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EX-99.01 - EXHIBIT 99.01 - PALISADE BIO, INC.v429794_ex99-01.htm

 

Exhibit 99.02

 

 

Phacilitate Cell & Gene Therapy World

 

January 25-27, 2016 Washington D.C.

 

 
 

 

 

NEURALSTEM, INC.

Safe Harbor Statement

 

Safe Harbor statements under the Private Securities Litigation Reform Act of 1995: This presentation contains forward-looking statements as defined in Section 27A of the Securities Act of 1933 as amended, and section 21E of the Securities Exchange Act of 1934, as amended. Such forward-looking statements are based upon Neuralstem, Inc.’s management’s current expectations, estimates, beliefs, assumptions, and projections about Neuralstem’s business and industry. Words such as “anticipates,” “expects,” “intends,” “plans,” “predicts,” “believes,” “seeks,” “estimates,” “may,” “will,” “should,” “would,” “potential,” “continue,” and variations of these words (or negatives of these words) or similar expressions, are intended to identify forward-looking statements. In addition, any statements that refer to expectations, projections, or other characterizations of future events or circumstances, including any underlying assumptions, are forward-looking statements. These forward-looking statements are not guarantees of future performance and are subject to certain risks, uncertainties, and assumptions that are difficult to predict. Therefore, our actual results could differ materially and adversely from those expressed in any forward-looking statements as a result of various risk factors. These risks and uncertainties include the risks associated with the effect of changing economic conditions, trends in the products markets, variations in Neuralstem’s cash flow, market acceptance risks, technical development risks and other risk factors detailed in Neuralstem’s Securities and Exchange Commission filings. For links to SEC documents please visit the company’s Web site: neuralstem.com.

 

For links to SEC documents please visit the company’s Web site: neuralstem.com.

 

 
 

 

 

Overview

 

Neuralstem’s proprietary technology uses regionally specific

neural stem cells for the development of CNS therapies.

 

·Neuralstem (Nasdaq: CUR) founded in 1996

 

·Human neural stem cell technology, discovered by its founding Scientist and Chairman, Karl Johe, Ph.D., while at NINDS at NIH

 

·Issued patents worldwide

 

·Two different product pipelines and fields:

 

·Regenerative therapies: Injection of lab-cultured neural stem cells into CNS for treatment of neurodegenerative diseases -NSI-566 for the treatment of ALS, cSCI, & stroke

 

· Pharmaceuticals: Small molecule compounds for psychiatric and neurodegenerative diseases -NSI-189 for MDD 2

 

 

 
 

 

 

Dual Platform Pipeline

 

Lead Small Molecule Asset Targeting Depression Cell therapy targeting high unmet medical need populations

 

 

 
 

 

 

 

Clinical Development History/Plan of HSSC
(Human Spinal Cord-Derived Neural Stem Cells)
Cell Line Indication Location Trial ROA Doses Study Status
      Phase      
NSI-566, CCB ALS USA I Intraspinal 0.5x106/5 inj- Completed in Feb
061005     (n=15)   1.5x106/15 inj 2013
             
NSI-566, CCB ALS USA II (n=15) Intraspinal 2x106/10 inj- Completed in Dec
061005         16x106/40 inj 2015
             
NSI-566, CCB ALS USA IIb Intraspinal 12x106/40 inj Update Spring 2016
141026     (n=TBD)      
             
             
NSI-566, CCB SCI-chronic (12- USA I Intraspinal 1.2x106/6 inj Group A completed in
061005 24 months post   (n=8)     Jan 2016
  injury)          
             
NSI-566, CCB Stroke-chronic China I Intracerebral 10x106/15 inj- Group C dosed
SZ (4-24 months   (n=9)   72x106/45 inj 1Q 2016
  post injury)          
             
NSI-566, CCB Stroke-chronic China II/III Intracerebral 72x106/45 inj Planned start in 2H
SZ (6-24 months   (n=TBD)     2016
  post injury)          

 

 

 
 

 

 

Leading stem cell product:

NSI-566RSC--neural stem cells from one fetal spinal cord tissue

 

Manufacturing at commercially viable scale

while maintaining cell properties

 

cGMP, 3-tiered cell banks, fully tested & validated:

· MCB (250 vials, p6), WCB (350 vials, p9), CCB (400 vials, p12)— 2x107cells/vial

· Normal karyotype – 44 + XY

 

 
 

 

 

NSI-566: SOD-1 Rat Model of ALS

 

· Koliatsos et al.,

Johns Hopkins

 

·Marsala et al., UCSD

 

1.Xu L, et al. Neurosci Lett. 2011; 494(3): 222-6.
2.Xu L, et al. J Comp Neurol. 2009; 514(4):297-309.
3.Yan J, et al. PLoS Med. 2007 4(2): e39.
4.Xu L, et al. Transplantation. 2006; 82(7):865-75.
5.Yan J, et al. Stem Cells. 2006; 24(8):1976-85.
6.Hefferan MP, et al. PLoS One. 2012;7(8):e42614.
7.Hefferan MP, et al. Cell Transplant. 2011;20(8):1153-61.

 

 
 

 

 

NSI-566: Intraspinal Injections in Mini-pigs:

 

· Boulis et al, Emory

 

· Marsala et al., UCSD

 

1.Gutierrez J, et al. Neurosurgery. 2015 Oct;77(4):604-12; discussion 612.
2.Federici T, et al. J Vis Exp. 2012 Dec 7;(70):e4371.
3.Riley JP, et al. Neurosurgery. 2011 Dec;69(2 Suppl Operative):ons147-54; discussion ons155.
4.Raore B, et al. Spine (Phila Pa 1976). 2011;36(3):E164-71.
5.Dolezalova D, et al. J Comp Neurol. 2014; 522(12):2784-801.
6.Usvald D, et al. Cell Transplant. 2010;19(9):1103-22.

 

 
 

 

 

NSI-566: ALS Phase I

 

A Phase I, Open-label, First-in-human, Feasibility

and Safety Study of Human

Spinal Cord derived Neural Stem Cell

Transplantation for the Treatment of ALS

 

Eva L. Feldman1, Jonathan D. Glass2, Nicholas M. Boulis2, Thais Federici2, MeraidaPolak2, C. Kelly2and Karl Johe3

 

1University of Michigan, Ann Arbor, MI 2Emory University, 3Neuralstem, Inc

 

 
 

 

 

NSI-566: ROA intraspinal injections

 

1.Feldman EL, et al. Ann Neurol. 2014 Mar;75(3):363-73.
2.Riley J, et al. Neurosurgery. 2014 Jan;74(1):77-87.

 

 
 

 

 

NSI-566: Long-term graft survival with transient immunosuppression

 

    # of # of # of Days IM Meds    
    days on days on      
Patient   FK506 MMF Discontinued    
number            
  Gender     before death Survival Days % Donor DNA
             
1 M 177 165 216 394 0.06 –  5.40
             
2 M 107 503 67 572 0.18 –  0.93
             
3 M 259 259 0 259 0.03 –  2.39
             
4 M 189 192 133 325 0.07 –  4.20
             
5 M 94 283 638 921 0.14 –  0.67
             
6 F 139 134 57 196 0.06 - 0.96
             
FK506 = tacrolimus, MMF=mycophenolate mofetil, IM=immunomodulatory  

 

Tadesse T, et al. Ann Clin Transl Neurol. 2014 Nov;1(11):900-8.

 

 

 
 

 

 

NSI-566 Phase I

 

Clear treatment-emergent improvement of function

 

Feldman EL, et al. Ann Neurol. 2014 Mar;75(3):363-73.

 

 
 

 

 

NSI-566: ALS Phase II

 

A Phase II, Open-label, Dose Escalation and Safety Study of Human Spinal Cord derived Neural Stem Cell Transplantation for the Treatment of Amyotrophic Lateral Sclerosis

 

Study Sites: University of Michigan, Emory University, Mass General Hospital

 

N=15 of variable disease profiles

Up to 16 million cells injected, intraspinal, C3-C5/L2-L5

 

 
 

 

 

NSI-566: ALS Phase II Results

 

50% of study patients with positive change of ALSFRS slope

 

 
 

 

 

NSI-566: ALS Phase II Results

 

40-80% of study patients better than historical dataset

 

ALSFRS-R FVC (% predicted) Grip strength

 

 

 
 

 

 

NSI-566 SCI: Motor improvement, scar reduction & cavity-filling effect grafted at Day 3 post-SCI

 

van Gorp S, et al., Stem Cell Res Ther. 2013 May 28;4(3):57.

 

 
 

 

 

NSI-566 SCI: Motor improvement & functional integration grafted at day 7 post-SCI in rat with complete spinal transection

 

Lu P, et al., Cell. 2012 Sep 14;150(6):1264-73.

 

 
 

 

 

NSI-566 cSCI: Phase I Safety Trial

 

1 – 2 years after injury

 

AIS A only

 

Group A: 4 patients with T2-T12 (completed)

 

Removal of instruments to enable MRI survey

 

1.2 x 106 cells in 6 bilateral injections at and below injury

 

6 month follow-up: No SAE

 

4.5 year post-study follow-up

 

Study Site: University of California San Diego

 

Next Phase I study in Group B: 4 more patients

 

 
 

 

 

 

 

NSI-566 cSCI: Phase I Safety Trial

 

Subject #4, self-reported https://www.instagram.com/p/9161Cag9vK/

 

 
 

 

 

NSI-566 cSCI: Phase I Safety Trial

 

Subject #4

 

25 y/o male, injury 416 days prior to stem cell treatment

 

Baseline: T5 Neurological AIS A Complete

 

Muscle Location 12-Week Visit: EMG 6- Month Visit: EMG
  Voluntary Voluntary
  Muscle Unit Potentials Muscle Unit Potentials
L, R rectus abdominis, T6 2-3 semi-voluntary (10cm None
  from umbilicus)  
L., R rectus abdominis, T7 None None (L)
     
L., R rectus abdominis, T8 None None (L)
     
L, R paraspinal, T7 None (R), Not measured 1 (L), 1 (R)
  (L)  
L, R paraspinal, T8 None (R), Not measured 3-4 (L), None (R)
  (L)  

 

 

 
 

 

 

NSI-566: Robust survival &neuronal differentiation in rat model of stroke

 

Tajiri et al., PloS One (2014) 9: e91408

 

 
 

 

 

NSI-566: Ameliorates Stroke – induced motor deficits in rat model of stroke

 

Tajiri et al., PloS One (2014) 9: e91408

 

 
 

 

 

NSI-566:Stroke

 

NSI-566 engraftment at 4 weeks post transplantation in ischemia-induced mini-pig brain

 

K299-HuNu K299-H&E Human NF-specific staining

 

 
 

 

 

NSI-566: Phase I for treatment of paralysis from chronic stroke

 

Single Study Site: BaYi Hospital, Beijing PLA

 

Open label feasibility & safety study

 

Cohort Treatment Cell Deposits No of Status
ID   Number/Deposit per Track Cannula  
        Tracks  
A (n=3) 1.2x107 40,000 5 3 Dosed
    cells/μL×20μL      
B (n=3) 2.4x107 80,000 5 3 Dosed
    cells/μL×20μL      
C (n=3) 7.2x107 80,000 15 3 Ongoing
    cells/μL×20μL      

 

 

 
 

 

 

NSI-566 stroke: Phase I interim data

 

Group A: 1.2x107 cells, 15 deposits

 

Subject # 101
   
Gender M
   
Age 50
   
Weight(kg) 78
   
   
Infarct Site Left,
  Subcortical
   
Surgery 607
(days post  
stroke)  

 

 

 
 

 

 

NSI-566 stroke: Phase I interim data

 

Group A: 1.2x107 cells, 15 deposits

 

 

Subject # 102
   
Gender M
   
Age 47
   
Weight(kg) 75
   
   
Infarct Site Right,
  Subcortical
   
Surgery 424
(days post  
stroke)  

 

 

 
 

 

 

NSI-566 stroke: Phase I interim data

 

Group A: Subject 102

 

 
 

 

 

NSI-566 stroke: Phase I interim data

 

Group A: Subject 102

 

 
 

 

 

NSI-566 stroke: Phase I interim data

 

Group A: 1.2x107 cells, 15 deposits

 

Subject # 103
   
Gender M
   
Age 30
   
Weight(kg) 90
   
   
Infarct Site Right,
  Subcortical
   
Surgery 150
(days post  
stroke)  

 

 

 
 

 

 

Group A: Subject 103

 

 
 

 

 

Conclusion

 

Human spinal cord-derived neural stem cells (NSI-566) has demonstrated consistent biological activities across multiple disease conditions: ALS, stroke, cSCI

 

Next steps: Pivotal trials in multiple indications to demonstrate efficacy as the primary objective.

 

The trials will be randomized, sham-surgery controlled, double-blinded studies of adequate size to qualify as registration studies per discussions with the FDA.