UNITED STATES | ||
SECURITIES AND EXCHANGE COMMISSION | ||
Washington, D.C. 20549 | ||
FORM 8-K | ||
CURRENT REPORT | ||
PURSUANT TO SECTION 13 OR 15(d) OF | ||
THE SECURITIES EXCHANGE ACT OF 1934 | ||
Date of Report (date of earliest event reported): May 12, 2016 | ||
Qumu Corporation | ||
(Exact name of Registrant as Specified in its Charter) | ||
Minnesota | ||
(State Or Other Jurisdiction Of Incorporation) | ||
000-20728 | 41-1577970 | |
(Commission File Number) | (I.R.S. Employer Identification No.) | |
510 1st Avenue North, Suite 305 | ||
Minneapolis, MN | 55403 | |
(Address Of Principal Executive Offices) | (Zip Code) | |
(612) 638-9100 | ||
Registrant’s Telephone Number, Including Area Code | ||
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
o | Written communications pursuant to Rule 425 under the Securities Act |
o | Soliciting material pursuant to Rule 14a-12 under the Exchange Act |
o | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act |
o | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act |
Items under Sections 1 through 4 and 6 through 9 are not applicable and therefore omitted.
ITEM 5.07 SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS.
On May 12, 2016, Qumu Corporation (the “Company”) held its Annual Meeting of Shareholders (the “Annual Meeting”). Of the 9,210,714 shares of the Company’s common stock outstanding and entitled to vote at the Annual Meeting on the April 1, 2016 record date, 8,362,513 shares, or approximately 90.8%, were present at the Annual Meeting either in person or by proxy.
The following describes the matters considered by the Company’s shareholders at the Annual Meeting, as well as the results of the votes cast at the meeting:
1. | To elect seven (7) directors to serve until the next Annual Meeting of the Shareholders or until their respective successors have been elected and qualified. |
Nominee | For | Withhold | Broker Non-Vote | |||
Vern Hanzlik | 5,734,486 | 49,797 | 2,578,230 | |||
Robert F. Olson | 5,380,999 | 403,284 | 2,578,230 | |||
Daniel R. Fishback | 3,700,468 | 2,083,815 | 2,578,230 | |||
Thomas F. Madison | 3,755,606 | 2,028,677 | 2,578,230 | |||
Kimberly K. Nelson | 3,950,991 | 1,833,292 | 2,578,230 | |||
Donald T. Netter | 5,530,301 | 253,982 | 2,578,230 | |||
Justin A. Orlando | 3,701,211 | 2,083,072 | 2,578,230 | |||
2. | To approve amendments to the Qumu Corporation Second Amended and Restated 2007 Stock Incentive Plan, including an amendment to increase the number of shares authorized for issuance by 500,000 shares. |
For | Against | Abstain | Broker Non-Vote | |||
4,890,978 | 877,185 | 16,120 | 2,578,230 | |||
3. | Advisory vote to approve named executive officer compensation. |
For | Against | Abstain | Broker Non-Vote | |||
5,298,617 | 242,648 | 243,018 | 2,578,230 | |||
4. | To ratify and approve the appointment of KPMG LLP as the independent registered public accounting firm for Qumu Corporation for the year ending December 31, 2016. |
For | Against | Abstain | Broker Non-Vote | |||
8,310,840 | 20,394 | 31,279 | — | |||
As a result, each nominee was elected as a director of the Company and each other proposal was approved at the Annual Meeting.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
QUMU CORPORATION | ||
By: | /s/ Peter J. Goepfrich | |
Peter J. Goepfrich | ||
Chief Financial Officer | ||
Date: May 16, 2016 | ||