Attached files
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EX-23 - EX-23.1 - BIOCEPT INC | bioc-ex231_201502096.htm |
As filed with the Securities and Exchange Commission on February 9, 2015
Registration No. 333-
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM S-1
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
Biocept, Inc.
(Exact Name of Registrant as Specified in Its Charter)
Delaware |
8071 |
80-0943522 |
(State or Other Jurisdiction of Incorporation or Organization) |
(Primary Standard Industrial Classification Code Number) 5810 Nancy Ridge Drive San Diego, CA 92121 (858) 320-8200 |
(I.R.S. Employer Identification Number) |
(Address, Including Zip Code, and Telephone Number, Including Area Code, of Registrant’s Principal Executive Offices)
Michael W. Nall
Chief Executive Officer and President
Biocept, Inc.
5810 Nancy Ridge Drive
San Diego, CA 92121
(858) 320-8200
(Name, Address, Including Zip Code, and Telephone Number, Including Area Code, of Agent for Service)
Copies to:
Frederick T. Muto Charles J. Bair Cooley LLP 4401 Eastgate Mall San Diego, CA 92121 (858) 550-6142
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William G. Kachioff Senior Vice-President, Finance and Chief Financial Officer Biocept, Inc. 5810 Nancy Ridge Drive San Diego, CA 92121 (858) 320-8200 |
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Ivan K. Blumenthal Merav Gershtenman Julia F. Gaffin Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 666 Third Avenue New York, NY 10017 (212) 935-3000 |
Approximate date of commencement of proposed sale to the public:
As soon as practicable after the effective date of this registration statement.
If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, as amended (the “Securities Act”), check the following box. ¨
If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ý (File No. 333-201437)
If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ¨
If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ¨
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act.
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Large accelerated filer |
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Accelerated filer |
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Non-accelerated filer |
¨ (Do not check if a smaller reporting company) |
Smaller reporting company |
x |
CALCULATION OF REGISTRATION FEE
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Title of each class of securities to be registered |
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Proposed maximum aggregate offering price(1) |
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Amount of |
Warrants to purchase Common Stock |
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$120 |
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$.02 |
Common Stock issuable upon exercise of Warrants |
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$2,852,000 |
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$332 |
Total |
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$2,852,120 |
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$332.02 |
(1) |
Estimated solely for the purpose of calculating the registration fee pursuant to Rule 457(o) under the Securities Act of 1933, as amended. |
This Registration Statement shall become effective upon filing in accordance with Rule 462(b) under the Securities Act of 1933, as amended.
EXPLANATORY NOTE AND
INCORPORATION OF CERTAIN INFORMATION BY REFERENCE
This Registration Statement is being filed with the Securities and Exchange Commission (the “Commission”) with respect to the registration of additional shares of common stock, par value $0.0001 per share, of Biocept, Inc., a Delaware corporation, pursuant to Rule 462(b) under the Securities Act of 1933, as amended. This Registration Statement incorporates by reference the contents of, including all amendments and exhibits thereto and all information incorporated by reference therein, the Registration Statement on Form S-1 (Registration No. 333-201437), which was declared effective by the Commission on February 9, 2015, and is being filed solely for the purpose of increasing the aggregate offering price of securities to be offered in the public offering by $2,852,120.
II-2
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of San Diego, State of California, on the 9th day of February, 2015.
BIOCEPT, INC. |
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By: |
/s/ Michael W. Nall
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Michael W. Nall Chief Executive Officer and President |
Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed by the following persons in the capacities and on the dates indicated.
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Signature
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Title
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Date
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/s/ Michael W. Nall
Michael W. Nall |
Chief Executive Officer, President and Director (Principal Executive Officer) |
February 9, 2015 |
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/s/ William G. Kachioff
William G. Kachioff |
Chief Financial Officer (Principal Financial Officer and Principal Accounting Officer) |
February 9, 2015 |
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/s/ David F. Hale*
David F. Hale |
Chairman and Director |
February 9, 2015 |
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/s/ Marsha A. Chandler*
Marsha A. Chandler |
Director |
February 9, 2015 |
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/s/ Bruce E. Gerhardt*
Bruce E. Gerhardt |
Director |
February 9, 2015 |
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/s/ Bruce A. Huebner*
Bruce A. Huebner |
Director |
February 9, 2015 |
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/s/ Edward Neff*
Edward Neff |
Director |
February 9, 2015 |
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/s/ Ivor Royston*
Ivor Royston |
Director |
February 9, 2015 |
/s/ M. Faye Wilson*
M. Faye Wilson |
Director |
February 9, 2015 |
*Pursuant to Power of Attorney
By: /s/ William G. Kachioff
William G. Kachioff
Chief Financial Officer
EXHIBIT INDEX
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Exhibit |
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Description of Document |
5.1(1) |
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Opinion of Cooley LLP. |
23.1 |
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Consent of Mayer Hoffman McCann P.C., an Independent Registered Public Accounting Firm. |
23.2(1) |
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Consent of Cooley LLP. |
24.1(2) |
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Power of Attorney. |
(1) |
Included as Exhibit 5.1 to Registration Statement on Form S-1 (File No. 333-201437), filed with the Securities and Exchange Commission on February 6, 2015, and incorporated herein by reference.
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(2) |
Included on the signature page of Registration Statement on Form S-1 (File No. 333-201437), filed with the Securities and Exchange Commission on January 9, 2015, and incorporated herein by reference. |