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EX-99 - EX-99 - WSFS FINANCIAL CORPd113613dex99.htm

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K/A

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of

the Securities Exchange Act of 1934

January 27, 2016 (November 12, 2015)

Date of Report

(Date of earliest event reported)

 

 

WSFS Financial Corporation

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   001-35638   22-2866913

(State or other jurisdiction

of incorporation)

 

(SEC Commission

File Number)

 

(IRS Employer

Identification Number)

 

500 Delaware Avenue, Wilmington, Delaware   19801
(Address of principal executive offices)   (Zip Code)

Registrant’s telephone number, including area code: (302) 792-6000

Not Applicable

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act

 

 

 


WSFS FINANCIAL CORPORATION

INFORMATION TO BE INCLUDED IN THE REPORT

Section 5 – Corporate Governance and Management

Item 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers

This Amendment No. 1 to Current Report on Form 8-K/A (the “Amendment”) amends the Current Report on Form 8-K of WSFS Financial Corporation (“WSFS”) filed with the Securities and Exchange Commission on November 17, 2015, which reported the appointment of Kevin L. Thompson as WSFS’s Executive Vice President and Chief Financial Officer.

Mr. Thompson has informed WSFS that he has decided not to join the company so that he can remain with his family following their involvement in a serious automobile accident.

For further details, reference is made to the Press Release dated January 27, 2016, which is attached hereto as Exhibit 99 and incorporated herein by this reference.

Pending the appointment of a new chief financial officer, Rodger Levenson, Executive Vice President and Chief Corporate Development Officer, will continue to serve as WSFS’s interim Chief Financial Officer.

Section 9 – Financial Statements and Exhibits

Item 9.01 Financial Statements and Exhibits

 

  (d) Exhibits:

 

99    Press Release Dated January 27, 2016


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned, hereunto duly authorized.

 

    WSFS FINANCIAL CORPORATION
Date: January 28, 2016     By:   /s/ Rodger Levenson
     

Rodger Levenson

Executive Vice President and Chief Financial Officer