UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 


 

FORM 8-K

 


 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): June 23, 2016

 


 

XENCOR, INC.

(Exact name of registrant as specified in its charter)

 


 

Delaware

 

001-36182

 

20-1622502

(State of incorporation)

 

(Commission File No.)

 

(IRS Employer Identification No.)

 

111 West Lemon Avenue

Monrovia, California 91016

(Address of principal executive offices and zip code)

 

Registrant’s telephone number, including area code: (626) 305-5900

 


 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

o                                    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o                                    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o                                    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o                                    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 



 

Item 5.07                                           Submission of Matters to a Vote of Security Holders.

 

On June 23, 2016, we held our 2016 Annual Meeting of Stockholders, or Annual Meeting. As of April 26, 2016, the record date for the Annual Meeting, 40,745,715 shares of common stock were outstanding and entitled to vote at the Annual Meeting. A summary of the matters voted upon by stockholders at the Annual Meeting is set forth below.

 

Proposal 1. Election of Directors

 

Our stockholders elected the six persons listed below as directors, each to serve until our 2017 Annual Meeting of Stockholders and until their successors are duly elected and qualified. The final voting results are as follows:

 

 

 

Votes For

 

Votes
Withheld

 

Broker
Non-Votes

 

Dr. Bruce L.A. Carter

 

32,200,400

 

84,512

 

5,058,569

 

Mr. Robert Baltera, Jr.

 

32,198,433

 

86,479

 

5,058,569

 

Dr. Bassil I. Dahiyat

 

32,258,798

 

26,114

 

5,058,569

 

Mr. Kurt Gustafson

 

32,258,518

 

26,394

 

5,058,069

 

Mr. Yujiro Hata

 

32,198,891

 

86,021

 

5,058,069

 

Dr. A. Bruce Montgomery

 

32,258,418

 

26,494

 

5,058,069

 

 

Proposal 2. Ratification of the Selection of Independent Registered Public Accounting Firm

 

Our stockholders ratified the selection by our Audit Committee of RSM US, LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2016. The final voting results are as follows:

 

Votes For

 

Votes Against

 

Abstentions

 

Broker
Non-Votes

 

37,283,498

 

4,124

 

55,859

 

0

 

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Date: June 28, 2016

XENCOR, INC.

 

 

 

 

By:

/s/ Lloyd A. Rowland

 

 

Lloyd A. Rowland

 

 

Senior Vice President and General Counsel

 

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