Oct-2014      40201469534       09-Jun-2015   03 Int.

Lebanon

  FLAWLESS START    Registered      160703      10-Oct-2014      24636       16-Oct-2014   03

Malaysia

  FLAWLESS START    Pending      20-Oct-2014      2014065768         03 Int.

Mexico

  FLAWLESS START    Registered      1511342      10-Oct-2014      1536440       29-Jan-2015   03 Int.

Morocco

  FLAWLESS START    Pending      27-Oct-2014      162933         03 Int.

New Zealand

  FLAWLESS START    Registered      1006559      07-Oct-2015      1006559       10-Apr-2015   03 Int.

Norway

  FLAWLESS START    Pending      14-Oct-2014      201411676         03 Int.

Panama

  FLAWLESS START    Registered      237068-01      10-Dec-2014      237068       08-Jul-2015   03 Int.


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Paraguay

  FLAWLESS START    Pending      13-Oct-2014      45386/2014         03 Int.

Philippines

  FLAWLESS START    Pending      14-Oct-2014      42014504823         03 Int.

Russian Federation

  FLAWLESS START    Pending      09-Oct-2014      2014734229         03 Int.

Singapore

  FLAWLESS START    Registered      T1417261Z      07-Oct-2014      T1417261Z       24-Nov-2015   03 Int.

South Africa

  FLAWLESS START    Pending      14-Oct-2014      201427918         03

Switzerland

  FLAWLESS START    Registered      668371      13-Oct-2014      620722014       14-Jan-2015   03 Int.

Taiwan

  FLAWLESS START    Registered      1709111      13-Oct-2014      103058910       01-Jun-2015   03 Int.

Turkey

  FLAWLESS START    Registered      2014 82856      14-Oct-2014      201482856       12-Mar-2015   03

United Arab Emirates

  FLAWLESS START    Pending      23-Dec-2014      223804         03 Int.

United States of America

  FLAWLESS START    Published      07-Oct-2014      86416898         03 Int.

Venezuela

  FLAWLESS START    Pending      17-Oct-2014      2014015825         03 Int.

Vietnam

  FLAWLESS START    Published      30-Oct-2014      4201426362         03 Int.

United States of America

  FOUREVER BRONZE    Pending      17-Jun-2016      87075259         3

United States of America

  GLOW-COLIC    Published      20-Mar-2015      86/571030         03 Int.

Aruba

  GOOD MORNING    Registered      20558      02-May-2000       02-May-2000   3

Australia

  GOOD MORNING    Registered      834,092      05-May-2000      834,092       05-May-2000   3

Bahamas

  GOOD MORNING    Registered      22685      08-May-2000      22,685       08-May-2000   48

Bahrain

  GOOD MORNING    Registered      2830      10-Sep-2000      2092       10-Sep-2000   3

Bermuda

  GOOD MORNING    Registered      31975      19-Jul-2000      31,975       19-Jul-2000   3

Bolivia

  GOOD MORNING    Registered      78537      26-Apr-2000       17-Oct-2000   3


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Colombia

  GOOD MORNING    Registered      236127      17-Apr-2000      2000033588       16-Feb-2001   3

Costa Rica

  GOOD MORNING    Registered      125814      10-May-2000      3639-2000       17-May-2001   3

El Salvador

  GOOD MORNING    Registered      108/127      29-May-2000      E-3956-00       12-Mar-2001   3

Gaza District

  GOOD MORNING    Registered      7094      13-May-2000      7,094       29-Dec-2001   3

Greece

  GOOD MORNING    Registered      143,874      26-Apr-2000      143,874       18-Sep-2001   3

Honduras

  GOOD MORNING    Registered      81781      22-May-2000      7379/2000       01-Jun-2001   3

Ireland

  GOOD MORNING    Registered      218311      25-Apr-2000      218,311       25-Apr-2000   3

Jamaica

  GOOD MORNING    Registered      37,053      16-May-2000      3/4099       18-May-2001   3

Malaysia

  GOOD MORNING    Registered      200005885      11-May-2000      2000/05885       11-May-2000   3

Malta

  GOOD MORNING    Registered      31664      03-May-2000      31,664       15-May-2000   3

New Zealand

  GOOD MORNING    Registered      613339      01-May-2000      613339       01-May-2000   3

Nicaragua

  GOOD MORNING    Registered      48425 C.C      06-Jun-2000      00-02741       04-May-2001   3

Oman

  GOOD MORNING    Registered      22592      22-May-2000      22,592       13-Jun-2004   3

Paraguay

  GOOD MORNING    Registered      235963      12-May-2000      10,908/2000       07-Jun-2001   3

Peru

  GOOD MORNING    Registered      64932      10-May-2000      105850/2000       24-Jul-2000   3

Qatar

  GOOD MORNING    Registered      22863      17-May-2000      22,863       17-May-2000   3

Singapore

  GOOD MORNING    Registered      T00/07022D      27-Apr-2000      T00/07022D       27-Apr-2000   3

South Africa

  GOOD MORNING    Registered      2000/07959      26-Apr-2000      2000/07959       18-Jun-2004   3

Thailand

  GOOD MORNING    Registered      KOR136490      12-May-2000      419317       08-Jun-2001   3

Tunisia

  GOOD MORNING    Registered      EE980535      06-Apr-1998      E980535       06-Apr-1998  


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Uganda

  GOOD MORNING    Registered      23319      24-May-2000      23319       24-May-2000   3

Venezuela

  GOOD MORNING    Registered      231822      07-Jun-2000      9736-2000       01-Jun-2001   3

Bahrain

  GOOD NIGHT’S SLEEP    Registered      20655      30-Jun-1996      1147/96       13-Oct-1999   3

Benelux

  GOOD NIGHT’S SLEEP    Registered      0555949      14-Nov-1994      837,209       14-Nov-1994   3

Brazil

  GOOD NIGHT’S SLEEP    Registered      818098350            16-Jun-1998   3

Canada

  GOOD NIGHT’S SLEEP    Registered      536692      28-Oct-1994      767308       06-Nov-2000  

Costa Rica

  GOOD NIGHT’S SLEEP    Registered      91695           91993       13-Jun-1995   3

Cyprus, Republic of

  GOOD NIGHT’S SLEEP    Registered      41,427      25-Nov-1994       25-Nov-1994   3

Dominican Republic

  GOOD NIGHT’S SLEEP    Registered      77165           2,769       15-Apr-1995   50

Ecuador

  GOOD NIGHT’S SLEEP    Registered      4973-96      30-Nov-1994      52372       22-Dec-1995   3

El Salvador

  GOOD NIGHT’S SLEEP    Registered      34/44      20-Jan-1995      376-95       13-Jan-1997   3

Finland

  GOOD NIGHT’S SLEEP    Registered      139647           5864/94       21-Aug-1995   3

Honduras

  GOOD NIGHT’S SLEEP    Registered      62775           9721/94       06-Sep-1995   3

Hong Kong

  GOOD NIGHT’S SLEEP    Registered      1998B09604      24-Nov-1994      13971/94       24-Nov-1994   3

Iceland

  GOOD NIGHT’S SLEEP    Registered      667/1995      28-Dec-1994      1388/1994       29-Jun-1995   3

Ireland

  GOOD NIGHT’S SLEEP    Registered      163740      17-Nov-1994      947,038       17-Nov-1994   3

Italy

  GOOD NIGHT’S SLEEP    Registered      1408525      03-Apr-2000      20104539       16-Sep-2003   3

Japan

  GOOD NIGHT’S SLEEP    Registered      3307873      22-Nov-1994      118558/94       16-May-1997   3

Malaysia

  GOOD NIGHT’S SLEEP    Registered      9500778      24-Jan-1995       24-Jan-1995   3

Malta

  GOOD NIGHT’S SLEEP    Registered      23825      06-Dec-1994       06-Nov-1994   3


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Mexico

  GOOD NIGHT’S SLEEP    Registered      494838      17-Nov-1994      217932       17-Nov-2004   3

New Zealand

  GOOD NIGHT’S SLEEP    Registered      243475      25-Nov-1994      243475       25-Nov-1994   3

Nicaragua

  GOOD NIGHT’S SLEEP    Registered      28,781C.C.           9500297       19-Jun-1995   3

Oman

  GOOD NIGHT’S SLEEP    Registered      10731      22-Nov-1994      10731       24-Jul-2001   3

Pakistan

  GOOD NIGHT’S SLEEP    Registered      128532      25-Jan-1995      128532       25-Jan-1995   3

Paraguay

  GOOD NIGHT’S SLEEP    Registered      285500           25259       21-Nov-1995   3

Peru

  GOOD NIGHT’S SLEEP    Registered      14003           256,490       20-Mar-1995   3

Saudi Arabia

  GOOD NIGHT’S SLEEP    Registered      352/51      06-Dec-1994      27529       25-Sep-1995   3

Singapore

  GOOD NIGHT’S SLEEP    Registered      T9410247H      24-Nov-1994       24-Nov-1994   3

South Africa

  GOOD NIGHT’S SLEEP    Registered      9412743      21-Nov-1994       21-Nov-1994   3

Sweden

  GOOD NIGHT’S SLEEP    Registered      308645      17-Nov-1994      94-11800       16-Feb-1996   3

Thailand

  GOOD NIGHT’S SLEEP    Registered      KOR33127      24-Nov-1994      276381       29-Nov-1994   3

Trinidad and Tobago

  GOOD NIGHT’S SLEEP    Registered      23288      30-Nov-1994      23288       30-Nov-1994   3

Turkey

  GOOD NIGHT’S SLEEP    Registered      164565            03-Nov-1995   3

Uganda

  GOOD NIGHT’S SLEEP    Registered      19291      15-Dec-1994       15-Dec-1994   3

United Arab Emirates

  GOOD NIGHT’S SLEEP    Registered      7354      28-Feb-1995      9,423       28-Feb-1995   3

United Kingdom

  GOOD NIGHT’S SLEEP    Registered      2003499      28-Nov-1994       28-Nov-1994   3

United States of America

  GOOD NIGHT’S SLEEP    Registered      2836712      12-Jun-1998      75/501,219       27-Apr-2004   3

Zimbabwe

  GOOD NIGHT’S SLEEP    Registered      170994      25-Nov-1994       25-Nov-1994   3

Qatar

  GOOD NIGHT’S SLEEP (WORDS(LATIN/LOCAL SCRIPT))    Registered      12527      23-Nov-1994      12527       17-Feb-2002   3


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Argentina

  GRAND ENTRANCE    Registered      2782721      06-Apr-2015      3398954       28-Jan-2016   03 Int.

Australia

  GRAND ENTRANCE    Registered      1685740      07-Apr-2015      1685740       07-Apr-2015   03 Int.

Brazil

  GRAND ENTRANCE    Published      09-Apr-2015      909226300         03 Int.

Canada

  GRAND ENTRANCE    Registered      934134      07-Apr-2015      1722192       07-Apr-2016   03 Int.

Chile

  GRAND ENTRANCE    Registered      1184846      09-Apr-2015      1149977       06-Nov-2015   03 Int.

China (People’s Republic)

  GRAND ENTRANCE    Published      15-May-2015      16956114         03 Int.

Colombia

  GRAND ENTRANCE    Registered      525567      06-Apr-2015      15075830       30-Sep-2015   03 Int.

Egypt

  GRAND ENTRANCE    Pending      07-Apr-2015      316357         03 Int.

European Community

  GRAND ENTRANCE    Registered      13909742      02-Apr-2015      13909742       23-Jul-2015   03 Int.

Hong Kong

  GRAND ENTRANCE    Registered      303364038      08-Apr-2015      303364038       08-Apr-2015   03 Int.

India

  GRAND ENTRANCE    Pending      06-Apr-2015      2936427         03 Int.

Indonesia

  GRAND ENTRANCE    Pending      24-Apr-2015      D002015017417         03 Int.

Israel

  GRAND ENTRANCE    Pending      03-Apr-2015      276663         03 Int.

Japan

  GRAND ENTRANCE    Registered      5796523      03-Apr-2015      2015-031330       02-Oct-2015   03 Int.

Korea, Republic of

  GRAND ENTRANCE    Registered      40-1151692      03-Apr-2015      40201524562       31-Dec-2015   03 Int.

Lebanon

  GRAND ENTRANCE    Registered      165401      08-Apr-2015      32593       17-Apr-2015  

Mexico

  GRAND ENTRANCE    Registered      1553155      06-Apr-2015      1596093       08-Jul-2015   03 Int.

Morocco

  GRAND ENTRANCE    Pending      08-Apr-2015      166552         03 Int.

New Zealand

  GRAND ENTRANCE    Registered      1017203      07-Apr-2015      1017203       12-Feb-2015   03 Int.

Norway

  GRAND ENTRANCE    Registered      282470      08-Apr-2015      201504370       29-Jun-2015   03 Int.


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Panama

  GRAND ENTRANCE    Published      08-Apr-2015      239807         03

Paraguay

  GRAND ENTRANCE    Pending      08-Apr-2015      151442015         03 Int.

Philippines

  GRAND ENTRANCE    Pending      06-Apr-2015      42015501840         03 Int.

Russian Federation

  GRAND ENTRANCE    Pending      03-Apr-2015      2015709687         03 Int.

Saudi Arabia

  GRAND ENTRANCE    Published      07-Apr-2015      1436013032         03 Int.

Singapore

  GRAND ENTRANCE    Registered      40201505784Y      07-Apr-2015      40201505784Y       07-Apr-2015   03 Int.

South Africa

  GRAND ENTRANCE    Pending      07-Apr-2015      201508918         03 Int.

Switzerland

  GRAND ENTRANCE    Registered      672052      07-Apr-2015      54031/2015       16-Apr-2015   03

Taiwan

  GRAND ENTRANCE    Registered      1740402      07-Apr-2015      104018246       01-Dec-2015   03 Int.

Thailand

  GRAND ENTRANCE    Published      27-May-2015      987570         03 Int.

Turkey

  GRAND ENTRANCE    Registered      201529555      07-Apr-2015      201529555       26-Jan-2016   03 Int.

United Arab Emirates

  GRAND ENTRANCE    Pending      09-Apr-2015      230647         03 Int.

United States of America

  GRAND ENTRANCE    Registered      4957064      12-Feb-2015      86533350       10-May-2016   03 Int.

Venezuela

  GRAND ENTRANCE    Pending      08-Apr-2015      2015004686         03 Int.

Vietnam

  GRAND ENTRANCE    Published      13-Apr-2015      4201508645         03 Int.

Kazakhstan

  GREEN TEA    Registered      02-Aug-2012      59043       23-Oct-2013   3

Kazakhstan

  GREEN TEA REVITALIZE    Registered      44228      02-Aug-2012      59047       17-Apr-2014   3

Hong Kong

  HORSE HEAD (DEVICE)    Registered      19903023      23-Nov-1988      7542/88       23-Nov-1988   3

Argentina

  I HEART EIGHT HOUR (Stylized) [Horizontal Logo]    Published      25-Aug-2015      3435156         03

Australia

  I HEART EIGHT HOUR (Stylized) [Horizontal Logo]    Registered      1716700      25-Aug-2015      1716700       25-Aug-2015   03


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Brazil

  I HEART EIGHT HOUR (Stylized) [Horizontal Logo]    Published      01-Sep-2015      909928800         03

Canada

  I HEART EIGHT HOUR (Stylized) [Horizontal Logo]    Published      25-Aug-2015      1,743,160         03

Chile

  I HEART EIGHT HOUR (Stylized) [Horizontal Logo]    Published      26-Aug-2015      1.167.965         03, 03 Int.

China (People’s Republic)

  I HEART EIGHT HOUR (Stylized) [Horizontal Logo]    Pending      31-Aug-2015      17790823         03

Colombia

  I HEART EIGHT HOUR (Stylized) [Horizontal Logo]    Registered      26-Aug-2015      15-199657       18-Mar-2016   03

Egypt

  I HEART EIGHT HOUR (Stylized) [Horizontal Logo]    Pending      27-Aug-2015      322355         03

European Community

  I HEART EIGHT HOUR (Stylized) [Horizontal Logo]    Registered      14509186      25-Aug-2015      14509186       17-Feb-2016   03

Hong Kong

  I HEART EIGHT HOUR (Stylized) [Horizontal Logo]    Published      26-Aug-2015      303517939         03

India

  I HEART EIGHT HOUR (Stylized) [Horizontal Logo]    Pending      25-Aug-2015      3044511         03

Indonesia

  I HEART EIGHT HOUR (Stylized) [Horizontal Logo]    Pending      16-Sep-2015      D00 2015 040107         03

Israel

  I HEART EIGHT HOUR (Stylized) [Horizontal Logo]    Pending      25-Aug-2015         03

Japan

  I HEART EIGHT HOUR (Stylized) [Horizontal Logo]    Registered      5823848      25-Aug-2015      2015-081428       05-Feb-2016   03

Jordan

  I HEART EIGHT HOUR (Stylized) [Horizontal Logo]    Registered      142261      27-Aug-2015      142261       27-Aug-2015   03

Korea, Republic of

  I HEART EIGHT HOUR (Stylized) [Horizontal Logo]    Registered      40-1167986      25-Aug-2015      40-2015-63137       18-Mar-2016   03

Kuwait

  I HEART EIGHT HOUR (Stylized) [Horizontal Logo]    Pending      27-Aug-2015      171691         03

Lebanon

  I HEART EIGHT HOUR (Stylized) [Horizontal Logo]    Pending      28-Aug-2015         03

Malaysia

  I HEART EIGHT HOUR (Stylized) [Horizontal Logo]    Published      25-Aug-2016      2015064136         03

Mexico

  I HEART EIGHT HOUR (Stylized) [Horizontal Logo]    Registered      1587240      25-Aug-2015      1649163       05-Nov-2015   03

New Zealand

  I HEART EIGHT HOUR (Stylized) [Horizontal Logo]    Registered      1026339      25-Aug-2015      1026339       19-Aug-2015   03


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

New Zealand

  I HEART EIGHT HOUR (Stylized) [Horizontal Logo]    Pending      25-Aug-2015      1026339         03

Norway

  I HEART EIGHT HOUR (Stylized) [Horizontal Logo]    Registered      284651      26-Aug-2015      201510621       23-Nov-2015   03

Panama

  I HEART EIGHT HOUR (Stylized) [Horizontal Logo]    Published      28-Aug-2015      243688         03

Paraguay

  I HEART EIGHT HOUR (Stylized) [Horizontal Logo]    Pending      09-Sep-2015      41430/2015         03

Philippines

  I HEART EIGHT HOUR (Stylized) [Horizontal Logo]    Pending      26-Aug-2015      42015504816         03

Russian Federation

  I HEART EIGHT HOUR (Stylized) [Horizontal Logo]    Published      25-Aug-2015      2015726742         03

Saudi Arabia

  I HEART EIGHT HOUR (Stylized) [Horizontal Logo]    Published      27-Aug-2015      1436023643         03

Singapore

  I HEART EIGHT HOUR (Stylized) [Horizontal Logo]    Registered      40201514866S      27-Aug-2015      40201514866S       27-Aug-2015   03

South Africa

  I HEART EIGHT HOUR (Stylized) [Horizontal Logo]    Pending      25-Aug-2015      2015/23762         03

Switzerland

  I HEART EIGHT HOUR (Stylized) [Horizontal Logo]    Registered      677410      26-Aug-2015      60213/2015       26-Aug-2015   03

Taiwan

  I HEART EIGHT HOUR (Stylized) [Horizontal Logo]    Pending      25-Aug-2015      104050324         03

Thailand

  I HEART EIGHT HOUR (Stylized) [Horizontal Logo]    Pending      04-Sep-2015      1002996         03

Turkey

  I HEART EIGHT HOUR (Stylized) [Horizontal Logo]    Published      17-Sep-2015      2015/76293         03

United States of America

  I HEART EIGHT HOUR (Stylized) [Horizontal Logo]    Published      19-Aug-2015      86729640         03

Venezuela

  I HEART EIGHT HOUR (Stylized) [Horizontal Logo]    Pending      02-Sep-2015      2015—  12891         03

Vietnam

  I HEART EIGHT HOUR (Stylized) [Horizontal Logo]    Published      26-Aug-2015      4-2015-23240         03

Australia

  ILLUSION    Registered      189183      29-Jul-1964       29-Jul-1964   3

Japan

  ILLUSION    Registered      3060005      05-Mar-1993      22016/93       31-Jul-1995   3

New Zealand

  ILLUSION    Registered      87098      28-May-1968      87098       28-May-1968   3


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Peru

  ILLUSION    Registered      49251           535452       16-Jun-1983   3

China (People’s Republic)

  IMAGE (WORD IN LOCAL SCRIPT)    Registered      1476316      03-Sep-1999      9,900,105,023       21-Nov-2000   3

Canada

  IMMUNAGE    Registered      354422      25-Nov-1986      573432       07-Apr-1989  

Lebanon

  IMMUNAGE    Registered      90760      03-Mar-1987       03-Mar-1987   3

United States of America

  IMMUNAGE    Registered      1,439,757      28-Oct-1986      73/627,404       19-May-1987   3

Mexico

  KISS THE NIGHT AWAY    Registered      603527      19-Feb-1999      364451       19-Feb-1999   3

Italy

  LA PORTA ROSSA    Registered      975067      26-Feb-1971      17401 C/71       09-Jun-1994   3

United States of America

  LASTING IMPRESSION    Published      11-Apr-2016      86971217         3

Australia

  LET THERE BE LIGHT    Registered      856709      09-Nov-2000      856,709       03-Oct-2001   3

Austria

  LET THERE BE LIGHT    Registered      193821      14-Nov-2000      AM 8269/2000       01-Feb-2001   3

Canada

  LET THERE BE LIGHT    Registered      584072      31-Oct-2000      1,080,959       19-Jun-2003   3

Denmark

  LET THERE BE LIGHT    Registered      VR2001/02424      13-Nov-2000     
 
VA 2000
04763
  
  
   07-Jun-2001   3

Finland

  LET THERE BE LIGHT    Registered      221961      15-Nov-2000      T200003827       15-Oct-2001   3

France

  LET THERE BE LIGHT    Registered      003064131            13-Nov-2000   3

Germany

  LET THERE BE LIGHT    Registered      30082900      10-Nov-2000      30082900.0/03       31-Jul-2001   3

Hong Kong

  LET THERE BE LIGHT    Registered      2002B02179      17-Nov-2000      25302/2000       25-Feb-2002   3

Italy

  LET THERE BE LIGHT    Registered      920746      16-Nov-2000     
 
MI2000C
012587
  
  
   01-Dec-2003   3

Japan

  LET THERE BE LIGHT    Registered      4521065      15-Nov-2000      2000/123610       09-Nov-2001   3

Korea, Republic of

  LET THERE BE LIGHT    Registered      516447      20-Nov-2000      2000-53759       29-Mar-2002   3

New Zealand

  LET THERE BE LIGHT    Registered      627259      16-Nov-2000      627259       16-Nov-2000   3


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Norway

  LET THERE BE LIGHT    Registered      209705      15-Nov-2000      200014017       02-Aug-2001   3

Singapore

  LET THERE BE LIGHT    Registered      T00/20399B      23-Nov-2000      T00/20399B       23-Nov-2000   3

South Africa

  LET THERE BE LIGHT    Registered      2000/23282      21-Nov-2000      2000/23282       29-Mar-2006   3

Spain

  LET THERE BE LIGHT    Registered      2358267      17-Nov-2000      2358267       22-Oct-2001   3

Switzerland

  LET THERE BE LIGHT    Registered      484139      09-Nov-2000      13364/2000       27-Apr-2001   3

United Kingdom

  LET THERE BE LIGHT    Registered      2252287      10-Nov-2000      2252287       27-Apr-2001   3

United States of America

  LET THERE BE LIGHT    Registered      2,613,354      16-Oct-2000      76/147,571       27-Aug-2002   3

Japan

  LIP LIP HOORAY    Registered      4,353,671      25-Dec-1998      111495/98       21-Jan-2000   3

Cambodia

  LIP SPA    Registered      1980      09-Nov-1992      1982       04-Dec-1992   3

Canada

  LIP SPA    Registered      396735      07-Jan-1991      673,360       03-Apr-1992   3

Peru

  LIP SPA    Registered      101149           185532       28-Dec-1992   3

Singapore

  LIP SPA    Registered      4509/91            03-May-1991   3

South Africa

  LIP SPA    Registered      92/9470      04-Nov-1992       04-Nov-1992   3

United Kingdom

  LIP SPA    Registered      1452601      11-Jan-1991       11-Jan-1991   3

Ireland

  LIPFIX    Registered      115062      28-Jan-1983      830258       28-Jan-1983   3

Austria

  LIP-FIX    Registered      103720      26-Jan-1983      AM 238/83       30-Sep-1983   3

Benelux

  LIP-FIX    Registered      386736      24-Jan-1983      48231       24-Jan-1983   3

Brazil

  LIP-FIX    Registered      811086887            11-Sep-1984   3

Canada

  LIP-FIX    Registered      308608      07-Feb-1983      498437       22-Nov-1985  

Colombia

  LIP-FIX    Registered      116,032            03-Mar-1986   3


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Costa Rica

  LIP-FIX    Registered      63223            07-Feb-1984   3

Curacao

  LIP-FIX    Registered      09606      07-Feb-2010      VD300169       19-Feb-2003   3

Curacao

  LIP-FIX    Pending      08167      02-Jul-2013      svd13090        

Denmark

  LIP-FIX    Registered      232/1984      27-Jan-1983      464/1983       13-Jan-1984   3

Dominican Republic

  LIP-FIX    Registered      35463      05-Sep-1983       09-Jun-1983   50

Ecuador

  LIP-FIX    Registered      1271            29-Nov-1983   3

Finland

  LIP-FIX    Registered      90561      26-Jan-1983      542/83       05-Nov-1984   3

Germany

  LIP-FIX    Registered      1076134      07-Mar-1985      E 24949/3 WZ       18-Apr-1985   3

Guatemala

  LIP-FIX    Registered      48019            17-May-1984   3

Honduras

  LIP-FIX    Registered      44298            07-Feb-1985   3

Indonesia

  LIP-FIX    Registered      IDM000013213      10-Feb-1983       10-Feb-1983   3

Israel

  LIP-FIX    Registered      83994      05-Jul-1992       05-Oct-1995   3

Italy

  LIP-FIX    Registered      0001531510      15-Feb-1983      MI2013C001259       27-Oct-1986   3

Jamaica

  LIP-FIX    Registered      23441      01-Feb-1983      B 3/1936       01-Feb-1983   3

Kuwait

  LIP-FIX    Registered      16464      31-Jan-1985      17,616       31-Jan-1985   3

Lebanon

  LIP-FIX    Registered      149045      19-May-1983       19-May-1983   3

Malaysia

  LIP-FIX    Registered      MB098826            28-Feb-1983   3

Mexico

  LIP-FIX    Registered      292660      21-Feb-1983       28-Sep-1983   3

Netherlands Antilles

  LIP-FIX    Registered      2693      10-Feb-1983      D-8304       31-Dec-2001  

Nicaragua

  LIP-FIX    Registered      16643 C.C.            16-Aug-1985   3


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Nicaragua

  LIP-FIX    Registered      15635CC            22-Nov-1983   5

Panama

  LIP-FIX    Registered      36546      28-Aug-1984      36546       28-Mar-1985   3

Paraguay

  LIP-FIX    Registered      259777           1329438       12-Jul-1983   3

Peru

  LIP-FIX    Registered      49272           535460       02-Jun-1983   3

Portugal

  LIP-FIX    Registered      219815            22-Dec-1988   3

South Africa

  LIP-FIX    Registered      83/0516      26-Jan-1983       26-Jan-1983   3

Spain

  LIP-FIX    Registered      1029534      18-Feb-1983       29-May-1985   3

St. Maarten

  LIP-FIX    Registered      08167      07-Feb-2013       19-Feb-2003   2

Sweden

  LIP-FIX    Registered      189581      27-Jan-1983      8300520       30-Dec-1983   3

Switzerland

  LIP-FIX    Registered      323604            27-Jan-1983   3

Taiwan

  LIP-FIX    Registered      217480            01-Aug-1983   6

Thailand

  LIP-FIX    Registered      KOR2371      22-Feb-1983      239898       22-Feb-1983   3

Turkey

  LIP-FIX    Registered      76209            31-Jan-1983   3

United States of America

  LIP-FIX    Registered      1287568      10-Jan-1983      73/408,937       31-Jul-1984   3

Uruguay

  LIP-FIX    Registered      464.901            07-Jun-1985   3

Greece

  LIP-FIX CREME    Registered      78896      10-Jan-1985      78,896       17-May-1990   3

Zanzibar

  LIPTALKERS    Registered      27998      22-Sep-1998       22-Sep-1998   3

Argentina

  LUMIFLECT    Registered      2781167      27-Mar-2015      3397170       14-Jan-2016   01 Int.

Australia

  LUMIFLECT    Registered      1683739      26-Mar-2015      1683739       02-Oct-2015   01 Int., 03 Int.

Brazil

  LUMIFLECT    Published      02-Apr-2015      909205914         01 Int.


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Brazil

  LUMIFLECT    Published      02-Apr-2015      909206007         03 Int.

Canada

  LUMIFLECT    Registered      933915      26-Mar-2015      1721009       06-Apr-2016   01 Int.

Chile

  LUMIFLECT    Registered      1184842      27-Mar-2015      1148472       06-Nov-2015   01 Int., 03 Int.

China (People’s Republic)

  LUMIFLECT    Published      08-May-2015      16899802         01 Int., 03 Int.

China (People’s Republic)

  LUMIFLECT    Published      08-May-2015      16899801         03 Int.

Colombia

  LUMIFLECT    Registered      48534      26-Mar-2015      15069767       31-Jul-2015   03 Int., 01 Int.

Colombia

  LUMIFLECT    Registered      523216      26-Mar-2015      15069756       25-Aug-2015   03 Int.

Egypt

  LUMIFLECT    Pending      19-Apr-2015      316849         01 Int.

Egypt

  LUMIFLECT    Pending      19-Apr-2015      316850         03 Int.

European Community

  LUMIFLECT    Registered      13877584      26-Mar-2015      13877584       13-Aug-2015  

Hong Kong

  LUMIFLECT    Registered      303350790      27-Mar-2015      303350790       23-Sep-2015   01 Int., 03 Int.

India

  LUMIFLECT    Pending      26-Mar-2015      2933692         01 Int., 03 Int.

Indonesia

  LUMIFLECT    Pending      13-Apr-2015      D00 2015 015418         01 Int., 03 Int.

Israel

  LUMIFLECT    Pending      26-Mar-2015      273454         01 Int., 03 Int.

Japan

  LUMIFLECT    Registered      5795241      27-Mar-2015      2015-028236       02-Oct-2015  

Korea, Republic of

  LUMIFLECT    Registered      40-1160778      27-Mar-2015      40-2015-22720       16-Feb-2016   01 Int., 03 Int.

Lebanon

  LUMIFLECT    Registered      165367      31-Mar-2015      32318       15-Apr-2015   01 Int., 03 Int.

Malaysia

  LUMIFLECT    Registered      2015055244      02-Apr-2015      2015055244       02-Apr-2015   01

Malaysia

  LUMIFLECT    Published      02-Apr-2015      2015055246         03

Mexico

  LUMIFLECT    Registered      1554413      16-Apr-2015      1600213       14-Jul-2015   01 Int.


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Mexico

  LUMIFLECT    Registered      1553185      21-Apr-2015      1601602       08-Jul-2015   03 Int.

Morocco

  LUMIFLECT    Pending      13-Apr-2015      166633         01 Int., 03 Int.

New Zealand

  LUMIFLECT    Registered      1016515      15-Jan-2015      1016515       29-Sep-2015   01 Int., 03 Int.

Norway

  LUMIFLECT    Registered      282357      27-Mar-2015      201503852       22-Jun-2015   01 Int.

Panama

  LUMIFLECT    Published      17-Apr-2015      240084         01 Int., 03 Int.

Paraguay

  LUMIFLECT    Published      30-Mar-2015      142742015         03 Int.

Paraguay

  LUMIFLECT    Pending      30-Mar-2015      14271/2015         01 Int.

Philippines

  LUMIFLECT    Pending      27-Mar-2015      42015501706         01 Int., 03 Int.

Russian Federation

  LUMIFLECT    Pending      25-Jan-2015      2015708440         01 Int., 03 Int.

Saudi Arabia

  LUMIFLECT    Published      29-Mar-2015      1436012369         01 Int.

Saudi Arabia

  LUMIFLECT    Published      29-Mar-2015      1436012370         03 Int.

Singapore

  LUMIFLECT    Registered      40201506256T      14-Apr-2015      40201506256T       24-Nov-2014   01 Int.

South Africa

  LUMIFLECT    Pending      27-Mar-2015      2015083923         3

South Africa

  LUMIFLECT    Pending      27-Mar-2015      201508392         1

Switzerland

  LUMIFLECT    Registered      678850      27-Mar-2015      537022015       06-Oct-2015   01 Int.

Taiwan

  LUMIFLECT    Registered      1754158      27-Mar-2015      104016671       01-Feb-2016   01 Int., 03 Int.

Thailand

  LUMIFLECT    Published      09-Apr-2015      981713         01 Int.

Thailand

  LUMIFLECT    Published      09-Apr-2015      981714         3

Turkey

  LUMIFLECT    Published      03-Apr-2015      201528648         01 Int., 03 Int.

United Arab Emirates

  LUMIFLECT    Published      31-Mar-2015      230103         03 Int.


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

United Arab Emirates

  LUMIFLECT    Published      31-Mar-2015      230102         01 Int.

United States of America

  LUMIFLECT    Published      15-Jan-2015      86/504032         03 Int.

Venezuela

  LUMIFLECT    Pending      06-Apr-2015      2015004575         03 Int.

Venezuela

  LUMIFLECT    Pending      06-Apr-2015      2015004576         01 Int.

Vietnam

  LUMIFLECT    Published      21-Apr-2015      4201509718         01 Int., 03 Int.

Switzerland

  MAN ON HORSE (DEVICE)    Registered      286583            06-Jan-1977   3, 8, 21

Switzerland

  MAN ON HORSE (DEVICE)    Registered      287984            06-Apr-1977   3, 5

Azerbaijan

  MEDITERRANEAN    Registered     
 
2013
1596
  
  
  09-Aug-2012      20121181       14-Jan-2014   3

Argentina

  MILLENIUM    Registered      2446397      06-Sep-1999      2239096       16-Dec-1999   3

Australia

  MILLENIUM    Registered      333555      30-May-1979      333555       30-May-1979   3

Benelux

  MILLENIUM    Registered      358,518      30-May-1979      42,248       30-May-1979   3

Benelux

  MILLENIUM    Registered      647188      17-Mar-1999      934481       17-Mar-1999   3

Bermuda

  MILLENIUM    Published      21-Sep-1999      31,082         3

Canada

  MILLENIUM    Registered      252764      29-May-1979      440,205       14-Nov-1980  

China (People’s Republic)

  MILLENIUM    Registered      267083            30-Oct-1986   3

Ecuador

  MILLENIUM    Registered      4921            07-Oct-1981  

El Salvador

  MILLENIUM    Registered      40/86            26-Nov-1980   127

Finland

  MILLENIUM    Registered      79522      30-May-1979      2827/79       20-Nov-1981   3

Germany

  MILLENIUM    Registered      1001982      29-May-1979      E 20843/3 WZ       14-May-1980   3

Greece

  MILLENIUM    Registered      100,585      06-Sep-1990      100,585       17-Jan-1994   3


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Hong Kong

  MILLENIUM    Registered      19800108      27-Jun-1979      1354/79       27-Jun-1979   3

India

  MILLENIUM    Registered      358,050      01-Feb-1980       01-Feb-1980   3

Indonesia

  MILLENIUM    Registered      484933      07-Jun-2000      D0012099       01-Aug-2001   3

Indonesia

  MILLENIUM    Registered      265706      20-Jul-1979       18-Feb-1991   3

Ireland

  MILLENIUM    Registered      97366      12-Dec-1979      NONE       12-Dec-1979   3

Israel

  MILLENIUM    Registered      128605      21-Jun-1999       06-Apr-2000   3

Italy

  MILLENIUM    Registered      0001252606      11-Jun-1979      MI2009C002746       24-Oct-1985   3

Korea, Republic of

  MILLENIUM    Registered      69086           70-2000-240       20-May-1980   3

Lebanon

  MILLENIUM    Registered      157027      03-Jul-1999       03-Jul-1999   3

Mexico

  MILLENIUM    Registered      228658      02-Jul-1979       23-Aug-1979   3

Morocco

  MILLENIUM    Registered      70127            28-Jun-1999   3

New Zealand

  MILLENIUM    Registered      128235      28-May-1979      128235       28-May-1979   3

Nicaragua

  MILLENIUM    Registered      45952 C.C.      25-Jun-1999      99-02164       04-Jan-2001   3

Norway

  MILLENIUM    Registered      106254           791,513       09-Oct-1980   3

Oman

  MILLENIUM    Registered      20400      20-Jun-1999      20,400       06-Oct-2003   3

Panama

  MILLENIUM    Registered      101767/01      22-Jun-1999      101767       22-Jul-1999   3

Peru

  MILLENIUM    Registered      26337           256,616       18-Dec-1979   3

Portugal

  MILLENIUM    Registered      202876            19-Sep-1986   3

Singapore

  MILLENIUM    Registered      81441      30-Jul-1979      81441       30-Jul-1979   3

Spain

  MILLENIUM    Registered      912329      19-Jun-1979       23-Jul-1988   3


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Sweden

  MILLENIUM    Registered      170262      29-May-1979      79-2910       07-Dec-1979   3

Switzerland

  MILLENIUM    Registered      P-301025            06-Jun-1979   3

Taiwan

  MILLENIUM    Registered      133651      21-Jan-1980      069001603       01-Jun-1980   6

Thailand

  MILLENIUM    Registered      KOR97466      06-Jun-1979      388,107       06-Jun-1989   3

United Arab Emirates

  MILLENIUM    Registered      27628      28-Jul-1999      32,373       28-Jul-1999   3

Uruguay

  MILLENIUM    Registered      402590            26-Jul-1989   3

Zanzibar

  MILLENIUM    Registered      38899      10-Aug-1999      36199       10-Aug-1999   48

Antigua and Barbuda

  MILLENIUM ENERGIST    Registered      5649      24-May-2000       19-Sep-2000   48

Argentina

  MILLENIUM ENERGIST    Registered      1816715      17-Sep-1999      2241554       23-Jan-2001   3

Aruba

  MILLENIUM ENERGIST    Registered      20571      10-May-2000      IM-00510.15       10-May-2000   3

Australia

  MILLENIUM ENERGIST    Registered      808375      24-Sep-1999      808,375       24-Sep-1999   3

Austria

  MILLENIUM ENERGIST    Registered      184997      08-Sep-1999      AM5717/99       29-Oct-1999   3

Bahamas

  MILLENIUM ENERGIST    Registered      22707      16-May-2000      22707       16-May-2000   3

Barbados

  MILLENIUM ENERGIST    Registered      81/15483      05-May-2000      NONE       30-May-2001   3

Benelux

  MILLENIUM ENERGIST    Registered      0659673      08-Sep-1999      0945693       08-Sep-1999   3

Bermuda

  MILLENIUM ENERGIST    Registered      31796      17-May-2000      31796       23-May-2000   3

Canada

  MILLENIUM ENERGIST    Registered      567007      13-Aug-1999      1025699       06-Sep-2002   3

Cayman Islands

  MILLENIUM ENERGIST    Registered      2207979            08-Sep-1999   3

China (People’s Republic)

  MILLENIUM ENERGIST    Registered      1468445      13-Sep-2000      9,900,109,139       07-Nov-2000   3

Costa Rica

  MILLENIUM ENERGIST    Registered      266-7978      18-May-2000      3921/2000       23-Jan-2001   3


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Cyprus, Republic of

  MILLENIUM ENERGIST    Registered      56433      15-Apr-2000      56,433       15-Apr-2000   3

Denmark

  MILLENIUM ENERGIST    Registered      VR 2000 01214      07-Sep-1999      VA 1999 03649       07-Mar-2000   3

Dominican Republic

  MILLENIUM ENERGIST    Registered      113998      15-May-2000      NONE       30-Jul-2000   3

Ecuador

  MILLENIUM ENERGIST    Registered      2024      12-May-2000      103,970       15-Feb-2001   3

El Salvador

  MILLENIUM ENERGIST    Registered      83/131      29-May-2000      E-3957-00       31-May-2001   3

France

  MILLENIUM ENERGIST    Registered      99811345      08-Sep-1999      99/811345       08-Sep-1999   3

Germany

  MILLENIUM ENERGIST    Registered      39954663      06-Sep-1999      399546634       23-Feb-2000   3

Haiti

  MILLENIUM ENERGIST    Registered      10/128            23-Jan-2001   3

Honduras

  MILLENIUM ENERGIST    Registered      80301      19-May-2000      7290/2000       28-Dec-2000   3

India

  MILLENIUM ENERGIST    Registered      925527      17-May-2000      925,527       11-Jan-2005   3

Indonesia

  MILLENIUM ENERGIST    Registered      479025      12-Jun-2000      D00 12517       07-Jun-2001   3

Ireland

  MILLENIUM ENERGIST    Registered      214901      06-Sep-1999      993,093       06-Sep-1999   3

Israel

  MILLENIUM ENERGIST    Registered      137538      11-May-2000      NONE       31-Dec-2000   3

Italy

  MILLENIUM ENERGIST    Registered      0001252605      14-Sep-1999      MI2009C002745       11-Apr-2003   3

Japan

  MILLENIUM ENERGIST    Registered      4,406,400      08-Sep-1999      81276/99       04-Aug-2000   3

Korea, Republic of

  MILLENIUM ENERGIST    Registered      484571      21-Sep-1999      40-1999-35586       29-Dec-2000   3

Malta

  MILLENIUM ENERGIST    Registered      31663      03-May-2000      31,663       15-May-2000   3

Nicaragua

  MILLENIUM ENERGIST    Registered      50647      06-Jun-2000      2000-02742       21-Aug-2001   3

Oman

  MILLENIUM ENERGIST    Registered      22591      22-May-2000      22,591       09-Jun-2004   3

Paraguay

  MILLENIUM ENERGIST    Registered      234004      12-May-2000      10,909/2000       10-Apr-2001   3


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Peru

  MILLENIUM ENERGIST    Registered      65043           105,560       25-Jul-2000   3

Puerto Rico

  MILLENIUM ENERGIST    Registered      47920      13-Jun-2000      NONE       30-Jul-2001   3

Saudi Arabia

  MILLENIUM ENERGIST    Registered      553/30      22-May-2000      64590       06-Dec-2000   3

Singapore

  MILLENIUM ENERGIST    Registered      T99/11354J      09-Oct-1999      T99/11354J       09-Oct-1999   3

South Africa

  MILLENIUM ENERGIST    Registered      99/16559      09-Sep-1999      99/16559       11-Apr-2003   3

Spain

  MILLENIUM ENERGIST    Registered      2262518      08-Oct-1999      2262518       05-Sep-2000   3

Sweden

  MILLENIUM ENERGIST    Registered      347012      06-Sep-1999      99-06232       21-Jun-2001   3

Switzerland

  MILLENIUM ENERGIST    Registered      470203            07-Sep-1999   3

Taiwan

  MILLENIUM ENERGIST    Registered      927127      23-Sep-1999      88047291       01-Nov-2000   3

Trinidad and Tobago

  MILLENIUM ENERGIST    Registered      30705      10-May-2000      30705       20-Dec-2000   3

United Arab Emirates

  MILLENIUM ENERGIST    Registered      32570      18-Jul-2000      37,458       18-Jul-2000   3

United Kingdom

  MILLENIUM ENERGIST    Registered      2,207,979      08-Sep-1999       08-Sep-1999   3

Uruguay

  MILLENIUM ENERGIST    Registered      322552      09-May-2000      322552       09-Nov-2000   3

Venezuela

  MILLENIUM ENERGIST    Registered      231615      24-May-2000      8675-00       06-Jun-2001   3

Taiwan

  MILLENIUM IN CHINESE CHARACTERS (PRONOUNCED YIN-CHI)    Registered      940865      05-Oct-1999      88048884       16-May-2001   3

Canada

  MINERAL SPA    Registered      223912      21-Jul-1976      400,446       28-Oct-1977   3

France

  NEW HORSE ARDEN FOR MEN (DEVICE)    Registered      1476711      01-Feb-1978      268191       01-Feb-1978   3

Israel

  NEW RED DOOR (DEVICE)    Published      28-Oct-2011      241678         03 Int.

Qatar

  NEW RED DOOR (DEVICE)    Registered      71118      30-Oct-2011      71118       07-Jul-2014   3

Saudi Arabia

  NEW RED DOOR (DEVICE)    Registered      143212593      31-Oct-2011      174115       23-Aug-2013   03


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Trinidad and Tobago

  NEW RED DOOR (DEVICE)    Registered      44905      10-Feb-2012      44905       20-Mar-2013   03

Vietnam

  NEW RED DOOR (DEVICE)    Registered      226899      13-Aug-2012      4-2012-17788       24-Jun-2014   3

African Intellectual Property Organization (OAPI)

  NEW RED DOOR DEVICE    Registered      71833      13-Dec-2011      3201103094       30-Nov-2012   3

Armenia

  NEW RED DOOR DEVICE    Registered      20241      03-Aug-2012      20121044       02-Aug-2013   3

Australia

  NEW RED DOOR DEVICE    Registered      1456385      28-Oct-2011      1456385       28-Nov-2011   3

Azerbaijan

  NEW RED DOOR DEVICE    Registered      20140044      09-Aug-2012      20121176       14-Jan-2014   3

Bangladesh

  NEW RED DOOR DEVICE    Pending      31-Oct-2011      148188        

Botswana

  NEW RED DOOR DEVICE    Registered      BW/M/2011/00854      04-Nov-2011      BWM201100854       04-Nov-2011   3

Brazil

  NEW RED DOOR DEVICE    Registered      831145145      28-Oct-2011      831145145       16-Dec-2014   3

Canada

  NEW RED DOOR DEVICE    Registered      TMA869415      28-Oct-2011      1549859       20-Jan-2014   3

China (People’s Republic)

  NEW RED DOOR DEVICE    Registered      10128642      31-Oct-2011      10128642       13-Apr-2013   3

Colombia

  NEW RED DOOR DEVICE    Registered      454907      28-Oct-2011      2011146560       17-Aug-2012   3

Ecuador

  NEW RED DOOR DEVICE    Registered      602812            13-Aug-2011   3

Ethiopia

  NEW RED DOOR DEVICE    Registered      FTM/0059/13      12-Apr-2012      FTM0014513       12-May-2012   3

European Community

  NEW RED DOOR DEVICE    Registered      010815199      17-Apr-2012      010815199       15-Sep-2012   3, 35, 44

Honduras

  NEW RED DOOR DEVICE    Registered      121200      03-Feb-2012      39682012       30-Aug-2012   3

Hong Kong

  NEW RED DOOR DEVICE    Registered      302081637      10-Nov-2011      302081637       05-Apr-2012   3

Iceland

  NEW RED DOOR DEVICE    Registered      242012      28-Oct-2011      30082011       02-Feb-2012   3

India

  NEW RED DOOR DEVICE    Published      28-Mar-2012      2307178         3

Jamaica

  NEW RED DOOR DEVICE    Registered      59165      28-Oct-2011      059165       28-Oct-2011   3


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Japan

  NEW RED DOOR DEVICE    Registered      5515758      31-Oct-2011      2011078064       17-Aug-2012   3

Jordan

  NEW RED DOOR DEVICE    Registered      122999      06-Mar-2012      122999       03-Mar-2013   3

Kazakhstan

  NEW RED DOOR DEVICE    Registered      44226      02-Aug-2012      59039       17-Apr-2014   3

Kenya

  NEW RED DOOR DEVICE    Pending      18-Nov-2011      73225         3

Korea, Republic of

  NEW RED DOOR DEVICE    Registered      40953998      11-Nov-2011      40201163054       18-Feb-2013   3

Kuwait

  NEW RED DOOR DEVICE    Registered      125031      31-Oct-2011      125031       15-May-2013   3

Lebanon

  NEW RED DOOR DEVICE    Registered      141260      28-Feb-2012      141260       28-Feb-2012   3

Lesotho

  NEW RED DOOR DEVICE    Registered      LSM1100386      10-Nov-2011      LSM1100386       15-May-2013   3

Liberia

  NEW RED DOOR DEVICE    Registered      LRM201200196      17-Oct-2012      LR/M/2012/00196       31-Oct-2012   3

Mexico

  NEW RED DOOR DEVICE    Registered      1277594      31-Oct-2011      1223977       30-Mar-2012   3

Morocco

  NEW RED DOOR DEVICE    Published      29-Dec-2011      141930         3

Mozambique

  NEW RED DOOR DEVICE    Registered      20157/2011      04-Nov-2011      201562011       17-Sep-2013   3

Namibia

  NEW RED DOOR DEVICE    Published      09-Dec-2011      20111618         3

Nigeria

  NEW RED DOOR DEVICE    Published      14-Nov-2011      F/TM/2011/18473         3

Norway

  NEW RED DOOR DEVICE    Registered      264042      28-Oct-2011      201112306       17-Feb-2012   3

Oman

  NEW RED DOOR DEVICE    Registered      73461      25-Mar-2012      73461       05-Mar-2013   3

Paraguay

  NEW RED DOOR DEVICE    Registered      369582      28-Oct-2011      1146491       28-Sep-2012   3

Peru

  NEW RED DOOR DEVICE    Registered      188634           484100       11-Jun-2012   3

Philippines

  NEW RED DOOR DEVICE    Registered      42011501639      28-Oct-2011      42011501639       28-Jun-2012   3

Saudi Arabia

  NEW RED DOOR DEVICE    Published      31-Oct-2011      174115         3


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Singapore

  NEW RED DOOR DEVICE    Registered      T1116949I      30-Nov-2011      T1116949I       30-Nov-2011   3

South Africa

  NEW RED DOOR DEVICE    Registered      201127463      25-Oct-2011      201127463       28-Oct-2013   3

Swaziland

  NEW RED DOOR DEVICE    Registered      4922011      09-Nov-2011      4922011       09-Nov-2011   3

Switzerland

  NEW RED DOOR DEVICE    Registered      626339      28-Oct-2011      621082011       28-Feb-2012   3

Taiwan

  NEW RED DOOR DEVICE    Registered      1526604            16-Jul-2012   3

Thailand

  NEW RED DOOR DEVICE    Registered      kh3533410      24-Aug-2009      34642       30-Sep-2010   3

Trinidad and Tobago

  NEW RED DOOR DEVICE    Published      10-Feb-2012      44905         3

Turkey

  NEW RED DOOR DEVICE    Registered      201189845      03-Nov-2011       05-Feb-2013   3

Vietnam

  NEW RED DOOR DEVICE    Registered      226899      13-Aug-2012      4201217788       24-Jun-2014   3

Yemen, Republic of

  NEW RED DOOR DEVICE    Registered      56838      30-Oct-2011      56838       30-Oct-2011   3

Zambia

  NEW RED DOOR DEVICE    Published      10932011      07-Nov-2011      10932011         3

Zanzibar

  NEW RED DOOR DEVICE    Pending      15-Nov-2011      5352011         3

Zimbabwe

  NEW RED DOOR DEVICE    Published      09-Nov-2012      133511         3

Canada

  OPEN FOR BEAUTY    Registered      618062      05-Feb-2002      1,130,266       30-Aug-2004   3

China (People’s Republic)

  OPEN FOR BEAUTY    Registered      3098373      19-Feb-2002      3098373       28-May-2003   3

Korea, Republic of

  OPEN FOR BEAUTY    Registered      40562978      09-Feb-2002      40-2002-7185       17-Oct-2003   3

United States of America

  OUTSMART THE CITY    Published      26-Feb-2016      86920733         3

South Africa

  OVERNIGHT    Registered      B844636      23-May-1984       23-May-1984   3

South Africa

  OVERNIGHT    Registered      B 84/4637      23-May-1984       23-May-1984   5

Italy

  OVERNIGHT SUCCESS    Registered      697979      26-Jul-1984      7217 C/94       26-Jul-1984   3


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Trinidad and Tobago

  OVERNIGHT SUCCESS    Registered      24723      03-Nov-1995      24723       03-Nov-1995   3

United States of America

  OVERNIGHT SUCCESS    Published      18-Nov-2015      86824747         03

Canada

  PARFUM INTERNATIONAL    Registered      381554      15-May-1989      631,003       15-May-1991  

Canada

  PEEL & REVEAL    Registered      593402      24-Nov-2000      1,080,958       29-Oct-2003   3

China (People’s Republic)

  PEEL AND REVEAL    Registered      1720304      21-Dec-2000      2000200956       28-Feb-2002   3

France

  PEEL AND REVEAL    Registered      3061727      31-Oct-2000      306,172,700       31-Oct-2000   3

Italy

  PEEL AND REVEAL    Registered      920019      06-Nov-2000     
 
MI2000
C012113
  
  
   28-Nov-2003   3

Japan

  PEEL AND REVEAL    Registered      4511884      02-Nov-2000      119241/2000       05-Oct-2001   3

Korea, Republic of

  PEEL AND REVEAL    Registered      516457      17-Nov-2000      2000-53447       29-Mar-2002   3

Singapore

  PEEL AND REVEAL    Registered      T00/19375Z      02-Nov-2000      T00/19375Z       02-Nov-2000   3

Taiwan

  PEEL AND REVEAL    Registered      986989      08-Nov-2000      89,064,867       27-Feb-2002   3

United Kingdom

  PEEL AND REVEAL    Registered      2252141      09-Nov-2000      2252141       09-Nov-2000   3

United States of America

  PEEL AND REVEAL    Registered      2,599,079      13-Oct-2000      76/147,051       23-Jul-2002   3

Canada

  PERFECTLY SATIN    Published      17-Mar-2014      1668197         03 Int.

European Community

  PERFECTLY SATIN    Registered      12697141      14-Mar-2014      012697141       28-Nov-2014   03 Int.

United States of America

  PERFECTLY SATIN    Registered      4749190      14-Mar-2014      86/221152       02-Jun-2015   03 Int.

Philippines

  PRETTY ELIZABETH ARDEN    Registered      42012501952      27-Jul-2012      42012501952       13-Dec-2012   3

Singapore

  PRETTY ELIZABETH ARDEN    Registered      T1002688J            05-Mar-2010   3

United States of America

  PRETTY HOT    Registered      4221813      06-Mar-2012      85561151       09-Oct-2012   3

Argentina

  PRETTY HOT ELIZABETH ARDEN    Registered      2411456      05-Mar-2010      2983522       03-Dec-2010   3


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Australia

  PRETTY HOT ELIZABETH ARDEN    Registered      1348783      04-Mar-2010      1348783       07-Sep-2010   3

Brazil

  PRETTY HOT ELIZABETH ARDEN    Registered      830661832           830661832       28-Jan-2014  

Canada

  PRETTY HOT ELIZABETH ARDEN    Registered      845618      03-Mar-2010      1471715       08-Mar-2013   3

China (People’s Republic)

  PRETTY HOT ELIZABETH ARDEN    Registered      1033719            10-Mar-2010   3

European Community

  PRETTY HOT ELIZABETH ARDEN    Registered      1033719            10-Mar-2010   3

Hong Kong

  PRETTY HOT ELIZABETH ARDEN    Registered      301555542      04-Mar-2010      301555542       02-Jul-2010   3

India

  PRETTY HOT ELIZABETH ARDEN    Published      21-Jun-2010      1982649         3

Japan

  PRETTY HOT ELIZABETH ARDEN    Registered      1033719            10-Mar-2010   3

Korea, Republic of

  PRETTY HOT ELIZABETH ARDEN    Registered      1033719            10-Mar-2010   3

Mexico

  PRETTY HOT ELIZABETH ARDEN    Registered      1170338      05-Mar-2010      1072485       27-Jul-2010   3

New Zealand

  PRETTY HOT ELIZABETH ARDEN    Registered      820645      07-Jan-2010      820465       07-Jan-2010   3

Norway

  PRETTY HOT ELIZABETH ARDEN    Registered      1033719            10-Mar-2010   3

Panama

  PRETTY HOT ELIZABETH ARDEN    Registered      191047      22-Jun-2010      191047       22-Jun-2010   3

Russian Federation

  PRETTY HOT ELIZABETH ARDEN    Registered      1033719            10-Mar-2010   3

Serbia

  PRETTY HOT ELIZABETH ARDEN    Registered      1033719            10-Mar-2010   3

Taiwan

  PRETTY HOT ELIZABETH ARDEN    Registered      1431733      01-Oct-2010      099009954       01-Oct-2010   3

United Arab Emirates

  PRETTY HOT ELIZABETH ARDEN    Registered      158409      14-Mar-2010      77/906777       27-Oct-2011   3

Hong Kong

  PREVAGE IN CHINESE CHARACTERS    Registered      15144      20-Jan-2003      15144       20-Jan-2003   5

Hong Kong

  PREVAGE IN CHINESE CHARACTERS    Registered      200207295      12-May-2001      200207295       05-Dec-2001   5

Chile

  PROVOCATION    Registered      865653      15-Jun-1999      451671       20-Sep-1999   3


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Ecuador

  PROVOCATION    Registered      302690      06-Feb-1989       14-Jun-1990   3

Honduras

  PROVOCATION    Registered      51366      06-Feb-1989       12-Sep-1989  

Honduras

  PROVOCATIVE    Registered      111320      04-May-2004      7953-04       21-Jan-2010  

Mexico

  PROVOCATIVE    Registered      810354      20-Feb-2003      589126       17-Oct-2003   3

Nicaragua

  PROVOCATIVE    Registered      38248 C.C.            07-Aug-1998  

Philippines

  PROVOCATIVE    Registered      42012501953      27-Jul-2012      42012501953       13-Dec-2012   3

United States of America

  PROVOCATIVE    Registered      3046813      19-Sep-2003      78/302723       17-Jan-2006   3

United States of America

  PROVOCATIVE INTERLUDE    Registered      3101793      02-Jun-2004      78/428536       06-Jun-2006   3

China (People’s Republic)

  REALIZE    Registered      5244553      27-Mar-2006      5244553       28-Sep-2009   3

Hong Kong

  REALIZE    Registered      200207679      17-Dec-2001      2001/20300       19-Jun-2002   3

Albania

  RED DOOR    Registered      574131            23-Jul-1991   3

Andorra

  RED DOOR    Registered      27046            13-Feb-2009   3

Antigua and Barbuda

  RED DOOR    Registered      5965      07-May-1993       11-Oct-1993   48

Armenia

  RED DOOR    Registered      20963      17-Aug-2012      20121117       03-Feb-2014   3

Australia

  RED DOOR    Registered      505551      27-Feb-1989      505551       27-Feb-1989   3

Austria

  RED DOOR    Registered      134528      08-Feb-1989      AM 513/89       04-Feb-1991   3

Azerbaijan

  RED DOOR    Registered      971712           3,319       28-Oct-1997   3

Azerbaijan

  RED DOOR    Registered      2014 0047      09-Aug-2012      20121178       14-Jan-2014   3

Bahamas

  RED DOOR    Registered      15866      30-Jun-1993       30-Jun-1993   48

Bahrain

  RED DOOR    Registered      13514      12-Aug-1990      519/90       12-Aug-1990   3


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Barbados

  RED DOOR    Registered      81/6863            09-Jun-1998   3

Belize

  RED DOOR    Registered      454007      03-Apr-2007      07004540       11-Sep-2007   3, 44

Benelux

  RED DOOR    Registered      461779      11-Apr-1989      66882       11-Apr-1989   3

Bermuda

  RED DOOR    Registered      21124      05-Nov-1990       05-Nov-1990   3

Bolivia

  RED DOOR    Registered      78416            02-Oct-1990   3

Brazil

  RED DOOR    Registered      816683689            11-Jan-1994   3

Brunei Darussalam

  RED DOOR    Registered      16570      23-Sep-1989      19243       23-Sep-1989   3

Cambodia

  RED DOOR    Registered      KH1982      09-Nov-1992      1984       04-Dec-1992   3

Canada

  RED DOOR    Registered      399499      07-Apr-1989      629,641       26-Jun-1992   3

Canada

  RED DOOR    Published      24-May-2012      1579072        

Cayman Islands

  RED DOOR    Registered      1377183      17-Mar-1989      NONE       17-Mar-1989   3

Chile

  RED DOOR    Registered      934324           176420       06-Sep-1991   3

China (People’s Republic)

  RED DOOR    Registered      514687           8,913,388       20-Mar-1990   3

China (People’s Republic)

  RED DOOR    Registered      1467569      25-Aug-1999      9,900,100,765       28-Oct-2000   42

Colombia

  RED DOOR    Registered      230440      28-Aug-1990      92.327.883       01-Nov-2000   3

Costa Rica

  RED DOOR    Registered      79850           73,969       03-Jul-1992   3

Curacao

  RED DOOR    Pending      09609      31-Dec-2001      D-8307        

Cyprus, Republic of

  RED DOOR    Registered      33951      20-Feb-1991       20-Feb-1991   3

Denmark

  RED DOOR    Registered      2417/91      05-Oct-1989      7395/89       26-Apr-1991   3

Dominican Republic

  RED DOOR    Registered      51850            15-Nov-1991   50


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Ecuador

  RED DOOR    Registered      3131      20-May-1993      39176       01-Aug-1994   3

Egypt

  RED DOOR    Registered      75268      20-Sep-1989       31-Dec-1991   3

El Salvador

  RED DOOR    Registered      51 book 10      13-Feb-1991       14-May-1992   3

European Community

  RED DOOR    Registered      9195124      22-Jun-2010      9195124       19-May-2011   3, 35, 42, 44

Finland

  RED DOOR    Registered      112702      01-Sep-1989      4421/89       22-Jul-1991   3

Georgia

  RED DOOR    Registered      2272      11-Apr-1989      4324/03-93       07-Jun-1996   3

Germany

  RED DOOR    Registered      1146831      30-Jan-1989      A 45801/3 WZ       27-Sep-1989   3

Ghana

  RED DOOR    Pending      15-Jul-2009         3

Greece

  RED DOOR    Registered      105439      08-Aug-1991      105,439       17-Jul-1994   3

Grenada

  RED DOOR    Registered      48/1993            23-Jul-1993   3

Guatemala

  RED DOOR    Registered      66408            07-Feb-1992   3

Haiti

  RED DOOR    Registered      24/133            03-Feb-1992   3

Honduras

  RED DOOR    Registered      54155            19-Jul-1991   3

Hong Kong

  RED DOOR    Registered      7383/1994      01-Feb-1989      763/89       01-Feb-1989   3

Hong Kong

  RED DOOR    Registered      200013352      30-Aug-1999      11795/99       30-Aug-1999   44

Iceland

  RED DOOR    Registered      558/1990      31-Aug-1989      704/1989       11-Jul-1990   3

India

  RED DOOR    Registered      516425      08-Sep-1989      516425       08-Sep-1989   3

India

  RED DOOR    Registered      2031891      01-Oct-2010      2031891       01-Oct-2010   35, 44

Indonesia

  RED DOOR    Registered      515834           See Remarks       08-Aug-1992   3, 16 and 20

Indonesia

  RED DOOR    Registered      515835           SEE REMARKS       08-Aug-1992   20


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Indonesia

  RED DOOR    Pending      01-Dec-2015      D00 2015 055155         3

Int’l Registration—Madrid Agreement / Protocol

  RED DOOR    Registered      574131            23-Jul-1991   3

Iran (Islamic Republic of)

  RED DOOR    Registered      83287           7604560       16-Jul-1997   3

Ireland

  RED DOOR    Registered      144896      03-Sep-1991      91/4506       03-Sep-1991   3

Israel

  RED DOOR    Registered      201195      14-Jun-2007      201195       14-Jun-2007   3

Italy

  RED DOOR    Registered      0001252604      10-Apr-1989      MI2009C002743       29-Nov-1991   3

Japan

  RED DOOR    Registered      3300426      24-Sep-1993      97421/93       02-May-1997   35

Japan

  RED DOOR    Registered      3340259      24-Sep-1993      97422/93       15-Aug-1997   41

Japan

  RED DOOR    Registered      3340260      24-Sep-1993      97423/93       15-Aug-1997   42

Jordan

  RED DOOR    Registered      31964      27-Apr-1993       27-Apr-1993   3

Kazakhstan

  RED DOOR    Registered      44227      02-Aug-2012      59041       17-Apr-2014   3

Kenya

  RED DOOR    Registered      37486      20-Sep-1989       20-Sep-1989   3

Korea, Republic of

  RED DOOR    Registered      197457           89/3111       30-Jul-1990   12

Korea, Republic of

  RED DOOR    Registered      40-192333           89/3112       24-May-1990   13

Kuwait

  RED DOOR    Registered      24963      24-May-1993      27046       24-May-1993   3

Kyrgyz Republic

  RED DOOR    Registered      2,469           116,866       28-Mar-1995   3

Latvia

  RED DOOR    Registered      M16944      16-Jun-1993      M-93-5699       16-Jun-1993   3

Latvia

  RED DOOR    Registered      M16943      16-Jun-1993      M-93-5698       16-Jun-1993   3

Lebanon

  RED DOOR    Registered      104135            23-Jan-1991   3

Libya

  RED DOOR    Pending      18-Jan-2009      16897         3


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Malaysia

  RED DOOR    Registered      89005768      22-Sep-1989       22-Sep-1989   3

Malta

  RED DOOR    Registered      19599      26-Mar-1990       26-Mar-1990  

Mexico

  RED DOOR    Registered      388738      06-Nov-1989      75081       27-Dec-1990   3

Mexico

  RED DOOR    Registered      429031      06-Nov-1989      75080       06-Nov-1989   50

Morocco

  RED DOOR    Registered      59452           PV 134       19-Apr-1996   3

Namibia

  RED DOOR    Registered      96/0044      11-Jan-1996      96/0044       08-Feb-2000   5

Netherlands Antilles

  RED DOOR    Registered      08170      14-May-1998       15-May-2008  

New Zealand

  RED DOOR    Registered      190598      30-Jan-1989      190598       30-Jan-1989   3

Nicaragua

  RED DOOR    Registered      37.221 C.C.           97-01814       06-May-1998   3

Norway

  RED DOOR    Registered      148300      26-Sep-1989      894,695       02-Jan-1992   3

Oman

  RED DOOR    Registered      5238      02-Mar-1991       01-May-1999   3

Pakistan

  RED DOOR    Registered      108568      06-Nov-1990       06-Nov-1990   3

Panama

  RED DOOR    Registered      22406001      26-Jun-2013      22406001       26-Jun-2013  

Paraguay

  RED DOOR    Registered      407189           7112       26-Jul-1994   3

Peru

  RED DOOR    Registered      94471           20,672       03-Dec-1991   3

Philippines

  RED DOOR    Registered      42009500211      20-Apr-2009      4-2009-500211       18-Feb-2010   3

Portugal

  RED DOOR    Registered      258392      11-Sep-1989       25-Aug-1993   3

Russian Federation

  RED DOOR    Registered      90001      22-Nov-1989      116866       23-Jul-1990   3

Saudi Arabia

  RED DOOR    Registered      215/6      23-Sep-1989      9943       03-Mar-1990   3

Saudi Arabia

  RED DOOR    Registered      243/24      27-Mar-1991      13297       19-Nov-1991   3


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber     RegDate   Class

Singapore

  RED DOOR    Registered      1615/89      18-Mar-1989      18-Mar-1989   3

South Africa

  RED DOOR    Registered      89/8065      31-Aug-1989      31-Aug-1989   3

St. Kitts and Nevis

  RED DOOR    Registered      2007/0196      04-Nov-1993      67      04-Nov-1993   48

St. Lucia

  RED DOOR    Registered      114/1993      18-May-1993      18-May-1993   3

Sweden

  RED DOOR    Registered      226159      01-Sep-1989      89-08265      30-Aug-1991   3

Taiwan

  RED DOOR    Registered      455065           78-07040      01-Oct-1989   6

Taiwan

  RED DOOR    Registered      41841           78-23274      16-Nov-1999   10

Tajikistan

  RED DOOR    Registered      2,074      15-May-1995      95,003,059      15-May-1995   3

Tanganyika

  RED DOOR    Registered      25121      27-May-1997      27-May-1997   3

Thailand

  RED DOOR    Registered      KOR105424      26-Apr-1989      385,582      26-Apr-1989   3

Thailand

  RED DOOR    Registered      KOR321292      10-Mar-2009      724097      30-Aug-2010   3

Trinidad and Tobago

  RED DOOR    Registered      21608      12-May-1993      12-May-1993   48

Tunisia

  RED DOOR    Pending      21-Sep-2007      EE072367        3, 44

Turkey

  RED DOOR    Registered      142924           20-May-1993   3, 5, 21

Turkmenistan

  RED DOOR    Registered      2546      22-Nov-1989      1(1098   31-Aug-1998   3

Turks and Caicos Islands

  RED DOOR    Registered      13384      06-Nov-2003      13384      06-Nov-2003  

Uganda

  RED DOOR    Registered      20,747      21-May-1997      21-May-1997   3

Ukraine

  RED DOOR    Registered      3905           15-Mar-1994   3

United Arab Emirates

  RED DOOR    Registered      13129      29-Jun-1997      22390      29-Jun-1997   3


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

United Kingdom

  RED DOOR    Registered      1,377,183      17-Mar-1989       17-Mar-1989   3

United Kingdom

  RED DOOR    Registered      2,196,697      08-May-1999       08-May-1999   42

United States of America

  RED DOOR    Registered      893456      08-Aug-1969      72334823       23-Jun-1970   42

United States of America

  RED DOOR    Registered      1569090      27-Dec-1988      73/771,930       05-Dec-1989   3

United States of America

  RED DOOR    Registered      1648624      23-Apr-1990      74/052,231       25-Jun-1991   3

United States of America

  RED DOOR    Registered      1,714,578      23-Apr-1990      74/052,174       08-Sep-1992   3

United States of America

  RED DOOR    Registered      3746640      02-Jul-2009      77773670       09-Feb-2010   35

Uruguay

  RED DOOR    Registered      326101            17-Oct-1990   3

Vietnam

  RED DOOR    Registered      219063      13-Aug-2012      4201217790       23-Jan-2014   3

Yemen, Republic of

  RED DOOR    Registered      8958      15-May-1997       11-Jun-1998   3

Zimbabwe

  RED DOOR    Registered      49862      13-May-1997       13-May-1997   3

Andorra

  RED DOOR (DEVICE)    Registered      27047            13-Feb-2009   3

Antigua and Barbuda

  RED DOOR (DEVICE)    Registered      6345      23-Jan-2004       23-Jan-2004   3

Argentina

  RED DOOR (DEVICE)    Registered      2364416           2128480       27-Apr-2010   3

Aruba

  RED DOOR (DEVICE)    Registered      18993      13-Feb-1998      IM-980213.17       16-Apr-1998   3

Bahamas

  RED DOOR (DEVICE)    Registered      28191      20-Oct-2005      28191       07-Apr-2010   3

Bahrain

  RED DOOR (DEVICE)    Registered      28321      10-Sep-2000      2093       10-Sep-2000   3

Barbados

  RED DOOR (DEVICE)    Registered      81/13067      17-Apr-1998       02-May-2000   3

Benelux

  RED DOOR (DEVICE)    Registered      618655      07-Nov-1997      904421       07-Nov-1997   3

Bermuda

  RED DOOR (DEVICE)    Registered      29773           29,773       03-Jun-1998   3

Bolivia

  RED DOOR (DEVICE)    Registered      78225      18-Jun-1999      007753-C       03-Aug-2000   3


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Brazil

  RED DOOR (DEVICE)    Registered      820610240      16-Apr-1998      820610240       31-Oct-2000   3

Cambodia

  RED DOOR (DEVICE)    Registered      KH3533410      24-Aug-2009      34642       30-Sep-2010   3

Chile

  RED DOOR (DEVICE)    Registered      839535           405890       20-Aug-1998   3

Colombia

  RED DOOR (DEVICE)    Registered      215419      13-Jan-1994      98/039,607       13-Jan-1999   3

Costa Rica

  RED DOOR (DEVICE)    Registered      109347           114264       26-Oct-1998   3

Cyprus, Republic of

  RED DOOR (DEVICE)    Registered      50654      22-Jun-1998      50,654       22-Jun-1998   3

Denmark

  RED DOOR (DEVICE)    Registered      VR1998 02437           VA 01663 1998       30-Jun-1998   3

Dominican Republic

  RED DOOR (DEVICE)    Registered      97963            15-Jul-1998   50

Ecuador

  RED DOOR (DEVICE)    Registered      1246      21-Jan-1998      84648       12-Oct-1999   3

El Salvador

  RED DOOR (DEVICE)    Registered      219/104      27-Jan-1998       22-May-2000   3

European Community

  RED DOOR (DEVICE)    Published      21-Mar-2016      15249493         3, 35, 44

Gaza District

  RED DOOR (DEVICE)    Registered      5209      21-Jan-1998       01-Feb-1999   3

Greece

  RED DOOR (DEVICE)    Registered      136,641      22-Apr-1998      136,641       17-Nov-1999   3

Grenada

  RED DOOR (DEVICE)    Registered      74/2006            20-Nov-1999   3

Guatemala

  RED DOOR (DEVICE)    Registered      94263           98-01104       01-Feb-1999   3

Honduras

  RED DOOR (DEVICE)    Registered      74876           1491-98       28-Jul-1999   3

India

  RED DOOR (DEVICE)    Registered      787829      16-Jan-1998      787,829       16-Jan-1998   3

Indonesia

  RED DOOR (DEVICE)    Registered      000137332      29-May-1998      D98-09333       14-Feb-2000   3

Iran (Islamic Republic of)

  RED DOOR (DEVICE)    Registered      87836      12-Aug-1998      7705572       26-Oct-1999   3

Ireland

  RED DOOR (DEVICE)    Registered      210547      03-Apr-1998      981,260       11-Aug-2000   3


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Israel

  RED DOOR (DEVICE)    Registered      117197      16-Jan-1998       07-Jan-1999   3

Italy

  RED DOOR (DEVICE)    Registered      975065      26-Feb-1971      17403 C/71       09-Jun-1994   1

Japan

  RED DOOR (DEVICE)    Registered      4314459      19-Jan-1998      3436/98       10-Sep-1999   3

Jordan

  RED DOOR (DEVICE)    Registered      48947      21-Mar-1998       21-Mar-1998   3

Korea, Republic of

  RED DOOR (DEVICE)    Registered      442590           98-1572       24-Feb-1999   3

Korea, Republic of

  RED DOOR (DEVICE)    Registered      435155           98-2467       23-Dec-1998   3

Lebanon

  RED DOOR (DEVICE)    Registered      149368      22-Aug-1998       22-Aug-1998   3

Malaysia

  RED DOOR (DEVICE)    Registered      9801115      27-Jan-1998      98/01115       27-Jan-1998   3

Malaysia

  RED DOOR (DEVICE)    Registered      2011019670      08-Nov-2011      2011019670       11-Dec-2013   03 Int.

Malta

  RED DOOR (DEVICE)    Registered      28093      26-Jan-1998       26-Jan-1998   3

Namibia

  RED DOOR (DEVICE)    Registered      96/0045      11-Jan-1996      96/0045       18-Feb-2000   3

New Zealand

  RED DOOR (DEVICE)    Registered      287548      22-Jan-1998      287548       22-Jan-1998   3

New Zealand

  RED DOOR (DEVICE)    Registered      192428      17-Apr-1989      192428       17-Apr-1989   3

Nicaragua

  RED DOOR (DEVICE)    Registered      2014101001LM      28-Oct-2011      2011003897       22-Jan-2014  

Oman

  RED DOOR (DEVICE)    Registered      17163      21-Jan-1998      17,163       09-Feb-2003   3

Pakistan

  RED DOOR (DEVICE)    Registered      146012      16-Jan-1998      146012       16-Jan-1998   3

Panama

  RED DOOR (DEVICE)    Registered      99797      05-Apr-1999      099797       05-Apr-1999   3

Papua New Guinea

  RED DOOR (DEVICE)    Registered      61,070      08-May-1998       08-May-1998   3

Paraguay

  RED DOOR (DEVICE)    Registered      322699           2943       26-Jan-1999   3

Peru

  RED DOOR (DEVICE)    Registered      45795           057,050       13-May-1998   3


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Philippines

  RED DOOR (DEVICE)    Registered      42009500290      21-May-2009      42009500290       18-Feb-2010   3

Qatar

  RED DOOR (DEVICE)    Registered      18104      03-Feb-1998      18104       03-Feb-1998   3

Saudi Arabia

  RED DOOR (DEVICE)    Registered      471/47      27-Jun-1998      44534       05-Apr-1999   3

Singapore

  RED DOOR (DEVICE)    Registered      T/98/04830C      21-May-1998      S/4830/98       21-May-1998   3

South Africa

  RED DOOR (DEVICE)    Registered      96/2805      04-Mar-1996      96/2805       04-Mar-1996   3

St. Kitts and Nevis

  RED DOOR (DEVICE)    Registered      4846           3058       24-Aug-1998   48

Taiwan

  RED DOOR (DEVICE)    Registered      856745           87003826       30-Jun-1999   3

Tanganyika

  RED DOOR (DEVICE)    Registered      25980      26-Jun-1998       26-Nov-1998   3

Thailand

  RED DOOR (DEVICE)    Registered      KOR85604      16-Apr-1998      358,175       16-Apr-1998   3

Trinidad and Tobago

  RED DOOR (DEVICE)    Registered      28326      21-May-1998       21-May-1998   3

Tunisia

  RED DOOR (DEVICE)    Pending      21-Sep-2007      EE072368         3, 44

Turkey

  RED DOOR (DEVICE)    Registered      206083      03-Jul-1998      98/008912       03-Jul-1998   3

Turkmenistan

  RED DOOR (DEVICE)    Registered      11082      24-Jul-2009      20090392       06-Sep-2011   3

Uganda

  RED DOOR (DEVICE)    Registered      21,690      01-Jul-1998       01-Jul-1998   3

United Arab Emirates

  RED DOOR (DEVICE)    Registered      25526      11-Aug-1998      27915       11-Aug-1998   3

United Arab Emirates

  RED DOOR (DEVICE)    Registered      164854      09-Nov-2011      164854       29-Aug-2013   03

United States of America

  RED DOOR (DEVICE)    Registered      3698929      08-May-2009      77732521       20-Oct-2009   35

United States of America

  RED DOOR (DEVICE)    Pending      18-Feb-2016      86912147         3, 21, 35 and 44

United States of America

  RED DOOR (DEVICE)    Pending      03-Mar-2016      86928115         9, 24, 25

Uruguay

  RED DOOR (DEVICE)    Registered      301466            09-Sep-1998   3


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Yemen, Republic of

  RED DOOR (DEVICE)    Registered      9820      29-Jun-1998      12,516       17-May-1999   3

Zambia

  RED DOOR (DEVICE)    Registered      30/98      28-Jan-1998       23-Jul-1999   3

Zimbabwe

  RED DOOR (DEVICE)    Registered      795/98      19-Jun-1998       19-Jun-1998   3

Canada

  RED DOOR (OLD DEVICE)    Pending      24-May-2012      1579073         44

United Kingdom

  RED DOOR (SERIES OF 2 MARKS)    Registered      2214905      20-Nov-1999      2,214,905       20-Nov-1999   42

Singapore

  RED DOOR (WORDS IN LOCAL SCRIPT)    Registered      T9504664D      25-May-1995       25-May-1995   3

Taiwan

  RED DOOR (WORDS IN LOCAL SCRIPT)    Registered      784021           84024323       16-Nov-1997   3

Qatar

  RED DOOR (WORDS LATIN/LOCAL SCRIPT)    Registered      7567      09-Sep-1989       07-Jun-1994   3

Armenia

  RED DOOR AURA    Registered      20245      17-Aug-2012      20121107       02-Aug-2013   3

Azerbaijan

  RED DOOR AURA    Registered      2014 0048      09-Aug-2012      20121177       14-Jan-2014   3

Philippines

  RED DOOR AURA    Registered      42012502116      14-Aug-2012      42012502116       20-Dec-2012   3

Vietnam

  RED DOOR AURA    Registered      230463      13-Aug-2012      4201217789       23-Aug-2014   3

Belize

  RED DOOR DEVICE    Registered      453907      03-Apr-2007      4539.07       11-Sep-2007   3, 44

Canada

  RED DOOR DEVICE    Registered      TMA532571      15-Jul-1997      850,726       12-Sep-2000   3

European Community

  RED DOOR DEVICE    Registered      9224511      05-Jul-2010      9224511       07-Jan-2011   3, 5, 9, 14, 18, 21, 24, 25, 35, 42, 44

Ghana

  RED DOOR DEVICE    Pending      15-Jul-2009         3

Libya

  RED DOOR DEVICE    Pending      18-Jan-2009      16898         3

St. Kitts and Nevis

  RED DOOR DEVICE    Registered      20040265      10-Nov-2004      2004/0265       10-Nov-2004   3

Sweden

  RED DOOR DEVICE    Registered      334626      13-Jan-1998      9800203       28-Jan-2000   3

Turks and Caicos Islands

  RED DOOR DEVICE    Registered      15838      05-May-2009      15838       28-Apr-2009   3


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

European Community

  RED DOOR DEVICE (COLOR)    Registered      009195091      22-Jun-2010      9195091       29-Nov-2011   3, 5, 9, 14, 18, 21, 24, 25, 35, 42, 44

Haiti

  RED DOOR DEVICE (COLOR)    Registered      69/125      02-Dec-1999      1326-U       25-Jul-2000   3

Hong Kong

  RED DOOR DEVICE (COLOR)    Registered      1999B12895      17-Apr-1998      4910/98       17-Apr-1998   3

Netherlands Antilles

  RED DOOR DEVICE (COLOR)    Registered      2695      14-May-1998      D-8307       31-Dec-2001   3

South Africa

  RED DOOR DEVICE (COLOR)    Registered      98/05940      08-Apr-1998      98/05940       02-Aug-2001   3

Australia

  RED DOOR DEVICE (LINED FOR COLOR)    Registered      753894      30-Jan-1998      753,894       30-Jan-1998   3

United States of America

  RED DOOR DEVICE (LINED FOR COLOR)    Registered      930966      16-Dec-1969      72/346,358       14-Mar-1972   42

Brunei Darussalam

  RED DOOR DEVICE (Series Mark)    Pending      07-Mar-2007      38464         3, 42

China (People’s Republic)

  RED DOOR IN CHINESE CHARACTERS    Registered      1166500           970,020,343       14-Apr-1998   3

Hong Kong

  RED DOOR IN CHINESE CHARACTERS    Registered      199708129      11-May-1995      5574/95       11-May-1995   3

Malaysia

  RED DOOR IN CHINESE CHARACTERS    Registered      97006972      29-May-1997      97/06972       29-May-1997   3

Australia

  RED DOOR REVEALED    Registered      968138      29-Aug-2003      968138       29-Aug-2003   3

Brazil

  RED DOOR REVEALED    Registered      82571833      01-Sep-2003      825718333       23-Oct-2007   3

Chile

  RED DOOR REVEALED    Registered      686403      01-Sep-2003      619401       24-Feb-2004  

Colombia

  RED DOOR REVEALED    Registered      298620      28-Aug-2003      2003074522       30-Nov-2004   03 Int.

Japan

  RED DOOR REVEALED    Registered      4759660      28-Aug-2003      2003-076750       26-Mar-2004   3

Norway

  RED DOOR REVEALED    Registered      222811      01-Sep-2003      200308144       01-Apr-2004  

South Africa

  RED DOOR REVEALED    Registered      200314576      28-Aug-2003      2003/14576       19-Oct-2007   3

Taiwan

  RED DOOR REVEALED    Registered      1094694      29-Aug-2003      092052315       01-Apr-2004   3

Benelux

  RED DOOR ROUGE    Registered      619721      31-Oct-1997      903874       31-Oct-1997   3


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Canada

  RED DOOR VELVET    Registered      707175      13-Apr-2006      1297789       12-Feb-2008   3

China (People’s Republic)

  RED DOOR VELVET    Registered      886679      24-Apr-2006      886679       24-Apr-2006   3

European Community

  RED DOOR VELVET    Registered      886679      24-Apr-2006      0886679       24-Apr-2006   3

Int’l Registration—Madrid Protocol Only

  RED DOOR VELVET    Registered      886679      24-Apr-2006       24-Apr-2006   3

Int’l Registration—Madrid Protocol Only

  RED DOOR VELVET    Registered      0886679      24-Apr-2006      A0004527       24-Apr-2006   03

Japan

  RED DOOR VELVET    Registered      886679      24-Apr-2006      886679       24-Apr-2006   3

Korea, Republic of

  RED DOOR VELVET    Registered      886679      24-Apr-2006      886679       14-Nov-2008   3

Norway

  RED DOOR VELVET    Registered      886679      24-Apr-2006      886679       24-Apr-2006   3

Argentina

  RED DROPS    Published      23-Feb-2015      3388824        

Australia

  RED DROPS    Registered      1676004      20-Feb-2015      1676004       02-Sep-2015   03 Int.

Brazil

  RED DROPS    Published      03-Mar-2015      909061998         03 Int.

Canada

  RED DROPS    Published      20-Feb-2015      1716051        

China (People’s Republic)

  RED DROPS    Published      05-Feb-2015      16314337         03 Int.

Colombia

  RED DROPS    Published      24-Feb-2015      15040874         03 Int.

Egypt

  RED DROPS    Published      26-Feb-2015      314360         03 Int.

European Community

  RED DROPS    Registered      13620571      06-Jan-2015      13620571       24-Apr-2015  

Hong Kong

  RED DROPS    Registered      303259341      07-Jan-2015      303259341       07-Jan-2015   03 Int.

Indonesia

  RED DROPS    Pending      21-Jan-2015      D002015002382         03 Int.

Israel

  RED DROPS    Pending      20-Feb-2015      272521        

Japan

  RED DROPS    Registered      5782241      23-Feb-2015      2015015991       31-Jul-2015   03


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Korea, Republic of

  RED DROPS    Registered      40-1129712      23-Feb-2015      40201513354       27-Feb-2015   03

Lebanon

  RED DROPS    Registered      164650      24-Feb-2015      30388       02-Mar-2015   03 Int.

Malaysia

  RED DROPS    Pending      27-Feb-2015      2015052949        

Mexico

  RED DROPS    Registered      1539868      24-Feb-2015      1581607       22-May-2015   03 Int.

Morocco

  RED DROPS    Pending      04-Mar-2015      165668         03 Int.

New Zealand

  RED DROPS    Registered      1014495      20-Feb-2015      1014495       21-Aug-2015   03 Int.

Norway

  RED DROPS    Registered      281846      23-Feb-2015      201502337       15-May-2015   03

Panama

  RED DROPS    Registered      238804-01      02-Mar-2015      238804-01       29-Sep-2015   03 Int.

Paraguay

  RED DROPS    Pending      24-Feb-2015      75142015         03 Int.

Philippines

  RED DROPS    Published      07-Jan-2015      42015500093         03 Int.

Russian Federation

  RED DROPS    Registered      566493      12-Jan-2015      2015700110       03-Mar-2016  

Saudi Arabia

  RED DROPS    Pending      26-Feb-2015      1436009900         03 Int.

Singapore

  RED DROPS    Registered      40201503640T      04-Mar-2015      40201503640T       04-Mar-2015  

South Africa

  RED DROPS    Pending      20-Feb-2015      201504512        

Switzerland

  RED DROPS    Registered      679416      23-Feb-2015      52090/2015       20-Oct-2015   03 Int.

Taiwan

  RED DROPS    Registered      1737433      24-Feb-2015      104010355       16-Nov-2015   03

Thailand

  RED DROPS    Pending      07-Jan-2015      968905         03

Turkey

  RED DROPS    Registered      201515318      23-Feb-2015      201515318       23-Feb-2015   03 Int.

United Arab Emirates

  RED DROPS    Published      24-Feb-2015      227704         03 Int.

United States of America

  RED DROPS    Registered      4886861      30-Dec-2014      86492163       12-Jan-2016   03 Int.


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Venezuela

  RED DROPS    Pending      24-Feb-2015      201502554        

Vietnam

  RED DROPS    Published      16-Jan-2015      4201501347         03 Int.

Indonesia

  ROCKER FEMME FANTASY    Pending      04-Mar-2015      D002015008637         03 Int.

Canada

  SHINE POPS    Registered      654712      29-Dec-2004      1242200       08-Dec-2005   3

China (People’s Republic)

  SHINE POPS    Registered      4447945      04-Jan-2005      4447945       28-Apr-2008   3

Mexico

  SHINE POPS    Registered      871334      10-Jan-2005      696021       28-Feb-2005   3

Singapore

  SHINE POPS    Registered      T0423048Z      31-Dec-2004      T04/23048Z       18-May-2005   3

Taiwan

  SHINE POPS    Registered      1170201      31-Dec-2004      093061553       01-Sep-2005   3

United States of America

  SIMPLY PERFECT    Registered      1,418,074      08-May-1986      73/597,596       25-Nov-1986   3

Switzerland

  SKI-LIP    Registered      368534            09-Dec-1968   3

Switzerland

  SKIN DYNAMICS    Registered      405279            03-Jul-1973   3

Australia

  SKIN ILLUMINATING COMPLEX    Registered      840553      28-Jun-2000      840,553       31-May-2001   3

France

  SKIN ILLUMINATING COMPLEX    Registered      3035190      19-Jun-2000      3035190       19-Jun-2000   3

Korea, Republic of

  SKIN ILLUMINATING COMPLEX    Registered      513,439      30-Jun-2000      40-2000-31640       25-Feb-2002   3

South Africa

  SKIN ILLUMINATING COMPLEX    Published      31-Jan-2014      201402534         03

Argentina

  SKIN OPTIMIZING PLATFORM    Registered      2735295           3.339.999       03-Jul-2015   21

New Zealand

  SKIN OPTIMIZING PLATFORM    Registered      1001229      11-Jul-2014      1001229       13-Jan-2015  

Hong Kong

  SMOOTH THE WAY    Registered      2002B00465      24-May-2000      11462/2000       15-Jan-2002   3

New Zealand

  SMOOTH THE WAY    Registered      615304      25-May-2000      615304       25-May-2000   3

Benelux

  SPLENDOR    Registered      619726      07-Nov-1997      904420       07-Nov-1997   3


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Cayman Islands

  SPLENDOR    Registered      2167553      09-May-1998       09-May-1998   3

Korea, Republic of

  SPLENDOR    Registered      464033      04-Mar-1999      1999-6629       27-Jan-2000   3

Sweden

  SPLENDOR    Registered      337216      13-Jan-1998      98-00204       19-May-2000   3

United Kingdom

  SPLENDOR    Registered      2,167,553      22-May-1998       22-May-1998   3

Hong Kong

  SPLENDOR (CAN DONG) IN CHINESE CHARACTERS    Registered      9367(A-B)/2001      26-Jun-2000      14053/2000       17-Aug-2001   3

China (People’s Republic)

  SPLENDOR (WORD IN LOCAL SCRIPT)    Registered      1620308      12-Jul-2000      2,000,105,323       21-Aug-2001   3

New Zealand

  SUN SCIENCE    Registered      165828      03-Jun-1986      165828       03-Jun-1986   3

Colombia

  SUNFLOWER    Registered      190813            18-Oct-1994   3

Korea, Republic of

  SUNFLOWER AND KOREAN CHARACTERS    Registered      40244956            28-Jul-1992   12

Armenia

  SUNFLOWERS    Registered      20249      17-Aug-2012      20121112       02-Aug-2013   3

Aruba

  SUNFLOWERS    Registered      16457      21-Oct-1993      93102112       16-Dec-1993   3

Australia

  SUNFLOWERS    Registered      753891      30-Jan-1998      753891       30-Jan-1998   3

Austria

  SUNFLOWERS    Registered      149561      18-Aug-1993      3914/93       13-Oct-1993   3

Azerbaijan

  SUNFLOWERS    Registered      2014 0046      09-Aug-2012      20121182       14-Jan-2014   3

Bahrain

  SUNFLOWERS    Registered      17057      10-Jan-1994      5/94       10-Jan-1994   3

Barbados

  SUNFLOWERS    Registered      81/15624      24-May-1993       19-Jun-2001   3

Benelux

  SUNFLOWERS    Registered      530198      28-Jun-1993      799476       28-Jun-2003   3

Bolivia

  SUNFLOWERS    Registered      58911-C            19-Jul-1995   3

Canada

  SUNFLOWERS    Registered      450498      05-Feb-1993      721,936       24-Nov-1995   3

Colombia

  SUNFLOWERS    Registered      222872           94/026,915       12-Sep-1999   3


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Costa Rica

  SUNFLOWERS    Registered      38822           113273       28-Oct-1998   3

Costa Rica

  SUNFLOWERS    Registered      84513           82937       27-Oct-1993   3

Curacao

  SUNFLOWERS    Pending      09617      17-Jul-2003      VD-300156        

Denmark

  SUNFLOWERS    Registered      199405209           6807/93       05-Aug-1994   3

Dominican Republic

  SUNFLOWERS    Registered      58151            15-Aug-1993   50

Ecuador

  SUNFLOWERS    Registered      1247      21-Jan-1998      84649       12-Oct-1999   3

El Salvador

  SUNFLOWERS    Registered      48/101           E-1431-98       25-Jan-2000   3

European Community

  SUNFLOWERS    Registered      9384611      17-Sep-2010      9384611       04-Mar-2011   3, 03 Int.

Finland

  SUNFLOWERS    Registered      134961           4813/93       05-Dec-1994   3

Greece

  SUNFLOWERS    Registered      116473      27-Oct-1993      116473       17-May-1996   3

Guatemala

  SUNFLOWERS    Registered      71703           2157-93       22-Jun-1994   3

Honduras

  SUNFLOWERS    Registered      75010           1489/98       10-Aug-1999   3

Honduras

  SUNFLOWERS    Registered      59038           5143/93       10-Dec-1993   3

Iran (Islamic Republic of)

  SUNFLOWERS    Registered      71878      08-Sep-1993      109059       26-Dec-1993   3

Ireland

  SUNFLOWERS    Registered      210,273      15-Jun-1998      98/2505       15-Jun-1998   3

Kazakhstan

  SUNFLOWERS    Registered      41985      02-Aug-2012      59045       23-Oct-2013   3

Korea, Republic of

  SUNFLOWERS    Registered      350302           95-9316       20-Nov-1996   12

Korea, Republic of

  SUNFLOWERS    Registered      446863           98-1574       23-Apr-1999   3

Malaysia

  SUNFLOWERS    Registered      9801367      09-Feb-1998      98/01367       09-Feb-1998   3

Mexico

  SUNFLOWERS    Registered      437416      12-May-1993      167489       12-May-1993   3


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Morocco

  SUNFLOWERS    Registered      51879      19-Aug-1993      51,879       19-Aug-1993   3

Namibia

  SUNFLOWERS    Registered      96/0048      11-Jan-1996      96/0048       11-Jan-1996   3

Netherlands Antilles

  SUNFLOWERS    Registered      2700      31-Dec-2001      D-8317       21-Oct-1993   3

New Zealand

  SUNFLOWERS    Registered      226575      27-Apr-1993      226575       27-Apr-1993   3

New Zealand

  SUNFLOWERS    Registered      287549      22-Jan-1998      287549       22-Jan-1998   3

Nicaragua

  SUNFLOWERS    Registered      45399 C.C.      22-Jan-1998       30-Nov-2000   3

Norway

  SUNFLOWERS    Registered      174297           935,070       20-Jun-1996   3

Oman

  SUNFLOWERS    Registered      8769      16-Aug-1993      8769       05-Aug-2001   3

Pakistan

  SUNFLOWERS    Registered      146011      16-Jan-1998      146,011       23-Apr-2004   3

Panama

  SUNFLOWERS    Registered      70837      29-Aug-1995       29-Aug-1995   3

Paraguay

  SUNFLOWERS    Registered      407184           7111       09-Jul-2004   3

Peru

  SUNFLOWERS    Registered      32554           013,694       11-Nov-1996   3

Russian Federation

  SUNFLOWERS    Registered      150236      03-Nov-1995      95712543       03-Nov-1995   3

Saudi Arabia

  SUNFLOWERS    Registered      308/67      07-Sep-1993      22204       31-May-1994   3

Singapore

  SUNFLOWERS    Registered      T99/05839F      09-Jun-1999      T99/05939F       09-Jun-1999   3

Sweden

  SUNFLOWERS    Registered      259174      15-Oct-1993      93-09659       23-Jun-1994   3

Taiwan

  SUNFLOWERS    Registered      655091           82026356       16-Sep-1994   5

Taiwan

  SUNFLOWERS    Registered      625769           82,026,357       01-Jan-1994   6

Thailand

  SUNFLOWERS    Registered      KOR47923      09-Jun-1994      266,182       09-Jun-1994   3

Tunisia

  SUNFLOWERS    Registered      EE930834      16-Aug-1993       16-Aug-1993   3


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Turkey

  SUNFLOWERS    Registered      150224            11-Mar-1994   3, 21

United Arab Emirates

  SUNFLOWERS    Registered      40750      27-Feb-1996      15,050       27-May-2003   3

United Kingdom

  SUNFLOWERS    Registered      2,070,585      07-May-1996       07-May-1996   3

United Kingdom

  SUNFLOWERS    Registered      2019068            28-Apr-1995   3

United States of America

  SUNFLOWERS    Registered      1830983      25-Nov-1992      74/334,688       19-Apr-1994   3

United States of America

  SUNFLOWERS    Registered      1917541      26-Aug-1994      74/565,917       12-Sep-1995   3

Zambia

  SUNFLOWERS    Registered      715/96      10-Dec-1996       10-Dec-1996   3

Argentina

  SUNFLOWERS (LABEL)    Registered      3476235           1914554       03-Oct-1995   3

Finland

  SUNFLOWERS (LABEL)    Registered      137942           4812/93       05-Jun-1995   3

Italy

  SUNFLOWERS (LABEL)    Registered      1043059      20-Oct-1993      7179/93       20-Oct-1993   3

Peru

  SUNFLOWERS (LABEL)    Registered      26929           237,792       23-May-1996   3

Singapore

  SUNFLOWERS (LABEL)    Registered      T9400124H      06-Jan-1994      S/124/94       06-Jan-1994   3

South Africa

  SUNFLOWERS (LABEL)    Registered      94/0144      07-Jan-1994       07-Jan-1994   3

Taiwan

  SUNFLOWERS (LABEL)    Registered      658328           83,028,645       16-Oct-1994   6

Canada

  SUNFLOWERS (WORD & DEVICE)    Registered      450068           736554       17-Nov-1995  

United States of America

  SUNFLOWERS (WORD & DEVICE)    Registered      1820936      18-May-1993      74/392,288       15-Feb-1994   3

Qatar

  SUNFLOWERS (WORD (LATIN/LOCAL SCRIPT))    Registered      11121      12-Aug-1993      11121       24-Jun-2001   3

China (People’s Republic)

  SUNFLOWERS (WORD IN LOCAL SCRIPT)    Registered      1620281      15-May-2000      200,072,484       21-Aug-2001   3

France

  SUNFLOWERS ELIZABETH ARDEN    Registered      93490173      29-Oct-1993       29-Oct-1993   3

Guatemala

  SUNFLOWERS ELIZABETH ARDEN    Registered      76624            15-Mar-1996   3


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Japan

  SUNFLOWERS ELIZABETH ARDEN (LABEL)    Registered      3300541      14-Nov-1996      111312/93       02-May-1997   3

Taiwan

  SUNFLOWERS ELIZABETH ARDEN (LABEL)    Registered      665280           83028646       01-Jan-1995   5

Uruguay

  SUNFLOWERS ELIZABETH ARDEN (LABEL)    Registered      368664            11-Mar-1996   3

European Community

  SUPERSTART    Registered      13501895      26-Nov-2014      13501895       23-Mar-2015   03 Int.

United States of America

  SUPERSTART    Registered      4882894      24-Nov-2014      86463262       05-Jan-2016   03 Int.

United States of America

  THE RED DOOR    Pending      26-Jul-2016      87116711         35, 44

African Intellectual Property Organization (OAPI)

  TO BE BEAUTIFUL IS THE BIRTHRIGHT OF EVERY WOMAN    Registered      69640      28-Nov-2011      3201102947       31-May-2012   3

Australia

  TO BE BEAUTIFUL IS THE BIRTHRIGHT OF EVERY WOMAN    Registered      1456386      28-Oct-2011      1456386       28-Oct-2011   3

Botswana

  TO BE BEAUTIFUL IS THE BIRTHRIGHT OF EVERY WOMAN    Registered      BWM201100853      04-Nov-2011      BWM201100853       25-Sep-2013   3

Brazil

  TO BE BEAUTIFUL IS THE BIRTHRIGHT OF EVERY WOMAN    Published      28-Oct-2011      831145153         3

Canada

  TO BE BEAUTIFUL IS THE BIRTHRIGHT OF EVERY WOMAN    Registered      TMA869,416      28-Oct-2011      1549865       20-Jan-2014   3

Colombia

  TO BE BEAUTIFUL IS THE BIRTHRIGHT OF EVERY WOMAN    Registered      474115      28-Oct-2011      2011146562       28-Jul-2013   3

Ecuador

  TO BE BEAUTIFUL IS THE BIRTHRIGHT OF EVERY WOMAN    Registered      368112      15-Nov-2011      201112728       02-May-2012   3

European Community

  TO BE BEAUTIFUL IS THE BIRTHRIGHT OF EVERY WOMAN    Registered      10815331      17-Apr-2012      010815331       17-Jun-2013   3, 34, 44

Honduras

  TO BE BEAUTIFUL IS THE BIRTHRIGHT OF EVERY WOMAN    Registered      3234      03-Feb-2012      39692012       28-Aug-2012   3


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Hong Kong

  TO BE BEAUTIFUL IS THE BIRTHRIGHT OF EVERY WOMAN    Registered      302081655      10-Nov-2011      302081655       11-Nov-2011   3

Iceland

  TO BE BEAUTIFUL IS THE BIRTHRIGHT OF EVERY WOMAN    Registered      252012      28-Oct-2011      30092011       02-Jan-2012   3

India

  TO BE BEAUTIFUL IS THE BIRTHRIGHT OF EVERY WOMAN    Pending      28-Mar-2012      2307179         3

Israel

  TO BE BEAUTIFUL IS THE BIRTHRIGHT OF EVERY WOMAN    Registered      241677      28-Oct-2011      241677       06-Aug-2014   03 Int.

Jamaica

  TO BE BEAUTIFUL IS THE BIRTHRIGHT OF EVERY WOMAN    Registered      59161      28-Oct-2011      59161       28-Oct-2011   3

Japan

  TO BE BEAUTIFUL IS THE BIRTHRIGHT OF EVERY WOMAN    Registered      5484531      31-Oct-2011      2011078065       06-Apr-2012   3

Kenya

  TO BE BEAUTIFUL IS THE BIRTHRIGHT OF EVERY WOMAN    Registered      73226      18-Nov-2011      73226       17-Sep-2012   3

Kuwait

  TO BE BEAUTIFUL IS THE BIRTHRIGHT OF EVERY WOMAN    Registered      109153      31-Oct-2011      125032       07-Jun-2013   3

Lebanon

  TO BE BEAUTIFUL IS THE BIRTHRIGHT OF EVERY WOMAN    Registered      141093      22-Feb-2012      141093       22-Feb-2012   3

Lesotho

  TO BE BEAUTIFUL IS THE BIRTHRIGHT OF EVERY WOMAN    Registered      LSM1100387      10-Nov-2011      LSM1100387       10-Apr-2013   03 Int.

Liberia

  TO BE BEAUTIFUL IS THE BIRTHRIGHT OF EVERY WOMAN    Registered     
 
LR/M/
2012/00195
 
  
        31-Oct-2012   3

Mexico

  TO BE BEAUTIFUL IS THE BIRTHRIGHT OF EVERY WOMAN    Registered      1276823      31-Oct-2011      1223978       29-Mar-2012   3

Morocco

  TO BE BEAUTIFUL IS THE BIRTHRIGHT OF EVERY WOMAN    Registered      141933      29-Dec-2011      141933       29-Dec-2011   3


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Mozambique

  TO BE BEAUTIFUL IS THE BIRTHRIGHT OF EVERY WOMAN    Pending      04-Nov-2011      201572011         3

Namibia

  TO BE BEAUTIFUL IS THE BIRTHRIGHT OF EVERY WOMAN    Published      09-Dec-2011      20111617         3

New Zealand

  TO BE BEAUTIFUL IS THE BIRTHRIGHT OF EVERY WOMAN    Registered      851564      28-Oct-2011      851564       28-Oct-2011   3

Nicaragua

  TO BE BEAUTIFUL IS THE BIRTHRIGHT OF EVERY WOMAN    Registered      2014103226LM      28-Oct-2011      2011003896       01-Apr-2014   3

Nigeria

  TO BE BEAUTIFUL IS THE BIRTHRIGHT OF EVERY WOMAN    Pending      14-Nov-2011      201118472         3

Oman

  TO BE BEAUTIFUL IS THE BIRTHRIGHT OF EVERY WOMAN    Registered      73462      25-Mar-2012      73462       05-Mar-2013   3

Paraguay

  TO BE BEAUTIFUL IS THE BIRTHRIGHT OF EVERY WOMAN    Registered      391130      28-Oct-2011      1146492       20-Dec-2013   3

Peru

  TO BE BEAUTIFUL IS THE BIRTHRIGHT OF EVERY WOMAN    Published      21-Feb-2012      484098         3

Philippines

  TO BE BEAUTIFUL IS THE BIRTHRIGHT OF EVERY WOMAN    Registered      42011501644      28-Oct-2011      42011501644       12-Apr-2012   3

Qatar

  TO BE BEAUTIFUL IS THE BIRTHRIGHT OF EVERY WOMAN    Published      30-Oct-2011      71119         03 Int.

Saudi Arabia

  TO BE BEAUTIFUL IS THE BIRTHRIGHT OF EVERY WOMAN    Registered      143212592      31-Oct-2011      174116       26-Jul-2014   3

Singapore

  TO BE BEAUTIFUL IS THE BIRTHRIGHT OF EVERY WOMAN    Registered      T0409704F      30-Nov-2011      T1116952I       30-Nov-2011   3

South Africa

  TO BE BEAUTIFUL IS THE BIRTHRIGHT OF EVERY WOMAN    Registered      201127464      28-Oct-2011      201127464       28-Feb-2014   3


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Swaziland

  TO BE BEAUTIFUL IS THE BIRTHRIGHT OF EVERY WOMAN    Registered      07-Nov-2011      10942011       09-Nov-2011   3

Switzerland

  TO BE BEAUTIFUL IS THE BIRTHRIGHT OF EVERY WOMAN    Registered      627370      28-Oct-2011      621072011       21-Mar-2012   3

Trinidad and Tobago

  TO BE BEAUTIFUL IS THE BIRTHRIGHT OF EVERY WOMAN    Registered      B44904      10-Feb-2012      B44904       10-Feb-2012   3

Turkey

  TO BE BEAUTIFUL IS THE BIRTHRIGHT OF EVERY WOMAN    Registered      201189865      03-Nov-2011      201189865       05-Feb-2013   3

United Arab Emirates

  TO BE BEAUTIFUL IS THE BIRTHRIGHT OF EVERY WOMAN    Registered      164855      09-Nov-2011      164855       29-Aug-2013   03

Yemen, Republic of

  TO BE BEAUTIFUL IS THE BIRTHRIGHT OF EVERY WOMAN    Registered      56839      30-Oct-2011      56839       30-Oct-2011   3

Zambia

  TO BE BEAUTIFUL IS THE BIRTHRIGHT OF EVERY WOMAN    Registered      10942011      07-Nov-2011      10942011       05-Dec-2013   3

Zanzibar

  TO BE BEAUTIFUL IS THE BIRTHRIGHT OF EVERY WOMAN    Registered      ZNT5372011      15-Nov-2011      5372011       15-Nov-2011   3

Zimbabwe

  TO BE BEAUTIFUL IS THE BIRTHRIGHT OF EVERY WOMAN    Registered      13352011      09-Nov-2011      133411       31-Jul-2014   3

France

  TREAT YOURSELF TO A GOOD NIGHT’S SLEEP (SLOGAN)    Registered      3066473      23-Nov-2000      3,066,473       23-Nov-2000   3

Korea, Republic of

  TREAT YOURSELF TO A GOOD NIGHT’S SLEEP (SLOGAN)    Registered      524400      18-Sep-2000      40-2000-43627       04-Jul-2002   3

Sweden

  TREAT YOURSELF TO A GOOD NIGHT’S SLEEP (SLOGAN)    Registered      356764      04-Sep-2000      00-06507       05-Jul-2002   3

Antigua and Barbuda

  TRUE LOVE    Registered      3749      23-Aug-1994       23-Aug-1994   48

Aruba

  TRUE LOVE    Registered      16698      07-Apr-1994      94,040,811       26-Apr-1994   3

Australia

  TRUE LOVE    Registered      622412      11-Feb-1994      622412       07-Jun-1996   3


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Azerbaijan

  TRUE LOVE    Registered      2014 0042      09-Aug-2012      20121183       14-Jan-2014   3

Bahamas

  TRUE LOVE    Registered      16364      29-Mar-1994       29-Mar-1994   48

Bahrain

  TRUE LOVE    Registered      17813      03-Aug-1994      17813       03-Aug-1994   3

Benelux

  TRUE LOVE    Registered      534849      27-Aug-1993      802382       27-Aug-1993   3

Bermuda

  TRUE LOVE    Registered      26088            18-May-1994   3

Bolivia

  TRUE LOVE    Registered      60811-C      25-Mar-1994      9400823       26-Mar-1996   3

Brazil

  TRUE LOVE    Registered      817361243            12-Dec-1995   3

Canada

  TRUE LOVE    Registered      446965      20-Sep-1993      737,181       01-Sep-1995   3

Chile

  TRUE LOVE    Registered      791681           244975       04-Apr-1997   3

China (People’s Republic)

  TRUE LOVE    Registered      796089      31-Mar-1994      94,026,693       07-Dec-1995   3

Colombia

  TRUE LOVE    Registered      230412      02-Sep-1993      93,406,067       27-Nov-2000   3

Costa Rica

  TRUE LOVE    Registered      88674      27-Apr-1994      87986       23-Sep-1994   3

Curacao

  TRUE LOVE    Registered      09616      31-Mar-2014      VD400073       10-Jul-2014   03 Int.

Denmark

  TRUE LOVE    Registered      VR199401709           7753/93       11-Mar-1994   3

Ecuador

  TRUE LOVE    Registered      4858      31-Mar-1994      46210       20-Aug-1998   3

El Salvador

  TRUE LOVE    Registered      210/47           1323-94       23-Jan-1997   3

Finland

  TRUE LOVE    Registered      136224           5531/93       06-Feb-1995   3

France

  TRUE LOVE    Registered      93482442      03-Sep-1993      93/482442       03-Sep-1993   3

Germany

  TRUE LOVE    Registered      2102625      22-Apr-1994     
 
U 9330/3
WZ
  
  
   02-Jan-1997   3

Germany

  TRUE LOVE    Registered      39656802      19-Jan-1994      Z11660       28-Jun-1994   3, 9, 16, 28, 41


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Greece

  TRUE LOVE    Registered      118302      22-Mar-1994      118302       17-Dec-1996   3

Guatemala

  TRUE LOVE    Registered      102702           2705-94       30-Mar-2000   3

Honduras

  TRUE LOVE    Registered      62455           2721/94       07-Aug-1995   3

Hong Kong

  TRUE LOVE    Registered      199505769      01-Jul-1993      6717/93       01-Jul-1993   3

Iceland

  TRUE LOVE    Registered      7761994      30-Mar-1994      334/94       26-Aug-1994   3

India

  TRUE LOVE    Registered      625618      19-Apr-1994      625,618       19-Apr-1994   3

Indonesia

  TRUE LOVE    Registered      IDM000008862      03-Dec-1993      D93 16132       15-Mar-1995   3

Ireland

  TRUE LOVE    Registered      162293      21-Mar-1994      94/1784       21-Mar-1994   3

Italy

  TRUE LOVE    Registered      0001043058      03-Sep-1993      MI93C/06021       26-Apr-1996   3

Jamaica

  TRUE LOVE    Registered      30204           3/3132       07-Apr-1994   3

Kazakhstan

  TRUE LOVE    Registered      42581      02-Aug-2012      59046       26-Dec-2013   3

Korea, Republic of

  TRUE LOVE    Registered      40312009           93-31303       21-Apr-1995   12

Korea, Republic of

  TRUE LOVE    Registered      40312012           93-31304       21-Apr-1995   13

Kuwait

  TRUE LOVE    Registered      28261      20-Mar-1995      30451       20-Mar-1995   3

Malaysia

  TRUE LOVE    Registered      9402976      18-Apr-1994      94/02976       18-Apr-1994   3

Malta

  TRUE LOVE    Registered      23168      15-Apr-1994       15-Apr-1994   3

Mexico

  TRUE LOVE    Registered      448173      29-Sep-1993      179269       29-Sep-1993   3

Netherlands Antilles

  TRUE LOVE    Registered      2699      31-Mar-1994      D-8316       12-Mar-2004   3

Netherlands Antilles

  TRUE LOVE    Registered      08174            31-Mar-2014  

New Zealand

  TRUE LOVE    Registered      228840      23-Jul-1993      228840       23-Jul-1993   3


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Nicaragua

  TRUE LOVE    Registered      27498CC           1994-001170       09-Jan-1995   3

Norway

  TRUE LOVE    Registered      168230           935,834       15-Jun-1995   3

Oman

  TRUE LOVE    Registered      9658      27-Mar-1994      9658       29-Jul-2001   3

Pakistan

  TRUE LOVE    Registered      124552      05-Apr-1994      124552       05-Apr-1994   3

Panama

  TRUE LOVE    Registered      72317            30-Jan-1996   3

Paraguay

  TRUE LOVE    Registered      277300           5605       29-Dec-1994   3

Peru

  TRUE LOVE    Registered      8587           239,635       11-Jul-1994   3

Philippines

  TRUE LOVE    Registered      42012502172      22-Aug-2012      4201200502172       06-Jun-2013   3

Saudi Arabia

  TRUE LOVE    Registered      340/81      07-Jul-1993      21574       07-Jul-1993   3

Singapore

  TRUE LOVE    Registered      T9305964A      03-Aug-1993      S/5964/93       03-Aug-1993   3

St. Maarten

  TRUE LOVE    Registered      08174      31-Mar-2014      14188       10-Jul-2014  

Sweden

  TRUE LOVE    Registered      260266      29-Nov-1993      93-11250       12-Aug-1994   3

Taiwan

  TRUE LOVE    Registered      631749           82032477       16-Feb-1994   5

Taiwan

  TRUE LOVE    Registered      629922           82032478       01-Feb-1994   6

Taiwan

  TRUE LOVE    Registered      631853            16-Feb-1994   7

Thailand

  TRUE LOVE    Registered      KOR18013      05-Jul-1993      247,615       05-Jul-1993   3

Trinidad and Tobago

  TRUE LOVE    Registered      22589      29-Mar-1994       29-Mar-1994   48

United States of America

  TRUE LOVE    Registered      1970280      18-Mar-1993      74/369,372       23-Apr-1996   3

Uruguay

  TRUE LOVE    Registered      368358            09-Feb-1996   3

Zanzibar

  TRUE LOVE    Pending      24-Mar-1994      9894         3


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Australia

  TRUE LOVE (BOTTLE & LABEL)    Registered      643850      24-Oct-1994      643850       24-Oct-1994   3

Benelux

  TRUE LOVE (BOTTLE & LABEL)    Registered      0556493      12-Oct-1994      835278       12-Oct-1994   3

Brazil

  TRUE LOVE (BOTTLE & LABEL)    Registered      818063050      20-Oct-1994       29-Oct-1996   3

Colombia

  TRUE LOVE (BOTTLE & LABEL)    Registered      238161      26-Oct-1994      94,048,867       29-Jun-2001   3

Denmark

  TRUE LOVE (BOTTLE & LABEL)    Registered      VR 1994 08635           7181/94       09-Dec-1994   3

Finland

  TRUE LOVE (BOTTLE & LABEL)    Registered      141620           199405153       20-Dec-1995   3

Greece

  TRUE LOVE (BOTTLE & LABEL)    Registered      121445      31-Oct-1994      121,445       18-Feb-1997   3

Indonesia

  TRUE LOVE (BOTTLE & LABEL)    Registered      IDM000020268      19-Oct-1994      19393/94       31-Jan-1996   3

Korea, Republic of

  TRUE LOVE (BOTTLE & LABEL)    Registered      332577           94-42187       26-Jan-1996   12

Korea, Republic of

  TRUE LOVE (BOTTLE & LABEL)    Registered      332580           94-42188       26-Jan-1996   13

Latvia

  TRUE LOVE (BOTTLE & LABEL)    Registered      M36430      25-Oct-1994      M-94-2254       25-Oct-1994   3

Malaysia

  TRUE LOVE (BOTTLE & LABEL)    Registered      9410999      25-Nov-1994      94/10999       25-Nov-1994   3

Mexico

  TRUE LOVE (BOTTLE & LABEL)    Registered      528289      31-Oct-1994      216700       31-Oct-1994   3

Norway

  TRUE LOVE (BOTTLE & LABEL)    Registered      177413           945,816       17-Oct-1996   3

Peru

  TRUE LOVE (BOTTLE & LABEL)    Registered      14190           253,707       23-Mar-1995   3

Saudi Arabia

  TRUE LOVE (BOTTLE & LABEL)    Registered      352/21      25-Oct-1994      26925       25-Sep-1995   3

Singapore

  TRUE LOVE (BOTTLE & LABEL)    Registered      T9409251J      24-Oct-1994      9251/94       24-Oct-1994   3

Sweden

  TRUE LOVE (BOTTLE & LABEL)    Registered      305187      18-Oct-1994      94-10491       13-Oct-1995   3

Thailand

  TRUE LOVE (BOTTLE & LABEL)    Registered      KOR37220      02-Nov-1994      274,980       02-Nov-1994   3

United Kingdom

  TRUE LOVE (BOTTLE & LABEL)    Registered      1589302      31-Oct-1994       31-Oct-1994   3


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

New Zealand

  TRUE LOVE (DEVICE)    Registered      242582      01-Nov-1994      242582       01-Nov-1994   3

Singapore

  TRUE LOVE (WORDS IN LOCAL SCRIPT)    Registered      T9504665B      25-May-1995      S4665/95       25-May-1995   3

Qatar

  TRUE LOVE (WORDS(LATIN/LOCAL SCRIPT))    Registered      11747      27-Mar-1994      11747       22-May-2001   3

Hong Kong

  TRUE LOVE (ZHEN AI) IN CHINESE CHARACTERS    Registered      19991661      11-May-1995      5577/95       11-May-1995   3

United States of America

  TRUE LOVE AND BOTTLE DESIGN    Registered      2,045,882      02-Apr-1996      75/08,796       18-Mar-1997   3

Canada

  TRUE LOVE ELIZABETH ARDEN AND DESIGN    Registered      TMA497690      31-Jul-1997      852521       23-Jul-1998  

United States of America

  TRUE LOVE ELIZABETH ARDEN AND DESIGN    Registered      2,049,505      21-Sep-1994      74/576,344       01-Apr-1997   3

Argentina

  UNTOLD    Registered      2643385      18-Jan-2013      3222386       25-Apr-2014   3

Australia

  UNTOLD    Registered      1536305      17-Jan-2013      1536305       17-Jan-2013   3

Austria

  UNTOLD    Registered      11497765      17-Jan-2013      011497765       17-Jan-2013   3, 5

Benelux

  UNTOLD    Registered      11497765      17-Jan-2013      011497765       17-Jan-2013   3, 5

Brazil

  UNTOLD    Registered      840396511      21-Jan-2013      840396511       24-Nov-2015   3

Bulgaria

  UNTOLD    Registered      11497765      17-Jan-2013      011497765       17-Jan-2013   3, 5

Canada

  UNTOLD    Registered      TMA925667      17-Jan-2013      1610214       12-Jan-2016   3

Chile

  UNTOLD    Registered      1031443      25-Jan-2013      1043399       29-Aug-2013   3

China (People’s Republic)

  UNTOLD    Registered      12059678      17-Jan-2013      12059678       07-Jul-2014   3

Colombia

  UNTOLD    Registered      43218      17-Jan-2013      2013008550       26-Jun-2013   3

Costa Rica

  UNTOLD    Registered      229.934      18-Jan-2013      2013-370       06-Sep-2013   3

Cyprus, Republic of

  UNTOLD    Registered      11497765      17-Jan-2013      011497765       17-Jan-2013   3, 5

Czech Republic

  UNTOLD    Registered      11497765      17-Jan-2013      011497765       17-Jan-2013   3, 5

Denmark

  UNTOLD    Registered      11497765      17-Jan-2013      011497765       17-Jan-2013   3, 5


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Egypt

  UNTOLD    Published      23-Jan-2013      284379         3

Estonia

  UNTOLD    Registered      11497765      17-Jan-2013      011497765       17-Jan-2013   3, 5

European Community

  UNTOLD    Registered      11497765      17-Jan-2013      011497765       17-Jan-2013   3, 5

Finland

  UNTOLD    Registered      11497765      17-Jan-2013      011497765       17-Jan-2013   3, 5

France

  UNTOLD    Registered      11497765      17-Jan-2013      011497765       17-Jan-2013   3, 5

Germany

  UNTOLD    Registered      11497765      17-Jan-2013      011497765       17-Jan-2013   3, 5

Greece

  UNTOLD    Registered      11497765      17-Jan-2013      011497765       17-Jan-2013   3, 5

Hong Kong

  UNTOLD    Registered      302498455      17-Jan-2013      302498455       21-May-2013   3

Hungary

  UNTOLD    Registered      11497765      17-Jan-2013      011497765       17-Jan-2013   3, 5

India

  UNTOLD    Pending      31-Jan-2013      2469896         3

Indonesia

  UNTOLD    Pending      22-Jan-2013      D002013 002909         3

Iraq

  UNTOLD    Pending      22-Jan-2013      63775         3a, 3c

Ireland

  UNTOLD    Registered      11497765      17-Jan-2013      011497765       17-Jan-2013   3, 5

Italy

  UNTOLD    Registered      11497765      17-Jan-2013      011497765       17-Jan-2013   3, 5

Japan

  UNTOLD    Registered      5617282      18-Jan-2013      2013002488       27-Sep-2013   3

Jordan

  UNTOLD    Registered      127875      28-Feb-2013      127875       28-Feb-2013   3

Korea, Republic of

  UNTOLD    Registered      401022273      17-Jan-2013      4020133304       12-Feb-2014   3

Kuwait

  UNTOLD    Registered      117775      27-Jan-2013      136779       22-Jun-2014   3

Latvia

  UNTOLD    Registered      11497765      17-Jan-2013      011497765       17-Jan-2013   3, 5


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Lebanon

  UNTOLD    Registered      148334      27-Feb-2013      148335       27-Feb-2013   3

Lithuania

  UNTOLD    Registered      11497765      17-Jan-2013      011497765       17-Jan-2013   3, 5

Malaysia

  UNTOLD    Registered      2013001258      21-Jan-2013      2013001258       21-Jan-2013   03 Int.

Malta

  UNTOLD    Registered      11497765      17-Jan-2013      011497765       17-Jan-2013   3, 5

Mexico

  UNTOLD    Registered      1360328      17-Jan-2012      1340331       10-Apr-2013   3

New Zealand

  UNTOLD    Registered      971574      17-Jan-2013      971574       17-Jan-2013   3

Norway

  UNTOLD    Registered      270411      18-Jan-2013      201301069       22-Apr-2013   3

Philippines

  UNTOLD    Registered      42013000670      21-Jan-2013      4201300000670       29-Aug-2013  

Poland

  UNTOLD    Registered      11497765      17-Jan-2013      011497765       17-Jan-2013   3, 5

Portugal

  UNTOLD    Registered      11497765      17-Jan-2013      011497765       17-Jan-2013   3, 5

Qatar

  UNTOLD    Registered      78935      20-Jan-2013      78935       01-Jul-2015   3

Romania

  UNTOLD    Registered      11497765      17-Jan-2013      011497765       17-Jan-2013   3, 5

Russian Federation

  UNTOLD    Registered      513101      21-Jan-2013      2013701514       14-May-2014  

Saudi Arabia

  UNTOLD    Registered      143403284      23-Jan-2013      191286       22-Jan-2014   3

Singapore

  UNTOLD    Registered      T1300962F      17-Jan-2013      T1300962F       07-Jun-2013   3

Slovakia

  UNTOLD    Registered      11497765      17-Jan-2013      011497765       17-Jan-2013   3, 5

Slovenia

  UNTOLD    Registered      11497765      17-Jan-2013      011497765       17-Jan-2013   3, 5

South Africa

  UNTOLD    Registered      201301136      18-Jan-2013      201301136       27-Jun-2014   3

Spain

  UNTOLD    Registered      11497765      17-Jan-2013      011497765       17-Jan-2013   3, 5

Sri Lanka

  UNTOLD    Pending      18-Jan-2013      177368         3


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Sweden

  UNTOLD    Registered      11497765      17-Jan-2013      011497765       17-Jan-2013   3, 5

Taiwan

  UNTOLD    Registered      1590473      17-Jan-2013      102003229       01-Aug-2013   3

Thailand

  UNTOLD    Registered      KOR393262      18-Jan-2013      878416       10-Mar-2015   3

United Arab Emirates

  UNTOLD    Registered      185846      29-Jan-2013      185846       13-Jan-2016   3

United Kingdom

  UNTOLD    Registered      11497765      17-Jan-2013      011497765       17-Jan-2013   3, 5

United States of America

  UNTOLD    Registered      4503297      16-Jan-2013      85/980999       25-Mar-2014   3

United States of America

  UNTOLD    Registered      4786240      16-Jan-2013      85/824296       04-Aug-2015   3

Venezuela

  UNTOLD    Registered      P336048      29-Jan-2013      15822013       28-Dec-2013  

Vietnam

  UNTOLD    Registered      223653      24-Jan-2013      4201301836       28-Apr-2014   3

South Africa

  VELVA    Registered      005/33      04-Jan-1933       04-Jan-1933   3

United States of America

  VELVA    Registered      136,514      24-Jun-1918      71/111,775       02-Nov-1920   3

Japan

  VELVA (STYLIZED) II    Registered      233,757      13-Jul-1927      11366       14-Apr-1932   4

Japan

  VELVA IN KATAKANA    Registered      2,489,476      03-Mar-1989      23320/89       25-Dec-1992   3, 30

Israel

  VELVA MOISTURE CREAM    Registered      20725      10-Apr-1962       08-May-1964   3

Taiwan

  VELVA MOISTURE FILM    Registered      470851           78-24229       01-Jan-2000   6

United States of America

  VELVA MOISTURE FILM    Registered      952,832      16-Aug-1971      72/400,262       06-Feb-1973   3

Algeria

  VISIBLE DIFFERENCE    Registered      87001      03-Oct-2013      DZT2013003696       03-Oct-2013   03 Int.

Argentina

  VISIBLE DIFFERENCE    Registered      1971495           1484970       24-Feb-2004   3

Aruba

  VISIBLE DIFFERENCE    Registered      31625      22-Nov-2013      31625       07-Jan-2014   03 Int.

Aruba

  VISIBLE DIFFERENCE    Pending      22-Nov-2013      IM13112224        


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Australia

  VISIBLE DIFFERENCE    Registered      297580      07-Jun-1976      297580       07-Jun-1976   3

Bahrain

  VISIBLE DIFFERENCE    Pending      23-Mar-2014      102800         03 Int.

Bangladesh

  VISIBLE DIFFERENCE    Pending      17-Nov-2013      169870         03 Int.

Benelux

  VISIBLE DIFFERENCE    Registered      326483      29-May-1974      34329       29-May-1974   3

Brazil

  VISIBLE DIFFERENCE    Registered      007223498      03-Sep-1979      816909377       10-Oct-2000   3

Brazil

  VISIBLE DIFFERENCE    Registered      816909377      15-Oct-1992      816909377       21-Jan-2014   3

Canada

  VISIBLE DIFFERENCE    Registered      240690      26-Feb-1979      436223       07-Mar-1980  

China (People’s Republic)

  VISIBLE DIFFERENCE    Registered      267084            30-Oct-1986   3

Colombia

  VISIBLE DIFFERENCE    Registered      87,802            13-Apr-1976   3

Costa Rica

  VISIBLE DIFFERENCE    Registered      50744            31-May-1977   3

Denmark

  VISIBLE DIFFERENCE    Registered      VR19833472      15-Nov-1982      5127/1982       30-Sep-1983   3

Egypt

  VISIBLE DIFFERENCE    Registered      54788      07-Aug-1978       10-Dec-1979   3

El Salvador

  VISIBLE DIFFERENCE    Registered      11/29            25-Feb-1977   127

France

  VISIBLE DIFFERENCE    Registered      1289883      16-Nov-1984      721379       16-Nov-1984   3

Gaza District

  VISIBLE DIFFERENCE    Registered      17993      15-Sep-2013      17993       18-Mar-2015  

Greece

  VISIBLE DIFFERENCE    Registered      65,308      20-Dec-1979      65,308       18-Jan-1982   3

Guatemala

  VISIBLE DIFFERENCE    Registered      32707            29-Jul-1977   3

Honduras

  VISIBLE DIFFERENCE    Registered      25650            27-Nov-1978   3

India

  VISIBLE DIFFERENCE    Registered      414362      13-Dec-1983       13-Dec-1983   3

Italy

  VISIBLE DIFFERENCE    Registered      1602253      14-May-1974      34062 C/74       14-May-1974   3


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Japan

  VISIBLE DIFFERENCE    Registered      1270964      13-May-1974      61968/74       23-May-1977   4

Jordan

  VISIBLE DIFFERENCE    Registered      130292      13-Aug-2013      130292       13-Aug-2013  

Lebanon

  VISIBLE DIFFERENCE    Instructed      153012      22-Aug-2013      7657       03-Sep-2013  

Mexico

  VISIBLE DIFFERENCE    Registered      185058      04-Jun-1974       04-Jun-1974   3

Monaco

  VISIBLE DIFFERENCE    Registered      1430245      05-Dec-2013      030245       04-Mar-2014   3, 44

Nicaragua

  VISIBLE DIFFERENCE    Registered      6,813 C.C.            20-Aug-1977   3

Norway

  VISIBLE DIFFERENCE    Registered      278432      11-Dec-2013      201314971       21-Oct-2014   03 Int.

Panama

  VISIBLE DIFFERENCE    Registered      76988            18-Oct-1996   3

Papua New Guinea

  VISIBLE DIFFERENCE    Registered      B50978 (3)    08-May-1980       08-May-1980   3

Paraguay

  VISIBLE DIFFERENCE    Registered      407190           20055       24-Oct-1994   3

Peru

  VISIBLE DIFFERENCE    Registered      55905            27-Dec-1984   3

Philippines

  VISIBLE DIFFERENCE    Registered      4201200501951      27-Jul-2012      4201200501951       06-Jun-2013   3

Portugal

  VISIBLE DIFFERENCE    Registered      217517            29-May-1989   3

Russian Federation

  VISIBLE DIFFERENCE    Registered      150237      03-Nov-1995      95712578       03-Nov-1995   3

Saudi Arabia

  VISIBLE DIFFERENCE    Registered      1435000694 94      17-Nov-2013      1435000694       17-Jul-2014   03 Int.

South Africa

  VISIBLE DIFFERENCE    Registered      74/2304      08-Apr-1974       08-May-1974   3

Switzerland

  VISIBLE DIFFERENCE    Registered      664381      05-Dec-2013      646162013       10-Feb-2014  

Taiwan

  VISIBLE DIFFERENCE    Registered      727375           84048762       16-Sep-1996   3

Thailand

  VISIBLE DIFFERENCE    Registered      KOR105425      26-Apr-1989      385,583       26-Apr-1989   3

United Kingdom

  VISIBLE DIFFERENCE    Registered      B 1,122,862      23-Oct-1979       23-Oct-1979   3


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

United States of America

  VISIBLE DIFFERENCE    Registered      1,201,722      24-Aug-1981      73/325,158       20-Jul-1982   3

Uruguay

  VISIBLE DIFFERENCE    Registered      281881            31-Jul-1975   3

Taiwan

  VISIBLE DIFFERENCE IN CHINESE CHARACTERS    Registered      953752           89,023,951       15-Aug-2001   3

Japan

  VISIBLE DIFFERENCE IN KATAKANA    Registered      2,413,878      03-Mar-1989      23325/89       29-May-1992   4

Spain

  VISIBLE DIFFERENCE LIP-FIX    Registered      1063841      15-Mar-1984       05-Sep-1985   3

Canada

  VISIBLE DIFFERENCE
PORE-FIX C
   Registered      TMA517297      21-Aug-1998      888,028       29-Sep-1999  

Algeria

  WHITE DIAMONDS    Registered      88340      08-Mar-2012      120845       24-Mar-2015   3

Australia

  WHITE SHOULDERS    Registered      245507      15-Jan-1971      245507       15-Jan-1971   3

Austria

  WHITE SHOULDERS    Registered      33530      02-Jul-1955     
 
AM
1290/55
  
  
   06-Dec-1955   3

Benelux

  WHITE SHOULDERS    Registered      102356      29-Dec-1971      27105       29-Dec-1971   3

Bolivia

  WHITE SHOULDERS    Registered      78224            25-Jul-2000   3

Canada

  WHITE SHOULDERS    Registered      21493      07-Jun-1945      187164       07-Jun-1945  

China (People’s Republic)

  WHITE SHOULDERS    Registered      490623           78-51176       15-Aug-2000   6

China (People’s Republic)

  WHITE SHOULDERS    Registered      493983           78-51177       15-Aug-2000   7

Costa Rica

  WHITE SHOULDERS    Registered      72811           69029       10-Aug-1990   3

Cuba

  WHITE SHOULDERS    Registered      111356           217875       25-May-1981   3

Dominican Republic

  WHITE SHOULDERS    Registered      44296            16-Feb-1988   50

Ecuador

  WHITE SHOULDERS    Registered      5333-90           17345       16-Dec-1990   3

El Salvador

  WHITE SHOULDERS    Registered      63 BK 6            17-Jan-1992   3

Fiji

  WHITE SHOULDERS    Registered      22249      07-Apr-1977      11161       07-Apr-1991   48


FD MANAGEMENT, INC.

 

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

France

  WHITE SHOULDERS    Registered      1304602      14-Aug-1945      50636       03-Apr-1995   3

Guatemala

  WHITE SHOULDERS    Registered      107373      23-Nov-1989      1989-06002       16-Jan-2001   3

Hong Kong

  WHITE SHOULDERS    Registered      1988B3102      09-Jan-1987      157/1987       09-Jan-1994   3

Iran (Islamic Republic of)

  WHITE SHOULDERS    Registered      46871      05-Apr-1977      68762       11-Jun-1977   3

Italy

  WHITE SHOULDERS    Registered      0001128460      22-Jan-1985      10049 C/85       22-Jan-1985   3

Italy

  WHITE SHOULDERS    Registered      0001133533      07-Jun-1955      2597       07-Jun-1955   3

Nicaragua

  WHITE SHOULDERS    Registered      19732 C.C            12-Dec-1990   3

Panama

  WHITE SHOULDERS    Registered      60686            11-Jan-1994   3

Paraguay

  WHITE SHOULDERS    Registered      225006           9862       20-Feb-1990   3

Puerto Rico

  WHITE SHOULDERS    Registered      19368      28-Jan-1975      19638       28-Jan-1975   6

Singapore

  WHITE SHOULDERS    Registered      B-71072      05-Apr-1977      S/71072       05-Apr-1977   3

South Africa

  WHITE SHOULDERS    Registered      461839      02-Jul-1946       02-Jul-2004   3

Sweden

  WHITE SHOULDERS    Registered      79521      06-Jun-1955       23-Dec-1955   3

Switzerland

  WHITE SHOULDERS    Registered      282104            06-Jun-1995   3, 8, 21

United Kingdom

  WHITE SHOULDERS    Registered      B 637,974      15-Jun-1945       15-Jun-1945   3

United States of America

  WHITE SHOULDERS    Registered      0402138      02-Mar-1943      71/458,871       29-Jun-1943   3

Uruguay

  WHITE SHOULDERS    Registered      322731      20-Jun-2000       20-Jun-2000   3

United States of America

  WHITE SHOULDERS
(STYLIZED) II
   Registered      1366234      26-Apr-1985      73/534,992       22-Oct-1985   3

United States of America

  WHITE SHOULDERS AND DESIGN    Registered      1,130,646      10-Aug-1978      73/181,733       12-Feb-1980   3

Japan

  WHITE SHOULDERS IN KATAKANA    Registered      1271929      10-Apr-1974      46680/74       23-May-1977   3


FD MANAGEMENT, INC.

 

CountryName   TrademarkName    TrademarkStatus    RegNumber     FilDate    AppNumber      RegDate   Class

Japan

  WHITE SHOULDERS L.V.L. (WORDS & LETTERS)    Registered      2047055      30-Aug-1984      94398/84       26-May-1988   4

United Kingdom

  WHITE SHOULDERS L.V.L. (WORDS & LETTERS)    Registered      1301090      16-Feb-1987       16-Feb-1987   3

United States of America

  WHITE SHOULDERS Stylized    Registered      1366234      26-Apr-1985      73/534992       22-Oct-1985  

Japan

  WILLIAMS AQUA IN KATAKANA    Registered      2491843      03-Mar-1989      23328/89       25-Dec-1992   4

United Kingdom

  WOMAN’S HEAD (DEVICE)    Registered      652,533      14-Oct-1946      652,533       14-Oct-1946   3

United Kingdom

  WOMAN’S HEAD (DEVICE)    Registered      669188      05-May-1948       05-May-1948   21

Norway

  WONDERSTRUCK    Registered      267512      27-Jun-2012      201206404       04-Oct-2012   3


Country

  

Convention

  

Registered Owner

  

Effective
Owner

  

Class(es)

  

Goods and Services

  

Status

  

Application Date

  

Application
Number

  

Registration Date

  

Registration
Number

Andorra    National Trademark    Giorgio       3,14,18,25   

Class 3 :

Perfume, toiletries; toiletry cosmetics, namely perfume, toiletry and soap preparations for men and women; after-shave lotion and after-shave balm, body moisturiser and body cream; perfumed soaps and gel, and dusting powder.

class 12 :

Luggage carts (non motorised)

class 14 :

Horological instruments such as watches; and fine and costume jewellery such as jewellery chains, necklaces, earrings, rings, bracelets, anklets charms, and pendants.

Class 18 :

Travel bags, namely, beach bags, athletic bags, tote bags, carry-on luggage, bags for travel accessories, shoe bags for travel, trunks for travel.

class 25 :

Women’s wearing apparel, namely,dresses for evening and casual wear, skirts, pants, suits, pansuits, blouses, shirts, ties, scarves, handkerchiefs, hats, lingerie, shoes, boots, jackets including leather and suede jackets and fur jackets, coats including leather and suede coats, shawls, wraps, capes, feather boas, sweaters, gloves, maternity wear, robes and swimsuits; and men’s wearing apparel namely, suits, sport coats, slacks, jackets, raincoats, topcoats, robes, sweaters, shirts, shoes, boots, ties, scarves, hosiery, hats, belts, and gloves.

   Registered    5-Dec-1997    8931    5-Dec-1997    10122
Argentina    National Trademark    Giorgio       3    Perfumery, essential oils, cosmetics, toiletries including toilet soaps, scalp lotions; dentifrices; paper nail files; false nails; antiperspirants, deodorants.    Registered    29-May-1995    2648824    16-Feb-1996    2112926
Argentina    National Trademark    Giorgio       3   

Class 3 :

Bleaching preparations and other substances for laundry use; cleaning, polishing, scouring and abrasive preparations; soaps; perfumery, essential oils, cosmetics, hair lotions; dentifrices.

   Registered    19-Nov-1985    2705164    12-May-1986    2166189
Argentina    National Trademark    Giorgio       3   

Class 3 :

Bleaching preparations and other substances for laundry use; cleaning, polishing, scouring and abrasive preparations; soaps; perfumery, essential oils, cosmetics, hair lotions; dentifrices.

   Registered    4-Dec-1990    1781272    9-Nov-1998    2331054
Argentina    National Trademark    Giorgio       25    Clothing, footwear, headgear.    Registered    27-Jan-2010    2974723    12-Nov-2010    2406782
Armenia    National Trademark    Giorgio       3    Perfume, toiletry and soap preparations for men and women , namely, cologne, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, and dusting powder.    Registered    3-May-1996    1698    11-Jun-1997    1772


Country

  

Convention

  

Registered Owner

  

Effective
Owner

  

Class(es)

  

Goods and Services

  

Status

  

Application Date

  

Application
Number

  

Registration Date

  

Registration
Number

Armenia    National Trademark    Giorgio       3    Perfume, toiletry and soap preparations for men and women, namely, cologne, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, and dusting powder.    Registered    3-May-1996    1697    11-Jun-1997    1771
Armenia    National Trademark    Giorgio       3    Perfumes, toilet preparations and soaps for men and women, namely, eau de colognes, after shave lotions and after shave balms, body moisturizer and body cream, perfumed soaps and gels, and dusting powder.    Registered    20-May-1996    2090    30-May-1997    1330
Australia    National Trademark    Giorgio       3, 18   

Class 3:Perfumes & perfumery; essential oils; cosmetics & hair lotions cologne; skin care products of all types as are included in this class aftershave lotion/balm, body moisturizer/cream; soaps & gels of all types as are included in this class; dusting powder; perfumed dry oil mist; body talc and body shampoo; shampoos as are included in this class; deodorants for personal use, including deodorant soap; anti-perspirants (toiletries).

Class 18: Bags of all types as are included in this class: travel & travelling bags, beach bags, athletic bags, tote bags, bags for camper bags for climbers, bags for packaging, backpacks, carry-on-luggage, carry bags, clutch bags, overnight luggage, bags for travel accessorie shoe bags for travel, trunks for travel, trunks of all types, perfume & cosmetic bags & sachets; & parts of an accessories for such goods as are included in this class.

   Registered    8-Jun-1996    714501    6-Aug-1996    714501
Australia    National Trademark    Giorgio       3    Perfume.    Registered    13-Aug-1985    431594    13-Aug-1985    B431594
Australia    National Trademark    Giorgio       25    Clothing, incl. boots, shoes & slippers; & all other goods in this class; clothing accessories in this class.    Registered    15-Aug-1985    431713    15-Aug-1985    B431713
Australia    National Trademark    Giorgio       3    Bleaching preps & other subs for laundry use; cleaning, polishing, scouring & abrasive preps; soap; perfumery, essential oils, cosmetics hair lotions; dentifrices; eau de toilette, toilet water, & cologne.    Registered    1-Sep-1989    518253    1-Sep-1989    B518253
Australia    National Trademark    Giorgio       3    Perfumery, cosmetics & soaps in this class; toiletry & soap preps for men & women, namely, perfume, cologne, after shave lotion & after shave balm, body moisturizer & body cream, perfumed soap & gel & dusting powder.    Registered    28-Jul-1986    449243    28-Jul-1986    B449243
Australia    National Trademark    Giorgio       3    Toilet soaps, perfumery, essential oils, cosmetics, toiletries, preparations for the cleaning, care and beautification of the skins, scalp and hair, deodorants for personal use.    Registered    27-Sep-1999    808440    27-Sep-1999    808440


Country

  

Convention

  

Registered Owner

  

Effective
Owner

  

Class(es)

  

Goods and Services

  

Status

  

Application Date

  

Application
Number

  

Registration Date

  

Registration
Number

Australia    National Trademark    Giorgio       3    Soaps, perfumes, essential oils, cosmetics, hair lotions, dentifrices, all other Class 3 goods    Registered    14-Oct-1988    497366    14-Oct-1988    B497366
Australia    National Trademark    Giorgio       25    Clothing, incl. boots, shoes & slippers; & all other goods in this class; clothing accessories in this class.    Registered    16-Dec-1988    501639    16-Dec-1988    A501639
Australia    National Trademark    Giorgio       3    Toilet soaps, perfumery, essential oils, cosmetics, toiletries, preparations for the cleaning, care and beautification of the skin, scalp and hair, deodorants for personal use    Registered    3-Feb-2000    822267    1-Feb-2000    822267
Australia    National Trademark    Giorgio       14    Horological instruments including watches; fine and costume jewelry including jewelry chains, necklaces, earrings, rings, bracelets, anklets, charms, and pendants; and all other goods in this class.    Registered    20-Oct-1993    614248    20-Oct-1993    A614248
Australia    National Trademark    Giorgio       14    Watches    Registered    7-Jan-1994    619885    7-Jan-1994    619885
Australia    National Trademark    Giorgio       3    Cosmetics, toiletries & fragrances.    Registered    7-Apr-1983    446023    7-Apr-1983    B446023
Australia    National Trademark    Giorgio       3    Cosmetics, toiletries & fragrances.    Registered    7-Apr-1983    389654    7-Apr-1983    B389654
Australia    National Trademark    Giorgio       3    Perfume and perfumery; cologne; cosmetics and skin care products of all types for men and women (males and females), including after shave lotion and after shave balm, body moisturizer and body cream, soaps of all types including perfumed soap and gel, dusting powder, perfumed dry oil mist, body talc, talcum powder for toilet use, antiperspirants of all types including antiperspirant soap and body shampoo, deodorants for personal use including deodorant soap; essential oils and lotions of all types; hair lotions and other hair products as are included in this class    Registered    22-Nov-1995    678792    22-Nov-1995    678792
Austria    National Trademark    Giorgio       25    Women’s wearing apparel, in particular dresses for evening and casual wear, skirts, pants, suits, pansuits, blouses, shirts, ties, scarves, handkerchiefs, hats, lingerie, shoes, boots, jackets including leather and fur jackets, coats including leather and fur coats, shawls, wraps, capes, feather boas, sweaters, gloves, maternity wear, robes, swimsuits; men’s wearing apparel, in particular, suits, sport coats, slacks, jackets, raincoats, topcoats, robes, sweaters, shirts, shoes, boots, ties, scarves, hosiery, hats, belts, gloves.    Registered    4-Nov-1985    AM3499/85    9-Dec-1985    111083


Country

  

Convention

  

Registered Owner

  

Effective
Owner

  

Class(es)

  

Goods and Services

  

Status

  

Application Date

  

Application
Number

  

Registration Date

  

Registration
Number

Austria    National Trademark    Giorgio       25    Women’s wearing apparel, in particular dresses for evening and casual wear, skirts, pants, suits, pantsuits, blouses, shirts, ties, scarves, handkerchiefs, hats, lingerie, shoes, boots, jackets including leather and fur jackets, coats including leather boas, sweaters, gloves, maternity wear, robes, swimsuits; men’s wearing apparel, in particular suits, sport coats, slacks, jackets, raincoats, topcoats, robes, sweaters, shirts, shoes, boots, ties, scarves, hosiery, hats, belts, gloves.    Registered    4-Nov-1985    AM3498/85    9-Dec-1985    111082
Austria    National Trademark    Giorgio       3    Perfumeries, preparations for body and beauty care.    Registered          4-Aug-1986    113439
Austria    National Trademark    Giorgio       3    Soaps; perfumery, in particular perfumes, eau de cologne; after shave lotion, creams and balms; cosmetics; body moisturizers and body creams, gels, body and face dusting powder, hair lotions.    Registered    22-Aug-1986    AM2690/86    15-Oct-1986    114259
Austria    National Trademark    Giorgio       3    Soaps; perfumery, in particular perfumes, eau de cologne; after shave lotion, creams and balms; cometics; body moisturizers and body creams, gels, body and face dusting powder, hair lotions.    Registered    29-Aug-1986    AM2791/86    15-Oct-1986    114260
Austria    National Trademark    Giorgio       3    Washing and bleaching preparations; cleaning, polishing, scouring and abrasive preparations; soaps; perfumeries, essential oils, preparations for body and beauty care, hair lotions, dentifrices.    Registered    18-Aug-1988    AM3711/88    31-Mar-1989    124654
Austria    National Trademark    Giorgio       14    Jewellery and costume jewellery, in particular chains, necklaces, earrings, rings, bracelets, anklets, charms, pendants for bracelets and necklaces, precious stones; horological and chronometric instruments; precious metals and their alloys and goods in precious metals or coated therewith, not included in other classes.    Registered    8-Nov-1993    AM5225/93    14-Dec-1993    150374
Austria    National Trademark    Giorgio       3    Cosmetics and toiletries for men and women, namely perfumes, colognes, skin lotions, creams and moisturizers, bath and shower gels, dusting powders, perfumed soap, after shave lotion and after shave balm.    Registered    13-Nov-1984    AM3498/84    8-May-1985    109068
Bahamas    National Trademark    Giorgio       14    Horological instruments such as watches; and fine and costume jewelry such as jewelry chains, necklaces, earrings, rings, bracelets, anklet charms, and pendants.    Registered    10-Apr-1992    15232    10-Apr-1992    15232
Bahamas    National Trademark    Giorgio          Toiletry and soap preparations for men and women, namely cologne after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel and dusting powder and articles of clothing.    Registered    17-Jun-1993    15838    17-Jun-1993    15838


Country

  

Convention

  

Registered Owner

  

Effective
Owner

  

Class(es)

  

Goods and Services

  

Status

  

Application Date

  

Application
Number

  

Registration Date

  

Registration
Number

Bahamas    National Trademark    Giorgio          Clothing for men, women, & children, namely, shirts, jackets,sweaters, pants, footwear, belts, t-shirts, socks, coordinated shirts, jackets, slacks, tennis shoes, sweat shirts, jerseys, shorts, jogging suits, sweat pants, hats/caps, scarves, gloves, hosiery, neckties, rainwear, pajamas, robes, night shirts, thermal underwear, headbands, and wristbands; perfume, cologne; toiletry cosmetics, soap preps for men, women, namely, after shave lotion, after shave balm, moisturizing body talc, body shampoo, body cream, perfumed soap and gel, dusting powder; deodorant and antiperspirants; and suntan lotion.    Registered    17-Jun-1993    N/A    17-Jun-1993    15837
Bahamas    National Trademark    Giorgio          Clothing for men, women, & children, namely, shirts, jackets, sweaters pants, footwear, belts, t-shirts, socks, coordinated shirts, jackets and slacks, tennis shoes, sweat shirts, jerseys, shorts,jogging suits, sweat pants, hats/caps, scarves, gloves, hosiery, neckties, rainwear, pajamas, robes, night shirts, thermal underwear, headbands, and wristbands; perfume & cologne; toiletry cosmetics & soap preps for men women, namely, after shave lotion & after shave balm,body moisturizer, body talc, body shampoo, & body cream, perfumed soap & gel, & dusting powder; deodorants and antiperspirants; and suntan lotion.    Registered    17-Jun-1993    15839    17-Jun-1993    15839
Bahamas    National Trademark    Giorgio          Perfume and cologne; toiletry cosmetics and soap preparations for men and women, namely, after shave lotion and after shave balm, body moisturizer, body talc, body shampoo, and body cream, perfumed soap and gel, and dusting powder, deodorant and antiperspirant and suntan lotion.    Registered    17-Jun-1993    N/A    17-Jun-1994    15840
Bahamas    National Trademark    Giorgio       18    Travel bags, namely, beach bags, athletic bags, tote bags, carry-on luggage, clutch bags, overnight luggage, bags for travel accessories, shoe bags for travel, trunks for travel, and luggage carts (non-motorized)-Goods not included in the foregoing classes.    Registered    16-Aug-1994    N/A    16-Aug-1994    16686
Bahamas    National Trademark    Giorgio       18    Leather skins unwrought, and wrought, and articles made of leather not included in other classes.    Registered    16-Aug-1994    N/A    16-Aug-1994    16684
Bahamas    National Trademark    Giorgio       18    Travel bags, namely, beach bags, athletic bags, tote bags, carry-on luggage, clutch bags, overnight luggage, bags for travel accessories, shoe bags for travel, trunks for travel, and luggage carts (non-motorized). Goods not included in the foregoing classes.    Registered    16-Aug-1994    16689    16-Aug-1994    16689
Bahamas    National Trademark    Giorgio       18    Leather, skins unwrought and wrought, and articles made of leather, not included in other classes.    Registered    16-Aug-1994    N/A    16-Aug-1994    16688


Country

  

Convention

  

Registered Owner

  

Effective
Owner

  

Class(es)

  

Goods and Services

  

Status

  

Application Date

  

Application
Number

  

Registration Date

  

Registration
Number

Bahamas    National Trademark    Giorgio       18    Travel bags, namely, beach bags, athletic bags, tote bags, carry-on luggage, clutch bags, overnight luggage, bags for travel accessories, shoe bags for travel, trunks for travel, and luggage carts (non-motorized). Goods not included in the foregoing classes.    Registered    24-Aug-1994    16685    16-Aug-1994    16685
Bahamas    National Trademark    Giorgio       18    Leather skins unwrought, and wrought, and articles made of leather not included in other classes.    Registered    16-Aug-1994    16687    16-Aug-1994    16687
Bahrain    National Trademark    Giorgio       3    Toilet soaps, perfumery, essential oils, cosmetics, toiletries, preparations for the cleaning, care and beautification of the skin scalp and hair, deodorants for personal use.    Registered    22-Nov-1999    1972/99    22-Nov-1999    26546
Bahrain    National Trademark    Giorgio       14    Horological instruments such as watches, & fine & costume jewelry such as jewelry chains, necklaces, earrings, rings, bracelets, anklets, charms & pendants.    Registered    31-Oct-1992    1126/92    31-Oct-1992    15631
Bahrain    National Trademark    Giorgio       3    Soaps, perfumeries, essential oils, preparations for body and beauty care, hair lotions, dentifrices    Registered    14-Feb-2013    96288    14-Feb-2013    96288
Bahrain    National Trademark    Giorgio       3    Soaps, perfumeries, essential oils, preparations for body and beauty care, hair lotions, dentifrices    Registered    14-Feb-2013    96286    14-Feb-2013    96286
Bahrain    National Trademark    Giorgio       3    Soaps, perfumeries, essential oils, preparations for body and beauty care, hair lotions, dentifrices    Registered    14-Feb-2013    96287    14-Feb-2013    96287
Belarus    National Trademark    Giorgio       3    Perfume, toiletry and soap preparations for men and women, namely, cologne, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, and dusting powder.    Registered    4-Oct-1993    112046    30-Dec-1993    2959
Belarus    National Trademark    Giorgio       3    Perfumes, toiletry and soap preparations for men and women, namely, eau de cologne, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, and dusting powder.    Registered    4-Oct-1993    112045    30-Dec-1993    2961
Belarus    National Trademark    Giorgio       3    Perfume, toiletry and soap preparations for men and women, namely, cologne, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, and dusting powder.    Registered    4-Oct-1993    112047    30-Dec-1993    2960
Belize    National Trademark    Giorgio       25    Men`s and women`s clothing, namely, shirts, t-shirts, pants, pantyhose, pullovers, waistcoats, trousers, jeans, vests, parkas, sweaters, blazers, gaiters, rain-coats, leggings, shorts, belts, suspenders, ties, sweat bands, wrist bands, blouses, socks, stockings, sport suits namely track suits, training suits, warm-up suits, athletic sports suits, gym suits, ear muffs, underwear, collars, sun visors, jerkins, slacks, mittens, polo shirts, tank tops, dresses, cardigans, jumpers, camisoles, bathing suits, body suits, bath robes, nightgowns, pyjamas, petticoats, corsets, jogging suits, skirts, gloves, coats, scarves, jackets and wind resistant jackets, foulards; footwear, namely, athletic footwear, slippers, shoes, boots, sandals; headgear, namely hats, berets, caps, hoods, turbans and bandanas.    Registered    18-May-2010    683810    1-Jun-2010    683810


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Benelux    Benelux Trademark    Giorgio       3    Perfumery, cosmetics and soap; toiletry products included in this class and soap preparations for men and women; cologne, after shave lotions and balms; moisturizers and body creams; perfumed soap and gel; dusting powder.    Registered    23-Jul-1986    056274    23-Jul-1986    422501
Benelux    Benelux Trademark    Giorgio       3    Perfumery, cosmetics and soap; toiletry products included in this class and soap preparations for men and women; cologne, after shave lotions and balms; moisturizers and body creams; perfumed soap and gel dusting powder.    Registered    23-Jul-1986    056275    23-Jul-1986    423205
Benelux    Benelux Trademark    Giorgio       3    Cosmetic preparations for body and beauty care, in particular skin care preparations, face masks; lipsitck, cosmetic preparations for eyebrows and eyelashes; cosmetic suntan preparations; massage creams and oils, not for medical use; hair care preparations, hair oils, shampoos, hair creams, shaving cream; deodorants for personal hair lotions; perfumery; toilet soap; dentifrices.    Registered    10-Jan-1997    885595    10-Jan-1997    606036
Benelux    Benelux Trademark    Giorgio       3    Soaps, perfumes, essential oils, cosmetics, hair lotions and dentifrices.    Registered    11-Aug-1988    064214    11-Aug-1988    451238
Benelux    Benelux Trademark    Giorgio       14    Horlogical instruments such as watches; and fine and costume jewelry such as jewelry chains, necklaces, earings, rings, bracelets, anklets, charms and pendants.    Registered    3-Sep-1992    785328    3-Sep-1992    518267
Benelux    Benelux Trademark    Giorgio       3    Cosmetics, toiletries and fragrances.    Registered    12-Apr-1983    048775    12-Apr-1983    389292
Benelux    Benelux Trademark    Giorgio       3    Perfumery and cosmetics.    Registered    11-Sep-1985    054257    11-Sep-1985    411898
Benelux    Benelux Trademark    Giorgio       25    Clothing, footwear, headgear.    Registered    29-Oct-1985    054544    29-Oct-1985    415505
Benelux    Benelux Trademark    Giorgio       25    Clothing, footwear, headgear.    Registered    29-Oct-1985    054545    29-Oct-1985    415506
Bermuda    National Trademark    Giorgio       18    Travel bags, beach bags, athletic bags, tote bags, carry-on luggage,clutch bags, overnight luggage, bags for travel accessories, shoe bags for travel, trunks for travel and luggage carts (non-motorized).    Registered          6-Jun-1994    26148
Bermuda    National Trademark    Giorgio       18    Travel bags, beach bags, athletic bags, tote bags, carry-on luggage, clutch bags, overnight luggage, bags for travel accessories, shoe bags for travel, trunks for travel and luggage carts (non-motorized).    Registered          23-Aug-1994    26352
Bermuda    National Trademark    Giorgio       18   

Class 18 :

Leather and imitations of leather, and goods made from these materials and not included in other classes; animal skins, hides; trunks and traveling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery, including travel bags, beach bags, athletic bags, tote bags, carry-on luggage, clutch bags, overnight luggage, bags, shoe bags for travel, trunks for travel and wheeled luggage.

   Registered    2-Oct-2002    34682    20-Nov-2003    34682
Bermuda    National Trademark    Giorgio       14    Horological instruments; watches; and fine costume jewelry chains, necklaces, earrings, rings, bracelets, anklets, charms and pendants.    Registered    28-May-1992    21745    6-Apr-1993    21745


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Bermuda    National Trademark    Giorgio       3    Perfume and cologne; toiletry cosmetics and soap preparations for men and women; aftershave lotion and after shave balm, body moisturizer, body talc, body shampoo, and body cream, perfumed soap and gel, and dusting powder; deodorant and antiperspirants for use on the person; and suntan lotion.    Registered          1-Jun-1993    22121
Bermuda    National Trademark    Giorgio       3    Perfume and cologne; after shave lotion and after shave balm, body moisturizer, body talc, body shampoo, and body cream, perfumed soap and gel, and dusting powder; deodorant and antiperspirants for use on the person and suntan lotion.    Registered          1-Jun-1993    22119
Bermuda    National Trademark    Giorgio       3    Perfume and cologne; after shave lotion and after shave balm, body moisturizer, body talc, body shampoo, and body cream, perfumed soap and gel, and dusting powder; deodorant and antiperspirants for use on the person and suntan lotion.    Registered    1-Jun-1993    22120    1-Jun-1993    22120
Bermuda    National Trademark    Giorgio       3    Perfume and cologne; after shave lotion and after shave balm, body moisturizer, body talc, body shampoo, and body cream, perfumed soap and gel, and dusting powder; deodorant and antiperspirants for use on the person and suntan lotion.    Registered          1-Jun-1993    22123
Bolivia    National Trademark    Giorgio       3    Soaps, perfumery, oils, cosmetics, lotions; dentifrices.    Registered    5-Sep-1990    N/A    5-Nov-1991    64031-A
Bolivia    National Trademark    Giorgio       3    Soaps, perfumery, essential oils, cosmetics and hair lotions.    Registered    18-Oct-1991    N/A    11-Feb-1993    61837-A
Bolivia    National Trademark    Giorgio       25    Clothing, footwear, headgear.    Pending    7-May-2010    SM017212010      
Bosnia-Herzegovina    National Trademark    Giorgio       3    Toiletry and soap preparations for men and women, including perfume and cologne, cosmetics, body lotions, shampoos, after shave lotion and after shave balm, perfumed soap and gel, and dusting powder.    Registered    3-Jun-1997    BAZ971898A    14-Jan-2003    BAZ971898
Bosnia-Herzegovina    National Trademark    Giorgio       3    Toiletry and soap preparations for men and women, including perfume and cologne, cosmetics, body lotions, shampoos, after shave lotion and after shave balm, perfumed soap and gel, and dusting powder.    Registered    3-Jun-1997    BAZ971897A    14-Jan-2003    BAZ971897
Bosnia-Herzegovina    National Trademark    Giorgio       3    Toiletry and soap preparations for men and women, including perfume and cologne, cosmetics, body lotions, shampoos, after shave lotion and after shave balm, perfumed soap and gel, and dusting powder.    Registered    23-Jun-1997    BAZ971966A    14-Jan-2003    BAZ971966
Bosnia-Herzegovina    National Trademark    Giorgio       3    Toiletry and soap preparations for men and women, including perfume and cologne, cosmetics, body lotions, shampoos, after shave lotion and after shave balm, perfumed soap and gel, and dusting powder.    Registered    25-Aug-1997    BAZ972247A    14-Jul-2003    BAZ972247
Brazil    National Trademark    Giorgio       3    Soaps, perfumes, essential oils, cosmetics, hair lotions and dentifrices.    Registered    12-Apr-1989    814759157    29-Apr-1997    814759157
Brazil    National Trademark    Giorgio       3    Perfumery and sanitary products and toiletry articles in general.    Registered    30-Nov-1995    818957794    18-Aug-1998    818957794
Brazil    National Trademark    Giorgio       3    Cosmetics, toiletry articles and fragrances.    Registered    11-Mar-1994    812239598    1-Oct-1996    812239598
Brazil    National Trademark    Giorgio       3    Cosmetics, toiletry and fragrance articles.    Registered    17-May-1985    811991830    26-Aug-1986    811991830
Brazil    National Trademark    Giorgio       3    Cosmetics, toiletry articles and perfumery.    Registered    31-Jul-1986    812740068    3-Sep-1996    812740068


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Brazil    National Trademark    Giorgio       3    Cosmetics, perfumery and toiletry articles.    Registered    31-Jul-1986    812740050    3-Sep-1996    812740050
Brazil    National Trademark    Giorgio       3    Perfumery and hygiene products; toiletry articles in general.    Registered    28-Apr-1986    812537920    3-Sep-1996    812537920
Brazil    National Trademark    Giorgio       25    Clothes and clothing accessories of common use.    Registered    11-Mar-1994    817719911    1-Oct-1996    817719911
Brazil    National Trademark    Giorgio       14   

Fine and costume jewelry such as jewelry chains, necklaces, earrings, rings, bracelets, anklets, charms and pendants.

 

Class 14: Precious metals and their alloys and goods in precious metals or coated therewith, not included in other classes; jewellery, precious stones; horological and chronometric instruments.

   Registered    26-Oct-1992    816955719    1-Oct-1996    816955719
Brazil    National Trademark    Giorgio       25    Clothes and dressing accessories of common use.    Registered    11-Mar-1994    817719881    1-Oct-1996    817719881
Brazil    National Trademark    Giorgio       3    Toiletries and fragrances, namely, eau de toilette, after shave lotion, after shave balm, shower and bath gel, body lotion and personal deodorant.    Registered    8-Dec-1995    818968672    31-Oct-2000    818968672
Brunei Darussalam    National Trademark    Giorgio       3    Perfumery, cosmetics and soaps.    Registered    24-Jun-1987    17615    24-Jun-1987    17949
Brunei Darussalam    National Trademark    Giorgio       3    Perfumery, cosmetics & soaps.    Registered    24-Jun-1987    17616    24-Jun-1987    B87
Brunei Darussalam    National Trademark    Giorgio       3    Perfumery, cosmetics and soaps.    Registered    24-Jun-1987    17613    14-Jul-1987    16857
Brunei Darussalam    National Trademark    Giorgio       3    Perfumery, cosmetics, soaps.    Registered    14-Jul-1987    17614    14-Jul-1987    16,847
Brunei Darussalam    National Trademark    Giorgio       14    Horological Instruments such as watches; and fine and costume jewelry such as jewelry chains, necklaces, earrings, rings, bracelets, anklets charms, and pendants.    Registered    7-Feb-1994    BRU/23526    7-Feb-1994    23970
Bulgaria    National Trademark    Giorgio       3    Toiletry and soap preparations for men and women, namely perfume, cologne, essential oils for use as personal fragrance, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, and dusting powder.    Registered    17-Apr-1996    34678    25-Apr-1997    30416
Bulgaria    National Trademark    Giorgio       3    Toiletry and soap preparations for men and women, namely perfume, cologne, essential oils for use as personal fragrance, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, and dusting powder.    Registered    19-Apr-1996    34701    26-Mar-1997    30119
Bulgaria    National Trademark    Giorgio       3    Toiletry and soap preparations for men and women, namely perfume, cologne, essential oils for use as personal fragrance, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, and dusting powder.    Registered    19-Apr-1996    34702    26-Mar-1997    30120
Bulgaria    National Trademark    Giorgio       3    Toiletry and soap preparations for men and women, namely perfume, cologne, essential oils for use as personal fragrance, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, and dusting powder.    Registered    22-Apr-1996    34716    10-Apr-1997    30272


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Number

  

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Bulgaria    National Trademark    Giorgio       3    Toiletry and soap preparations for men and women, namely perfume, cologne, essential oils for use as personal fragrance, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, and dusting powder.    Registered    3-May-1996    34944    9-Apr-1997    30265
Canada    National Trademark    PGCo       3    Toiletry and soap preparations for women, namely, perfume, eau de toilette, body moisturizer, perfumed soap and gel and dusting powder.    Registered    24-Mar-1999    1009693    25-Sep-2001    TMA551,537
Canada    National Trademark    PGCo       3    Cosmetics and toiletries for men and women, namely perfumes, colognes, skin lotions, creams and moisturizers, bath and shower gels, dusting powders, perfumed soap, after shave lotion and after shave balm.    Registered    15-May-1984    522044    16-Sep-1988    TMA344,933
Canada    National Trademark    PGCo       3    Cosmetics and toiletries, namely—perfumes, colognes, skin lotions and moisturizers, bath and shower gels, dusting poweders, perfumed soap, after save lotion and after shave balm; and perfumed candles.    Registered    13-Mar-1984    0518497    16-Sep-1988    TMA344,932
Canada    National Trademark    PGCo       3,14,18,25   

(1) High fashion apparel and personal care products—namely, handbags, dresses, skirts, pants, suits, pantsuits, blouses, shirts, ties, scarves, handkerchiefs, hats, lingerie, jackets, coats, shawls, wraps, capes, boas, sweaters, gloves, maternity tops, pants and dresses, robes, swimsuits, sports coats, slacks, raincoats, hosiery, belts, gloves, perfumes, colognes, skin lotions and moisturizers, bath and shower gels, dusting powders, perfumed soaps, after shave lotions and after shave balms. (2) Fine and costume jewellery, watches and clocks.

 

Services: (1) Retailing high fashion apparel and personal care products.

   Registered    27-Feb-1987    0579023    28-Apr-1989    TMA355,176
Canada    National Trademark    PGCo       3,42   

Cosmetics and toiletries—namely, perfumes, colognes, skin lotions and moisturizers, bath and shower gels, dusting powders, perfumed soaps, after shave lotions and balms, and perfumed candles.

 

Services: Retailing high fashion apparel and personal care products.

   Registered    27-Feb-1987    0579021    16-Jun-1989    TMA357,221
Canada    National Trademark    PGCo       3    Cosmetics and beauty care items, namely perfumes, colognes, toilet water, body moisturizers and body lotion.    Registered    26-Jul-1988    611956    30-Nov-1990    TMA376378
Canada    National Trademark    PGCo       3    Cosmetics and beauty care items, namely, perfumes, colognes, toilet water, body moisturizers and body lotions.    Registered    13-Oct-1988    617151    10-May-1991    TMA384,107
Canada    National Trademark    PGCo       3    Perfumes, cologne and toilet water.    Registered    18-Aug-1977    414448    23-Jan-1981    TMA255152
Canada    National Trademark    PGCo       18    Travel bags, namely, athletic bags, carry-on luggage, clutch bags, overnight luggage, bags for travel accessories, shoe bags for travel, trunks for travel and luggage carts (non-motorized); beach bags and tote bags.    Registered    11-Aug-1994    0761322    16-Feb-1996    TMA454,284
Canada    National Trademark    PGCo       18    (1) Travel bags, namely, athletic bags, carry-on luggage, overnight luggage, bags for travel accessories, and fanny packs. (2) Beach bags and tote bags.    Registered    11-Aug-1994    0761323    28-Jan-1997    TMA469,973
Canada    National Trademark    PGCo       3    Perfumes, eau de toilette, body moisturizer and shower gel.    Registered    29-May-1997    846462    6-Apr-1998    TMA492,398
Canada    National Trademark    PGCo       3    Cosmetics and toiletries for men and women, namely perfumes, colognes, skin lotions, creams and moisturizers, bath and shower gels, dusting powders, perfumed soap, after shave lotion and after shave balm.    Registered    15-May-1984    0522045    15-Mar-1985    TMA300869


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Chile    National Trademark    Giorgio       3   

Class 3 :

Bleaching preparations and other substances for laundry use; cleaning, polishing, scouring and abrasive preparations; soaps; perfumery, essential oils, cosmetics, hair lotions; dentifrices.

   Registered       69495    4-Sep-1986    775454
Chile    National Trademark    Giorgio       3   

Class 3 :

Bleaching preparations and other substances for laundry use; cleaning, polishing, scouring and abrasive preparations; soaps; perfumery, essential oils, cosmetics, hair lotions; dentifrices.

   Registered    28-Nov-1995    747435    20-Nov-1996    779759
Chile    National Trademark    Giorgio       3   

Class 3 :

Bleaching preparations and other substances for laundry use; cleaning, polishing, scouring and abrasive preparations; soaps; perfumery, essential oils, cosmetics, hair lotions; dentifrices.

   Registered    9-Mar-1988    94580    9-Mar-1988    832219
Chile    National Trademark    Giorgio       3   

Class 3 :

Bleaching preparations and other substances for laundry use; cleaning, polishing, scouring and abrasive preparations; soaps; perfumery, essential oils, cosmetics, hair lotions; dentifrices.

   Registered    4-Mar-1988    94579    4-Mar-1988    832218
Chile    National Trademark    Giorgio       3   

Class 3:

Bleaching preparations and other substances for laundry use, cleaning, polishing, scouring and abrasive preparations, soaps, perfumery, essential oils, preparations for body and beauty care, hair lotions, dentifrices.

   Registered    24-Jun-1987    94581    4-Mar-1988    832213
Chile    National Trademark    Giorgio       3   

Class 3 :

Bleaching preparations and other substances for laundry use; cleaning, polishing, scouring and abrasive preparations; soaps; perfumery, essential oils, cosmetics, hair lotions; dentifrices.

   Registered    4-Mar-1988    94578    4-Mar-1988    869335
Chile    National Trademark    Giorgio       25   

Class 25 :

Clothing, footwear, headgear.

   Registered    6-Mar-1992    170064    22-Dec-1992    1021031
Chile    National Trademark    Giorgio       14   

Class 14

Stones; horological and chronometric instruments.

Precious metals and their alloys and goods in precious metals or coated therewith, not included in other classes; jewelry.

   Registered    4-Sep-1992    219281    7-Apr-1993    1039933
Chile    National Trademark    Giorgio       3    Toilet soaps, perfumery, essential oils, cosmetics, hair lotions.    Registered    14-Nov-1991    192572    22-Jul-1993    1058737
China    National Trademark    Giorgio       25    Women’s wearing apparel- namely, dresses for evening and casual wear, skirts, pants, suits, pantsuits, blouses, shirts, lingerie, jackets including leather and suede jackets and fur jackets, coats including leather and suede coats, and fur coats, capes, sweaters, maternity wear, robes, and swimsuits; and men’s wearing apparel — namely, suits, sport coats, slacks, jackets, raincoats, topcoats, robes, sweaters, and shirts.    Registered    7-May-1987    18440    10-Jun-1987    274829
China    National Trademark    Giorgio       25    Hats, shoes and boots for men and women.    Registered    7-May-1986    970001757    30-Jan-1987    276925


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China    National Trademark    Giorgio       3    Cosmetics, toiletries, and fragrances.    Registered    5-Jun-1986    NA.    10-Mar-1987    280969
China    National Trademark    Giorgio       3    Cosmetics, toiletries, fragrances.    Registered    5-Jun-1986    23449    10-Mar-1987    280970
China    National Trademark    Giorgio       3    Cosmetics, toiletries, and fragrances.    Registered    5-Jun-1986    23451    10-Mar-1987    280971
China    National Trademark    Giorgio       25    Women`s wearing apparel, namely, dresses for evening and casual wear, skirts, pants, suits, pantsuits, blouses, shirts, lingerie, jackets including leather and suitecoats, and fur coats, capes, sweater maternity wear, robes, and swimsuits; and men`s wearing apparel- namely suits, sport coats, slacks, jackets, raincoats, topcoats, robes, sweaters and shirts.    Registered    7-May-1986    970001756    10-Apr-1987    283898
China    National Trademark    Giorgio       3    Cosmetics and perfumery, including toiletry for men and women; namely; perfume, cologne, after shave lotion and after shave balm, body moisturizer and body cream, and dusting powder.    Registered    17-Sep-1986    37368    10-Jun-1987    289976
China    National Trademark    Giorgio       3    Cosmetics and perfumery including toiletry for men and women; namely; perfume, cologne, after shave lotion and after shave balm, body moisturizer and body cream, and dusting powder.    Registered    2-Jul-1986    37349       289975
China    National Trademark    Giorgio       3    Cosmetics, perfumes, colognes, body moisturizer, cream, soaps, gels.    Registered    20-Sep-1996    960107016    28-Sep-1997    1112095
China    National Trademark    Giorgio       3    Toilet soaps; perfumery; essential oils; cosmetics; bath lotions; cosmetics for baths; cleaning preparations for skin; cosmetic removing preparations; cosmetics for skin care; facial cleaning milk; skin moisturizing lotions and creams; sun-tanning preparations (cosmetics); hair lotions; hair conditioners; hair styling preparations; hair colorants; preparations for permanent waving; mousse; deodorants for personal use.    Registered    18-Sep-2000    2000144665    14-Nov-2001    1664321
China    National Trademark    Giorgio       3    Toilet soaps; perfumery, essential oils, cosmetics, toiletries, preparations for the cleaning, care and beautification of the skin, scalp and hair, deodorants for personal use    Registered    29-Sep-2000    2000151535    21-Jan-2002    1700343
China    National Trademark    Giorgio       3    Perfumery; toilet soaps, shampoo, body wash, hair spray, essential oils, cosmetics, skin and body moisturizers, preparations for the cleaning, care, beautification of the hair, skin and scalp, dentifrices, deodorants for personal use    Registered    28-Jul-2000    2000112429    28-Jan-2002    1704297
China    National Trademark    Giorgio       3    Perfumery; toilet soaps, shampoos, body wash, hair spray, essential oils, cosmetics, skin and body moisturizers, preparations for the cleaning, care, beautification of the hair, skin and scalp, dentifrices, deodorants for personal use    Registered    28-Jul-2000    2000112428    28-Jan-2002    1704295
China    National Trademark    Giorgio       3    Perfumery; toilet soaps, shampoo, body wash, hair spray, essential oils, cosmetics, skin and body moisturizers, preparations for the cleaning, care, beautification of the hair, skin and scalp, dentifrices, deodorants for personal use    Registered    28-Jul-2000    2000112430    28-Jan-2002    1704298


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China    National Trademark    Giorgio       3    Perfumery; toilet soaps, shampoo, body wash, hair spray, essential oils, cosmetics, skin and body moisturizers, preparations for the cleaning, care, beautification of the hair, skin and scalp, dentifrices, deodorants for personal use    Registered    28-Jul-2000    2000112431    28-Jan-2002    1704296
Colombia    National Trademark    Giorgio       25    Clothing, footwear, headgear.    Registered    27-Jan-2010    10008173    27-Jul-2010    406057
Colombia    National Trademark    Giorgio       3   

Class 3 :

Bleaching preparations and other substances for laundry use; cleaning, polishing, scouring and abrasive preparations; specifically, soaps, perfumery, essential oils, cosmetics, hair lotions; dentifrices.

   Registered    5-Aug-1991    92-345251    30-Jun-1994    166165
Colombia    National Trademark    Giorgio       3    Perfumes, toiletry cosmetics, soap preparations for men and women for after shave and balms, moisturizers, body talc, body shampoo, perfumed soaps and gels, deodorants and antiperspirants,lotions and all other products of the class.    Registered    28-Apr-1993    93-384238    29-Dec-1994    173003
Colombia    National Trademark    Giorgio       3    Perfumes, toiletry cosmetics, soap preparations for men and women for after shave and balms, moisturizers, body talc, body shampoo, perfumed soaps and gels, deodorants and antiperspirants, and lotions and all other products of the class.    Registered    29-Dec-1994    173002    29-Dec-1994    173002
Colombia    National Trademark    Giorgio       3    Perfumes, toiletry cosmetics, soap preparations for men and women for after shave and balms, moisturizers, body talc, body shampoo, perfumed soaps and gels, deodorants and antiperspirants, and lotions and all other products of the class.    Registered    28-Apr-1993    93-384239    31-Jan-1995    174575
Colombia    National Trademark    Giorgio       3    Perfumes, toiletry cosmetics, soap preparations for men and women for after shave and balms, moisturizers, body talc, body shampoo, perfumed soaps and gels, deodorants and antiperspirants, and lotions and all other products of the class.    Registered    31-Jan-1995    174574    31-Jan-1995    174574
Costa Rica    National Trademark    Giorgio       3    Perfumery.    Registered    15-Apr-1988    64942    28-Apr-1989    69844
Costa Rica    National Trademark    Giorgio       3    Perfumes.    Registered    15-Apr-1988    N/A    5-Feb-1991    74329
Costa Rica    National Trademark    Giorgio       3    Perfumery.    Registered    15-Apr-1988    N/A    5-Feb-1991    74326
Costa Rica    National Trademark    Giorgio       3    Toiletry preparations and soap.    Registered    18-Oct-1991    19007901303    6-Apr-1992    79013
Costa Rica    National Trademark    Giorgio       25   

Class 25 :

Clothing, footwear, headgear.

   Registered    18-Oct-1991    19007901225    6-Apr-1992    79012
Costa Rica    National Trademark    Giorgio       25    Women evening wear, formal garments, slips; pants; suits, blouse pant suits; shirts, ties, scarfs, handkerchiefs, hats, underwear, shoes, boots, jackets incl leather, chamois & fur jackets; coats incl leather, chamois and fur coats; chals, coats, capes, feather capes, sweaters, gloves, maternity clothes; bathrobes; men clothing, namely suits, sport coats, trousers, jackets, rain capes, overcoats, robes sweaters, shirts, shoes, boots, ties, scarfs, socks, hats, bands and gloves.    Registered    18-Oct-1991    352M639    28-Apr-1993    82363
Costa Rica    National Trademark    Giorgio       25    Women evening wear, formal garments, slips; pants, suits, blouse pant suits; shirts, ties, scarfs, handkerchiefs, hats, underwear, shoes, boots; jackets leather, chamois and fur jackets; leather,chamois and fur coats; chals, coats, capes, feather capes, sweaters, gloves, maternity clothes, bathrobes; men clothing, namely suits, sport coats, trousers, jackets, rain capes, overcoats, robes, sweaters, shirts, shoes, boots, ties, scarfs, socks, hats, bands and gloves.    Registered    18-Oct-1991    N/A    28-Apr-1993    82364


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Costa Rica    National Trademark    Giorgio       3    Colognes.    Registered    15-May-1992    N/A    30-Aug-1993    83838
Croatia    National Trademark    Giorgio       3    Cosmetic products and toiletry preparations for men and women, namely, perfume, eau-de-cologne, etheric oil for use as personal scent, aftershave lotion and aftershave balm, body moisturiser and body lotion, perfumed soap and gel, talc.    Registered    24-Apr-1996    4/96-01/702    25-May-1998    960460
Croatia    National Trademark    Giorgio       3    Toiletry and soap preparations for men and women, namely perfume, cologne, essential oils for use as personal fragrance, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, and dusting powder.    Registered    24-Apr-1996    01/0697    4-Nov-1997    960455
Croatia    National Trademark    Giorgio       3    Cosmetic products and toiletry preparations for men and women, namely, perfume, eau-de-cologne, etheric oil for use as personal scent, aftershave lotion and aftershave balm, body moisturiser and body lotion, perfumed soap and gel, talc.    Registered    24-Apr-1996    01/0698    4-Nov-1997    960456
Croatia    National Trademark    Giorgio       3    Cosmetic products and toiletry preparations for men and women, namely, perfume, eau-de-cologne, etheric oil for use as personal scent, aftershave lotion and aftershave balm, body moisturiser and body lotion, perfumed soap and gel, talc.    Registered    24-Apr-1996    4/96-01/0703    8-Oct-1997    Z960461
Croatia    National Trademark    Giorgio       3    Cosmetic products and toiletry preparations for men and women, namely, perfume, eau-de-cologne, etheric oil for use as personal scent, aftershave lotion and aftershave balm, body moisturiser and body lotion, perfumed soap and gel, talc.    Registered    20-May-1996    04/96-01/0832    13-Feb-1998    960559
Cyprus    National Trademark    Giorgio       3    Toiletry and soap preparations for men and women, namely perfume, cologne, essential oils for use as personal fragrances, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, and dusting powder.    Registered    13-Nov-1997    49111    13-Nov-1997    49111
Cyprus    National Trademark    Giorgio       3    Toilet soaps, perfumery, essential oils, cosmetics, toiletries, preparations for the cleaning, care and beautification of the skin, scalp and hair; deodorants for personal use.    Registered    18-Nov-1999    54772    18-Nov-1999    54772
Cyprus    National Trademark    Giorgio       14    Horological instruments such as watches; and fine and costume jewelry such as jewelry chains, necklaces, earrings, rings, bracelets, anklets charms, and pendants.    Registered    22-Sep-1994    40987    17-Nov-1997    40987
Czech Republic    National Trademark    Giorgio       3    Toiletry and soap preparations for men and women, namely perfume, cologne, essential oils for use as personal fragrance, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, and dusting powder.    Registered    16-Apr-1996    110369    25-Feb-1998    207524
Czech Republic    National Trademark    Giorgio       3    Toiletry and soap preparations for men and women, namely perfume, cologne, essential oils for use as personal fragrance, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, and dusting powder.    Registered    16-Apr-1996    110370    21-Nov-1997    205542


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Number

  

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Number

Czech Republic    National Trademark    Giorgio       3    Toiletry and soap preparations for men and women, namely perfume, cologne, essential oils for use as personal fragrance, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, and dusting powder.    Registered    9-May-1996    111102    26-Aug-1997    203121
Denmark    National Trademark    Giorgio       3    Toiletry and soap preparations for men and women; namely, perfume, cologne, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, and dusting powder.    Registered    15-Jul-1986    4574/86    13-May-1988    2089/1988
Denmark    National Trademark    Giorgio       3    Soaps, perfumes, essential oils, cosmetics, hair lotions, and dentifrices.    Registered    7-Oct-1988    6963/88    10-Aug-1990    5397/90
Denmark    National Trademark    Giorgio       3,25   

Class 3 :

Perfume, toiletry and soap preparations for men and women; namely cologne, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, and dusting powder.

Class 25 :

Men’s and women’s wearing apparel and accessories.

   Registered    17-Apr-1986    2522/86    16-Nov-1990    7220/90
Denmark    National Trademark    Giorgio       3,25   

Class 3 :

Perfume, toiletry and soap preparations for men and women; namely cologne, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, and dusting powder.

Class 25 :

Women’s wearing apparel, namely, dresses for evening and casual wear, skirts, pants, suits, pansuits, blouses, shirts, ties, scarves, handkerchiefs, hats, lingerie, shoes, boots, jackets including leather and suede jackets and fur jackets, coats including leather and suede coats, and fur coats, shawls, wraps, capes, feather boas, sweaters, gloves, maternity wear, robes and swimsuits; and men’s wearing apparel namely, suits, sport coats, slacks, jackets, raincoats, topcoats, robes, sweaters, shirts, shoes, boots, ties, scarves, hoisery, hats, belts, and gloves.

   Registered    16-Apr-1986    2524/86    16-Nov-1990    7222/90
Denmark    National Trademark    Giorgio       3,25   

Class 3 :

Perfume, toiletry, and soap preparations for men and women; namely, cologne, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, and dusting powder.

Class 25 :

Men`s and women`s wearing apparel and accessories.

   Registered    17-Apr-1986    2523/86    16-Nov-1990    7221/90
Denmark    National Trademark    Giorgio       3    Bleaching preparations and other substances for laundry use, cleaning, polishing, scouring and abrasive preparations, soaps, perfumery, essential oils, cosmetics, hair lotions, dentifrices.    Registered    8-Nov-1993    7217/93    1-Jul-1994    4368/94


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Owner

  

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Number

  

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Registration
Number

Dominican Republic    National Trademark    PGCo       3    Soaps, perfumeries, essential oils, preparations for body and beauty care, hair lotions, dentifrices.    Registered    12-Mar-2009    20095340    1-Jun-2009    174353
Ecuador    National Trademark    Giorgio       3    Perfumery, toiletry articles; soap preparations for men and women; cologne, aftershave lotions and balms, humidifiers, body moisturizers and creams, perfumed soap and gel, talcs.    Registered    22-Mar-1991    58038    27-Dec-1991    2013-97
Ecuador    National Trademark    Giorgio       25    Clothes for women, i.e., formal & casual wear, skirts, pants, suits, pantsuits, blouses, shirts, ties, scarfs, handkerchiefs, hats, lingerie, shoes, boots, jackets, including leather, suede & fur jackets; coats including leather, suede & fur coats; chals, blankets, capes, fur pieces for the neck, sweaters, gloves, maternity clothes, swimsuits; men`s clothing, i.e., suits sports coats, pants, jackets, raincoats, light coats, tunics, sweaters, shirts shoes, boots, ties, scarfs, hats, belts and gloves.    Registered    22-Mar-1991    58039    27-Dec-1991    1936-97
Ecuador    National Trademark    Giorgio       18    Purses, travelling bags and suitcases; leather and imitation of leather;goods made from these materials not included in other classes; hides and trunks; umbrellas, parasols and walking sticks; whips, harnesses and saddlery.    Registered    22-Mar-1991    58042    27-Dec-1991    5319
Ecuador    National Trademark    Giorgio       25    Women’s & mens clothing, formal garments, slips; pants, suits,blouses, pant suits; shirts, ties, scarfs,handkerchiefs, hats,underwear, shoes, boots, jackets, including leather, chamois and fur jackets, coats incl. leather, chamois and fur coats; chals, coats, capes, feather capes, sweaters, gloves, maternity clothes; bathrobes; men clothing, namely suits, sport coats, trousers, jackets, rain capes, overcoats, robes, sweaters, shirts, shoes, boots, ties, scarfs, socks, hats, bands and gloves.    Registered    22-Mar-1991    58040    27-Dec-1991    5317
Ecuador    National Trademark    Giorgio       3    Perfumery, toiletries and soap preparations for men and women; cologne, after shave lotions and balms, body moisturizers and creams, perfumed soap and gel, talc.    Registered    22-Mar-1991    58041    27-Dec-1991    5318
Ecuador    National Trademark    Giorgio       3    Bleaching preparations and other substances for laundry use; cleaning, polishing, scouring and abrasive preparations; dentifrices; specifically, soaps, essential oils, cosmetics, hair lotions, perfumery, cologne and toilet water.    Registered    6-Oct-2003    137914    6-Apr-2004    24612014
Egypt    National Trademark    Giorgio       3    Perfume and toiletry and soap preparations for men and women, namely cologne, after shave lotion and after shave body moisturizer and body cream, perfumed soap and gel, dusting powder.    Registered    30-Dec-1985    66632    19-Oct-1990    66632
Egypt    National Trademark    Giorgio       25    Articles of Clothing    Registered    8-Jan-1986    66660    14-Nov-1989    66660


Country

  

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Owner

  

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Number

  

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Number

Egypt    National Trademark    Giorgio       25    Women’s wearing apparel, namely, dresses for evening & casual wear, skirts, pants, suits, pantsuits, blouses, shirts, ties, scarves, hand- kerchiefs, hats, lingerie, shoes, boots, jackets incl. leather & suede jackets & fur jackets, coats incl. leather & suede coats, & fur coats, shawls, wraps, capes, feather boas, sweaters, gloves, maternity wear, robes & switsuits; & men’s wearing apparel, namely, suits, sport coats slacks, jackets, raincoats, topcoats, robes, sweaters, shirts, shoes, boots, ties, scarves, hosiery, hats, belts, & gloves.    Registered    18-Jan-1986    66661    27-May-1989    66661
Egypt    National Trademark    Giorgio       3    Toiletry and soap preparations for men and women—namely, perfume, cologne, after shave lotion and after shave, body moisturizer and body cream, perfumed soap and gel and dusting powder, in Class 3.    Registered    10-Jul-1986    67678    28-Dec-1988    67678
Egypt    National Trademark    Giorgio       3    Toiletry and soap preparations for men and women; namely, perfume, cologne, after shave lotion and after shave blam, body moisturizer, body cream, perfumed soap and gel, and dusting powder, all such goods are included in Class 3 and not included in other classes.    Registered    20-Aug-1986    67861    29-Jun-1990    67861
Egypt    National Trademark    Giorgio       3    Toiletry and soap preparations for men and women; namely, perfume, cologne, after shave lotion and after shave balm, body moisturizer and cream cosmetic for body, perfumed soap and gel and dusting powder, and these goods are included in Class 3 and not in other classes.    Registered    20-Aug-1986    67862    24-Dec-1990    67862
Egypt    National Trademark    Giorgio       3    Perfume, falling in class 3.    Registered    14-Jul-1987    69801    23-Mar-1990    69801
Egypt    National Trademark    Giorgio       3    Toilet soaps, perfumery, essential oils, cosmetics, toiletries, preparations for the cleaning, care and beautification of the skin scalp and hair, deodorants for personal use; all included in class 3.    Registered    14-Nov-1999    128516    15-Jan-2003    128516
El Salvador    National Trademark    Giorgio       3    Soaps, perfumery, essential oils, cosmetics, hair lotions.    Registered          18-Jan-1996    205BK-29
El Salvador    National Trademark    Giorgio       3    Soaps, shampoos, cologne, essential oils, body and beauty care preparations; bath and shower gels, talc, cosmetic additives for the bath; body lotion, body cream, body perfumed cream, deodorants for personal use, hair lotions, shaving and after shave creams.    Registered    20-Mar-1996    1240-96    25-Aug-1997    247BK-59
El Salvador    National Trademark    Giorgio       3    Soaps, shampoos, perfumes and eau de toilette, essential oils, body and beauty care preparations; bath and shower gels, bath talcs, cosmetic additives for the bath; body lotion, body cream, perfumed body cream; deodorants for personal use; hair lotions; shaving and after shave creams; dentifrices.    Registered    23-Apr-1996    1766-96    15-Oct-1997    130BK-61
El Salvador    National Trademark    Giorgio       25    wardrobe, footwear, hat foundations    Registered    25-Jan-2010    2010132094    22-Oct-2010    32BK158
El Salvador    National Trademark    Giorgio       3    Soaps, perfumes, essential oils, cosmetics, hair lotions and dentifrices.    Registered    28-Jul-1993       28-Jul-1993    203BK-18


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Owner

  

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Number

  

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Registration
Number

Estonia    National Trademark    Giorgio       3    Perfume, toiletry and soap for men and women including cologne, shaving lotion and balm, body emulsion and body cream, perfumed soap and gel, and talcum.    Registered    22-Jun-1993    5458    14-Mar-1994    9259
Estonia    National Trademark    Giorgio       3    Perfumes, toiletry and soaps for men and women including cologne, shaving lotion and balm, body emulsions and body cream, perfumed soap and gel, and talcum.    Registered    20-Jul-1993    6373    22-Apr-1994    10222
Estonia    National Trademark    Giorgio       3    Perfume, toiletry and soap for men and women including cologne, shaving lotion and balm, body emulsion and body cream, perfumed soap and gel, and talcum.    Registered    22-Jun-1993    5459    14-Mar-1994    09260
European Union    Community Trademark    Giorgio       3    Toiletry and soap preparations for men and women, namely perfume, cologne, essential oils for use as personal fragrance, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, and dusting powder.    Registered    1-Apr-1996    56739    17-Feb-1998    56739
European Union    Community Trademark    Giorgio       3    Toiletry and soap preparations for men and women, namely perfume, cologne, essential oils for use as personal fragrance, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, and dusting powder.    Registered    1-Apr-1996    513226    11-Jan-1999    513226
European Union    Community Trademark    Giorgio       3    Bleaching preparations and other substances for laundry use, cleaning, polishing, scouring and abrasive preparations, soaps; perfumery, essential oils, cosmetics, hair lotions, dentifrices.    Registered    16-Apr-1996    230862    22-Sep-1998    230862
European Union    Community Trademark    Giorgio       14   

Class 14 :

Horological instruments such as watches; and fine and costume jewellery such as jewellery chains, necklaces, earrings, rings, bracelets, anklets charms, and pendants.

   Registered    2-Jan-1997    441212    12-Dec-2001    441212
European Union    Community Trademark    Giorgio       3,14,18,25   

Class 3 :

Toilet soaps; perfumery, essential oils, cosmetics, hair lotions; dentifrices, deodorants for personal use and preparations for the cleaning, care, beautification of the skin, scalp and hair.

Class 14 :

Horological instruments such as watches; and fine and costume jewellery such as jewellery chains, necklaces, earrings, rings, bracelets, anklets charms, and pendants.

Class 18 :

Travel bags, beach bags, athletic bags, tote bags, carry-on-luggage, clutch bags, hip pouches, overnight luggage, bags for travel accessories, shoe bags for travel, trunks for travel, and luggage carts (non-motorised).

Class 25 :

Clothing, footwear, headgear.

   Registered    2-Jan-1997    417709-OP    2-Oct-2009    417709
European Union    Community Trademark    Giorgio       3    Toilet soaps, perfumery, essential oils, cosmetics, toiletries, preparations for the cleaning, care and beautification of the skin, scalp and hair, deodorants for personal use.    Registered    3-Oct-1997    644260    20-Jun-2001    644260


Country

  

Convention

  

Registered Owner

  

Effective
Owner

  

Class(es)

  

Goods and Services

  

Status

  

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Number

  

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Registration
Number

European Union    Community Trademark    Giorgio       3    Toilet soaps, perfumery, esential oils, cosmetics, toiletries, preparations for the cleaning, care and beautification of the skin, scalp and hair, deodorants for personal use.    Registered    15-Jul-1998    877993    9-Jul-2001    877993
European Union    Community Trademark    Giorgio       3    Toilet soaps, perfumery, essential oils, cosmetics, toiletries, preparations for the cleaning, care and beautification of the skin, scalp and hair, deodorants for personal use.    Registered    22-Dec-1998    1025402    4-May-2000    1025402
European Union    Community Trademark    Giorgio       3    Toilet soaps, perfumery, essential oils, cosmetics, toiletries, preparations for the cleaning, care and beautification of the skin, scalp and hair, deodorants for personal use.    Registered    22-Dec-1998    1025667    5-Apr-2000    1025667
European Union    Community Trademark    Giorgio       3    Toilet soaps, perfumery, essential oils, cosmetics, toiletries, preparations for the cleaning, care and beautification of the skin, scalp and hair, deodorants for personal use.    Registered    6-Sep-1999    1299361    20-Dec-2000    1299361
European Union    Community Trademark    Giorgio       3    Toilet soaps, perfumery, essential oils, cosmetics, toiletries, preparations for the cleaning, care and beautification of the skin, scalp and hair, deodorants for personal use.    Registered    6-Sep-1999    1299924    18-Oct-2000    1299924
Fiji    National Trademark    Giorgio       3    Women`s wearing apparel, namely dresses for evening and casual wear, skirts, pants, suits, pantsuits, blouses, shirts, ties, scarves, handkerchiefs, hats, lingerie, shoes, boots, jackets, including leather and suede jackets and fur jackets, coats including leather and suede coats, fur coats, shawls, wraps, capes, feather boas, sweaters, gloves, maternity wear, robes and swimsuits, and men`s wearing apparel; namely suits, sport coats, slacks, jackets, raincoats, topcoats, robes, sweaters, shirts shoes, boots, ties, scarves, hosiery, hats, belts and gloves.    Registered    11-Jul-1986    NA    11-Jul-1986    17713
Fiji    National Trademark    Giorgio       3    Perfumes, toiletries & soap preparations for men and women, namely cologne, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, and dusting powder    Registered    11-Jul-1986    NA    11-Jul-1986    17715
Fiji    National Trademark    Giorgio       3    Perfume, toiletry, and soap preparations for men and women; namely cologne, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, and dusting powder, in Class 48    Registered    18-Jul-1986    NA    18-Jul-1986    17717
Fiji    National Trademark    Giorgio       3    Perfumes, toiletries & soap preparations.    Registered    22-Aug-1986    NA    11-Jul-1987    17769
Finland    National Trademark    Giorgio       3    Toiletry and soap preparations for men and women; perfume, cologne, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, dusting powder.    Registered    21-Jul-1986    2936/86    5-Sep-1988    102221
Finland    National Trademark    Giorgio       25    Clothing, footwear, headgear.    Registered    1-Apr-1986    1276/86    5-Dec-1988    102709
Finland    National Trademark    Giorgio       3    Bleaching preparations and other substances for laundry use, cleaning, polishing, scouring and abrasive preparations, soaps, perfumery, essential oils, cosmetics, hair lotions, dentifrices.    Registered    14-Apr-1986    1478/86    20-Dec-1988    102843
Finland    National Trademark    Giorgio       3,25   

Class 3: all goods i.e.

Bleaching preparations and other substances for laundry use, cleaning, polishing, scouring and abrasive preparations, soaps, perfumery, essential oils, cosmetics, hair lotions, dentifrices.

Class 25 : all goods i.e.

Clothing, footwear, headgear.

   Registered    1-Apr-1986    1277/86    20-Dec-1988    102841


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Owner

  

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Number

  

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Number

Finland    National Trademark    Giorgio       3    Bleaching preparations and other substances for laundry use, cleaning, polishing, scouring and abrasive preparations, soaps, perfumery, essential oils, cosmetics, hair lotions, dentifrices.    Registered    22-Mar-1989    1441/89    5-May-1992    118572
Finland    National Trademark    Giorgio       3    Perfume, toiletry and soap preparations for men and women; namely, cologne, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, and dusting powder.    Registered    7-Mar-1990    1262/90    7-Sep-1992    121624
France    National Trademark    Giorgio       3    Soaps; perfumery, essential oils, cosmetics, hair lotions; dentifrices.    Registered    18-Oct-1995    95592989    18-Oct-1995    95592989
France    National Trademark    Giorgio       3    Bleaching preparations and other substances for laundry use, cleaning, polishing, scouring and abrasive preparations, soaps, perfumery, essential oils, cosmetics, hair lotions, dentifrices; toiletry and soap preparations for men and women; namely : perfume, cologne, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, and dusting powder.    Registered    18-Jul-1986    806507    18-Jul-1986    1364016
France    National Trademark    Giorgio       3    Bleaching preparations and other substances for laundry use, cleaning, polishing, scouring and abrasive preparations, soaps, perfumery, essential oils, cosmetics, hair lotions, dentifrices; toiletry and soap preparations for men and women; namely: perfume, cologne, after shave lotion and after shave balm, body moisturizer nd body cream, perfumed soap and gel, and dusting powder.    Registered    18-Jul-1986    806586    18-Jul-1986    1364015
France    National Trademark    Giorgio       3    Soaps and Perfumes, essential oils, hair lotions, dentifrices.    Registered    5-Aug-1988    947416    5-Aug-1988    1481954
France    National Trademark    Giorgio       3    Soaps, perfumery, essential oils, cosmetics, hair lotions, preparations for the cleaning, care and beautification of the skin, scalp and hair.    Registered    30-Dec-1998    98/766938    30-Dec-1998    98766938
France    National Trademark    Giorgio       3    Bleaching preparations and other substances for laundry use; cleaning, polishing, scouring and abrasive preparations; soaps; perfumery, essential oils, cosmetics, hair lotions; dentifrices.    Registered    10-Jul-1934    294918    10-Jul-1934    1506906
France    National Trademark    Giorgio       14    Horlogical instruments such as watches; and fine and costume jewelry such as jewelry chains, necklaces, earings, rings, bracelets, anklets, charms and pendants.    Registered    22-Apr-1992    416019    22-Apr-1992    92416019


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Number

  

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Number

France    National Trademark    Giorgio       3,14,18,25   

Class 3:

Bleaching preparations and other substances for laundry use, cleaning, polishing, scouring and abrasive preparations, soaps, perfumery, essential oils, cosmetics, hair lotions, dentifrices.

Class 14:

Precious metals and their alloys and goods in precious metals or coated therewith, not included in other classes; jewellery, precious stones; horological and chronometric instruments.

Class 18 :

Leather and imitations of leather, and goods made from these materials and not included in other classes; animal skins, hides; trunks and travelling bags; umbrellas, parasols and walking sticks; whips, harness and saddlery.

Class 25 :

Clothing, footwear, headgear.

   Registered    12-Aug-1992    92430465    12-Aug-1992    92430465
France    National Trademark    Giorgio       3    Soaps, perfumery, essential oils, cosmetics, hair lotions, dentifrices    Registered    7-Apr-1983    660659    7-Apr-1983    1232486
France    National Trademark    Giorgio       3    Bleaching preparations and other substances for laundry use, cleaning, polishing, scouring and abrasive preparations; soaps; perfumery, essential oils, cosmetics, hair lotions; dentifrices    Registered    16-Jun-1995    95576212    16-Jun-1995    95576212
France    National Trademark    Giorgio       3    Soaps, perfumery, essential oils, cosmetics, hair lotions, dentifrices    Registered    12-Jul-1985    751518    12-Jul-1985    1315816
France    National Trademark    Giorgio       25   

class 25 :

Clothing, footwear, headgear.

   Registered    29-Oct-1985    765071    29-Oct-1985    1328727
France    National Trademark    Giorgio       25   

class 25 :

Clothing, footwear, headgear.

   Registered    29-Oct-1985    765072    29-Oct-1985    1328728
French Polynesia    National Trademark    Giorgio       3    Bleaching preparations and other substances for laundry use, cleaning, polishing, scouring and abrasive preparations, soaps, perfumery, essential oils, cosmetics, hair lotions, dentifrices; toiletry and soap preparations for men and women; namely : perfume, cologne, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, and dusting powder.    Registered    18-Jul-1986    806507    18-Jul-1986    1364016
French Polynesia    National Trademark    Giorgio       3    Bleaching preparations and other substances for laundry use, cleaning, polishing, scouring and abrasive preparations, soaps, perfumery, essential oils, cosmetics, hair lotions, dentifrices; toiletry and soap preparations for men and women; namely: perfume, cologne, after shave lotion and after shave balm, body moisturizer nd body cream, perfumed soap and gel, and dusting powder.    Registered    18-Jul-1986    806586    18-Jul-1986    1364015
French Polynesia    National Trademark    Giorgio       3    Soaps, perfumery, essential oils, cosmetics, hair lotions, dentifrices    Registered    7-Apr-1983    660659    7-Apr-1983    1232486
French Polynesia    National Trademark    Giorgio       3    Soaps, perfumery, essential oils, cosmetics, hair lotions, dentifrices    Registered    12-Jul-1985    751518    12-Jul-1985    1315816


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Gaza    National Trademark    Giorgio       3    Bleaching preparations and other substances for laundry use, cleaning, polishing, scouring and abrasive preparations, soaps, perfumery, essential oils, cosmetics, hair lotions, dentifrices.    Registered    31-Jan-1995    2569    18-Sep-1995    2569
Gaza    National Trademark    Giorgio       25   

Class 25 :

Clothing, footwear, headgear.

   Registered    31-Jan-1995    2573    18-Sep-1995    2573
Gaza    National Trademark    Giorgio       3    Bleaching preparations and other substances for laundry use, cleaning, polishing, scouring and abrasive preparations, soaps, perfumery, essential oils, cosmetics, hair lotions, dentifrices.    Registered    31-Jan-1995    2568    18-Sep-1995    2568
Gaza    National Trademark    Giorgio       14   

class 14 stones; horological and chronometric instruments.

Precious metals and their alloys and goods in precious metals or coated therewith, not included in other classes; jewellery, precious

   Registered    31-Jan-1995    2571    18-Sep-1995    2571
Gaza    National Trademark    Giorgio       25   

class 25 :

Clothing, footwear, headgear.

   Registered    31-Jan-1995    2572    18-Sep-1995    2572
Gaza    National Trademark    Giorgio       3    Bleaching preparations and other substances for laundry use, cleaning, polishing, scouring and abrasive preparations, soaps, perfumery, essential oils, cosmetics, hair lotions, dentifrices.    Registered    7-Feb-1995    2591    18-Sep-1995    2591
Gaza    National Trademark    Giorgio       3    Bleaching preparations and other substances for laundry use, cleaning, polishing, scouring and abrasive preparations, soaps, perfumery, essential oils, cosmetics, hair lotions, dentifrices.    Registered    7-Feb-1995    2592    18-Sep-1995    2592
Gaza    National Trademark    Giorgio       3    Bleaching preparations and other substances for laundry use, cleaning, polishing, scouring and abrasive preparations, soaps, perfumery, essential oils, cosmetics, hair lotions, dentifrices.    Registered    7-Feb-1995    2590    18-Sep-1995    2590
Gaza    National Trademark    Giorgio       3    Bleaching preparations and other substances for laundry use, cleaning, polishing, scouring and abrasive preparations, soaps, perfumery, essential oils, cosmetics, hair lotions, dentifrices.    Registered    7-Feb-1995    2593    18-Sep-1995    2593
Gaza    National Trademark    Giorgio       3    Bleaching preparations and other substances for laundry use, cleaning, polishing, scouring and abrasive preparations, soaps, perfumery, essential oils, cosmetics, hair lotions, dentifrices.    Registered    22-Feb-1995    2654    10-Nov-1995    2654
Georgia    National Trademark    Giorgio       3    Perfume, toiletry and soap preparations for men and women, namely, cologne, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, and dusting powder.    Registered    31-Jul-1993    7750/03    1-May-1997    5251
Georgia    National Trademark    Giorgio       3    Perfumery, toilet preparations and soaps for men and women, after shave eau de cologne, lotions and balms; skin moisturizers and creams soaps and gels with perfumed additives, talcum powder.    Registered    31-Jul-1993    T1993011019    12-Jul-1999    12565
Georgia    National Trademark    Giorgio       3    Perfumery, soaps and toiletries for men and women, in particular, eau de cologne, lotions and after shave balm, moisturizers and creams, soaps and gels with perfumery additions, talcum powder.    Registered    6-Dec-1993    AM1993009177    12-Sep-2001    M14009


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Germany    National Trademark    Giorgio       3    Soaps, perfumery, parfums, scented water, fragrances, scented candles, essential oils, means for body and beauty care; hair lotions; dentifrices.    Registered    23-Jul-1985    G32462/3WZ    14-Jan-1986    1086625
Germany    National Trademark    Giorgio       3    Soaps, perfumeries, Eau de toilette, essential oils, preparations for body and beauty care, shower gels, cosmetic bath additives, body lotions, body creams, deodorants for personal use; hair lotions, dentifrices.    Registered    18-Oct-1995    395423813    10-Aug-1996    39542381
Germany    National Trademark    Giorgio       3    Soaps, including perfumed soaps; perfumery, perfumes, cologne, pre after shave lotions, fragrances, scented candles, essential oils; preparations for body and beauty care, in particular preparations for the treatment of the skin before and after shaving, body lotions, body emulsions, body cream, body powder and perfumed gel; deodorants and anti-perspirants for personal use; hair lotions; dentifrices.    Registered    18-Jul-1986    G33437/3WZ    18-Mar-1987    1103786
Germany    National Trademark    Giorgio       3    Soaps, including perfumed soaps; perfumery, perfumes, cologne, pre and after shave lotions, fragrances, scented candles, essential oils; means for body and beauty care, in particular preparations for the treatment of the skin before and after shaving, body lotions, body emulsions, body creams, body powder and perfumed gel; deodorants and anti perspirants for personal use; hair lotions; dentifrices.    Registered    7-Aug-1986    G33494/3WZ    18-Mar-1987    1103787
Germany    National Trademark    Giorgio       3    Soaps, perfumeries, fragrances, essential oils, cosmetics, hair lotions, dentifrices.    Registered    30-Jul-1988    G35796/3WZ    3-May-1989    1139030
Germany    National Trademark    Giorgio       3   

Class 3 :

Soaps, including perfumed soaps; perfumery, perfumes, colognes, pre and after shave lotions, fragrances, scented candles, essential oils; means for body and beauty care, in particular preparations for the treatment of the skin before and after shaving , body lotions, body emulsions, body creams, body powder and perfumed gel; deodorants and anti-perspirants for personal use; hair lotions; dentifrices.

   Registered    5-Jul-1990    DD61247/3    25-Feb-1992    649428
Germany    National Trademark    Giorgio       3   

Class 3 :

Soaps, including perfumed soaps; perfumery, perfumes, colognes, pre and after shave lotions, fragrances, scented candles, essential oils; means for body and beauty care, in particular preparations for the treatment of the skin before and after shaving , body lotions, body emulsions, body creams, body powder and perfumed gel; deodorants and anti-perspirants for personal use; hair lotions; dentifrices.

   Registered    5-Jul-1990    DD61248/3    25-Feb-1992    649429


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Germany    National Trademark    Giorgio       3    Soaps, including perfumed soaps; perfumery, perfumes, colognes, pre and after shave lotions, fragrances, scented candles, essential oils; means for body and beauty care, in particular preparations for the treatment of the skin before and after shaving , body lotions, body emulsions, body creams, body powder and perfumed gel; deodorants and anti-perspirants for personal use; hair lotions; dentifrices.    Registered    23-Aug-1990    63466/3    13-Apr-1992    DD651367
Germany    National Trademark    Giorgio       3    Agents for body and beauty care, perfumery, fragrances, perfume candles, essential oils, perfumes.    Registered    6-Apr-1983    G30305/3WZ    30-Nov-1983    1056508
Germany    National Trademark    Giorgio       3    Soaps, perfumeries, perfumes, fragrances, scented candles, essential oils, means for body and beauty care; hair lotio; dentifrices.    Registered    27-Jun-1985    G32401/3WZ    22-Jan-1986    1086985
Greece    National Trademark    Giorgio       25    Women’s wearing apparel, namely, dresses for evening and casual wear, skirts, pants, suits, pansuits, blouses, shirts, ties, scarves, handkerchiefs, hats, lingerie, shoes, boots, jackets including leather and suede jackets and fur jackets, coats including leather and suede coats, and fur coats, shawls, wraps, capes, feather boas, sweaters, gloves, maternity wear, robes and swimsuits; and men’s wearing apparel namely, suits, sport coats, slacks, jackets, raincoats, topcoats, robes, sweaters, shirts, shoes, boots, ties, scarves, hoisery, hats, belts, and gloves.    Registered    18-Jul-1986    83261    18-Apr-1989    83261
Greece    National Trademark    Giorgio       3    Toiletry and preparations for men and women, namely perfume, cologne, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, and dusting powder.    Registered    22-Jul-1986    83283    18-Apr-1989    83283
Greece    National Trademark    Giorgio       3    Toiletry and preparations for men and women, namely perfume, cologne, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, and dusting powder.    Registered    23-Jul-1986    83296    18-Apr-1989    83296
Greece    National Trademark    Giorgio       3    Soaps, perfumes, essential oils, cosmetics, hair lotions and dentifrices.    Registered    23-Nov-1989    96565    17-Dec-1992    96565
Greece    National Trademark    Giorgio       14    Horological instruments such as watches; and fine and costume jewelry such as jewelry chains, necklaces, earrings, rings, bracelets, anklets charms, and pendants.    Registered    7-Sep-1992    110576    17-Aug-1995    110576
Greece    National Trademark    Giorgio       3    Soaps, perfumery, essential oils, cosmetics, hair lotions, beauty preparations; dentifrices    Registered    19-May-1993    114239    19-May-1997    114239
Greece    National Trademark    Giorgio       3    Cosmetics, toiletries and fragrances.    Registered    13-May-1985    79824    17-Sep-1987    79824
Greece    National Trademark    Giorgio       3    Toiletries, cosmetics and fragrances.    Registered    22-Aug-1985    80583    17-Mar-1988    80583


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Guatemala    National Trademark    Giorgio       3    Soaps, shampoos, perfumes, eau de cologne, essential oils, products for body and beauty care, bath and shower gels, talcum powder, bath cosmetics, body lotion, body cream, perfumed cream for the body, deodorants for personal use, hair lotions, shaving cream and after shave cream, dentifrices.    Registered    29-Jan-1996    1996-00516    12-Nov-1997    87529
Guatemala    National Trademark    Giorgio       3    Soaps, shampoos, perfumery, toilet water, essential oils, body and beauty care preparations, shower and bath gel, bath powder, additive cosmetics for the bath, body lotions, body creams, perfumed cream for the body; deodorants for personal use, hair lotions, shaving creams, after shave lotions, dentifrices.    Registered    30-Nov-1998    1998-06947    31-Jan-2001    108640
Guatemala    National Trademark    Giorgio       25    Clothing, footwear, headgear    Registered    29-Apr-2011    35162011    25-May-2012    183376
Guatemala    National Trademark    Giorgio       3    Perfumery, toilet articles and soap preparations for men and women, especially colognes, aftershave lotions and balms, moisturizers and creams for the body; powders, gels and perfumed soaps.    Registered    21-Jan-1992    1992-00263    16-Sep-1994    73185
Honduras    National Trademark    Giorgio       3    Bleaching preparations and other substances for laundry use, cleaning preparations for scouring and polishing (abrasive preparations) soaps, perfumery, essential oils, cosmetics, hair lotions dentifrices.    Registered    9-Nov-1989    5338-89    27-Apr-1990    52250
Honduras    National Trademark    Giorgio       3    Soaps, perfumery, essential oils, cosmetics and hair lotions.    Registered    30-Oct-1991    8191-91    26-Aug-1992    56016
Honduras    National Trademark    Giorgio       25    Clothing, footwear, headgear.    Registered    16-Jun-2010    201018171    20-Nov-2013    126751
Hong Kong    National Trademark    Giorgio       3    Soaps, perfumery, essential oils, cosmetics, hair lotions, dentifrices, preparations for the cleaning, care and beautification of the skin, scalp and hair, deodorants for personal use    Registered    5-Oct-1999    13987/1999    5-Oct-1999    2001B00812
Hong Kong    National Trademark    Giorgio       3    Perfume,cologne and cosmetics and skin care products for men and women after shave lotions and after shave balm, body moisturizer and body cream, perfumed soap and gel, dusting powder, perfumed dry oil mist, body talc, antiperspirant and body shampoo.    Registered    13-Jan-1996    00453/96    13-Jan-1996    173/1998
Hong Kong    National Trademark    Giorgio       3    Perfume, cologne & cosmetics & skin care products for men & women, aftershave lotion/balm, body moisturizer/cream, perfumed soap/gel, dusting powder, perfumed dry oil mist, body talc, antiperspirant and body shampoo.    Registered    14-Feb-1996    1909/96    14-Feb-1996    10149/1997
Hong Kong    National Trademark    Giorgio       3    Perfumery & fragrances incl. in Cl. 3    Registered    28-Jul-1986    2764/86    28-Jul-1986    1991B0050
Hong Kong    National Trademark    Giorgio       3    Perfumery & fragrances incl. in Class 3    Registered    30-Jul-1986    2803/86    30-Jul-1986    1991B1290
Hong Kong    National Trademark    Giorgio       3    Perfumery & fragrances incl. in Cl. 3    Registered    29-Apr-1987    2011/87    29-Apr-1987    B3383/1990
Hong Kong    National Trademark    Giorgio       25    Articles of clothing.    Registered    11-Mar-1989    2054/1989    11-Mar-1989    B3141/1992
Hong Kong    National Trademark    Giorgio       3    Soaps, perfumes, essential oils, hair lotions, & dentifrices; but not including any of the aforesaid goods coloured red or imparting the colour red.    Registered    31-Aug-1989    6978/89    31-Aug-1989    5442/1992


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Hong Kong    National Trademark    Giorgio       14    Horological & chronometric instruments; jewelry, costume jewelry, precious & semi-precious stones.    Registered    30-Nov-1992    92/18663    30-Nov-1992    B9883/1995
Hong Kong    National Trademark    Giorgio       3    Cosmetics, toiletries & fragrances.    Registered    17-May-1983    1374/83    17-May-1983    19873061
Hungary    National Trademark    Giorgio       3    Toiletry and soap preparations for men and women, namely perfume, cologne, essential oils for use as personal fragrance, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, and dusting powder.    Registered    17-Apr-1996    M9601162    17-Apr-1996    153635
Hungary    National Trademark    Giorgio       3    Toiletry and soap preparations for men and women, namely perfume, cologne, essential oils for use as personal fragrance, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, and dusting powder.    Registered    17-Apr-1996    M9601164    17-Apr-1996    150687
Hungary    National Trademark    Giorgio       3    Toiletry and soap preparations for men and women, namely perfume, cologne, essential oils for use as personal fragrance, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, and dusting powder.    Registered    17-Apr-1996    M9601163    17-Apr-1996    149446
Hungary    National Trademark    Giorgio       3    Toiletry and soap preparations for men and women, namely perfume, cologne, essential oils for use as personal fragrance, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, and dusting powder.    Registered    23-Apr-1996    M9601263    23-Apr-1996    150007
Hungary    National Trademark    Giorgio       3    Toiletry and soap preparations for men and women, namely perfume, cologne, essential oils for use as personal fragrance, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, and dusting powder.    Registered    8-May-1996    M9601459    8-May-1996    150260
Iceland    National Trademark    Giorgio       3,25   

Bleaching preparations and other substances for laundry use, cleaning, polishing, scouring and abrasive preparations, soaps, perfumery, essential oils, cosmetics, hair lotions, dentifrices.

class 25 :

Clothing, footwear, headgear; especially men and women wearing apparel and accessories.

   Registered    12-Mar-1986    159/1986    4-Sep-1986    482/1986
Iceland    National Trademark    Giorgio       3,25   

Class 3 :

Bleaching preparations and other substances for laundry use, cleaning, polishing, scouring and abrasive preparations, soaps, perfumery, essential oils, cosmetics, hair lotions, dentifrices.

Class 25 :

Clothing, footwear, headgear; especially men and women wearing apparel and accessories.

   Registered    20-Mar-1986    160/1986    4-Sep-1986    483/1986


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Iceland    National Trademark    Giorgio       3    Bleaching preparations and other substances for laundry use, cleaning, polishing, scouring and abrasive preparations, soaps, perfumery, essential oils, cosmetics, hair lotions, dentifrices; especially perfume, toiletries and cosmetics.    Registered    20-Mar-1986    158/1986    4-Sep-1986    481/1986
Iceland    National Trademark    Giorgio       3    Toiletries and soap preparations for men and women; namely, perfume, cologne, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, and dusting powder.    Registered    21-Jul-1986    400/1986    20-Mar-1987    189/1987
India    National Trademark    Giorgio       25    Wearing apparel for men and women.    Registered    12-May-1986    453966    30-Apr-2005    453966
India    National Trademark    Giorgio       3    cosmetics, perfumes, colognes, body moisturizer and cream, soaps and gels.    Registered    27-Jan-1997    753328    27-Jan-1997    753328
India    National Trademark    Giorgio, Inc.    Giorgio    3    Soaps, perfumery, essential oils, cosmetics, hair lotions, dusting powder and dentifrices.    Registered    12-May-1986    453965    12-May-1986    453965
India    National Trademark    Giorgio, Inc.    Giorgio    3    Soaps, perfumery, essential oils, cosmetics, hair lotions, dusting powder, dentifrices.    Registered    21-May-1986    454482    21-May-1986    454482
India    National Trademark    Giorgio       25    Wearing apparel for men & women.    Registered    21-May-1986    454483    21-May-1986    454483B
India    National Trademark    Giorgio, Inc.    Giorgio    3    Perfumery, cosmetics and soaps.    Registered    29-Jul-1986    457711    29-Jul-1986    457711
India    National Trademark    Giorgio       3    Toilet soaps, perfumery, essential oils, cosmetics, toiletries, preparations for the cleaning, care and beautification of the skin, scalp and hair, deodorants for personal use.    Registered    11-Apr-2000    917271    11-Apr-2000    917271
Indonesia    National Trademark    Giorgio       14    Horological instruments such as watches; & fine & costume jewelry such as jewelry chains, necklaces, earrings, rings, bracelets, anklets, charms, & pendants; all goods in CLASS 14    Registered    25-Nov-1993    H4HC0101-15549    25-Nov-1993    IDM000004187
Indonesia    National Trademark    Giorgio       3    Toiletry & soap preparations for men & women: perfume/cologne,cosmetic body lotions, shampoos, aftershave lotion/balm, perfumed soap/gel, & dusting powder; bleaching preparations & other substances for laundry use; cleaning, polishing, scouring & abrasive preparations; perfumery, essential oils, hair lotions, dentifrices.    Registered    25-Mar-1994    H4HC0101-4733    9-Jun-1995    R0013742014
Indonesia    National Trademark    Giorgio       3    Bleaching preparations, cleaning, polishing, scouring and abrasive preparations.    Registered    25-Mar-1994    4739    25-Mar-1994    R0020141375
Indonesia    National Trademark    Giorgio       3    Toiletry and soap preparations for men and women, including perfume and cologne, cosmetics, body lotions, shampoos, after shave lotion and after shave balm, perfumed soap and gel, and dusting poweder; bleaching preparations and other substances for laundry use; cleaning, polishing, scouring and abrasive preparations; perfumery, essential oils, hair lotions, dentifrices    Registered    31-May-1994    9647/94    11-Jul-1995    IDM000107291


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Iran    National Trademark    Giorgio       3    Toiletry and soap preparations for men and women, namely perfume, cologne, essential oils for use as personal fragrances, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, and dusting powder.    Registered    14-Aug-2000    7905630    11-Nov-2001    96304
Ireland    National Trademark    Giorgio       14    Horological instruments such as watches; and fine and costume jewelry such as jewelry chains, necklaces, earrings, rings, bracelets, anklets charms, and pendants.    Registered    3-Sep-1992    4731/92    19-Sep-1994    151733
Ireland    National Trademark    Giorgio       3   

Perfumes and colognes; toiletries; toiletry, cosmetics and soap preparations, aftershave lotions and aftershave balms, body moisturisers, body talcs, body shampoos and body creams; perfumed soaps and gels, perfumed dusting powders; deodorants for personal use and anti-perspirants, suntan lotions; all included in

Class 3.

   Registered    18-Oct-1993    B168241    18-Oct-1993    168241
Ireland    National Trademark    Giorgio       3   

Perfumes and colognes; toiletries; toiletry, cosmetics and soap preparations, aftershave lotions and aftershave balms, body moisturizers, body talcs, body shampoos and body creams; perfumed soaps and gels, perfumed dusting powders; deodorants for personal use and anti-perspirants, suntan lotions; all included in

Class 3.

   Registered    18-Oct-1993    B168242    18-Oct-1993    168242
Ireland    National Trademark    Giorgio       3    Eau de cologne; aftershave lotions; aftershave balms; toilet preparations, creams for the care of the body; perfumes; soaps; shampoos; essential oils; dentifrices; toilet articles, perfumed articles; all for personal use; all included in Class 3; but not including any of the aforesaid goods coloured red or imparting the colour red.    Registered    4-Nov-1993    5387/93    4-Nov-1993    158264
Ireland    National Trademark    Giorgio       18    Travel bags, namely, beach bags, athletic bags, tote bags, carry-on luggage, clutch bags, overnight luggage, bags for travel accessories, shoe bags for travel, trunks for travel, and luggage carts (non-motorized).    Registered    30-May-1994    161738    30-May-1994    161738
Ireland    National Trademark    Giorgio       18    Travel bags, namely, beach bags, athletic bags, tote bags, carry-on luggage, clutch bags, overnight luggage, bags for travel accessories, shoe bags for travel, trunks for travel, and luggage carts (non-motorized).    Registered    30-May-1994    3264/94    30-May-1994    B174859
Ireland    National Trademark    Giorgio       18    Travel bags, namely, beach bags, athletic bags, tote bags, carry-on luggage, clutch bags, overnight luggage, bags for travel accessories, shoe bags for travel, trunks for travel, and luggage carts (non-motorized).    Registered    30-May-1994    161739    30-May-1994    161739
Israel    National Trademark    Giorgio       3    Cosmetics, toiletries and perfumes.    Registered    14-May-1985    60953    13-Apr-1989    60953
Israel    National Trademark    Giorgio       3    Cosmetics, soaps, toiletries and perfumes.    Registered    27-Aug-1985    61710    12-Dec-1990    61710
Israel    National Trademark    Giorgio       3    Cosmetics, toiletries, and perfumes    Registered    4-Aug-1986    64175    7-May-1990    64175


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Israel    National Trademark    Giorgio       3    Cosmetics, toiletries and perfumes.    Registered    4-Aug-1986    64176    7-May-1990    64176
Israel    National Trademark    Giorgio       25    Clothing.    Registered    23-Apr-1987    66168    8-Jan-1991    66168
Israel    National Trademark    Giorgio       25    Clothing.    Registered    23-Apr-1987    66169    8-Jan-1991    66169
Israel    National Trademark    Giorgio       14    Horological instruments, watches and jewelry; all included in Class 14.    Registered    7-Sep-1992    84645    5-Nov-1997    84645
Israel    National Trademark    Giorgio       3    Perfumes, cologne and toilet water; all included in Class 3.    Registered    26-Oct-1994    95175    4-Sep-1997    95175
Italy    National Trademark    Giorgio       3    Perfumery.    Registered    15-Oct-1985    35551-C/85    16-Feb-1987    1146197
Italy    National Trademark    Giorgio       25    Clothing, including boots, shoes and slippers.    Registered    15-Nov-1985    35923-C/85    18-Feb-1987    1146693
Italy    National Trademark    Giorgio       25    Clothing, including boots, shoes and slippers.    Registered    15-Nov-1985    35924-C/85    18-Feb-1987    1146694
Italy    National Trademark    Giorgio       3    Men and women soaps and toilet articles; perfume, Cologne water, after-shave lotion and cream; emollient preparation for the body and cream for the body; perfumed gel and soaps; powder.    Registered    1-Aug-1986    35182C/86    1-Apr-1987    1219551
Italy    National Trademark    Giorgio       3    Men and women soaps and toilet articles; perfume, Cologne Water, after-shave lotion and cream; emollient preparation for the body and cream for the body; perfumed gel and soap; powder.    Registered    1-Aug-1986    35181C/86    1-Apr-1987    1219550
Italy    National Trademark    Giorgio       3    Soaps, perfumes, essential oils, cosmetics, hair lotions, dentifrices.    Registered    17-Aug-1988    41594-C/88    24-Apr-2001    1300370
Italy    National Trademark    Giorgio       14    Horological instruments such as watches; and fine and costume jewelry such as jewelry chains, necklaces, earrings, rings, bracelets, anklets charms, and pendants.    Registered    30-Apr-1992    RM92C001803    20-Dec-1994    1481391
Italy    National Trademark    Giorgio       3    Cosmetics, perfumes, soaps, essential oils, hair lotion, dentifrices, toilets products.    Registered    21-Apr-1983    33667-C/83    3-Nov-1986    1531372
Jamaica    National Trademark    Giorgio       18    Travel bags, namely beach bags, athletic bags, tote bags, carry-on luggage, clutch bags, overnight luggage, bags for travel accessories, shoe bags for travel, trunks for travel, and luggage carts (non-motorized).    Registered          27-Feb-1995    B29518
Japan    National Trademark    Giorgio       3    Cosmetics, toiletries & fragrances made in U.S.A.    Registered    13-Apr-1983    58/033789    24-Dec-1986    1917291
Japan    National Trademark    Giorgio       14    Precious metals; tableware of precious metals; nut-crackers, pepper pots, sugar bowls, saltshakers, egg stands, napkin holders, napkin rings, trays, toothpick stands of precious metal; vases, flower bowls, needle cases, jewel cases, candle extinguishers & candlesticks of precious metal; pouches, shoe decorations, compacts & purses of precio metal; smokers’ articles of precious metal; presonal ornaments; jewels their raw ores & imitations of jewels; horological instruments; trophies, commemorative shields.    Registered    30-Jun-1993    5-70350    25-Dec-1996    3232164


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Japan    National Trademark    Giorgio       18    Leather, Bags, Pouches, Portable toiletry article cases, metal fitting for bags, Purse clasps, umbrellas & parasols, sticks, canes, fittings metal for canes, cane handles, horse-riding equipment, clothing for pets.    Registered    5-Aug-1994    6-80078    4-Apr-1997    3274277
Japan    National Trademark    Giorgio       3    soaps, fragrances and flavorings, cosmetics.    Registered    22-Nov-1995    121769    25-Jul-1997    4034252
Japan    National Trademark    PGCo       14    Watches.    Registered    7-Nov-1995    7-115551    8-Aug-1997    4040730
Japan    National Trademark    Giorgio       9    Spectacles, parts/fittings of glasses/goggles.    Registered    29-Aug-1995    7-88855    29-Aug-1997    4048449
Japan    National Trademark    Giorgio       9    Spectacles, parts/fittings of glasses/goggles.    Registered    29-Aug-1995    7-88856    29-Aug-1997    4048450
Japan    National Trademark    Giorgio       3    Perfume    Registered    24-May-1995    7-50527    29-Aug-1997    4048447
Japan    National Trademark    Giorgio       14    Watches.    Registered    7-Nov-1995    7-115554    5-Sep-1997    4053528
Japan    National Trademark    Giorgio       14    Watches    Registered    7-Feb-1996    8-11386    20-Feb-1998    4116681
Japan    National Trademark    Giorgio       3    Soaps & the like, perfumery & incenses, cosmetics & toiletries.    Registered    22-Nov-1995    7-121768    20-Feb-1998    4116672
Japan    National Trademark    Giorgio       3    soaps & the like, perfumery & incenses, cosmetics & toiletries.    Registered    5-Sep-1996    8-100060    17-Apr-1998    4136960
Japan    National Trademark    Giorgio       3    soaps & the like, perfumery & incenses, cosmetics & toiletries.    Registered    5-Sep-1996    8-100059    17-Apr-1998    4136959
Japan    National Trademark    Giorgio       3    Soaps and detergents, Dentifrices, Cosmetics and toiletries, Natural perfumery made from plants, Natural perfumery prepared from animal extracts, Synthetic perfumery, Compound perfumery, Food flavorings prepared from essential oils, Incenses and fragrances.    Registered    16-Oct-1985    104879/1985    30-Nov-1988    2094023
Japan    National Trademark    Giorgio       3    Perfume & eau de toilette.    Registered    5-Oct-1991    106844/1991    21-May-1999    4274943


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Japan    National Trademark    Giorgio       24, 25   

International class: 24:

Personal articles ofwoven textile [not for wear] Mosquito nets Bedsheets Futon and quilts Futon and quilts cases [linen] Futon ticks [unstuffed futon] Pillowcases [pillow slips] Blankets

 

International class: 25:

Non-Japanese style outerclothing Coats Sweater and the like Shirts and the like Nightwear Underwear [underclothing] Swimwear [bathing suits] Swimming caps [bathing caps] Japanese traditional clothing Aprons [for wear] Collar protectors [for wear] Socks and stockings Puttees and gaiters Fur stoles Shawls Scarves [scarfs] Japanese style socks [Tabi] Japanese style socks [Tabi covers] Gloves and mittens [clothing] Babies` diapers oftextile Neckties Neckerchieves Bandanas [neckerchiefs] Warmth-keeping supporters Mufflers Ear muffs [clothing] Hoods Sedge hats [Suge-gasa] Nightcaps Heat-protection helmets [clothing] Headgear for wear

   Registered    28-Nov-1985    119434/1985    30-Jul-1990    2244780


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Japan    National Trademark    Giorgio       24, 25   

International class: 24:

Personal articles ofwoven textile [not for wear] made in the USA Mosquito nets made in the USA Bedsheets made in the USA Futon and quilts made in the USA Futon and quilts cases [linen] made in the USA Futon ticks [unstuffed futon] made in the USA Pillowcases [pillow slips] made in the USA Blankets made in the USA

 

International class: 25:

Non-Japanese style outerclothing made in the USA Coats made in the USA Sweater and the like made in the USA Shirts and the like made in: the USA Nightwear made in the USA Underwear [underclothing] made in the USA Swimwear [bathing suits] made in the USA Swimming caps [bathing caps] made in the USA Japanese traditional clothing made in the USA Aprons [for wear] made in the USA Collar protectors [for wear] made in the USA Socks and stockings made in the USA Puttees and gaiters made in the USA Fur stoles made in the USA Shawls made in the USA Scarves [scarfs] made in the USA Japanese style socks [Tabi] made in the USA Japanese style socks [Tabi covers] made in the USA Gloves and mittens [clothing] made in the USA Babies` diapers oftextile made in the USA Neckties made in the USA Neckerchieves made in the USA Bandanas [neckerchiefs] made in the USA Warmth-keeping supporters made in the USA Mufflers made in the USA Ear muffs [clothing] made in the USA Hoods made in the USA Sedge hats [Suge-gasa] made in the USA Nightcaps made in the USA Heat-protection helmets [clothing] made in the USA Headgear for wear made in the USA

   Registered    28-Nov-1985    119435/1985    30-Jul-1990    2244781
Japan    National Trademark    Giorgio       3    Soaps, perfumery, essential oils, cosmetics, non-medicated toiletries for personal use, preparations for the cleaning, care and beautification of the skin, scalp and hair, deodorants for personal use; pre-&-after shave preparations    Registered    22-Dec-1999    118547/1999    11-May-2001    4473117
Japan    National Trademark    Giorgio       3    Soaps, dentifrice, cosmetics, perfumery.    Registered    30-Jul-1986    080273/1986    31-Mar-1992    2394288
Japan    National Trademark    Giorgio       3    Soaps, dentifrices, cosmetics, perfumery.    Registered    30-Jul-1986    61-080274    31-Mar-1992    2394289
Jordan    National Trademark    Giorgio       3    Toilet soaps, perfumery, essential oils, cosmetics, toiletries, preparations for the cleaning, care and beautification of the skin scalp and hair, deodorants for personal use.    Registered    1-Dec-1999    56015    17-Apr-2001    56015
Jordan    National Trademark    Giorgio       3    Perfumes & cosmetics.    Registered    6-Jun-1993    32211    6-Jun-1993    32211
Jordan    National Trademark    Giorgio       3    Perfumes and cosmetics.    Registered    6-Jun-1993    32209    6-Jun-1993    32209
Jordan    National Trademark    Giorgio       3    Perfumes & cosmetics.    Registered    6-Jun-1993    NA    6-Jun-1993    32276
Jordan    National Trademark    Giorgio       25    Clothes & shoes.    Registered    3-Apr-1994    NA    3-Apr-1994    34371
Jordan    National Trademark    Giorgio       25    Clothes & shoes.    Registered    3-Apr-1994    NA    3-Apr-1994    34373
Jordan    National Trademark    Giorgio       3    Perfumes and cosmetics.    Registered    3-Apr-1994    NA    3-Apr-1994    34372


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Kazakhstan    National Trademark    Giorgio       3    Perfume, toiletry and soap preparations for men and women, namely, cologne, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, and talcum powder.    Registered    20-Sep-1993    2181    5-Apr-1995    1343
Kazakhstan    National Trademark    Giorgio       3    Perfume, toiletry and soap preparations for men and women, namely, cologne, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, and talcum powder.    Registered    20-Sep-1993    2183    5-Apr-1995    1345
Kazakhstan    National Trademark    Giorgio       3    Perfume, toiletry and soap preparations for men and women, namely, cologne, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, and talcum powder.    Registered    20-Sep-1993    2182    5-Apr-1995    1344
Korea (South)    National Trademark    Giorgio       3    Perfume, Eau de cologne, body moisturizers, bath and shower gel, white face powder, body cream and face cream.    Registered    11-May-1985    7800/85    8-Jul-1986    127038
Korea (South)    National Trademark    Giorgio       3    Perfume, cologne, body moisturizer, bath & shower gel, dusting powder, body cream, face cream.    Registered    22-Aug-1985    14277/85    18-Oct-1986    132337
Korea (South)    National Trademark    Giorgio       25    Beauty suits, stockings, socks, neckties, white shirts, spring coats, rain coats, slacks, sports coats, maternity dresses, sweaters, feather boas, capes, shawls, half coats, over coats, fur coats, suede coats, leather coats, fur jackets, suede jackets, leather jackets, hats and caps, scarfs, neckpieces, sport shirts, polo shirts, undershirts, blouses, pantaloons suits, suits, women’s pants, under pants, skirts, evening dresses, belts for clothing, leather belts (clothing), belts of textile, winter gloves, mittens, gloves (clothing), girdles, brassieres, underpanties, chemisettes, chemises, slips, camisoles, corsets, corselets, shorts, casual children’s clothes, casual jackets, casual jumpers, blue jean pants, casual parkas.    Registered    29-Oct-1985    18280/85    17-Mar-1987    139587
Korea (South)    National Trademark    Giorgio       3    Perfumes, eau de cologne; body cream; dusting powder; and body talcum powder    Registered    8-Feb-1996    4521/96    19-May-1997    362432
Korea (South)    National Trademark    Giorgio       14    Wrist watch, pocket watch, alarm clock, wall clock, electric clock, electronic watch, clock for automobiles, stop watch, watch band, and watch chain.    Registered    9-Sep-1992    25233/92    16-Oct-1993    276618
Korea (South)    National Trademark    Giorgio       3    Essential oils, perfumes, common toilet water, skin lotion, eau-de-cologne, hair lotions.    Registered    28-Jan-1992    2003/92    31-Dec-1994    305052
Kosovo    National Trademark    Giorgio       3    Toiletry and soap preparations for men and women, including perfume and cologne, cosmetics, body lotions, shampoos, after shave lotion and after shave balm, perfumed soap and gel, and dusting powder.    Registered    3-Jun-2008    789    1-Apr-2011    2904
Kosovo    National Trademark    Giorgio       3    Toiletry and soap preparations for men and women, including perfume and cologne, cosmetics, body lotions, shampoos, after shave lotion and after shave balm, perfumed soap and gel, and dusting powder.    Registered    3-Jun-2008    788    1-Apr-2011    2903
Kosovo    National Trademark    Giorgio       3    Toiletry and soap preparations for men and women, including perfume and cologne, cosmetics, body lotions, shampoos, after shave lotion and after shave balm, perfumed soap and gel, and dusting powder.    Registered    3-Jun-2008    787    1-Apr-2011    2902


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Kosovo    National Trademark    Giorgio       3    Toiletry and soap preparations for men and women, including perfume and cologne, cosmetics, body lotions, shampoos, after shave lotion and after shave balm, perfumed soap and gel, and dusting powder.    Registered    3-Jun-2008    786    1-Apr-2011    2901
Kuwait    National Trademark    Giorgio       3    Perfume, toiletry and soap preparations for men and women—namely, cologne, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, and dusting powder.    Registered    30-Oct-1986    19545    10-Jul-1988    18302
Kuwait    National Trademark    Giorgio       3    Toiletry and soap preparations for men and women—namely, perfume, cologne, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel and dusting powder.    Registered    30-Oct-1986    19546    10-Jul-1988    18303
Kuwait    National Trademark    Giorgio       3    Perfume, toiletry and soap preparations for men and women, namely, cologne, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, and dusting powder.    Registered    30-Oct-1986    19547    10-Jul-1988    18304
Kuwait    National Trademark    Giorgio       3    Toilet soaps, perfumery, essential oils, cosmetics, toiletries, preparations for the cleaning, care and beautification of the skin scalp and hair, deodorants for personal use.    Registered    31-Jul-2000    47412    22-Jul-2002    40593
Kuwait    National Trademark    Giorgio       14    Watches.    Registered    8-Jun-1994    28854    13-Jan-1996    26798
Kuwait    National Trademark    Giorgio       14    Costume and fine jewelry.    Registered    8-Jun-1994    28855    14-Jan-1996    26799
Kuwait    National Trademark    Giorgio       3    Perfume, toiletry and soap preparations for men and women, namely, cologne, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, and dusting powder.    Registered    30-Nov-1985    18571    30-Nov-1985    17412
Latvia    National Trademark    Giorgio       3    Perfumery, soaps and toilet preparations for men and women, namely, Cologne, lotions and after-shave balsams, skin moisturizing preparations and body care creams, soaps and gels with perfumery additives, talcum powder.    Registered    8-Jun-1993    M-93-5270    1-Aug-1994    M16499
Latvia    National Trademark    Giorgio       3    Perfumery, soaps and toilet preparations for men and women, namely, Cologne, lotions and after-shave balsams, skin moisturizing preparations and body care creams, soaps and gels with perfumery additives, talcum powder.    Registered    8-Jun-1993    M-93-5272    1-Aug-1994    M16501
Latvia    National Trademark    Giorgio       3    Perfumery, soaps and toilet preparations for men and women, namely, Cologne, lotions and after-shave balsams, skin moisturizing preparations and body care creams, soaps and gels with perfumery additives, talcum powder.    Registered    8-Jun-1993    M-93-5271    1-Aug-1994    M16500
Lebanon    National Trademark    Giorgio       14    Horological instruments such as watches; and fine and costume jewelry such as jewelry chains, necklaces, earrings, rings, bracelets, anklets, charms, and pendants.    Registered    5-May-1994    448/223552    4-May-1994    63167
Lebanon    National Trademark    Giorgio       3    Soaps, perfumeries, essential oils, Cosmetics, hair lotions, dentifrices    Registered    22-Feb-2013    1045    22-Feb-2013    148290
Lebanon    National Trademark    Giorgio       3    Soaps, perfumeries, essential oils, cosmetics, hair lotions, dentifrices    Registered    4-Mar-2013    1046    4-Mar-2013    148423
Lebanon    National Trademark    Giorgio       3    Soaps, perfumeries, essential oils, Cosmetics, hair lotions, dentifrices    Registered    5-Mar-2013    1047    5-Mar-2013    148445


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Lebanon    National Trademark    Giorgio       3    Toilet soaps, perfumery, essential oils, cosmetics, toiletries, preparations for the cleaning, care and beautification of the skin scalp and hair, deodorants for personal use.    Registered    4-Jan-2000    347    4-Jan-2000    157346
Lithuania    National Trademark    Giorgio       3    Perfume, toiletry and soap preparations for men and women, namely, cologne, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, and dusting powder.    Registered    16-Jul-1993    RL9647    1-Jun-1994    11226
Lithuania    National Trademark    Giorgio       3    Perfume, toiletry and soap preparations for men and women, namely, cologne, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, and dusting powder.    Registered    16-Jul-1993    RL9649    1-Jun-1994    11228
Lithuania    National Trademark    Giorgio       3    Perfume, toiletry and soap preparations for men and women, namely, cologne, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, and dusting powder.    Registered    16-Jul-1993    RL9648    1-Jun-1994    11227
Malaysia    National Trademark    Giorgio       3    Soaps, perfumery, essential oils, cosmetics, hair lotions.    Registered    23-Dec-1991    1991/8161    23-Dec-1991    91008161
Malaysia    National Trademark    Giorgio       3    Toilet soaps, perfumery, essential oils, cosmetics, toiletries, preparations for the cleaning, care and beautification of the skins, scalp and hair, deodorants for personal use.    Registered    29-Sep-1999    1999/9647    29-Sep-1999    99009647
Malaysia    National Trademark    Giorgio       14    Horological instruments, watches; fine and costume jewelry, jewelry chains, necklaces, earrings, rings, bracelets, anklets, charms, and pendants    Registered    24-Mar-1994    1994/02162    24-Mar-1994    94002162
Malaysia    National Trademark    Giorgio       3    Cosmetics, perfumes, colognes, body moisturizer and cream, soaps and gels.    Registered    27-Nov-1996    1996/14455    27-Nov-1996    96014455
Malaysia    National Trademark    Giorgio       3    Perfumery, cosmetics and soaps; all included in Class 3.    Registered    2-Jul-1987    1987/2811    2-Jul-1987    87002811
Malaysia    National Trademark    Giorgio       3    Perfumery, cosmetics and soaps; all included in Class 3.    Registered    2-Jul-1987    1987/2809    2-Jul-1987    87002809
Malaysia    National Trademark    Giorgio       3    Perfumery, cosmetics and soaps; all included in Class 3    Registered    2-Jul-1987    1987/2808    2-Jul-1987    87002808
Malaysia    National Trademark    Giorgio       3    Perfumery, cosmetics and soaps; all included in class 3.    Registered    7-Jul-1987    1987/2810    7-Jul-1987    87002810
Malta    National Trademark    Giorgio       3    Toiletry and soap preparations for men and women; namely, perfume, cologne, after shave lotion and after shave balm, body moisturizer, body cream, perfumed soap and gel, and dusting powder.    Registered    9-Oct-1997    27720    14-Mar-1999    27720
Malta    National Trademark    Giorgio       3    Toilet soaps, perfumery, essential oils, cosmetics, toiletries, preparations for the cleaning, care and beautification of the skin, scalp and hair; deodorants for personal use.    Registered    9-Nov-1999    30879    11-Nov-1999    30879
Mexico    National Trademark    Giorgio       3    Cosmetic and perfumery products.    Registered    28-Aug-1996    5930    30-Sep-1996    13517


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Mexico    National Trademark    Giorgio       3    Soaps, shampoos, perfumes, toilet water, eau de cologne, eau de perfume, essential oils, body moisturizers, body exfoliants, body revitalizing creams and lotions, bath gel, bath powder, cosmetic additives for the bath, body lotion, body cream, perfume body cream, deodorant for personal use, hair lotions, shaving cream, after shave lotions.    Registered    24-Oct-1996    277865    24-Apr-1997    546387
Mexico    National Trademark    Giorgio       3    Cosmetics and perfumery products.    Registered    29-Aug-1985    253728    30-Jun-1987    328467
Mexico    National Trademark    Giorgio       25    Footwear excluding clothing.    Registered    23-Oct-1990    99284    3-Jul-1996    525026
Mexico    National Trademark    Giorgio       3    Soaps; perfumery, essential oils, cosmetics, hair lotions; dentifrices.    Registered    7-Jun-1991    114785    6-Mar-1996    518533
Mexico    National Trademark    Giorgio       3    Cosmetics and perfumery products, in particular, toilet articles, perfumes, after shave colognes, after shave balm, body creams and toilet powders.    Registered    28-Aug-1986    13657    5-Aug-1988    351158
Mexico    National Trademark    Giorgio       3    Cosmetics and perfumery products.    Registered    26-Jul-1983    220608    20-Oct-1983    293404
Mexico    National Trademark    Giorgio       3    Cosmetics and perfumery products.    Registered    18-Aug-1988    47408    29-Dec-1989    371373
Mexico    National Trademark    Giorgio       3    Cosmetics and perfumery products.    Registered    7-Sep-1988    48437    23-Feb-1989    359747
Mexico    National Trademark    Giorgio       3    Cosmetics and perfumery products.    Registered    6-Jul-1989    66364    1-Feb-1990    372263
Mexico    National Trademark    Giorgio       3    Soaps, shampoos, perfumes, eau de toilette, eau de cologne, eau de perfume, essential oils, body moisturizers, body exfoliants; creams and lotions for body massage, reductive creams and lotions, revitalizing body creams and lotions, bath gel, bath powder, bath cosmetic additives, body lotion, body cream, body perfumed cream, deodorant for personal use, hair lotions, shaving cream, after shave lotion, dentifrices.    Registered    26-Oct-1995    246555    22-Jan-1996    514486
Mexico    National Trademark    Giorgio       5,9,10,16,18,21,25   

Class 5: Sanitary diapers for incontinents and belts for sanitary pads.

Class 9: Safety clothing (helmet, glasses, goggles).

Class 10: Gloves for medical use.

Class 16: Disposable diapers.

Class 18: Handbags and clothing for animals.

Class 21: Gloves for cleaning purposes (domestic).

Class 25: All kind of clothing (except for safety and animals).

   Registered    31-Oct-1985    1450    16-Dec-1987    338767
Mexico    National Trademark    Giorgio       25    Clothes excluding footwear.    Registered    31-Oct-1985    1451    2-Sep-1986    316488
Mexico    National Trademark    Giorgio       3    Soaps, shampoos, perfume, eau de toilette, eau de cologne, eau de parfum, essential oils, body moisturizers, body exfoliates, creams or lotions for body massage, reductive cream or lotions, revitalizing body cream or lotion, bath gel, bath powder, cosmetic bath additives, body lotion, body cream, perfumed body cream, deodorants for personal use, hair lots, shave cream, after shave lotion, dentifrices.    Registered    27-Nov-1995    248821    14-Feb-1996    516825


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Owner

  

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Number

  

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Number

Moldova    National Trademark    Giorgio       3    Toiletry and soap preparations for men and women, namely perfume, cologne, essential oils for use as personal fragrance, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, and dusting powder.    Registered    29-Apr-1996    5556    16-Sep-1997    5071
Moldova    National Trademark    Giorgio       3    Toiletry and soap preparations for men and women, namely perfume, cologne, essential oils for use as personal fragrance, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, and dusting powder.    Registered    29-Apr-1996    5555    16-Sep-1997    5070
Moldova    National Trademark    Giorgio       3    Toiletry and soap preparations for men and women, including perfume, eau de cologne, essential oils for use as personal fragrance, after shave, lotion and after shave balm, skin moisturizer and body cream, perfumed soap and gel, and dusting powder.    Registered    10-Jun-1996    005547    24-Jun-1998    5722
Montenegro    National Trademark    Giorgio       3    Toiletry and soap preparations for men and women, namely perfume, cologne, essential oils for use as personal fragrance, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel and dusting powder.    Registered    20-May-1996    Z-637/96    22-Jan-2013    07263PP
Montenegro    National Trademark    Giorgio       3    Toiletry and soap preparations for men and women, namely perfume, cologne, essential oils for use as personal fragrance, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, and dusting powder.    Registered    24-May-1996    Z668/96    22-Jan-2013    07264PP
Montenegro    National Trademark    Giorgio       3    Toiletry and soap preparations for men and women, including perfume and cologne, cosmetics, body lotions, shampoos, after shave lotion and after shave balm, perfumed soap and gel, and dusting powder.    Registered    9-May-1991    Z905/91    12-Oct-2012    06614PP
Montenegro    National Trademark    Giorgio       3    Toiletry and soap preparations for men and women, including perfume and cologne, cosmetics, body lotions, shampoos, after shave lotion and after shave balm, perfumed soap and gel, and dusting powder.    Registered    9-May-1991    Z1991907    12-Oct-2012    06615PP
Montenegro    National Trademark    Giorgio       3    Toiletry and soap preparations for men and women, including perfume and cologne, cosmetics, body lotions, shampoos, after shave lotion and after shave balm, perfumed soap and gel, and dusting powder.    Registered    9-May-1991    Z-908/91    7-Nov-2013    09008PP
Montenegro    National Trademark    Giorgio       3    Toiletry and soap preparations for men and women, including perfume and cologne, cosmetics, body lotions, shampoos, after shave lotion and after shave balm, perfumed soap and gel, and dusting powder.    Registered    9-May-1991    Z906/91    27-Sep-2012    03768PP
Morocco    National Trademark    Giorgio       3    Toilet soaps, perfumery, essential oils, cosmetics, toiletries, preparations for the cleaning, care and beautification of the skin scalp and hair, deodorants for personal use.    Registered          25-Nov-1999    71609


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Number

  

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Number

New Zealand    National Trademark    Giorgio       14    Horological instruments incl. watches; jewellery incl. fine & costume jewellery, jewellery chains, necklaces, earrings, rings, bracelets, anklets, charms, & pendants.    Registered    20-Oct-1993    231275    20-Oct-1993    231275
New Zealand    National Trademark    Giorgio       14    Horological & chronometric instruments; watches; parts & fittings in this class for the foregoing goods.    Registered    7-Jan-1994    233269    7-Jan-1994    233269
New Zealand    National Trademark    Giorgio       3    Soaps, perfumery, essential oils, cosmetics, medicated toilet preps, hair lotions, dentifrices.    Registered    26-Apr-1985    158204    26-Apr-1985    158204
New Zealand    National Trademark    Giorgio       3    Soaps, perfumery & fragrances, essential oils, cosmetics and toiletries.    Registered    3-Sep-1985    160796    3-Sep-1985    B160796
New Zealand    National Trademark    Giorgio       3    Toilet soaps, perfumery, essential oils, cosmetics, toiletries, preparations for the cleaning, care and beautification of the skins, scalp and hair, deodorants for personal use.    Registered    20-Sep-1999    316536    20-Sep-1999    316536
New Zealand    National Trademark    Giorgio       25    Women’s wearing apparel incl. dresses for evening & casual wear, skirt pants, suits, pantsuits, blouses, shirts, ties, scarves, hats, lingeri shoes, boots, jackets incl. leather & suede jackets & fur jackets, coats, shawls, sraps, capes, feather boas, sweaters, gloves, maternity wear, robes & swimsuits; & men’s wearing apparel incl. suits, sport coats, slacks, jackets, rain coats, topcoats, robes, sweaters, shirts, shoes, boots, ties, scarves, hosiery, hats, belts in this class & gloves.    Registered    30-Oct-1985    161826    30-Oct-1985    161826
New Zealand    National Trademark    Giorgio       25    Women’s wearing apparel incl. dresses for evening & casual wear, skirt pants, suits, pantsuits, blouses, shirts, ties, scarves, hats, lingeri shoes, boots, jackets incl. leather & suede jackets & fur jackets, coats incl. leather & suede coats, & fur coats, shawls, wraps capes, feataher boas, sweaters, gloves, maternity wear, robes & swimsuits; & men’s wearing apparel incl. suits, sport coats, slacks, jackets, rain coats, topcoats, robes, sweaters, shirts, shoes, boots, ties, scarves, hosiery, hats, belts & gloves    Registered    30-Oct-1985    161827    30-Oct-1985    161827
New Zealand    National Trademark    Giorgio       3    Soaps; perfumery, essential oils, toilet preps, cologne and cosmetics and skin care preps for men and women, including after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, dusting powder, perfumed dry oil mist, body talc, anti-perspirant and body shampoo; hair lotions; dentifrices.    Registered    22-Nov-1995    256164    22-Nov-1995    256164


Country

  

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Owner

  

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Number

  

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Number

New Zealand    National Trademark    Giorgio       3    Soaps incl. perfumed soaps & soap preps, perfumery & colognes, essenti oils, cosmetics, toilet preps, incl. after shave lotions & after shave balms, body moisturisers, body creams, gels & dusting powders, hair lotions & dentifrices, all being goods in this class.    Registered    24-Jul-1986    166767    24-Jul-1986    166767
New Zealand    National Trademark    Giorgio       3    Soaps including perfumed soaps & soap preparations, perfumery & colognes, essential oils, cosmetics, toilet preparations, including after shave lotions & after shave balms, body moisturizers, body creams, gels & dusting powders, hairlotions & dentifrices, all goods being of this class.    Registered    24-Jul-1968    166768    24-Jul-1986    166768
New Zealand    National Trademark    Giorgio       3    Soaps including gels; perfumery, essential oils, toilet preparations, in this class, colognes and cosmetics, body moisturisers and cream, hair lotions; dentifrices.    Registered    7-Aug-1996    265490    7-Aug-1996    265490
New Zealand    National Trademark    Giorgio       18    Goods made from leather and imitations of leather & not included in other classes; trunks & travel bags, athletic bags in this class, carry on luggage, travel accessories in this class.    Registered    7-Aug-1996    265491    7-Aug-1996    265491
New Zealand    National Trademark    Giorgio       3    Soaps including gels; perfumery, essential oils, toilet preparations, colognes & cosmetics, body moisturizers and cream, hair lotions; dentifrices.    Registered    9-Aug-1996    265615    9-Aug-1996    265615
New Zealand    National Trademark    Giorgio       18    Goods made from leather & imitations of leather not included in other classes; trunks & travel bags, athletic bags in this class, carry on luggage, travel accessories in this class.    Registered    9-Aug-1996    265616    9-Aug-1996    265616
New Zealand    National Trademark    Giorgio       3    soaps, perfumery, essential oils, cosmetics, hair lotions.    Registered    11-Oct-1991    213568    11-Oct-1991    213568
Nicaragua    National Trademark    Giorgio       3    Soaps, perfumery, essential oils, cosmetics and hair lotions.    Registered    6-Apr-1992    N/A    9-Sep-1992    22034-CC
Norway    National Trademark    Giorgio       14    Watches; Jewelry and costume jewelry, namely chains, necklaces, earrings, rings, bracelets, anklets, charms, and pendants.    Registered    9-Dec-1993    936054    1-May-1995    166369
Norway    National Trademark    Giorgio       3    Toiletry and soap preparations for men and women, namely perfume, cologne, essential oils for use as personal fragrance, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, and dusting powder.    Registered    19-Apr-1996    962544    31-Jul-1997    183906
Norway    National Trademark    Giorgio       3    Bleaching preparations and other substances for laundry use, cleaning, polishing, scouring and abrasive preparations, soaps, perfumery, essential oils, cosmetics, hair lotions, dentifrices.    Registered    4-Apr-1986    861411    3-Dec-1987    130880
Norway    National Trademark    Giorgio       3    Bleaching preparations and other substances for laundry use, cleaning, polishing, scouring and abrasive preparations, soaps, perfumery, essential oils, cosmetics, hair lotions, dentifrices.    Registered    21-Jul-1986    862927    24-Mar-1988    131884


Country

  

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Owner

  

Class(es)

  

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Number

  

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Number

Norway    National Trademark    Giorgio       3    Toiletry and soap preparations for men and women, namely perfume, cologne, essential oils for use as personal fragrances, after shave lotions and after shave balm, cosmetic moisturizer and body cream, perfumed soaps and gels for body care, talcum powder for toilet use and powder for cosmetic use.    Registered    11-Apr-1996    962366    3-Sep-1998    192522
Norway    National Trademark    Giorgio       25    Clothing, footwear, headgear.    Registered    4-Apr-1986    861409    20-Oct-1988    133869
Norway    National Trademark    Giorgio       3    Bleaching preparations and other substances for laundry use, cleaning, polishing, scouring and abrasive preparations, soaps, perfumery, essential oils, cosmetics, hair lotions, dentifrices.    Registered    15-Apr-1986    861560    20-Oct-1988    133871
Norway    National Trademark    Giorgio       3,25   

Class 3:

Bleaching preparations and other substances for laundry use, cleaning, polishing, scouring and abrasive preparations, soaps, perfumery, essential oils, cosmetics, hair lotions, dentifrices.

class 25 :

Clothing, footwear, headgear.

   Registered    4-Apr-1986    861410    20-Oct-1988    133870
Norway    National Trademark    Giorgio       3    Toilet soaps, perfumery, essential oils, cosmetics, toiletries, preparations for the cleaning, care and beautification of the skin, scalp and hair, deodorants for personal use.    Registered    18-Jun-1999    199905962    7-Oct-1999    199797
Norway    National Trademark    Giorgio       3    Toilet soaps, perfumery, essential oils, cosmetics, toiletries, preparations for the cleaning, care and beautification of the skin scalp and hair, deodorants for personal use.    Registered    15-Oct-1999    199910598    8-Jun-2000    203219
Norway    National Trademark    Giorgio       3    Toilet soaps, perfumery, essential oils, cosmetics, toiletries, preparations for the cleaning, care and beautification of the skin scalp and hair, deodorants for personal use.    Registered    15-Oct-1999    199910597    30-Nov-2000    205832
Norway    National Trademark    Giorgio       3    Soaps, perfumes, essential oils, cosmetics, hair lotions, and dentifrices.    Registered    14-Feb-1989    890647    20-Jun-1991    145611
Oman    National Trademark    Giorgio       3    Toilet soaps, perfumery, essential oils, cosmetics, toiletries, preparations for the cleaning, care and beautification of the skin scalp and hair, deodorants for personal use.    Registered    21-Nov-1999    21284    8-Jun-2004    21284
Oman    National Trademark    Giorgio       3    Bleaching preparations and other substances for laundry use; cleaning, polishing, scouring and abrasive preparations; soaps; perfumery; essential oils; cosmetics; hair lotions; dentifrices.    Registered    30-Oct-1990    4917    4-Apr-1999    4917
Oman    National Trademark    Giorgio       14    Horological and chronometric instruments including watches. Cloth accessories made of precious stones, jewelleries including necklaces, precious stones, ear rings, bracelets, leg jewelleries made of precious metals.    Registered    31-Oct-1993    9073    25-Nov-2001    9073
Oman    National Trademark    Giorgio       3    Soaps, perfumeries, essential oils, preparations for body and beauty care, hair lotions, dentifrices.    Registered    9-Apr-1994    9710    16-Jul-2001    9710
Oman    National Trademark    Giorgio       3    Soaps, perfumeries, essential oils, preparations for body and beauty care, hair lotions, dentifrices.    Registered    9-Apr-1994    9711    16-Jul-2001    9711
Oman    National Trademark    Giorgio       3    Soaps, perfumeries, essential oils, preparations for body and beauty care, hair lotions, dentifrices.    Registered    9-Apr-1994    9712    16-Jul-2001    9712
Oman    National Trademark    Giorgio       3    Soaps, perfumeries, essential oils, preparations for body and beauty care, hair lotions, dentifrices.    Registered    9-Apr-1994    9709    16-Jul-2001    9709
Pakistan    National Trademark    Giorgio       3    Perfumery, cosmetics, tanning lotions, and sprays, hair preparations being goods included in Class 3.    Registered    23-Oct-1988    100198    30-Jun-2011    100198


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Owner

  

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Number

  

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Number

Pakistan    National Trademark    Giorgio       3    Toilet soaps, perfumery, essential oils, cosmetics, toiletries, preparations for the cleaning, care and beautification of the skin, scalp and hair, deodorants for personal use.    Registered    11-Nov-1999    158811    3-Aug-2006    158811
Pakistan    National Trademark    Giorgio       3    Perfumery, cosmetics, tanning lotions and sprays, hair shampoos and other hair preparations being goods included in Class 3.    Registered    23-Oct-1988    100199    11-Oct-1995    100199
Pakistan    National Trademark    Giorgio       3    Perfumery, cosmetics, tanning lotions, and sprays, hair shampoos and other hair preparations being goods included in Class 3.    Registered    23-Oct-1988    100211    23-Oct-1988    100211
Panama    National Trademark    Giorgio       3    Soap preparations and women/men toiletry articles, mainly, perfume, cologne, essential oils to be used as personal fragrance, after shave lotion and balm, body moisturizer and body cream, perfumed soap and gel, and talcum powder.    Registered    21-May-1996    80961    21-May-1996    80961
Panama    National Trademark    Giorgio       3    Soaps, shampoos, perfumes, toilet water, essential oils, preparations for body and beauty care, bath and shower gel, body powder, cosmetics products for the bath, body lotion, body cream, perfumed cream for the body, deodorants for personal use, hair lotions, shaving creams and lotions, dentifrices.    Registered    21-Nov-1996    084306    21-Nov-1996    84306
Panama    National Trademark    Giorgio       25    Clothing, footwear, headgear.    Registered    22-Feb-2010    187845    22-Feb-2010    187845
Panama    National Trademark    Giorgio       3    Shower preparations and soaps for men and women, such as cologne, after-shave lotion and after-shave balsam, moisturizers for the body and body creams, perfumed soap and gel and loose powder.    Registered    24-Jan-1991    55588    23-Mar-1992    55588
Paraguay    National Trademark    Giorgio       3   

Class 3 :

Bleaching preparations and other substances for laundry use; cleaning, polishing, scouring and abrasive preparations; specifically soaps,perfumery, essential oils, cosmetics,scalp lotions; dentifrices.

   Registered    16-Sep-1989    13792    19-Jun-1997    305898
Paraguay    National Trademark    Giorgio       3   

Class 3 :

Bleaching preparations and other substances for laundry use; cleaning, polishing, scouring and abrasive preparations; specifically, perfumery, toilet water and cosmetics for men and women, including after shave lotion and balm, moisturizer and body cream, perfumed soap and gel, powder, perfumed moisturizer, body powder, antiperspirant and shampoo for the body.

   Registered    11-Feb-1992    44588    17-Feb-1998    200405
Paraguay    National Trademark    Giorgio       3   

Class 3 :

Bleaching preparations and other substances for laundry use; cleaning, polishing, scouring and abrasive preparations; soaps; perfumery, essential oils, cosmetics, hair lotions; dentifrices; specifically, perfumery, cologne water and cosmetics for men and women, including after shave lotion and balm; body moisturizer and cream; perfumed soap and gel; powder, perfumed moisturizer, body talc, antiperspirant and shampoo for the body.

   Registered    10-Jan-1989    258-89    13-Apr-1998    202061


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Owner

  

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Number

  

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Number

Paraguay    National Trademark    Giorgio       3   

Class 3 :

Bleaching preparations and other substances for laundry use; cleaning, polishing, scouring and abrasive preparations; soaps; perfumery, essential oils, cosmetics, hair lotions; dentifrices.

   Registered    11-Oct-1991    14221    31-Mar-1992    365991
Paraguay    National Trademark    Giorgio       3   

Class 3 :

Bleaching preparations and other substances for laundry use; cleaning, polishing, scouring and abrasive preparations; soaps; perfumery, essential oils, cosmetics, hair lotions; dentifrices; specifically, perfume, cologne and cosmetics for men and women, including after shave cream and lotion; body moisturizer and cream, perfumed soap and gel, powder, oily moisturizer dried perfumed, body powder, antiperspirant and shampoo for the body.

   Registered    11-Feb-1992    1704-92    24-Jul-1992    380346
Peru    National Trademark    Giorgio       3   

Class 3 :

Bleaching preparations and other substances for laundry use; cleaning, polishing, scouring and abrasive preparations; soaps; perfumery, essential oils, cosmetics, hair lotions; dentifrices.

   Registered    23-Nov-1995    285426    12-Feb-1996    23366
Peru    National Trademark    Giorgio       3   

Class 3 :

Bleaching preparations and other substances for laundry use; cleaning, polishing, scouring and abrasive preparations; soaps, perfumery, essential oils, cosmetics, hair lotions; dentifrices, specifically, perfumery, cosmetics, colognes, soaps, shampoos, and body creams.

   Registered    6-Nov-1995    283841    5-Mar-1996    23850
Peru    National Trademark    Giorgio       25    Class 25: Clothing, footwear, headgear.    Registered    22-Jul-1994    247345    25-Mar-1996    25637
Peru    National Trademark    Giorgio       3   

Class 3 :

Bleaching preparations and other substances for laundry use; cleaning, polishing, scouring and abrasive preparations; soaps; perfumery, essential oils, cosmetics, hair lotions; dentifrices.

   Registered    2-Sep-1986    109373    19-Aug-1997    38323
Peru    National Trademark    Giorgio       3   

Class 3 :

Bleaching preparations and other substances for laundry use; cleaning, polishing, scouring and abrasive preparations; soaps; perfumery, essential oils, cosmetics, hair lotions; dentifrices.

   Registered    2-Sep-1986    109376    27-Feb-1987    64924
Peru    National Trademark    Giorgio       3   

Class 3 :

Bleaching preparations and other substances for laundry use; cleaning, polishing, scouring and abrasive preparations; soaps; perfumery, essential oils, cosmetics, hair lotions; dentifrices.

   Registered    29-Nov-1994    247137    29-Nov-1994    11754
Peru    National Trademark    Giorgio       3    Personal cleaning products, toiletries; beauty and perfumery articles; detergents in powder form; soaps; abrasive preparations; essential oils, cosmetics, hair lotions, dentifrices.    Registered    17-Apr-1989    153383    18-Jun-1990    85703
Philippines    National Trademark    Giorgio       3    Perfume, toiletry and soap preparations for men and women-namely, cologne, after shave lotion and after shave balm, body moisturizer & body cream, perfumed soap & gel, & dusting powder.    Registered    18-Jul-1986    59407    29-May-1990    48286


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Owner

  

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Number

  

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Number

Poland    National Trademark    Giorgio       3    Toiletry and soap preparations for men and women, namely perfume, cologne, essential oils for use as personal fragrance, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, and dusting powder.    Registered    12-Apr-1996    Z158554    18-Dec-1998    108271
Poland    National Trademark    Giorgio       3    Toiletry and soap preparations for men and women, namely perfume, cologne, essential oils for use as personal fragrance, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, and dusting powder.    Registered    15-Apr-1996    Z158621    18-Jan-1999    109067
Poland    National Trademark    Giorgio       3    Toiletry and soap preparations for men and women, namely perfume, cologne, essential oils for use as personal fragrance, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, and dusting powder.    Registered    15-Apr-1996    Z158622    18-Jan-1999    109066
Poland    National Trademark    Giorgio       3    Toiletry and soap preparations for men and women, namely perfume, cologne, essential oils for use as personal fragrance, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, and dusting powder.    Registered    16-Apr-1996    Z158663    16-Dec-1998    108185
Poland    National Trademark    Giorgio       3    Toiletry and soap preparations for men and women, namely perfume, cologne, essential oils for use as personal fragrance, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, and dusting powder.    Registered    22-Apr-1996    Z-158882    17-Feb-1999    109549
Portugal    National Trademark    Giorgio       18    TRAVEL BAGS, INCLUDING BEACH BAGS, SPORTS BAGS, SHOPPING BAGS, CARRIER BAGS, HANDBAGS, GARMENT BAGS FOR TRAVEL, BAGS FOR TRAVEL ACCESSORIES, TRAVEL SHOE BAGS, TRAVEL TRUNKS.    Registered    27-Jun-1994    301515T    8-Jan-1999    301515
Portugal    National Trademark    Giorgio       14    Horological instruments such as watches; and fine and costume jewelry such as jewelry chains, necklaces, earrings, rings, bracelets, anklets, charms, and pendants.    Registered    8-Oct-1992    286547    9-Jun-1994    286547
Portugal    National Trademark    Giorgio       18    Travel bags including beach bags, athletic bags, tote bags, carry-on luggage, clutch bags, overnight luggage, bags for travel accessories, shoe bags for travel, trunks for travel (all these products not included in other classes.    Registered    27-Jun-1994    301516U    6-Jul-1995    301516
Qatar    National Trademark    Giorgio       3    Perfumery, cosmetics and soaps.    Registered    23-Jul-1986    NA    22-Apr-1991    5480
Qatar    National Trademark    Giorgio       3    Perfumery, cosmetics and soaps.    Registered    23-Jul-1986    NA    22-Apr-1991    5479
Qatar    National Trademark    Giorgio       3    Perfumery, cosmetics and soaps.    Registered    23-Jul-1986    NA    22-Apr-1991    5481
Qatar    National Trademark    Giorgio       3    Toilet soaps, perfumery, essential oils, cosmetics, toiletries, preparations for the cleaning, care and beautification of the skin scalp and hair, deodorants for personal use.    Registered    14-Nov-1999    21663    5-Jan-2006    21663


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Owner

  

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Number

  

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Number

Qatar    National Trademark    Giorgio       14    Horological instruments such as watches; & fine & costume jewelry such as jewelry chains, necklaces, earrings, rings, bracelets, anklets, charms, & pendants.    Registered    23-Oct-1993    11308    14-Mar-2001    11308
Qatar    National Trademark    Giorgio       3    Cosmetics, toiletries, and fragrances.    Registered    24-Sep-1985    NA    6-Jun-1990    5102
Romania    National Trademark    Giorgio       3    Toiletry and soap preparations for men and women, namely perfume, cologne, essential oils for use as personal fragrance, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, and dusting powder.    Registered    24-Apr-1996    39518    24-Apr-1996    29966
Romania    National Trademark    Giorgio       3    Toiletry and soap preparations for men and women, namely perfume, cologne, essential oils for use as personal fragrance, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, and dusting powder.    Registered    17-May-1996    39519    17-May-1996    32648
Romania    National Trademark    Giorgio       3    Toiletry and soap preparations for men and women, namely perfume, cologne, essential oils for use as personal fragrance, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, and dusting powder.    Registered    28-May-1996    39559    28-May-1996    30832
Romania    National Trademark    Giorgio       3    Toiletry and soap preparations for men and women, namely perfume, cologne, essential oils for use as personal fragrance, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, and dusting powder.    Registered    28-May-1996    39562    28-May-1996    27232
Romania    National Trademark    Giorgio       3    Toiletry and soap preparations for men and women, namely perfume, cologne, essential oils for use as personal fragrance, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, and dusting powder.    Registered    28-May-1996    39560    28-May-1996    30833
Russian Federation    National Trademark    Giorgio       3    Toiletry and soap preparations for men and women, namely perfume, cologne, essential oils for use as personal fragrance, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, and dusting powder.    Registered    23-Apr-1996    96705192    16-Nov-1998    169228
Russian Federation    National Trademark    Giorgio       3    Toiletry and soap preparations for men and women, namely perfume, cologne, essential oils for use as personal fragrance, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, and dusting powder.    Registered    17-May-1996    96706196    31-Jul-1997    155127
Russian Federation    National Trademark    Giorgio       3    Perfume, toiletry and soap preparations for men and women, namely, eau de cologne, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, and dusting powder.    Registered    14-Mar-1989    112046    16-Oct-1989    86776


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Russian Federation    National Trademark    Giorgio       3    Perfumes, toiletry and soap preparations for men and women, namely, eau de cologne, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, and dusting powder.    Registered    14-Mar-1989    112045    20-Nov-1989    87157
Russian Federation    National Trademark    Giorgio       3    Perfume, toiletry and soap preparations for men and women, namely, cologne, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, and dusting powder.    Registered    14-Mar-1989    112047    16-Oct-1989    86777
Saudi Arabia    National Trademark    Giorgio       3    Toilet soaps, perfumery, essential oils, cosmetics, toiletries, preparations for the cleaning, care and beautification of the skin scalp and hair, deodorants for personal use.    Registered    24-Nov-1999    61144    9-Aug-2000    535/100
Saudi Arabia    National Trademark    Giorgio       3    Perfume, cologne and cosmetics and skin care products for men and women, namely after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, dusting powder, perfumed dry oil mist, body talc, antiperspirant and body shampoo.    Registered    18-Sep-1993    22336    11-Jun-1994    310/17
Saudi Arabia    National Trademark    Giorgio       14    Horological instruments such as watches; and fine and costume jewelry such as jewelry chains, necklaces, earrings, rings, bracelets, anklets, charms and pendants.    Registered    16-Jan-1993    NA    26-Sep-1993    292/5
Saudi Arabia    National Trademark    Giorgio       3    Perfume, cologne and cosmetics and skin care products for men and women, namely after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, dusting powder, perfumed dry oil mist, body talc, antiperspirant and body shampoo—in Class 3.    Registered    5-Dec-1995    31940    31-Aug-1998    141601472
Saudi Arabia    National Trademark    Giorgio       3    Toiletry and soap preparations for men and women; namely : perfume, cologne, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, and dusting powder.    Registered    23-Aug-1986    NA    18-Apr-1987    140600944
Serbia    National Trademark    Giorgio       3    Toiletry and soap preparations for men and women, namely perfume, cologne, essential oils for use as personal fragrance, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel and dusting powder.    Registered    20-May-1996    Z-637/96    8-Oct-1998    41780
Serbia    National Trademark    Giorgio       3    Toiletry and soap preparations for men and women, namely perfume, cologne, essential oils for use as personal fragrance, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, and dusting powder.    Registered    24-May-1996    Z668/96    25-Dec-1998    42290
Serbia    National Trademark    Giorgio       3    Toiletry and soap preparations for men and women, including perfume and cologne, cosmetics, body lotions, shampoos, after shave lotion and after shave balm, perfumed soap and gel, and dusting powder.    Registered    9-May-1991    Z905/91    10-Jun-1994    38051


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Serbia    National Trademark    Giorgio       3    Toiletry and soap preparations for men and women, including perfume and cologne, cosmetics, body lotions, shampoos, after shave lotion and after shave balm, perfumed soap and gel, and dusting powder.    Registered    9-May-1991    Z90791    10-Jun-1994    38053
Serbia    National Trademark    Giorgio       3    Toiletry and soap preparations for men and women, including perfume and cologne, cosmetics, body lotions, shampoos, after shave lotion and after shave balm, perfumed soap and gel, and dusting powder.    Registered    9-May-1991    Z-90891    10-Jun-1994    38054
Serbia    National Trademark    Giorgio       3    Toiletry and soap preparations for men and women, including perfume and cologne, cosmetics, body lotions, shampoos, after shave lotion and after shave balm, perfumed soap and gel, and dusting powder.    Registered    9-May-1991    Z90691    10-Jun-1994    38052
Singapore    National Trademark    Giorgio       3    Cosmetics, perfumes, colognes, body moisturizer and creams, soaps and gels; all included in Class 3.    Registered    12-Sep-1996    1996/9739    12-Sep-1996    T9609739J
Singapore    National Trademark    Giorgio       18    Garment bags for travel, pouches of leather, purses, cases of leather for passports, money belts, vanity cases made of leather; all being accessories for travel.    Registered    12-Sep-1996    9740/96    12-Sep-1996    T9609740D
Singapore    National Trademark    Giorgio       3    essential oils, fragrances,sprays, perfumeries, deodorants for personal use, soaps, shower gels, preparations for body and beauty care; skin & hair care preparations, facial moisturizers, shampoos, conditioners, hair lotions; dentifrices, non-medicated mouthwashes.    Registered    6-Mar-1999    99/03969    6-Mar-1999    1999/03969
Singapore    National Trademark    Giorgio       3    Toilet soaps, perfumery, essential oils, cosmetics, toiletries, preparations for the cleaning, care and beautification of the skin, scalp and hair, deodorants for personal use.    Registered    31-Aug-2000    T00/16567E    31-Aug-2000    T00/16567E
Singapore    National Trademark    Giorgio       14    horological instruments, watches; costume jewelry, jewelry chains, necklaces, earrings, rings, bracelets, anklets, charms, & pendants.    Registered    5-Sep-1992    6805/92    5-Sep-1992    6805/92
Singapore    National Trademark    Giorgio       3    Cosmetics, toiletries and fragrances.    Registered    14-Oct-1985    85/4673    14-Oct-1985    85/4673
Singapore    National Trademark    Giorgio       25    Women’s wearing apparel, namely, dresses for evening and casual wear, skirts, pants, suits, pant-suits, blouses, shirts, ties, scarves, handkerchiefs, hats, lingerie, shoes, boots, jackets including leather and suede coats, and fur coats, shawls, wraps, capes, feather boas, sweaters, gloves, maternity wear , robes and swimsuits; and men’s wearing apparel, namely, suits, sport coats, slacks, jackets, raincoat topcoats, robes, sweaters, shirts, shoes, boots, ties, scarves, hoiser hats, belts and gloves.    Registered    12-Nov-1985    85/5104    12-Nov-1985    85/5104


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Singapore    National Trademark    Giorgio       25    Women’s wearing apparel, namely dresses for evening and casual wear, skirts, pants, suits, pant-suits, blouses, shirts, ties, scarves, handkerchiefs, hats, lingerie, shoes, boots, jackets including leather and suede coats, and fur coats, shawls, wraps capes, feather boas, sweaters, gloves, maternity wear, robes and swimsuits; and men’s weari apparel, namely, suits, sport coats, slacks, jackets, raincoats, topcoats, robes, sweaters, shirts, shoes, boots, ties, scarves, hoiser hats, belts, and gloves.    Registered    12-Nov-1985    85/5105    12-Nov-1985    85/5105
Singapore    National Trademark    Giorgio       3    Fragrances, cosmetics and toiletries.    Registered    17-May-1986    S/2013/86    17-May-1986    2013/86
Singapore    National Trademark    Giorgio       3    Fragrances, cosmetics and toiletries.    Registered    17-May-1986    S/2012/86    17-May-1986    2012/86
Singapore    National Trademark    Giorgio       3    Cosmetics, toiletries and fragrances.    Registered    22-Apr-1983    S/2105/83    22-Apr-1983    T8302105F
Singapore    National Trademark    Giorgio       3    Fragances, cosmetics and toiletries.    Registered    16-Nov-1995    T95/11050D    16-Nov-1995    T95/11050D
Singapore    National Trademark    Giorgio       3    Perfumes, colognes and cosmetics and skin care products for men and women, namely after shave lotions and after shave balms, body moisturizers and body creams, perfumed soaps and gels, dusting powders, body talc, antiperspirants and body shampoos; all included in Class 3.    Registered    24-Nov-1995    T95/11387B    24-Nov-1995    T95/11387B
Slovakia    National Trademark    Giorgio       3    Toiletry and soap preparations for men and women, namely perfume, cologne, essential oils for use as personal fragrance, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, and dusting powder.    Registered    23-Apr-1996    1046-96    19-Apr-1999    185002
Slovakia    National Trademark    Giorgio       3    Toiletry and soap preparations for men and women, namely perfume, cologne, essential oils for use as personal fragrance, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, and dusting powder.    Registered    23-Apr-1996    1044-96    19-Apr-1999    185000
Slovakia    National Trademark    Giorgio       3    Toiletry and soap preparations for men and women, namely perfume, cologne, essential oils for use as personal fragrance, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, and dusting powder.    Registered    15-May-1996    1300-96    15-Mar-1999    184744
Slovenia    National Trademark    Giorgio       3    Toiletry and soap preparations for men and women, namely perfume, cologne, essential oils for use as personal fragrance, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, and dusting powder.    Registered    15-Apr-1996    9670517    18-Feb-1997    9670517
Slovenia    National Trademark    Giorgio       3    Toiletry and soap preparations for men and women, namely perfume, cologne, essential oils for use as personal fragrance, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, and dusting powder.    Registered    15-Apr-1996    9670516    18-Feb-1997    9670516


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Number

  

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Slovenia    National Trademark    Giorgio       3    Toiletry and soap preparations for men and women, namely perfume, cologne, essential oils for use as personal fragrance, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, and dusting powder.    Registered    24-Apr-1996    Z-9670573    6-Oct-1997    9670573
Slovenia    National Trademark    Giorgio       3    Toiletry and soap preparations for men and women, namely perfume, cologne, essential oils for use as personal fragrance, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, and dusting powder.    Registered    24-Apr-1996    Z-9670574    6-Oct-1997    9670574
Slovenia    National Trademark    Giorgio       3    Toiletry and soap preparations for men and women, namely perfume, cologne, essential oils for use as personal fragrance, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, and dusting powder.    Registered    6-May-1996    9670605    17-Feb-1997    9670605
South Africa    National Trademark    Giorgio       3    Perfume, cologne and cosmetics and skin care products for men and women, namely aftershave lotion and aftershave balm, body moisturizer and body cream, perfumed soap and gel, dusting powder, perfumed dry oil mist, body talc, antiperspirant and body shampoo.    Registered    13-Nov-1995    95/15186    3-Nov-1998    95/15186
South Africa    National Trademark    Giorgio       3    Perfume, cologne and cosmetics and skin care products for men and women, namely after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, dusting powder, perfumed dry oil mist, body talc, antiperspirant and body shampoo.    Registered    6-Dec-1995    95/16176    8-Oct-1998    95/16176
South Africa    National Trademark    Giorgio       3    Perfume, toiletry and soap preparations for men and women, including cologne, after-shave lotion, after-shave balm, body moisturizer, body cream, perfumed soap and gel, and dusting powder.    Registered    27-May-1986    86/3494    23-Dec-1993    86/3494
South Africa    National Trademark    Giorgio       3    Perfume, toiletry and soap preparations for men and women, including cologne, after-shave lotion, after-shave balm, body moisturizer, body cream, perfumes soap and gel, and dusting powder.    Registered    27-May-1986    86/3498    24-Nov-1993    86/3498
South Africa    National Trademark    Giorgio       3    Perfume, toiletry and soap preparations for men and women, including cologne, after-shave lotion, after-shave balm, body moisturizer, body cream, perfumed soap and gel, and dusting powder.    Registered    27-May-1986    86/3499    8-Aug-1994    86/3499
South Africa    National Trademark    Giorgio       3    Pefume, toiletry and soap preparations for men and women, including cologne, after-shave lotion, after-shave balm, body moisturizer, body cream, perfumed soap and gel, and dusting powder.    Registered    27-May-1986    86/3496    7-Jul-1993    86/3496
South Africa    National Trademark    Giorgio       3    Toilet soaps, perfumery, essential oils, cosmetics, toiletries, preparations for the cleaning, care and beautification of the skin scalp and hair, deodorants for personal use.    Registered    16-Nov-1999    9921211    16-Nov-1999    99/21211
Spain    National Trademark    Giorgio       3    Bleaching preparations and other substances for laundry use, cleaning, polishing, degreasing, abrasive preparations, soaps, perfumery, essen- tial oils, cosmetics, hair lotions, dentifrices.    Registered    26-Aug-1986    1158723    20-Dec-1988    1158723


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Spain    National Trademark    Giorgio       3    Bleaching preparations and other laundry substances, cleaning, poli- shing and abrasive preparations; soaps; essential oils, cosmetics, hair lotions; dentifrices.    Registered    26-Dec-1986    1174353    12-May-1992    1174353
Spain    National Trademark    Giorgio       25    Women’s clothing apparel, namely, dresses for evening and casual wear, skirts, pants, suits, pantsuits, blouses, shirts, ties, scarves, handkerchiefs, hats, lingerie, shoes, boots, jackets including leather and sueds jackets and fur jackets, coats including leather and suede coats, and fur coats, shawls, wraps, capes, feather boas, sweaters, gloves, maternity wear, robes and swimsuits; and men’s wearing apparel namely, suits, sport coats, slacks; jackets, raincoats, topcoats, robes, sweaters, shirts, shoes, boots, ties, scarves, hoisery, hats, belts, and gloves.    Registered    13-Nov-1985    1124175    6-Nov-1997    1124175
Spain    National Trademark    Giorgio       3    Soaps, perfumes, essential oils, cosmetics, hair lotions and dentifrices.    Registered    19-Sep-1988    1273641    5-Dec-1989    1273641
Spain    National Trademark    Giorgio       14    Horological instruments such as watches, and fine costume jewelry such as jewelry chains, necklaces, earrings, rings, bracelets, anklets charms and pendants.    Registered    25-Sep-1992    1722112    5-Jun-1995    1722112
Spain    National Trademark    Giorgio       3    Colognes and perfumes.    Registered    26-Jul-1994    1915420    3-Feb-1995    1915420
Suriname    National Trademark    Giorgio       3    Soaps, perfumery, essential oils, cosmetics, hair lotions.    Registered    17-Dec-1991    NA    17-Dec-1991    13046
Sweden    National Trademark    Giorgio       3    Perfume, toiletries, cosmetics, namely perfume toiletry and soap preparations for men and women; aftershave lotion and aftershave balm, body moisturizer and body cream; perfumed soap and gel, and dusting powder.    Registered    23-Apr-1986    8603212    14-Feb-1992    230145
Sweden    National Trademark    Giorgio       3    Perfumery products, soaps, after shave lotion and after-shave balm, non-medicated cosmetic products.    Registered    18-Jul-1986    8605430    14-Feb-1992    230146
Sweden    National Trademark    Giorgio       3    Perfume, toiletry and soap preparations for men and women, namely, cologne, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, and dusting powder.    Registered    19-Mar-1986    8602191    21-Feb-1992    230435
Sweden    National Trademark    Giorgio       3    Perfume, toiletry and soap preparations for men and women; namely cologne, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, and dusting powder.    Registered    19-Mar-1986    8602192    21-Feb-1992    230436
Sweden    National Trademark    Giorgio       3    Soaps, perfumery, ethereal oils, cosmetics, hair lotions, dentifrices.    Registered    3-Oct-1988    88-08369    20-Mar-1992    231562
Sweden    National Trademark    Giorgio       25   

All goods in class 25, ie :

Clothing, footwear, headgear.

   Registered    10-Feb-1991    9108380    17-Jul-1992    237825


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Switzerland    National Trademark    Giorgio       3    Toiletry and soap preparations for men and women, namely perfume, cologne, essential oils for use as personal fragrance, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, and dusting powder.    Registered    3-Apr-1996    02426/1996    3-Apr-1996    436575
Switzerland    National Trademark    Giorgio       3,25   

Class 3 :

Bleaching preparations and other substances for laundry use; cleaning, polishing, scouring and abrasive preparations; soaps; perfumery, essential oils, cosmetics, hair lotions; dentifrices.

Class 25 :

Women’s wearing apparel, in particular evening dresses, casual wear, skirts, pants, suits, pantsuits, blouses, shirts, scarves, handkerchieves, hats, lingerie, shoes, boots, jackets, leather jackets, suede jackets, fur jackets, shawls, stoles, feather boas, capes, sweaters, gloves, maternity wear, robes, swimsuits; men’s wearing apparel, in particular suits, jackets, sports jackets, slacks, raincoats, topcoats, capes, sweaters, shirts, shoes, boots, scarves, shawls, hosiery, hats, belts, gloves.

   Registered    5-May-1986    6612/85    5-May-1986    349514
Switzerland    National Trademark    Giorgio       3    Preparations for body and beauty care, namely perfumes, cologne, after shave lotions and balms, moisturizing creams and lotions, soaps including liquid soaps and gels, shampoos, body and face powder.    Registered    18-Jul-1986    4529/86    18-Jul-1986    354161
Switzerland    National Trademark    Giorgio       3    Toilet soaps, perfumery, essential oils, cosmetics, toiletries, preparations for the cleaning, care and beautification of the skin, scalp and hair, deodorants for personal use.    Registered    14-Jul-1997    5274/1997    20-Jan-1998    447869
Switzerland    National Trademark    Giorgio       3    Toilet soaps, perfumery, essential oils, cosmetics, toiletries, preparations for the cleaning, care and beautification of the skin, scalp and hair, deodorants for personal use.    Registered    21-Jul-1998    5955/1998    25-Feb-1999    459107
Switzerland    National Trademark    Giorgio       3    Soaps, perfumes, essential oils, cosmetics, hair lotions and dentifrices.    Registered    9-Aug-1988    5662    8-Feb-1989    368575
Switzerland    National Trademark    Giorgio       3    Toilet soaps, perfumery, essential oils, cosmetics, toiletries, preparations for the cleaning, care and beautification of the skin, scalp and hair, deodorants for personal use.    Registered    16-Jun-1999    5274/1999    10-Nov-1999    466568
Switzerland    National Trademark    Giorgio       3    Toilet soaps, perfumery, essential oils, cosmetics, toiletries, preparations for the cleaning, care and beautification of the skin, scalp and hair, deodorants for personal use.    Registered    23-Jun-1999    5501/1999    24-Mar-2000    470758
Switzerland    National Trademark    Giorgio       3    Toilet soaps, perfumery, essential oils, cosmetics, toiletries, preparations for the cleaning, care and beautification of the skin, scalp and hair, deodorants for personal use.    Registered    23-Jun-1999    5502/1999    24-Mar-2000    470759
Switzerland    National Trademark    Giorgio       14    Horological instruments such as watches; (fine and costume) jewelry such as chains, necklaces, earrings, rings, bracelets, anklets, charms and pendants, all aforementioned products originating from the U.S.A.    Registered    9-Mar-1992    2124/1992.5    11-Nov-1992    397200


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Switzerland    National Trademark    Giorgio       3    Preparations for body and beauty care, in particular perfumery, eau de cologne, skin lotion, creams and moisturizers, bath and shower gel, dusting powder, perfumed soaps, after-shave lotion and after-shave balm; all above mentioned products originate from the U.S.A.    Registered    15-Aug-1984    4403    15-Aug-1984    336832
Switzerland    National Trademark    Giorgio       3    Perfumery, agents for body & beauty care.    Registered    2-Sep-1985    5364    2-Sep-1985    343762
Switzerland    National Trademark    Giorgio       25    Women’s wearing apparel, namely,dresses for evening, casual wear, skirts, pants, suits, pantsuits, blouses, shirts, scarves, handkerchieves, hats, lingerie, shoes, boots, jackets, leather jackets, suede jackets, fur jackets, shawls, stoles, feather boas, capes, sweaters, gloves, maternity wear, robes, swimsuits; men’s wearing apparel, namely, suits, jackets, sports jackets, slacks, raincoats, topcoats, capes, sweaters, shirts, shoes, boots, ties, scarves, shawls, hosiery, hats, belts, gloves; all aforementioned products originating from the U.S.A.    Registered    29-Oct-1985    6613    29-Oct-1985    344688
Taiwan    National Trademark    Giorgio       3    Perfume, cologne and cosmetics and skin care products for men and women, namely after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, dusting powder, perfumed dry oil mist, body talc, antiperspirant and body shampoo.    Registered    4-Dec-1995    (84)61076    1-Nov-1997    782564
Taiwan    National Trademark    Giorgio       3    Perfume, cologne and cosmetics and skin care products for men and women, namely after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, dusting powder, perfumed dry oil mist, body talc, antiperspirant and body shampoo.    Registered    23-Nov-1995    (84)58188    1-Oct-1997    777637
Taiwan    National Trademark    Giorgio       3    Cosmetics, perfumes, colognes, body moisturiser and cream, soaps and gels.    Registered    28-Aug-1996    85042160    1-Jan-1998    790254
Taiwan    National Trademark    Giorgio       18    Travel bags, carry-on luggage, tote bags, hand bags and luggage    Registered    23-Aug-1996    85042161    16-Jun-1999    856029
Taiwan    National Trademark    Giorgio       3    Soaps for human body, perfumery, essential oils, cosmetics, preparations for the cleaning, care and beautification of the skin, scalp and hair, deodorants for personal use.    Registered    1-Oct-1999    88048308    1-Dec-2000    915293
Taiwan    National Trademark    Giorgio       3    Perfumes and perfumed body cleansers    Registered    16-Feb-2000    89007909    16-Jan-2001    924065
Taiwan    National Trademark    Giorgio       3    Soaps for human body, perfumery, essential oils, cosmetics, preparations for the cleaning, care and beautification of the skins, scalp and hair, deodorants for personal use    Registered    17-May-2002    91019802    1-Nov-2003    1062799
Taiwan    National Trademark    Giorgio       14    Precious metals, diamonds, jade, coral, crystals, agates, jewels, costume jewelry, jewelry chains, necklaces, earrings, rings, bracelets, anklets, charms and pendants and the trinkets and their imitation trinkets (jewelry), pins (jewelry).    Registered    5-Feb-1993    (81)52374    16-May-1993    598466


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Taiwan    National Trademark    Giorgio       14    Clocks and watches and components parts thereof.    Registered    5-Sep-1992    (81)44992    1-Apr-1994    638904
Thailand    National Trademark    Giorgio       3    Perfume, cologne and cosmetic preparations for skin care; after shave lotion and after shave balm, moisturizer and body cream, perfumed soap and gel, dusting powder, perfumed dry oil mist, body talc, antiperspirant and body shampoo.    Registered    19-Dec-1995    299407    19-Dec-1995    KOR63286
Thailand    National Trademark    Giorgio       3    Perfume, cologne, cosmetics preparations for skin care, after shave lotion, after shave balm, body moisturizer, body cream, perfumed soap and gel, dusting powder, perfumed dry oil mist, body talc, antiperspirant, body shampoo.    Registered    13-Sep-1996    317450    13-Sep-1996    KOR70531
Thailand    National Trademark    Giorgio       3    Perfume, essential oils, toilet soaps, talcum powders, skin cream and lotion.    Registered    28-Jul-1987    335462    14-Dec-1987    KOR60019
Thailand    National Trademark    Giorgio       3    Perfume, essential oils, toilet soaps, talcum powders, skin cream and lotion.    Registered    28-Jul-1987    335463    28-Jul-1987    KOR60020
Thailand    National Trademark    Giorgio       3    Perfume, essential oils, toilet soaps, talcum powders, skin cream and lotion.    Registered    28-Jul-1987    335464    28-Jul-1987    KOR60021
Thailand    National Trademark    Giorgio       3    Perfume, essential oils, toilet soaps, talcum powders, skin cream and lotion.    Registered    28-Jul-1987    335461    28-Jul-1987    KOR60018
Thailand    National Trademark    Giorgio       3    Perfume, general toilet water, eau-de-cologne and skin lotion.    Registered    18-Mar-1992    225551    18-Mar-1992    Kor8758
Thailand    National Trademark    Giorgio       14    Wrist watches, pocket watches, hanging clocks, desk-top clocks, chains, necklaces, earrings, rings, bracelets, anklets, charms, & pendants.    Registered    17-Nov-1993    255560    17-Nov-1993    Kor39837
Tunisia    National Trademark    Giorgio       3    Toilet soaps, perfumery, essential oils, cosmetics, toiletries, preparations for the cleaning, care and beautification of the skin scalp and hair, deodorants for personal use.    Registered    10-Nov-1999    991892    10-Nov-1999    TNE19991892
Turkey    National Trademark    Giorgio       3    Toiletry and soap preparations for men and women, namely perfume, cologne, essential oils for use as personal fragrance, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, and dusting powder.    Registered    25-Apr-1996    96/5787    25-Apr-1996    178812
Turkey    National Trademark    Giorgio       3    Toiletry and soap preparations for men and women, namely perfume, cologne, essential oils for use as personal fragrance, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, and dusting powder.    Registered    19-Jun-1996    96/8892    19-Jun-1996    172718
Turkey    National Trademark    Giorgio       3    Toilet soaps, perfumery, essential oils, cosmetics, toiletries, preparations for the cleaning, care and beautification of the skin, scalp and hair, deodorants for personal use.    Registered    22-Jun-1999    1999/010027    22-Jun-1999    1999/010027
Turkey    National Trademark    Giorgio       3    Toilet soaps, perfumery, essential oils, cosmetics, toiletries, preparations for the cleaning, care and beautification of the skin, scalp and hair, deodorants for personal use.    Registered    13-Oct-1999    1999/16730    13-Oct-1999    99016730


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Turkey    National Trademark    Giorgio       3    Class 3 : Toilet soaps, perfumery, essential oils, cosmetics, Toilet soaps, perfumery, essential oils, cosmetics, dentifrices, shaving preparations, nail care preparations,cleansing tissues, cotton wool and cotton sticks for cosmetics purposes, preparations for the cleaning, care and beautification of the skin, scalp and hair, deodorants for personal use.    Registered    13-Oct-1999    1999/16731    13-Oct-1999    99016731
Turkey    National Trademark    Giorgio       3,25   

Class 3 :

Perfume, cologne, and cosmetics and skin care products for men and women, namely after shave lotion and after shave balm, body moisturi- zer and body cream, perfumed soap and gel, dusting powder, perfumed dry oil mist, body talc, antiperspirant and body shampoo.

Class 25 :

Clothing for men, women and children, namely shirts, jackets, sweaters pants, footwear, belts, t-shirts, socks, coordinated shirts, jackets and slacks, tennis shoes, sweat shirts, jerseys, shorts, jogging suits, sweat pants, hats/caps, scarves, gloves, hosiery, neckties, rainwear, pajamas, robes, night shirts, thermal underwear, headbands and wristbands.

   Registered    27-Nov-1992    10666/92    27-Nov-1992    143443
Turkey    National Trademark    Giorgio       3    Perfume, cologne, and cosmetics and skin care products for men and women, namely after shave lotion and after shave balm, body moisturi- zer and body cream, perfumed soap and gel, dusting powder, perfumed dry oil mist, body talc, antiperspirant and body shampoo.    Registered    21-Sep-1993    9902/93    21-Sep-1993    147031
Turkey    National Trademark    Giorgio       14    Clocks and watches, fine and costume jewelry, jewelry chains, necklaces, earrings, rings, bracelets, anklets, charms, and pendants    Registered    19-Nov-1993    12645/93    19-Nov-1993    149697
Turkmenistan    National Trademark    Giorgio       3    Perfume, toiletry and soap preparations for men an women, namely, cologne, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, and dusting powder.    Registered    26-Dec-1995    13460    6-Jan-1999    3290
Turkmenistan    National Trademark    Giorgio       3    Perfumes, toiletry and soap preparations for men and women, namely, eau de cologne, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, and dusting powder.    Registered    26-Dec-1995    13462    6-Jan-1999    3292
Turkmenistan    National Trademark    Giorgio       3    Perfume, toiletry and soap preparations for men and women, namely, cologne, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, and dusting powder.    Registered    26-Dec-1995    13461    6-Jan-1999    3291


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U.S.A.    National Trademark    Giorgio       18,25   

Handbags,

 

[ Women’s wearing apparel- Namely, dresses for evening wear an casual wear, skirts, pants, suits, pantsuits, blouses, shirts, ties, a scarves, handkerchiefs, hats, lingerie, shoes, boots, jackets, includi leather and suede jackets and fur jackets, coats including leather sue coats, and fur coats, shawls, wraps, capes, feather boas, sweaters, gloves, maternity wear, robes and swimsuits; and for men’s wearing apparel- namely, suits, sport coats, slacks, jackets, raincoats, topcoats, robes, sweaters, shirts, shoes, boots, ties, scarves, hosier hats, belts and gloves.]

   Registered    10-May-1973    72457070    1-Apr-1975    1008097
U.S.A.    National Trademark    Giorgio       3   

Cologne, body moisturizer and body cream, and dusting powder.

 

[Goods deleted when 2005 renewal was filed: Toiletry & soap preparations for men & women, after shave lotion & balm, perfumed soap and gel]

   Registered    7-May-1984    73479062    23-Jul-1985    1350214
U.S.A.    National Trademark    Giorgio       18    Bags, namely, beach bags and tote bags.    Registered    29-Aug-1994    74566914    5-Sep-1995    1916448
U.S.A.    National Trademark    Giorgio       18    Bags, namely, beach bags and tote bags.    Registered    29-Aug-1994    74567323    26-Sep-1995    1922017
U.S.A.    National Trademark    Giorgio       18    Bags, namely beach bags and tote bags.    Registered    6-Sep-1994    74569833    26-Sep-1995    1922018
U.S.A.    National Trademark    Giorgio       3   

Toiletry and soap preparations for men and women, namely; cologne, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, and dusting powder.

 

GOODS on 2006 renewal:

Toiletry and soap preparations for men and women, namely; cologne,body moisturizer and body cream, perfumed gel.

   Registered    7-May-1984    73479058    11-Mar-1986    1385642
U.S.A.    National Trademark    Giorgio       3   

Toiletry and soap preparations for men and women- namely, perfume, cologne, aftershave lotion and aftershave balm, body moisturizer and cream, perfumed soap and gel and dusting powder.

 

2006: On renewal—goods ammended to:

Toiletry and soap preparations women- namely, perfume, cologne, body moisturizer and cream, perfumed gel and dusting powder.

   Registered    30-Sep-1985    73560787    15-Apr-1986    1389640
U.S.A.    National Trademark    Giorgio       18    Bags, namely tote & beach bags, fanny packs & umbrellas.    Registered    8-Apr-1994    74510313    30-Jul-1996    1990288
U.S.A.    National Trademark    Giorgio       18   

2002 Goods amended to:Travel bags, namely, carry-on luggage, clutch bags, overnight luggage, bags for travel accessories.

(deleted athletic bags, shoe bags for travel)

 

Original Goods on registration: Travel bags, namely, athletic bags, carry-on luggage, clutch bags, overnight luggage, bags for travel accessories, shoe bags for travel.

   Registered    25-May-1994    74529156    17-Sep-1996    2001801
U.S.A.    National Trademark    Giorgio       14    Watches.    Registered    7-May-1986    73597293    2-Dec-1986    1419132
U.S.A.    National Trademark    Giorgio       14    Watches.    Registered    7-May-1986    73597338    9-Dec-1986    1419951


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U.S.A.    National Trademark    Giorgio       28    Stuffed toys, namely, stuffed bears.    Registered    24-Feb-1987    73645937    22-Sep-1987    1458508
U.S.A.    National Trademark    Giorgio       28    Stuffed toys, namely, stuffed bears.    Registered    24-Feb-1987    73645941    6-Oct-1987    1460175
U.S.A.    National Trademark    Giorgio       3    Cologne.    Registered    4-Jan-1988    73704126    28-Feb-1989    1526382
U.S.A.    National Trademark    Giorgio       3    Perfume and cologne.    Registered    26-Mar-1990    74-042528    15-Jan-1991    1,631,255
U.S.A.    National Trademark    Giorgio       3    Perfume.    Registered    3-Dec-1979    73/241284    4-Aug-1981    1,163,298
U.S.A.    National Trademark    Giorgio       3    Perfume.    Registered    31-May-1980    73255956    4-Aug-1981    1,163,318
U.S.A.    National Trademark    Giorgio       5   

Cosmetics for women; namely, body moisturizer, perfumed soap and gel, and dusting powder.

 

(Goods amended at 2012 Renewal to remove body cream and body shampoo.)

   Registered    7-Jan-1991    74-128232    10-Mar-1992    1,678,246
U.S.A.    National Trademark    Giorgio       3    Perfume and cologne.    Registered    13-Aug-1990    74-087214    16-Jun-1992    1,693,903
U.S.A.    National Trademark    Giorgio       3    Perfume.    Registered    31-Mar-1980    73255955    16-Aug-1983    1248066
U.S.A.    National Trademark    Giorgio       3   

Toiletry and Soap Preparations for Women-Namely, Body moisturizer, Perfumed gel.

 

Goods deleted due to non use: Soap Preparations for Men, Cologne, After Shave Lotion and After Shave Balm, Body Cream, Perfumed Soap, and Dusting Powder.

 

Original goods:

Toiletry and soap preparations for men and women namely, cologne, after shave lotion and balm, body moisturizer and cream, perfumed soap and gel and dusting powder.

   Registered    7-May-1984    73479205    2-Apr-1985    1327870
U.S.A.    National Trademark    Giorgio       3    Body moisturizers, body wash gels and perfume    Registered    17-Apr-2014    86255117    12-May-2015    4734244
U.S.A.    National Trademark    Giorgio       3    Perfume    Registered    3-Feb-2004    78361425    17-May-2005    2,951,581
U.S.A.    National Trademark    Giorgio       3   

Toiletry and soap preparations for women, namely, perfume, eau de toilette.

Deleted from Goods at 2013 Renewal Filing: body moisturizer, perfumed soap and bath and shower gel and dusting powder.

   Registered    23-Mar-1999    75/665621    8-Jul-2003    2,735,029
Ukraine    National Trademark    Giorgio       3    Perfume, toiletry and soap preparations for men and women, namely, cologne, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, and dusting powder.    Registered    14-Mar-1989       16-May-1994    4820
Ukraine    National Trademark    Giorgio       3    Perfume, toiletry and soap preparations for men and women, namely, cologne, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, and dusting powder.    Registered          16-May-1994    4819
Ukraine    National Trademark    Giorgio       3    Perfume, toiletry and soap preparations for men and women, namely, cologne, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, and dusting powder.    Registered    29-Apr-1994    N.A.    29-Apr-1994    4592


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United Arab Emirates    National Trademark    Giorgio       3    Toilet soaps, perfumery, essential oils, cosmetics, toiletries, preparations for the cleaning, care and beautification of the skin scalp and hair, deodorants for personal use.    Registered    20-May-2003    53298    28-Mar-2006    59141
United Arab Emirates    National Trademark    Giorgio       3    Perfume, cologne, toilet soaps, shaving cream, body lotions, essential oils, cosmetics, dentifrices and deodorants.    Registered    22-Mar-1994    5516    29-May-1996    5007
United Arab Emirates    National Trademark    Giorgio       3    Perfume, cologne, toilet soaps, shaving cream, body lotions, essential oils, cosmetics, dentifrices & deodorants.    Registered    22-Mar-1994    5517    14-Oct-1995    2465
United Arab Emirates    National Trademark    Giorgio       3    Perfume, cologne, toilet soaps, shaving cream, body lotions, essential oils, cosmetics, dentifrices & deodorants.    Registered    22-Mar-1994    5518    4-Sep-1995    2262
United Arab Emirates    National Trademark    Giorgio       14    Watches, clocks and spareparts thereof.    Registered    22-Mar-1994    5514    6-Sep-1995    2288
United Arab Emirates    National Trademark    Giorgio       3    Perfume, cologne, toilet soaps, shaving cream, body lotions, essential oils, cosmetics, dentifrices & deodorants.    Registered    22-Mar-1994    5515    6-Sep-1995    2289
United Arab Emirates    National Trademark    Giorgio       3    Toilet soaps, perfumery, cologne, body lotions, essential oils, cosmetics, dentifrices and deodorants.    Registered    23-Mar-1994    5533    20-Aug-1995    2206
United Kingdom    National Trademark    Giorgio       3    Perfumes and colognes; toiletries; toiletry, cosmetics and soap preparations, aftershave lotions and aftershave balms, body moisturizers, body talcs, body shampoos and body creams; perfumed soaps and gels, perfumed dusting powders; deodorants for personal use and antiperspirants, suntan lotions; dentifrices.    Registered    13-Mar-1995    2014138    19-Sep-1997    2014138
United Kingdom    National Trademark    Giorgio       3    Perfumery and essential oils; cosmetics; toiletries; soaps; shampoos; bath and shower preparations, aftershave lotions and balms; perfumed articles for personal use.    Registered    11-Oct-1995    2040770    11-Oct-1995    2040770
United Kingdom    National Trademark    Giorgio       14    Jewellery, clocks and watches; parts and fittings for all the aforesaid goods; all included in Class 14.    Registered    2-Jun-1989    1385012    2-Jun-1989    B1385012
United Kingdom    National Trademark    Giorgio       25    Articles of clothing.    Registered    7-Nov-1985    1253985    7-Nov-1985    B1253985
United Kingdom    National Trademark    Giorgio       3    Cosmetics; eau de cologne; aftershave lotions; aftershave balms; toilet preparations and creams for the care of the body; perfumes; soaps; hair lotions; essential oils; dentifrices; toilet articles and perfumed articles, all included in Class 3.    Registered    7-May-1986    1266551    7-May-1986    1266551
United Kingdom    National Trademark    Giorgio       3    Cosmetics; colognes; aftershave lotions; aftershave balms; toilet preparations and creams, all for the care of the body; perfumes; soaps; hair lotions; essential oils; dentifrices; toilet articles; perfumed articles; all included in Class 3.    Registered    14-Jul-1986    1271257    14-Jul-1986    1271257
United Kingdom    National Trademark    Giorgio       3    Cosmetics; colognes; aftershave lotions; aftershave balms; toilet preparations and creams, all for the care of the body; perfumes; soaps; hair lotions; essential oils; dentifrices; toilet articles; perfumed articles; all included in Class 3.    Registered    11-Dec-1986    1295407    11-Dec-1986    1295407


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United Kingdom    National Trademark    Giorgio       3    Cosmetics; colognes; aftershave lotions; aftershave balms; toilet preparations and creams, all for the care of the body; perfumes; soaps; hair lotions; essential oils; dentifrices; toilet articles; perfumed articles; all for use by men and all included in Class 3.    Registered    11-Dec-1986    1295408    11-Dec-1986    1295408
United Kingdom    National Trademark    Giorgio       4,18   

Class 4 Candles, perfumed candles; spills tapers for lighting; all included in Class 4.

Class 18 Bags, handbags, shoulder bags and beach bags; hip pouches; cases; luggage; parasols, umbrellas and canes; goods made of leather and imitations of leather; all included in Class 18.

   Registered    30-Jan-1992    1489394    30-Jan-1992    B1489394
United Kingdom    National Trademark    Giorgio       3    Cosmetic preparations, perfumes, soaps and preparations fo teeth and hair; shaving preparations; after shave lotions.    Registered    27-Apr-1978    1094751    27-Apr-1978    1094751
United Kingdom    National Trademark    Giorgio       3    Perfumes and colognes; toiletries; toiletry, cosmetics and soap preparations; aftershave lotions, aftershave balms; body moisturizers, body talcs, body shampoos and body creams; perfumed soaps and gels, perfumed dusting powders; deodorants for personal use; anti- perspirants; suntan lotions; all included in Class 3.    Registered    20-Oct-1993    1551095    20-Oct-1993    B1551095
United Kingdom    National Trademark    Giorgio       18    Travel bags, beach bags, sports bags, tote bags, carry-on luggage, clutch bags, overnight luggage, bags for travel accessories and shoe bags for travel; trunks for travel; parts and fittings for all the aforesaid goods; all included in Class 18.    Registered    31-May-1994    1573626    1-Dec-1995    1573626
United Kingdom    National Trademark    Giorgio       18    Cosmetics bags, toilet bags, sponge bags; vanity cases; make-up bags; all included in Class 18.    Registered    31-May-1994    1573621    1-Dec-1995    B1573621
United Kingdom    National Trademark    PGCo       3    Toilet soaps, perfumery, essential oils, cosmetics, fragrance derived toiletries, preparations for the cleaning, care and beautification of the skin, scalp and hair, deodorants for personal use.    Registered    15-Oct-2003    2346041    15-Oct-2003    2346041
United Kingdom    National Trademark    Giorgio       3    Perfumes.    Registered    6-Apr-1983    1193484    6-Apr-1983    1193484
United Kingdom    National Trademark    Giorgio       3    Eau de cologne; aftershave lotions; aftershave balms; toilet preparations, creams for the care of the body; perfumes; soaps; shampoos; essential oils, toilet articles; perfumed articles; all for personal use; but not includind any of the aforesaid goods coloured red or imparting the colour red; none being for oral care.    Registered    31-Oct-1994    2000726    31-Oct-1994    2000726
United Kingdom    National Trademark    Giorgio       3   

Cosmetics, eau de cologne; aftershave lotions; aftershave balms; toilet preparations and creams, all for the care of the body; perfumes; soaps; hair lotions; essential oils; perfumed articles; anti- perspirants and deodorants; all included in

Class 3.

   Registered    29-Dec-1987    1330750    29-Dec-1987    B1330750


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United Kingdom    National Trademark    Giorgio       3    Eau de Cologne; aftershave lotions; aftershave balms; toilet preparations, creams for the care of the body; perfumes; soaps; shampoos; essential oils; dentifrices; toilet articles, perfumed articles; all for personal use; all included in Class 3; but not including any of the the aforesaid goods coloured red or imparting the colour red.    Registered    2-Aug-1988    1353273    2-Aug-1988    1353273
Uruguay    National Trademark    Giorgio       3   

Class 3 :

Bleaching preparations and other substances for laundry use; cleaning, polishing, scouring and abrasive preparations; soaps; perfumery, essential oils, cosmetics, hair lotions; dentifrices.

   Registered    17-Sep-1986    213776    22-Dec-1988    398830
Uruguay    National Trademark    Giorgio       25   

Class 25 :

Clothing, footwear, headgear.

   Registered          8-Mar-1991    420267
Uruguay    National Trademark    Giorgio       3   

Class 3 :

Bleaching preparations and other substances for laundry use; cleaning, polishing, scouring and abrasive preparations; soaps; perfumery, essential oils, cosmetics, hair lotions; dentifrices.

   Registered    31-Oct-1991    248928    24-Apr-1992    434095
Uzbekistan    National Trademark    Giorgio       3    Perfume, toiletry and soap preparations for men and women, namely, cologne, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, and dusting powder.    Registered    25-Oct-1993    MBGU93025533    5-Sep-1994    1412
Uzbekistan    National Trademark    Giorgio       3    Perfume, toiletry and soap preparations for men and women, namely, cologne, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, and dusting powder.    Registered    25-Oct-1993    MBGU93025503    5-Sep-1994    1409
Uzbekistan    National Trademark    Giorgio       3    Perfume, toiletry and soap preparations for men and women, namely, cologne, after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, and dusting powder.    Registered    25-Oct-1993    MBGU93025523    5-Sep-1994    1411
Venezuela    National Trademark    Giorgio       25    Women’s wearing apparel, namely, dresses for evening and casual wear, skirts, pants, suits, pantsuits, blouses, shirts, ties, scarves, handkerchiefs, hats, lingerie, shoes, boots, jackets including leather and suede jackets and fur jackets, coats including leather and suede coats, and fur coats, shawls, wraps, capes, feather boas, sweaters, gloves, maternity wear, robes and swimsuits; and men’s wearing apparel namely, suits, sport coats, slacks, jackets, raincoats, topcoats, robes, sweaters, shirts, shoes, ties, scarves, hosiery, hats, belts, and gloves.    Registered    20-Jan-1992    14360-85    20-Jan-1992    145491
Venezuela    National Trademark    Giorgio       3   

Class 3 :

Bleaching preparations and other substances for laundry use; cleaning, polishing, scouring and abrasive preparations; soaps; perfumery, essential oils, cosmetics, hair lotions; dentifrices.

   Registered    30-Nov-1995    19192-95    6-Aug-1997    P198692
Venezuela    National Trademark    Giorgio       3    Cosmetics, toiletries and fragrances.    Registered    30-Jun-1983    5139-83    25-Apr-1986    F119953
Venezuela    National Trademark    Giorgio       3    Soaps, perfumes, essential oils, cosmetics, hair lotions, dentifrices.    Registered    19-Sep-1988    17266-88    19-Nov-2001    P235444


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Number

Venezuela    National Trademark    Giorgio       3    Perfumes.    Registered    22-Sep-1987    11738-85    22-Sep-1987    131083
Venezuela    National Trademark    Giorgio       3    Toiletry articles & soaps, specifically perfume, cologne, aftershave lotion, balm, body moisturizers, perfumed gel, and talc.    Registered    31-Jul-1986    10194-86    8-Oct-2013    P333472
Venezuela    National Trademark    Giorgio       3    Toiletry articles & soaps, perfumery, cologne, aftershave lotion and balms, body moisturizers & body cream, soaps & gels, talc.    Pending    31-Jul-1986    10193-86      
Venezuela    National Trademark    Giorgio       3    Toiletry articles & soaps, perfumery, cologne, aftershave lotion and balms, body moisturizers & body cream, soaps & gels, talc.    Pending    12-Aug-2015    2015011777      
Vietnam    National Trademark    Giorgio       3    Perfumes, eau de cologne and cosmetics and skin care products for men and women, namely aftershaves, aftershave lotions, moisturizing creams and body creams, soaps and lotions, antidust powder, dry perfume sprays, body powder, anti-perspirant lotions.    Registered    10-Nov-1995    25906    10-Nov-1995    21856
Vietnam    National Trademark    Giorgio       3    Perfumes, eau de cologne and cosmetics and skin care products for men and women, namely aftershaves, aftershave lotions, moisturizing creams and body creams, soaps and lotions, antidust powder, dry perfume sprays, body powder, anti-perspirant lotions.    Registered    28-Nov-1995    26223    28-Nov-1995    22078
Vietnam    National Trademark    Giorgio       18    travel bags, athletic bags, carry-on luggage    Registered    16-Aug-1996    30237    15-Nov-1997    25476
Vietnam    National Trademark    Giorgio       3    cosmetics, perfumes, colognes, body moisturizer and cream, soaps and gels    Registered    16-Aug-1996    30238    15-Nov-1997    25477
Vietnam    National Trademark    Giorgio       3    cosmetics, perfumes, colognes, body moisturizer and cream, soaps and gels    Registered    16-Aug-1996    30235    24-Apr-2000    33828
Vietnam    National Trademark    Giorgio       18    travel bags, athletic bags, carry-on luggage    Registered    16-Aug-1996    30236    15-Nov-1997    25475
West Bank    National Trademark    Giorgio       3    Bleaching preparations and other substances for laundry use, cleaning, polishing, scouring and abrasive preparations, soaps, perfumery, essential oils, cosmetics, hair lotions, dentifrices.    Registered    23-Feb-1995    3317    23-Feb-1995    3317
West Bank    National Trademark    Giorgio       25   

Class 25 :

Clothing, footwear, headgear.

   Registered    23-Feb-1995    3316    23-Feb-1995    3316
West Bank    National Trademark    Giorgio       3    Bleaching preparations and other substances for laundry use, cleaning, polishing, scouring and abrasive preparations, soaps, perfumery, essential oils, cosmetics, hair lotions, dentifrices.    Registered    23-Feb-1995    3314    3-Apr-2000    3314
West Bank    National Trademark    Giorgio       3    Bleaching preparations and other substances for laundry use, cleaning, polishing, scouring and abrasive preparations, soaps, perfumery, essential oils, cosmetics, hair lotions, dentifrices.    Registered    23-Feb-1995    3315    3-Apr-2000    3315
West Bank    National Trademark    Giorgio       3    Bleaching preparations and other substances for laundry use, cleaning, polishing, scouring and abrasive preparations, soaps, perfumery, essential oils, cosmetics, hair lotions, dentifrices.    Registered    23-Feb-1995    3312    23-Mar-2000    3312


Country

  

Convention

  

Registered Owner

  

Effective
Owner

  

Class(es)

  

Goods and Services

  

Status

  

Application Date

  

Application
Number

  

Registration Date

  

Registration
Number

West Bank    National Trademark    Giorgio       14   

Class 14

Stones; horological and chronometric instruments.

Precious metals and their alloys and goods in precious metals or coated therewith, not included in other classes; jewellery, precious

   Registered    23-Feb-1995    3307    3-Apr-2000    3307
West Bank    National Trademark    Giorgio       25   

Class 25 :

Clothing, footwear, headgear.

   Registered    23-Feb-1995    3318    23-Mar-2000    3318
West Bank    National Trademark    Giorgio       3    Bleaching preparations and other substances for laundry use, cleaning, polishing, scouring and abrasive preparations, soaps, perfumery, essential oils, cosmetics, hair lotions, dentifrices.    Registered    23-Feb-1995    3309    23-Mar-2000    3309
West Bank    National Trademark    Giorgio       3    Bleaching preparations and other substances for laundry use, cleaning, polishing, scouring and abrasive preparations, soaps, perfumery, essential oils, cosmetics, hair lotions, dentifrices.    Registered    23-Feb-1995    3308    23-Mar-2000    3308
West Bank    National Trademark    Giorgio       3    Bleaching preparations and other substances for laundry use, cleaning, polishing, scouring and abrasive preparations, soaps, perfumery, essential oils, cosmetics, hair lotions, dentifrices.    Registered    23-Feb-1995    3310    23-Mar-2000    3310
Yemen    National Trademark    Giorgio       3    Perfume, and cosmetics and skin care products for men and women, namely aftershave lotion and aftershave balm, body moisturizer and body cream; perfumed soap and gel, dusting powder, perfumed dry oil mist, body talc, antiperspirant and body shampoo.    Registered    8-Apr-1996    8508    18-Jun-1997    7000
Yemen    National Trademark    Giorgio       3    Perfume, cologne and cosmetics and skin care products for men and women, namely after shave lotion and after shave balm, body moisturizer and body cream, perfumed soap and gel, dusting powder, perfumed dry oil mist, body talc, antiperspirant and body shampoo.    Registered    8-Apr-1996    8507    10-Jul-1997    7307


Schedule 3.15(a)(iii)

to

Elizabeth Arden, Inc.

Fourth Amended and Restated Credit Agreement

Material United States Distribution Agreements

None.


Schedule 3.15(b)

to

Elizabeth Arden, Inc.

Fourth Amended and Restated Credit Agreement

Matters Affecting Trademark and Patent Rights

 

None.


Schedule 3.19

to

Elizabeth Arden, Inc.

Fourth Amended and Restated Credit Agreement

Lockbox Accounts

 

Description

  

Purpose

   Bank Account No.   

ABA

Bank of America (U.S.)

   A/R Customer Deposits - U.S.    XXXXXX6699   

026009593 (WIRES)

011500010 (ACH)

Bank of America (Canada)

  

A/R Customer Deposits -

Canada

   XXXX6201    47176201


Schedule 5.09

to

Elizabeth Arden, Inc.

Fourth Amended and Restated Credit Agreement

Permitted Investments

Please refer to Schedule 5.11 - Arden Acquisition Indebtedness, which is incorporated herein by reference.

Investment in U.S. Cosmeceutechs, LLC

Since July 2013, the U.S. Borrower, through a subsidiary (the “EA USC Subsidiary”), has invested $9.0 million in US Cosmeceutechs, LLC (“USC”), a skin care company that develops and sells skin care products for the professional dermatology and spa channels, and separately purchased a 30% equity interest in USC from the sole equity member for $3.6 million. The investment, which is in the form of a collateralized convertible note (the “Convertible Note”), bears interest at 1.5%. Upon conversion of the Convertible Note, the U.S. Borrower will own 85.45% of the fully diluted equity interests in USC (inclusive of EA USC Subsidiary’s current equity interest). The U.S. Borrower has a put/call agreement with the other USC equity member with respect to the remaining 14.55% interest in USC. As of June 30, 2016, the Convertible Note had not been converted.

Investment in Newton Medical, LLC

In July 2013, the U.S. Borrower invested $3 million for a 20% membership interest in Newton Medical, LLC, a beauty device manufacturer (the “Device Company”). In February 2015, the equity interest purchase agreement was amended to, among other things, remove both (i) the obligation the U.S. Borrower had to purchase an additional 20% equity interest upon the achievement of certain milestones, and (ii) the U.S. Borrower’s option to purchase the remaining 60% equity interest in the Device Company. The amendment also terminated the Company’s exclusive license to become the worldwide manufacturer, marketer and distributor of the beauty device. The U.S. Borrower remains a passive investor in the Device Company.

Investment in Elizabeth Arden Salon Holdings, Inc.

Since September 2012, the U.S. Borrower has invested $13.7 million for a minority investment in Elizabeth Arden Salon Holdings, LLC, an unrelated party whose subsidiaries operate the Elizabeth Arden Red Door Spas and the Mario Tricoci Hair Salons (“Salon Holdings”). The investment in Elizabeth Arden Salon Holdings, LLC is in the form of a collateralized convertible note bearing interest at 2%.


Schedule 5.10

to

Elizabeth Arden, Inc.

Fourth Amended and Restated Credit Agreement

Liens

None.


Schedule 5.15

to

Elizabeth Arden, Inc.

Fourth Amended and Restated Credit Agreement

Arden Acquisition Indebtedness (*)

 

Lender

  

Borrower

   Acquisition
Loans
 

Elizabeth Arden (Financing), Inc.(C)

  

FD Management, Inc. (A)

   $ 60,743,560   

Elizabeth Arden (Financing), Inc. (C)

  

DF Enterprises, Inc. (C)

   $ 44,070,755   

Lender

  

Borrower

   Working
Capital
Loans
 

Elizabeth Arden International Holding, Inc. (C)

  

Elizabeth Arden, Inc. (A)

   $ 42,000,000   

Elizabeth Arden (Switzerland) Holding Sàrl (D)

  

Elizabeth Arden International Holding, Inc. (C)

   $ 42,000,000   

Elizabeth Arden International S.a.r.l. (B)

  

Elizabeth Arden (Switzerland) Holding Sàrl (D)

   $ 42,000,000   

RDEN Management, Inc. (C)

  

Elizabeth Arden, Inc. (A)

   $ 1,405,713   

Elizabeth Arden International Sàrl (B)

  

Elizabeth Arden (Netherlands) Holding B.V. (D)

   $ 623,291   

Elizabeth Arden International Sàrl (B)

  

Elizabeth Arden Trading B.V.

   $ 4,605,696   

Elizabeth Arden International Sàrl (B)

  

Elizabeth Arden (Canada) Limited (B)

   $ 6,750,000   

Elizabeth Arden (Netherlands) Holding B.V. (D)

  

Elizabeth Arden Middle East FZCO

   $ 600,000   

Elizabeth Arden (Netherlands) Holding B.V. (D)

  

Elizabeth Arden SEA PTE Ltd.

   SG$ 2,665000.00   

Lender

  

Borrower

   Subordinated
Loans
 

Elizabeth Arden (Netherlands) Holding B.V. (D)

  

Elizabeth Arden International Sàrl (B)

   $ 151,786,000   

 

(*) Amounts in USD except Elizabeth Arden (Netherlands) Holding B.V. to Elizabeth Arden SEA PTE Ltd.

Balances as of JULY 5, 2016.

 

(A) U.S. Borrower

 

(B) Foreign Borrower

 

(C) U.S. Subsidiary Guarantor

 

(D) Foreign Guarantor


Schedule 5.29

to

Elizabeth Arden, Inc.

Fourth Amended and Restated Credit Agreement

Post-Closing Deliveries

1. On or prior to thirty (30) days after the Effective Date, the U.S. Borrower shall have delivered the certificates representing the Equity Interests pledged by the U.S. Borrower pursuant to the applicable U.S. Security Agreement, together with an undated stock power for each such certificate executed in blank by a duly authorized officer of the U.S. Borrower.

2. On or prior to thirty (30) days after the Effective Date, Elizabeth Arden International Holding, Inc. shall have delivered to counsel to the Administrative Agent in Toronto, Ontario the certificates representing all issued and outstanding Equity Interests of the Canadian Borrower pledged by Elizabeth Arden International Holding, Inc. pursuant to the Canadian Pledge Agreement, together with an undated stock power for each such certificate executed in blank by a duly authorized officer of Elizabeth Arden International Holding, Inc.

3. On or prior to thirty (30) days after the Effective Date, Netherlands Holding shall enter into a charge over shares with the Administrative Agent (the “U.K. Borrower Share Pledge Agreement”) to pledge 100% of its Equity Interests in the U.K. Borrower in substantially the form agreed upon by Netherlands Holding and the Administrative Agent prior to the Effective Date, and deliver a newly issued share certificate duly endorsed in blank with respect to such Equity Interests and any other necessary documentation pursuant to the U.K. Borrower Share Pledge Agreement.

4. Promptly after the Effective Date, but not later than September 15, 2016, the Swiss Borrower and Swiss Holding shall initiate a court proceeding with the applicable court located in Switzerland (the “Swiss Court”) in order to declare the presumably issued share certificates of its respective Equity Interests void (Kraftloserklärungsverfahren). The Swiss Borrower and Swiss Holding shall keep the Administrative Agent updated about such court proceeding in general and in particular immediately inform the Administrative Agent if any third party rights/interests are claimed with respect to the Equity Interest of Swiss Holding or the Swiss Borrower and promptly provide upon demand all documents and undertake all steps reasonably requested by the Administrative Agent.

5. Within one month after the earlier of (i) the share certificates of Swiss Holding’s Equity Interests being located or (ii) the date of the legal effect (Rechtskraft) of the cancellation (Kraftloserklärung) of the share certificates regarding the Equity Interests of Swiss Holding, Elizabeth Arden International Holding, Inc. shall enter into a share pledge agreement with the Administrative Agent (the “Swiss Holding Share Pledge Agreement”) to pledge 100% of its Equity Interests in Swiss Holding in substantially the form agreed upon by Elizabeth Arden International Holding, Inc. and the Administrative Agent prior to the Effective Date, and deliver a newly issued share certificate duly assigned in blank with respect to such Equity Interests and any other necessary documentation pursuant to the Swiss Holding Share Pledge Agreement. Notwithstanding anything to the contrary in this paragraph 5, Elizabeth Arden International Holding, Inc. shall not be required to enter into the Swiss Holding Share Pledge Agreement, or otherwise provide any share certificates or other documentation, unless prior to or contemporaneously with entering into the Swiss Holding Share Pledge Agreement all Liens in the Equity Interests of Swiss Holding granted under the applicable U.S. Security Agreement and the other Collateral Documents (if any) shall be fully released pursuant to amendments thereto and other documents entered into by the applicable parties, each in form and substance reasonably acceptable to all of the parties thereto, and all amendments to and other filings with respect to UCC financing statements shall be made with respect to such release in the appropriate filing offices and other applicable actions taken.

6. Within one month after the earlier of (i) the share certificates of the Swiss Borrower’s Equity Interests being located or (ii) the date of the legal effect (Rechtskraft) of the cancellation (Kraftloserklärung) of the share certificates regarding the Equity Interests of the Swiss Borrower, Netherlands Holding shall enter into a share pledge agreement with the Administrative Agent (the “Swiss Borrower Share Pledge Agreement”) to pledge 100% of its Equity Interests in the Swiss Borrower in substantially the form agreed upon by Netherlands Holding and the Administrative Agent prior to the Effective Date, and deliver a newly issued share certificate duly assigned in blank with respect to such Equity Interests and any other necessary documentation pursuant to the Swiss Borrower Share Pledge Agreement.


EXHIBIT A

to

Elizabeth Arden, Inc.

Fourth Amended and Restated Credit Agreement

Form of Assignment and Assumption Agreement

EXHIBIT A, Cover Page

 


ASSIGNMENT AND ASSUMPTION

This Assignment and Assumption (the “Assignment and Assumption”) is dated as of the Effective Date set forth below and is entered into by and between [Insert name of Assignor] (the “Assignor”) and [Insert name of Assignee] (the “Assignee”). Capitalized terms used but not defined herein shall have the meanings given to them in the Credit Agreement identified below (as amended, the “Credit Agreement”), receipt of a copy of which is hereby acknowledged by the Assignee. The Standard Terms and Conditions set forth in Annex 1 attached hereto are hereby agreed to and incorporated herein by reference and made a part of this Assignment and Assumption as if set forth herein in full.

For an agreed consideration, the Assignor hereby irrevocably sells and assigns to the Assignee, and the Assignee hereby irrevocably purchases and assumes from the Assignor, subject to and in accordance with the Standard Terms and Conditions and the Credit Agreement, as of the Effective Date inserted by the Administrative Agent as contemplated below (i) all of the Assignor’s rights and obligations in its capacity as a Lender under the Credit Agreement and any other documents or instruments delivered pursuant thereto to the extent related to the amount and percentage interest identified below of all of such outstanding rights and obligations of the Assignor under the respective facilities identified below (including any letters of credit, guarantees, and swingline loans included in such facilities) and (ii) to the extent permitted to be assigned under applicable law, all claims, suits, causes of action and any other right of the Assignor (in its capacity as a Lender) against any Person, whether known or unknown, arising under or in connection with the Credit Agreement, any other documents or instruments delivered pursuant thereto or the loan transactions governed thereby or in any way based on or related to any of the foregoing, including contract claims, tort claims, malpractice claims, statutory claims and all other claims at law or in equity related to the rights and obligations sold and assigned pursuant to clause (i) above (the rights and obligations sold and assigned pursuant to clauses (i) and (ii) above being referred to herein collectively as the “Assigned Interest”). Such sale and assignment is without recourse to the Assignor and, except as expressly provided in this Assignment and Assumption, without representation or warranty by the Assignor.

 

1.    Assignor:    [Insert name of Assignor]
2.    Assignee:    [Insert name of Assignee]
      [and is an Affiliate/Approved Fund of [identify Lender]1]
3.    Borrowers:    Elizabeth Arden, Inc. (the “Company”) and certain foreign subsidiaries of the Company signatories to that certain Fourth Amended and Restated Credit Agreement dated as of July 26, 2016 as a Foreign Borrower
4.    Administrative Agent:    JPMorgan Chase Bank, N.A., as the administrative agent for the Lenders under the Credit Agreement

 

 

1  Select as applicable.

 

ASSIGNMENT AND ASSUMPTION AGREEMENT, Page 1


5.    Credit Agreement:    Fourth Amended and Restated Credit Agreement dated as of July 26, 2016 among the Borrowers, the Administrative Agent, the other Loan Parties party thereto, and the other agents and Lenders party thereto (as amended, restated, supplemented or otherwise modified)
6.    Assigned Interest:   

U.S. Commitments/ U.S. Revolving Loans

 

Aggregate Amount of U.S.

Commitment/U.S. Loans for all Lenders

   Amount of U.S.
Commitment/U.S. Loans
Assigned
     Percentage Assigned of U.S.
Commitment/U.S. Loans2
 

$

   $           %   

Canadian Commitments/ Canadian Revolving Loans

 

Aggregate Amount of Canadian

Commitment/Canadian Loans

for all Canadian Lenders

   Amount of Canadian
Commitment/Canadian Loans
Assigned
     Percentage Assigned of Canadian
Commitment/Canadian Loans3
 

$

   $           %   

European Commitments/ European Revolving Loans

 

Aggregate Amount of European

Commitment/ European Loans

for all European Lenders

   Amount of European
Commitment/European Loans
Assigned
     Percentage Assigned of
European Commitment/
European Loans4
 

$

   $           %   

Effective Date:             , 20            [TO BE INSERTED BY ADMINISTRATIVE AGENT AND WHICH SHALL BE THE EFFECTIVE DATE OF RECORDATION OF TRANSFER IN THE REGISTER THEREFOR.]

 

2  Set forth, to at least 9 decimals, as a percentage of the Commitment/Loans of all Lenders thereunder.
3  Set forth, to at least 9 decimals, as a percentage of the Commitment/Loans of all Lenders thereunder.
4  Set forth, to at least 9 decimals, as a percentage of the Commitment/Loans of all Lenders thereunder.

 

ASSIGNMENT AND ASSUMPTION AGREEMENT, Page 2


The Assignee agrees to deliver to the Administrative Agent a completed Administrative Questionnaire in which the Assignee designates one or more credit contacts to whom all syndicate-level information (which may contain material non-public information about the Company, the other Loan Parties and their Related Parties or their respective securities) will be made available and who may receive such information in accordance with the Assignee’s compliance procedures and applicable laws, including Federal and state securities laws.

By entering into this Assignment and Assumption, the Assignee hereby acknowledges, agrees to, and becomes bound by the Collection Allocation Mechanism Agreement dated as of July 26, 2016 (the “Lender Allocation Agreement”) among the Lenders party thereto and JPMorgan Chase Bank, N.A., as Administrative Agent, on the same terms and conditions as if it were a party thereto. The Assignee, by entering into this Assignment and Assumption, agrees to perform all obligations applicable to it as a Lender under the Lender Allocation Agreement and shall be entitled to all benefits applicable to it in its capacity as a Lender under the Lender Allocation Agreement (based on, in each case, its interests under the Credit Agreement).

The terms set forth in this Assignment and Assumption are hereby agreed to:

 

ASSIGNOR:
[NAME OF ASSIGNOR]
By:  

 

  Name:                                                                                   
  Title:                                                                                      
ASSIGNEE:
[NAME OF ASSIGNEE]
By:  

 

  Name:                                                                                   
  Title:                                                                                      

 

[Consented to and]]5 Accepted:
JPMORGAN CHASE BANK, N.A., as
Administrative Agent
By:  

 

Name:  

 

Title:  

 

 

5  To be added only if the consent of the Administrative Agent is required by the terms of the Credit Agreement.

 

ASSIGNMENT AND ASSUMPTION AGREEMENT, Page 3


[Consented to:]6
ELIZABETH ARDEN, INC., as Borrower Representative
By:                                                                                            
Name:                                                                                      
Title:                                                                                        
[Consented to:]7
JPMORGAN CHASE BANK, N.A., as
Issuing Bank
By:                                                                                            
Name:                                                                                      
Title:                                                                                        
[Consented to:]8
JPMORGAN CHASE BANK, N.A., as
Swingline Lender
By:                                                                                            
Name:                                                                                      
Title:                                                                                        

 

6  To be added only if the consent of the Borrower Representative and/or the Swiss Loan Parties is required by the terms of the Credit Agreement.
7  To be added only if the consent of the Issuing Bank (i.e. JPMCB or any of its Affiliates, as applicable) is required by the terms of the Credit Agreement.
8  To be added only if the consent of the Swingline Lender (i.e. JPMCB or any of its Affiliates, as applicable) is required by the terms of the Credit Agreement.

 

ASSIGNMENT AND ASSUMPTION AGREEMENT, Page 4


ANNEX 1

STANDARD TERMS AND CONDITIONS FOR

ASSIGNMENT AND ASSUMPTION

1. Representations and Warranties.

1.1 Assignor. The Assignor (a) represents and warrants that (i) it is the legal and beneficial owner of the Assigned Interest, (ii) the Assigned Interest is free and clear of any lien, encumbrance or other adverse claim and (iii) it has full power and authority, and has taken all action necessary, to execute and deliver this Assignment and Assumption and to consummate the transactions contemplated hereby; and (b) assumes no responsibility with respect to (i) any statements, warranties or representations made in or in connection with the Credit Agreement or any other Loan Document, (ii) the execution, legality, validity, enforceability, genuineness, sufficiency or value of the Loan Documents or any collateral thereunder, (iii) the financial condition of anyBorrower, any of its Subsidiaries or Affiliates or any other Person obligated in respect of any Loan Document or (iv) the performance or observance by any Borrower, any of its Subsidiaries or Affiliates or any other Person of any of their respective obligations under any Loan Document.

1.2. Assignee. The Assignee (a) represents and warrants that (i) it has full power and authority, and has taken all action necessary, to execute and deliver this Assignment and Assumption and to consummate the transactions contemplated hereby and to become a Lender under the Credit Agreement, (ii) it satisfies the requirements to be an assignee under Section 8.04 of the Credit Agreement (subject to such consents, if any, as may be required under Section 8.04(b)(i) or (ii) of the Credit Agreement), in order to acquire the Assigned Interest and become a Lender, (iii) from and after the Effective Date, it shall be bound by the provisions of the Credit Agreement as a Lender thereunder and, to the extent of the Assigned Interest, shall have the obligations of a Lender thereunder, (iv) it has received a copy of the Credit Agreement, together with copies of the most recent financial statements delivered pursuant to Section 5.01 thereof, as applicable, and such other documents and information as it has deemed appropriate to make its own credit analysis and decision to enter into this Assignment and Assumption and to purchase the Assigned Interest on the basis of which it has made such analysis and decision independently and without reliance on the Administrative Agent or any other Lender, and (v) if it is a Foreign Lender, attached to the Assignment and Assumption is any documentation required to be delivered by it pursuant to Section 2.17 of the Credit Agreement, duly completed and executed by the Assignee; and (b) agrees that (i) it will, independently and without reliance on the Administrative Agent, the Assignor or any other Lender, and based on such documents and information as it shall deem appropriate at the time, continue to make its own credit decisions in taking or not taking action under the Loan Documents, and (ii) it will perform in accordance with their terms all of the obligations which by the terms of the Loan Documents are required to be performed by it as a Lender.

2. Payments. From and after the Effective Date, the Administrative Agent shall make all payments in respect of the Assigned Interest (including payments of principal, interest, fees and other amounts) to the Assignor for amounts which have accrued to but excluding the Effective Date and to the Assignee for amounts which have accrued from and after the Effective Date.

 

ANNEX 1 TO ASSIGNMENT AND ASSUMPTION AGREEMENT, Page 1


3. General Provisions. This Assignment and Assumption shall be binding upon, and inure to the benefit of, the parties hereto and their respective successors and assigns. This Assignment and Assumption may be executed in any number of counterparts, which together shall constitute one instrument. Delivery of an executed counterpart of a signature page of this Assignment and Assumption by telecopy or other electronic transmission shall be effective as delivery of a manually executed counterpart of this Assignment and Assumption. This Assignment and Assumption shall be governed by, and construed in accordance with, the law of the State of New York.

 

ANNEX 1 TO ASSIGNMENT AND ASSUMPTION AGREEMENT, Page 2


EXHIBIT B

to

Elizabeth Arden, Inc.

Fourth Amended and Restated Credit Agreement

Form of Borrowing Base Certificate

[see attached]

 

EXHIBIT B Cover Page


   BORROWING BASE CERTIFICATE   
Company Name: Elizabeth Arden, Inc.    As of [             ]

 

  

 

1.      Total Accounts Receivable Per Attached Aging:

      $     
     

 

 

 

50% Cross Aging Exclusion

   $   

Affiliate or Related Party Accounts

     

Balance over 120 days from invoice date

     

Contra A/R Accounts offset w/ AP Accounts

     

Government Accounts

     

Credits over 120 days from invoice date

     

Allowance Accruals

     

Chargebacks

     

15% Concentration Exclusion

     

Foreign

     

Other Exclusions

     

2.      Total Ineligibles

      $     
     

 

 

 

3.      Accounts Receivable - Approved Eligible

     

4.      Accounts Receivable Advance Rate (I)

        85%   
     

 

 

 

5.      Accounts Receivable Availability (Line 3 times Line 4)

      (A) $  —     
     

 

 

 

6.      AR Temporary Increase Calculation

   5.00%   

1.      Total Domestic Arden Inventory

      $     
     

 

 

 

Less: Intermediates & Bulk (“I” & “B”)

     

Gross Raw Materials, Unpackaged Finished Goods and Finished Goods

      $     
     

 

 

 

2.      Finished Goods Inventory (F)

      $     

LESS: Swiss Borrower’s Inventory Located in the U.S.

     

Add: Swiss Borrower’s Inventory

     
     

 

 

 

3.      Net Eligible Finished Goods

      $     

4.      Net Liquidation Value as Percentage (Blended Rates Per Attached)

     

5.      Net Liquidation Value

      $     

6.      85% of Net Liquidation Value (.85 x 5)

      $     
     

 

 

 

7.      Finished Goods Packaged Temporary Increase Calculation

     

1.      Unpackaged Finished Goods Inventory [WIP’s] (W)

      $     

LESS: Swiss Borrower’s Inventory Located in the U.S.

     

Add: Swiss Borrower’s Inventory

     
     

 

 

 

2.      Net Unpackaged Finished Goods

      $     

3.      Net Liquidation Value as Percentage (Blended Rates Per Attached)

     

4.      Net Liquidation Value (2X3)

      $     
     

 

 

 

5.      85% of Net Liquidation Value (.85 x 4)

     

6.      Finished Goods Unpackaged Temporary Increase Calculation

     

1.      Raw Material Inventory (R.C)

      $     

LESS: Swiss Borrower’s Inventory Located in the U.S.

     

Add: Swiss Borrower’s Inventory

     
     

 

 

 

2.      Net Raw Materials

      $     

3.      Net Liquidation Value as Percentage (Blended Rates Per Attached)

     

4.      Net Liquidation Value (2X3)

      $     

5.      85% of Net Liquidation Value (.85 x 7)

      $        
     

 

 

 

6.      Raw Material Temporary Increase Calculation

     

 

EXHIBIT B


AVAILABLE COLLATERAL SUMMARY:      

A/R AVAILABILITY (A)

      $

plus: INVENTORY AVAILABILITY (B+C+D+E+F+G)

      $

plus: CASH COLLATERAL PLEDGED

      $

less: AVAILABILITY RESERVES - WEPPA Canadian Employees

      $

plus: TEMPORARY INCREASE AVAILABILITY (Limit 25M)

      $
     

 

TOTAL AVAILABILITY (per this schedule)       $
TOTAL AVAILABILITY (per terms - Limit of $300M and Switzerland limited to 20% of consolidated total availability)       $
COMMITTED EXPOSURE (as listed below)

less: LOANS OUTSTANDING

      $

less: LETTERS OF CREDIT EXPOSURE

      $

less: OTHER OBLIGATIONS (Accrued Interest and Credit Line Fees)

      $
     

 

BORROWING AVAILABILITY       $
     

 

BORROWERS DOMESTIC CASH AND DOMESTIC CASH EQUIVALENTS

less: CASH PAID FOR ACQUISITION

This Borrowing Base Certificate is delivered by Elizabeth Arden, Inc. (the “Borrower Representative”) to JPMorgan Chase Bank, N.A., in its capacity as Administrative Agent (the “Agent”), pursuant to that certain Fourth Amended and Restated Credit Agreement dated as of July 26, 2016 (the “Agreement”) among the Borrower Representative, certain foreign subsidiaries of the Borrower Representative as the Foreign Borrowers (collectively with the Borrower Representative, the “Borrowers”), the other Loan Parties party thereto, the Agent, Bank of America, N.A., as U.S. collateral agent, and the financial institutions from time to time party thereto as Lenders. Capitalized terms used herein but not otherwise defined herein shall have the meanings assigned to such terms in the Agreement. The Borrower Representative represents and certifies on behalf of itself and the other Borrowers that this Borrowing Base Certificate is true and correct in every respect and that all existing Accounts and Inventory, referenced above for inclusion in the applicable Borrowing Base, represent Eligible Accounts Receivable and eligible Inventory of the type described in accordance with the terms and conditions set forth in the Agreement. The Borrower Representative also represents and warrants on behalf of itself and the other Borrowers that all collections received or credits allowed on Accounts reported on previous Borrowing Base Certificates have been duly and regularly entered to the credit of the respective account debtors on the books and records of the applicable Borrower and that all collections have been remitted and that all credits have been reported to date to the Administrative Agent as required by the Agreement. The Borrower Representative further understands that the Loans to the applicable Borrowers will be based upon reliance on the information contained herein. In the event of any conflict between the terms of this Borrowing Base Certificate and the Agreement, the terms of the Agreement shall control.

 

                                               

Authorized Signature            

 

EXHIBIT B


EXHIBIT C

to

Elizabeth Arden, Inc.

Fourth Amended and Restated Credit Agreement

Form of Compliance Certificate

 

 

EXHIBIT C, Cover Page


COMPLIANCE CERTIFICATE

Effective as of                     , 201     (the “Effective Date”)

(last day of fiscal year or fiscal period, as applicable)

Reference is made to the certain Fourth Amended and Restated Credit Agreement dated as of July 26, 2016, among Elizabeth Arden, Inc. (the “U.S. Borrower”), certain foreign subsidiaries of the U.S. Borrower as the Foreign Borrowers, Bank of America, N.A., as the U.S. Collateral Agent, JPMorgan Chase Bank, N.A., as Administrative Agent for the Lenders as provided therein (“Administrative Agent”), the other Loan Parties party thereto, and each of the Lenders from time to time party thereto (as such agreement may be amended or otherwise modified from time to time, the “Credit Agreement”). Unless otherwise defined herein, capitalized terms used this Compliance Certificate that are defined in the Credit Agreement, wherever used herein, shall have the same meanings as are prescribed by the Credit Agreement. In the event of any conflict between the terms of this Compliance Certificate and the Credit Agreement, the Credit Agreement shall control. The undersigned, duly appointed and acting authorized signatory of the U.S. Borrower, being duly authorized, hereby delivers this Compliance Certificate to Administrative Agent pursuant to Section 5.01 of the Credit Agreement.

1. U.S. Borrower hereby delivers to Administrative Agent (check as applicable):

 

  [    ] Copies of the audited consolidated financial statements required by Section 5.01(a) for the U.S. Borrower’s fiscal year ending on the Effective Date.

 

  [    ] Copies of the unaudited consolidated financial statements required by Section 5.01(b) for the U.S. Borrower’s fiscal quarter ending on the Effective Date.

 

  [    ] Copies of the unaudited consolidated financial statements required by Section 5.01(e) for the U.S. Borrower’s fiscal month ending on the Effective Date.

Such financial statements are complete and correct in all material respects and have been prepared in accordance with the requirements of the Credit Agreement.

2. Exhibit “A” attached hereto sets forth the calculation of the Debt Service Pricing Ratio and the corresponding percentages for the Applicable Margin and Applicable Letter of Credit Fee.

3. Exhibit “B” attached hereto sets forth the status of compliance with the covenant contained in Section 5.19 (“Minimum Quarterly Consolidated Debt Service Coverage Ratio”), as of the Effective Date, calculated for the applicable period as required by the Credit Agreement.

4. The undersigned hereby states that (check as applicable):

 

  [    ] No Default exists as of the Delivery Date (as defined below).

 

  [    ] One or more Defaults have occurred or exist as of the Delivery Date. Included within Exhibit “C” attached hereto is a written description specifying each such Default or Event of Default, its nature, when it occurred, whether it is continuing as of the date hereof, and the steps being taken by the Borrowers with respect thereto. Except as so specified, no Default exists as of the Delivery Date.

 

COMPLIANCE CERTIFICATE, Page 1


5. The undersigned hereby states that (check as applicable):

 

  [    ] Since the Effective Date of the prior financial statements delivered pursuant to Section 5.01 of the Credit Agreement corresponding to the previous fiscal month, fiscal quarter or fiscal year, as applicable, there has been no material change in GAAP applied in the preparation of such statements.

 

  [    ] There has been a material change in GAAP applied in the preparation of the consolidated financial statements delivered herewith; included within Exhibit “D” attached hereto is a written description specifying each such change.

6. The undersigned hereby states that all Material Domestic Subsidiaries that are required to be Guarantors by the terms of the Credit Agreement are Guarantors under the Credit Agreement.

 

COMPLIANCE CERTIFICATE, Page 2


Executed and delivered by the undersigned on                     , 201     (the “Delivery Date”).

 

ELIZABETH ARDEN, INC.
By:  

 

  Name:  

 

  Title:  

 

 

COMPLIANCE CERTIFICATE, Page 3


EXHIBIT “A”

to

COMPLIANCE CERTIFICATE

by

Elizabeth Arden, Inc.

Effective Date:                 , 20    

Debt Service Pricing Ratio

The following is attached to and made a part of the above referenced Compliance Certificate:

The Debt Service Pricing Ratio calculated as of the fiscal quarter ending             , 20             was              to 1.0:

Cash Flow

 

        (a)    Consolidated EBITDA    $                
        (b)    Capital Expenditures which were not financed with Indebtedness permitted under clauses clauses (e), (f) or (k) of the definition of Permitted Indebtedness    $                
        (c)    Cash Taxes    $                
        (d)    Sum of (a) - (b) - (c)    $                

Modified Debt Service

 

        (e)    Consolidated Net Interest Expense    $                
        (f)    Regularly scheduled principal payments in respect of Indebtedness    $                
        (g)    all cash dividends paid on Equity Interests of the U.S. Borrower   
        (h)    Sum of (e) + (f) + (g)    $                

Debt Service Pricing Ratio = (d) ÷ (h) =          to 1.0

 

EXHIBIT A to Compliance Certificate, Page 1


Tier

  

Debt Service Pricing Ratio

   LIBOR Loans,
Overnight LIBO
Rate Loans and
CDOR Rate Loans
     ABR Loans and
Canadian Prime
Rate Loans
 
I    Greater than 2.50:1.00      150.0         00.0   
II    Less than or equal to 2.50:1.0 but greater than 2.00:1.00      175.0         25.0   
III    Less than or equal to 2.00:1.00 but greater than 1.50:1.00      200.0         50.0   
IV    Less than or equal to 1.50:1.00      225.0         75.0   
V    Less than or equal to 1.00:1.00      250.0         100.0   
  

Based on the foregoing table:

     
  

Applicable Margin for LIBOR Loans,             (bps)

Overnight LIBO Rate Loans and

CDOR Rate Loans

     
  

Applicable Margin for ABR Loans and             (bps)

Canadian Prime Rate Loans

     

 

EXHIBIT A to Compliance Certificate, Page 2


EXHIBIT “B”

to

COMPLIANCE CERTIFICATE

by

Elizabeth Arden, Inc.

Effective Date:                 ,             

Minimum Quarterly Debt Service Pricing Ratio

The following is attached to and made a part of the above referenced Compliance Certificate:

1. Average Aggregate Borrowing Base Capacity determination.

At any point during the applicable period of the Compliance Certificate ended on the Effective Date, was (i) the Average Aggregate Borrowing Base Capacity (as detailed on an attached schedule) equal to or less than 10.0% of Total Availability, or (ii) Total Availability plus the sum of the Specified Cash and Cash Equivalents (exclusive of any domestic cash or domestic cash equivalents included in clause (g) of the definition of the U.S. Borrowing Base (Cash Collateral)) less than $20,000,000? Yes            No             

If yes, the Borrowers must be in compliance with the Minimum Quarterly Debt Service Pricing Ratio below.

2. Section 5.19 (“Minimum Quarterly Debt Service Pricing Ratio”).

The ratio of Cash Flow to Debt Service, calculated as of the Effective Date for the twelve month period ending on such date was              to 1.0 (as set forth below).

 

        Cash Flow                      
        (a)    Consolidated EBITDA    $                
        (b)    Capital Expenditures which were not financed with Indebtedness permitted under clauses (e), (f) or (k) of the definition of Permitted Indebtedness    $                
        (c)    Cash taxes    $                
        (d)    Sum of (a) - (b) - (c)    $                

Debt Service

 

        (e)    Consolidated Net Interest Expense    $                
        (f)    Regularly scheduled principal payments in respect of Indebtedness    $                
        (g)    all cash Restricted Payments (excluding up to $10,000,000 of repurchases of U.S. Borrower’s stock)    $                
        (h)    Sum of (e) + (f) + (g)    $                

 

        Debt Service Ratio = (d) ÷ (h) =          to 1.0

  

Credit Agreement requires that it be not less than 1.10 to 1.0. Compliance?

     Yes                 No           

 

EXHIBIT B to Compliance Certificate, Solo Page


EXHIBIT “C”

to

COMPLIANCE CERTIFICATE

by

Elizabeth Arden, Inc.

Effective Date:                 ,             

Defaults

The following is attached to and made a part of the foregoing Compliance Certificate:

 

1. As of the Delivery Date, each of the following instances of a Default has occurred (describe):

 

2. Applicable Section(s) of Credit Agreement:

 

3. Date of first occurrence:

 

4. Check as applicable: The above referenced Default(s)

[    ] continue(s) in existence on the Delivery Date

[    ] do/does not continue to exist on the Delivery Date

 

5. The following steps have been and are being taken with respect to the foregoing.

 

EXHIBIT C to Compliance Certificate, Solo Page


EXHIBIT “D”

to

COMPLIANCE CERTIFICATE

by

Elizabeth Arden, Inc.

Effective Date:                 ,             

Material Changes in Accounting Principle

The following is attached to and made a part of the foregoing Compliance Certificate:

 

1. As of the Delivery Date, each of the following instances of a material change in the accounting of the U.S. Borrower or its Consolidated Subsidiaries, as applicable, has occurred (describe):

 

2. Date, reason for , and supporting documentation describing each such material change:

 

EXHIBIT D to Compliance Certificate, Solo Page


EXHIBIT D

to

Elizabeth Arden, Inc.

Fourth Amended and Restated Credit Agreement

Form of Consent and Subordination Agreement

 

Exhibit D, Cover Page


CONSENT AND SUBORDINATION AGREEMENT

This Consent and Subordination Agreement, entered into as of the             day of             , 20            by and among BANK OF AMERICA, N.A., a national banking association, as U.S. Collateral Agent (“Agent”), and ELIZABETH ARDEN, INC., a Florida corporation (the “U.S. Borrower”), and [            ], a [            ] (“Third Party”).

WHEREAS, the U.S. Borrower has or may hereafter deliver items which constitute part of their inventory to premises owned or occupied by Third Party at             ,             ,             (the “Premises”);

WHEREAS, Lenders (as defined in that certain Fourth Amended and Restated Credit Agreement dated July 26, 2016 by and among the Borrower, certain foreign subsidiaries of the Borrower as Foreign Borrowers, JPMorgan Chase Bank, N.A., as Administrative Agent, the Agent, the other Loan Parties party thereto, and the Lenders party thereto (as such credit agreement may be amended, restated, refinanced or otherwise modified)) have provided to the U.S. Borrower certain financial accommodations and, as security for such accommodations, the U.S. Borrower and certain of its subsidiaries have previously granted Agent a security interest in certain collateral including, without limitation, the inventory owned by the U.S. Borrower and certain of its subsidiaries and located on the Premises (the “Collateral”);

NOW THEREFORE, for good and valuable consideration, the parties hereby agree as follows:

1. Third Party subordinates to Agent each and every right which Third Party now has or may hereafter have under the laws of the State of             or any other state to obtain a lien on, set off against or to claim or assert title to any of the Collateral.

2. Third Party acknowledges that any claim or claims that the Agent has or may hereafter have against the Collateral by virtue of its security interest is superior to any lien or claim of any nature which Third Party now has or may hereafter have to the Collateral whether by statute, agreement or otherwise whether or not Agent has executed and timely filed financing statements evidencing its security interests in the Collateral.

3. Third Party agrees to keep the Collateral segregated (to the extent possible) from all of its property and property belonging to others. In the event the Collateral is co–mingled with other items of inventory, Third Party agrees to maintain the integrity of Collateral so as to be able, at all times, to identify and retrieve the Collateral.

4. At any time in accordance with the terms of any agreement evidencing any indebtedness, obligation or liability of the U.S. Borrower to any of the Lenders or their assigns, Agent may remove the Collateral from the Premises upon prior notice to Third Party, whenever Agent determines it is necessary or desirable to do so to protect their interests and without liability or accountability to Third Party therefore, except that Agent shall repair in a workmanlike manner at Lender’s expense any damage caused to the Premises by the removal of the Collateral. Third Party agrees to grant Agent the right of entry at any reasonable time to remove the Collateral from the Premises.

 

CONSENT SUBORDINATION AGREEMENT, Page 1


5. Lenders may, without affecting the validity of this Consent, extend the terms of payment of any indebtedness of the U.S. Borrower to any of the Lenders or alter the performance of any of the terms and conditions of the U.S. Borrower’s obligations to the Lenders, without the consent of Third Party and without giving notice thereof to Third Party.

6. Third Party agrees to give prior notice to Agent in the event Third Party intends to sell or transfer the Premises.

7. All notices, request, demands and other communications provided for hereunder shall be in writing, including facsimile transmission (“FAX”) and mailed or delivered by overnight courier, or transmitted by facsimile confirmed in writing mailed to the addressee, to the applicable party at the addresses indicated below:

If to Third Party:

                                                     

                                                     

                                                     

                                                     

                                                     

If to U.S. Borrower:

Elizabeth Arden, Inc.

880 SW 145th Avenue

Pembroke Pines, Florida 33027

Attention: General Counsel

Facsimile No.: (954) 364-6920

If to Agent, as U.S. Collateral Agent:

Bank of America, N.A.

111 Westminster Street

Providence, Rhode Island 02903

Attention: Doug Scala, Senior Vice President

Facsimile No.: (401) 278–3328

With a copy to:

JPMorgan Chase Bank, N.A.

2200 Ross Ave., 9th Floor

TX1-2921

Dallas, TX 75201

Attention: Christy L. West

Facsimile No.: (214) 965-2594

 

CONSENT SUBORDINATION AGREEMENT, Page 2


or, as to each party, at such other address as shall be designated by such parties in a written notice to the other parties complying as to delivery with the terms of this Section. All such notices, requests, demands and other communication shall be deemed given upon the earlier to occur of (a) the third day following deposit thereof in the United States mail, (b) twelve noon local time on the first business day following timely deposit thereof with an overnight courier services or (c) receipt by the party to whom such notice is directed.

8. This Agreement shall inure to the benefit of, and be binding upon, the successors and assigns of each of the parties.

 

CONSENT SUBORDINATION AGREEMENT, Page 3


IN WITNESS WHEREOF, the parties hereto, through their duly authorized representatives, have executed this Consent as of the day and year first above written.

 

THIRD PARTY:
[                                     ]
By:  

 

  Name:                                                                                   
  Title:                                                                                      
BORROWER:
ELIZABETH ARDEN, INC.
By:  

 

  Name:                                                                                   
  Title:                                                                                      

Approved by:

 

BANK OF AMERICA, N.A, as U.S. Collateral Agent
By:  

 

  Name:                                                                             
  Title:                                                                               

 

CONSENT SUBORDINATION AGREEMENT, Page 4


EXHIBIT E-1

to

Elizabeth Arden, Inc.

Fourth Amended and Restated Credit Agreement

Form of U.S. Tax Compliance Certificate

(For Foreign Lenders That Are Not Partnerships for U.S. Federal Income Tax Purposes)

 

Exhibit E, Cover Page


U.S. TAX COMPLIANCE CERTIFICATE

Reference is hereby made to the Fourth Amended and Restated Credit Agreement dated as of July 26, 2016 (as amended, supplemented or otherwise modified from time to time, the “Credit Agreement”) among Elizabeth Arden, Inc. (the “Borrower Representative”), certain foreign subsidiaries of the Borrower Representative as Foreign Borrowers (collectively with the Borrower Representative, the “Borrowers”), the other Loan Parties party thereto, the Lenders party thereto, JPMorgan Chase Bank, N.A., in its capacity as Administrative Agent for the Lenders, and Bank of America, N.A., in its capacity as U.S. Collateral Agent.

Pursuant to the provisions of Section 2.17 of the Credit Agreement, the undersigned hereby certifies that (i) it is the sole record and beneficial owner of the Loan(s) (as well as any Note(s) evidencing such Loan(s)) in respect of which it is providing this certificate, (ii) it is not a bank within the meaning of Section 881(c)(3)(A) of the Code, (iii) it is not a ten percent shareholder of any Borrower within the meaning of Section 871(h)(3)(B) of the Code, and (iv) it is not a controlled foreign corporation related to any Borrower as described in Section 881(c)(3)(C) of the Code.

The undersigned has furnished the Administrative Agent and the Borrower Representative with a certificate of its non-U.S. Person status on IRS Form W-8BEN or IRS Form W-8BEN-E, as applicable. By executing this certificate, the undersigned agrees that (1) if the information provided on this certificate changes, the undersigned shall promptly so inform the Borrower Representative and the Administrative Agent, and (2) the undersigned shall have at all times furnished the Borrower Representative and the Administrative Agent with a properly completed and currently effective certificate in either the calendar year in which each payment is to be made to the undersigned, or in either of the two calendar years preceding such payments.

Unless otherwise defined herein, terms defined in the Credit Agreement and used herein shall have the meanings given to them in the Credit Agreement.

 

[Name of Lender or Participant]
By:                                                                                                  
Name:                                                                                            
Title:                                                                                              

Date:                 , 20        

 

 

U.S. TAX COMPLIANCE CERTIFICATE, , Page 1


EXHIBIT E-2

to

Elizabeth Arden, Inc.

Fourth Amended and Restated Credit Agreement

Form of U.S. Tax Compliance Certificate

(For Foreign Participants That Are Not Partnerships For U.S. Federal Income Tax Purposes)

 

Exhibit E, Cover Page


U.S. TAX COMPLIANCE CERTIFICATE

Reference is hereby made to the Fourth Amended and Restated Credit Agreement dated as of July 26, 2016 (as amended, supplemented or otherwise modified from time to time, the “Credit Agreement”) among Elizabeth Arden, Inc. (the “Borrower Representative”), certain foreign subsidiaries of the Borrower Representative as Foreign Borrowers (collectively with the Borrower Representative, the “Borrowers”), the other Loan Parties party thereto, the Lenders party thereto, JPMorgan Chase Bank, N.A., in its capacity as Administrative Agent for the Lenders, and Bank of America, N.A., in its capacity as U.S. Collateral Agent.

Pursuant to the provisions of Section 2.17 of the Credit Agreement, the undersigned hereby certifies that (i) it is the sole record and beneficial owner of the participation in respect of which it is providing this certificate, (ii) it is not a bank within the meaning of Section 881(c)(3)(A) of the Code, (iii) it is not a ten percent shareholder of any Borrower within the meaning of Section 871(h)(3)(B) of the Code, and (iv) it is not a controlled foreign corporation related to any Borrower as described in Section 881(c)(3)(C) of the Code.

The undersigned has furnished its participating Lender with a certificate of its non-U.S. Person status on IRS Form W-8BEN or IRS Form W-8BEN-E, as applicable. By executing this certificate, the undersigned agrees that (1) if the information provided on this certificate changes, the undersigned shall promptly so inform such Lender in writing, and (2) the undersigned shall have at all times furnished such Lender with a properly completed and currently effective certificate in either the calendar year in which each payment is to be made to the undersigned, or in either of the two calendar years preceding such payments.

Unless otherwise defined herein, terms defined in the Credit Agreement and used herein shall have the meanings given to them in the Credit Agreement.

 

[Name of Lender or Participant]
By:                                                                                                  
Name:                                                                                            
Title:                                                                                              

Date:                 , 20        

 

U.S. TAX COMPLIANCE CERTIFICATE, , Page 1


EXHIBIT E-3

to

Elizabeth Arden, Inc.

Fourth Amended and Restated Credit Agreement

Form of U.S. Tax Compliance Certificate

(For Foreign Participants That Are Partnerships For U.S. Federal Income Tax Purposes)

 

Exhibit E, Cover Page


U.S. TAX COMPLIANCE CERTIFICATE

Reference is hereby made to the Fourth Amended and Restated Credit Agreement dated as of July 26, 2016 (as amended, supplemented or otherwise modified from time to time, the “Credit Agreement”) among Elizabeth Arden, Inc. (the “Borrower Representative”), certain foreign subsidiaries of the Borrower Representative as Foreign Borrowers (collectively with the Borrower Representative, the “Borrowers”), the other Loan Parties party thereto, the Lenders party thereto, JPMorgan Chase Bank, N.A., in its capacity as Administrative Agent for the Lenders, and Bank of America, N.A., in its capacity as U.S. Collateral Agent.

Pursuant to the provisions of Section 2.17 of the Credit Agreement, the undersigned hereby certifies that (i) it is the sole record owner of the participation in respect of which it is providing this certificate, (ii) its direct or indirect partners/members are the sole beneficial owners of such participation, (iii) with respect such participation, neither the undersigned nor any of its direct or indirect partners/members is a bank extending credit pursuant to a loan agreement entered into in the ordinary course of its trade or business within the meaning of Section 881(c)(3)(A) of the Code, (iv) none of its direct or indirect partners/members is a ten percent shareholder of any Borrower within the meaning of Section 871(h)(3)(B) of the Code and (v) none of its direct or indirect partners/members is a controlled foreign corporation related to any Borrower as described in Section 881(c)(3)(C) of the Code.

The undersigned has furnished its participating Lender with IRS Form W-8IMY accompanied by one of the following forms from each of its partners/members that is claiming the portfolio interest exemption: (i) an IRS Form W-8BEN or IRS Form W-8BEN-E, as applicable, or (ii) an IRS Form W-8IMY accompanied by an IRS Form W-8BEN or IRS Form W-8BEN-E, as applicable, from each of such partner’s/member’s beneficial owners that is claiming the portfolio interest exemption. By executing this certificate, the undersigned agrees that (1) if the information provided on this certificate changes, the undersigned shall promptly so inform such Lender and (2) the undersigned shall have at all times furnished such Lender with a properly completed and currently effective certificate in either the calendar year in which each payment is to be made to the undersigned, or in either of the two calendar years preceding such payments.

Unless otherwise defined herein, terms defined in the Credit Agreement and used herein shall have the meanings given to them in the Credit Agreement.

 

[Name of Lender or Participant]
By:                                                                                                  
Name:                                                                                            
Title:                                                                                              

Date:                 , 20    

 

U.S. TAX COMPLIANCE CERTIFICATE, , Page 1


EXHIBIT E-4

to

Elizabeth Arden, Inc.

Fourth Amended and Restated Credit Agreement

Form of U.S. Tax Compliance Certificate

(For Foreign Lenders That Are Partnerships For U.S. Federal Income Tax Purposes)

 

Exhibit E, Cover Page


U.S. TAX COMPLIANCE CERTIFICATE

Reference is hereby made to the Fourth Amended and Restated Credit Agreement dated as of July 26, 2016 (as amended, supplemented or otherwise modified from time to time, the “Credit Agreement”) among Elizabeth Arden, Inc. (the “Borrower Representative”), certain foreign subsidiaries of the Borrower Representative as Foreign Borrowers (collectively with the Borrower Representative, the “Borrowers”), the other Loan Parties party thereto, the Lenders party thereto, JPMorgan Chase Bank, N.A., in its capacity as Administrative Agent for the Lenders, and Bank of America, N.A., in its capacity as U.S. Collateral Agent.

Pursuant to the provisions of Section 2.17 of the Credit Agreement, the undersigned hereby certifies that (i) it is the sole record owner of the Loan(s) (as well as any Note(s) evidencing such Loan(s)) in respect of which it is providing this certificate, (ii) its direct or indirect partners/members are the sole beneficial owners of such Loan(s) (as well as any Note(s) evidencing such Loan(s)), (iii) with respect to the extension of credit pursuant to the Credit Agreement or any other Loan Document, neither the undersigned nor any of its direct or indirect partners/members is a bank extending credit pursuant to a loan agreement entered into in the ordinary course of its trade or business within the meaning of Section 881(c)(3)(A) of the Code, (iv) none of its direct or indirect partners/members is a ten percent shareholder of any Borrower within the meaning of Section 871(h)(3)(B) of the Code and (v) none of its direct or indirect partners/members is a controlled foreign corporation related to any Borrower as described in Section 881(c)(3)(C) of the Code.

The undersigned has furnished the Administrative Agent and the Borrower Representative with IRS Form W-8IMY accompanied by one of the following forms from each of its partners/members that is claiming the portfolio interest exemption: (i) an IRS Form W-8BEN or IRS Form W-8BEN-E, as applicable, or (ii) an IRS Form W-8IMY accompanied by an IRS Form W-8BEN or IRS Form W-8BEN-E, as applicable, from each of such partner’s/member’s beneficial owners that is claiming the portfolio interest exemption. By executing this certificate, the undersigned agrees that (1) if the information provided on this certificate changes, the undersigned shall promptly so inform the Borrower Representative and the Administrative Agent, and (2) the undersigned shall have at all times furnished the Borrower Representative and the Administrative Agent with a properly completed and currently effective certificate in either the calendar year in which each payment is to be made to the undersigned, or in either of the two calendar years preceding such payments.

Unless otherwise defined herein, terms defined in the Credit Agreement and used herein shall have the meanings given to them in the Credit Agreement.

 

[Name of Lender or Participant]
By:                                                                                                  
Name:                                                                                            
Title:                                                                                              

Date:                 , 20    

 

U.S. TAX COMPLIANCE CERTIFICATE, , Page 1


EXHIBIT F

to

Elizabeth Arden, Inc.

Fourth Amended and Restated Credit Agreement

Form of Borrowing Subsidiary Agreement

 

EXHIBIT F, Cover Page


BORROWING SUBSIDIARY AGREEMENT

BORROWING SUBSIDIARY AGREEMENT dated as of             , 20    , among Elizabeth Arden, Inc., a Florida corporation in its capacity as Borrower Representative (the “Borrower Representative”), Elizabeth Arden GmbH, a company organized under the laws of Germany (the “New Borrowing Subsidiary”), and JPMorgan Chase Bank, N.A. as Administrative Agent (the “Administrative Agent”).

Reference is hereby made to the Fourth Amended and Restated Credit Agreement, dated as of July 26, 2016 (as amended, restated, supplemented or otherwise modified from time to time, the “Credit Agreement”), among the Borrower Representative, certain foreign subsidiaries of the Borrower Representative as Foreign Borrowers (collectively with the Borrower Representative, the “Borrowers”), the other Loan Parties party thereto, the Lenders from time to time party thereto, JPMorgan Chase Bank, N.A., as Administrative Agent, and Bank of America, N.A., in its capacity as U.S. Collateral Agent. Capitalized terms used herein but not otherwise defined herein shall have the meanings assigned to such terms in the Credit Agreement. Under the Credit Agreement, the Lenders have agreed, upon the terms and subject to the conditions set forth therein, to make Loans to the Borrower Representative and the other Borrowers, and the Borrower Representative and the New Borrowing Subsidiary desire that the New Borrowing Subsidiary become a “Foreign Loan Party”, a “Foreign Borrower”, a “German Loan Party” and the “German Borrower” under the Credit Agreement.

The New Borrowing Subsidiary hereby ratifies, as of the date hereof, and agrees to be bound by, all of the terms, provisions and conditions contained in the Credit Agreement, including without limitation (a) all of the representations and warranties of the Loan Parties set forth in Article III of the Credit Agreement, (b) all of the covenants set forth in Article V of the Credit Agreement, (c) all of the guaranty obligations of Foreign Loan Parties set forth in Article X of the Credit Agreement and (d) all of the undertakings pursuant to Section 7.12 with regard to Parallel Debt.

Upon execution of this Borrowing Subsidiary Agreement by each of the Borrower Representative, the New Borrowing Subsidiary and the Administrative Agent and the satisfaction of each of the other conditions precedent set forth in Section 4.03 of the Credit Agreement, the New Borrowing Subsidiary shall be a party to the Credit Agreement and shall constitute a “Foreign Loan Party”, a “Foreign Borrower,” a “German Loan Party” and the “German Borrower” for all purposes thereof.

This Borrowing Subsidiary Agreement shall be governed by and construed in accordance with the laws of the State of New York.

 

BORROWING SUBSIDIARY AGREEMENT, Page 1


IN WITNESS WHEREOF, the parties hereto have caused this Borrowing Subsidiary Agreement to be duly executed by their authorized officers as of the date first appearing above.

 

ELIZABETH ARDEN GMBH, as

New Borrowing Subsidiary

By:  

 

Name:  
Title:  
ELIZABETH ARDEN, INC., as
Borrower Representative
By:  

 

Name:  
Title:  
JPMORGAN CHASE BANK, N.A., as
Administrative Agent
By:  

 

Name:  
Title:  

 

BORROWING SUBSIDIARY AGREEMENT, Page 2


EXHIBIT G

to

Elizabeth Arden, Inc.

Fourth Amended and Restated Credit Agreement

Form of Intercreditor Agreement

[see attached]

 

Exhibit G, Cover Page


EXHIBIT H

to

Elizabeth Arden, Inc.

Fourth Amended and Restated Credit Agreement

Form of Joinder Agreement

 

Exhibit H, Cover Page


JOINDER AGREEMENT

THIS JOINDER AGREEMENT (this “Agreement”), dated as of             , 20    , is entered into between             , a             (the “New Subsidiary”) and JPMORGAN CHASE BANK, N.A., in its capacity as administrative agent (the “Administrative Agent”) under that certain Fourth Amended and Restated Credit Agreement, dated as of July 26, 2016 (as the same may be amended, modified, extended or restated from time to time, the “Credit Agreement”) among Elizabeth Arden, Inc. (the “Borrower Representative”), certain foreign subsidiaries of the Borrower Representative as Foreign Borrowers (collectively with the Borrower Representative, the “Borrowers”), the other Loan Parties party thereto, the Administrative Agent, Bank of America, N.A., as U.S. Collateral Agent, and the Lenders party thereto. All capitalized terms used herein and not otherwise defined herein shall have the meanings set forth in the Credit Agreement.

The New Subsidiary and the Administrative Agent, for the benefit of the Secured Parties, hereby agree as follows:

1. The New Subsidiary hereby acknowledges, agrees and confirms that, by its execution of this Agreement, the New Subsidiary will be deemed to be a Loan Party under the Credit Agreement and a “Loan Guarantor” for all purposes of the Credit Agreement and shall have all of the obligations of a Loan Party and a Loan Guarantor thereunder as if it had executed the Credit Agreement. The New Subsidiary hereby ratifies, as of the date hereof, and agrees to be bound by, all of the terms, provisions and conditions contained in the Credit Agreement, including without limitation (a) all of the representations and warranties of the Loan Parties set forth in Article III of the Credit Agreement, (b) all of the covenants set forth in Article V of the Credit Agreement and (c) all of the guaranty obligations set forth in Article IX of the Credit Agreement, and (d) the designation of the Borrower Representative pursuant to Article XI of the Credit Agreement. Without limiting the generality of the foregoing terms of this paragraph 1, the New Subsidiary, subject to the limitations set forth in Sections 9.10 and 9.13 of the Credit Agreement, hereby guarantees, jointly and severally with the other Loan Guarantors that are U.S. Loan Parties, to the Administrative Agent and the Lenders, as provided in Article IX of the Credit Agreement, the prompt payment and performance of the Guaranteed Obligations in full when due (whether at stated maturity, as a mandatory prepayment, by acceleration or otherwise) strictly in accordance with the terms thereof and agrees that if any of the Guaranteed Obligations are not paid or performed in full when due (whether at stated maturity, as a mandatory prepayment, by acceleration or otherwise), the New Subsidiary will, jointly and severally together with the other Loan Guarantors that are U.S. Loan Parties, promptly pay and perform the same, without any demand or notice whatsoever, and that in the case of any extension of time of payment or renewal of any of the Guaranteed Obligations, the same will be promptly paid in full when due (whether at extended maturity, as a mandatory prepayment, by acceleration or otherwise) in accordance with the terms of such extension or renewal.

2. If required, the New Subsidiary is, simultaneously with the execution of this Agreement, executing and delivering such Collateral Documents (and such other documents and instruments) as requested by the Administrative Agent in accordance with the Credit Agreement.

 

JOINDER AGREEMENT, Page 1


3. The address of the New Subsidiary for purposes of Section 8.01 of the Credit Agreement is as follows:

 

 

 

  
 

 

  
 

 

  

4. The New Subsidiary hereby waives acceptance by the Administrative Agent and the Lenders of the guaranty by the New Subsidiary upon the execution of this Agreement by the New Subsidiary.

5. This Agreement may be executed in any number of counterparts, each of which when so executed and delivered shall be an original, but all of which shall constitute one and the same instrument. Delivery of an executed counterpart of a signature page of this Agreement by telecopy or other electronic transmission shall be effective as delivery of a manually executed counterpart of this Agreement.

6. THIS AGREEMENT AND THE RIGHTS AND OBLIGATIONS OF THE PARTIES HEREUNDER SHALL BE GOVERNED BY AND CONSTRUED AND INTERPRETED IN ACCORDANCE WITH THE LAWS OF THE STATE OF NEW YORK.

IN WITNESS WHEREOF, the New Subsidiary has caused this Agreement to be duly executed by its authorized officer, and the Administrative Agent, for the benefit of the Lenders, has caused the same to be accepted by its authorized officer, as of the day and year first above written.

 

[NEW SUBSIDIARY]
By:                                                                                                  
Name:                                                                                            
Title:                                                                                              

 

Acknowledged and accepted:   
JPMORGAN CHASE BANK, N.A., as Administrative Agent   
By:                                                                                                                                
Name:                                                                                                                        
Title:                                                                                                                           

 

JOINDER AGREEMENT, Page 2