Attached files
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K/A
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) February 27, 2015
TRIDENT BRANDS INCORPORATED
(Exact name of registrant as specified in its charter)
Nevada 000-53707 20-1367322
(State or other jurisdiction (Commission (IRS Employer
of incorporation) File Number) Identification No.)
200 South Executive Drive, Suite 101, Brookfield, WI 53005
(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code (262) 789-6689
N/A
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any of the
following provisions:
[ ] Written communications pursuant to Rule 425 under the Securities Act (17
CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17
CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))
ITEM 4.01 CHANGES IN REGISTRANT'S CERTIFYING ACCOUNTANT
(a) Previous independent registered public accounting firm
(i) On March 6, 2015, Trident Brands Incorporated (the "Company") formally
informed George Stewart, CPA of their dismissal as the Company's
independent registered public accounting firm.
(ii) The reports of George Stewart, CPA on the Company's financial
statements as of and for the fiscal years ended November 30, 2014 and
2013 contained no adverse opinion or disclaimer of opinion and were
not qualified or modified as to uncertainty, audit scope or accounting
principle except to indicate that there was substantial doubt about
the Company's ability to continue as a going concern.
(iii)The Company's Board of Directors participated in and approved the
decision to change independent registered public accounting firms.
(iv) During the fiscal years ended November 30, 2014 and 2013, and through
March 6, 2015, there have been no disagreements with George Stewart,
CPA on any matter of accounting principles or practices, financial
statement disclosure or auditing scope or procedure, which
disagreements if not resolved to the satisfaction of George Stewart,
CPA would have caused them to make reference thereto in connection
with their report on the financial statements for such years.
(v) The Company has requested that George Stewart, CPA furnish it with a
letter addressed to the SEC stating whether or not it agrees with the
above statements. The letter of George Stewart, CPA is incorporated
into this report as Exhibit 16.1
(b) New independent registered public accounting firm
(1) On February 27, 2015, the Company engaged Malone Bailey LLP as its new
independent registered public accounting firm. During the two most
recent fiscal years and through March 6, 2015, the Company had not
consulted with Malone Bailey LLP regarding any of the following:
(i) The application of accounting principles to a specific
transaction, either completed or proposed;
(ii) The type of audit opinion that might be rendered on the Company's
financial statements, and none of the following was provided to
the Company: (a) a written report, or (b) oral advice that Malone
Bailey LLP concluded was an important factor considered by the
Company in reaching a decision as to accounting, auditing or
financial reporting issue; or
(iii)Any matter that was subject of a disagreement, as that term is
defined in Item 304(a)(1)(iv) of Regulation S-K.
ITEM 9.01 FINANCIAL STATEMENTS AND EXHIBITS
16.1 Letter from George Stewart, CPA to the Securities and Exchange Commission.
2
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
TRIDENT BRANDS INCORPORATED
/s/ Michael Browne
---------------------------------
Michael Browne
President
Date: March 24, 2015