Attached files

file filename
EX-99.2 - PRESS RELEASE DATED DECEMBER 12, 2014 - DAKOTA PLAINS HOLDINGS, INC.dakota144549_ex99-2.htm
EX-99.1 - INVESTOR PRESENTATION - DAKOTA PLAINS HOLDINGS, INC.dakota144549_ex99-1.htm

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

December 12, 2014

Date of Report (Date of Earliest Event Reported)

 

 

Dakota Plains Holdings, Inc.

(Exact Name of Registrant as Specified in its Charter)

 

Nevada 000-53390 20-2543857
(State of Incorporation) (Commission File Number) (I.R.S. Employer Identification No.)
     
294 Grove Lane East
Wayzata, Minnesota
55391
(Address of Principal Executive Offices) (Zip Code)

 

(952) 473-9950

(Registrant’s Telephone Number, Including Area Code)

 

 
(Former Name or Former Address, if Changed Since Last Report.)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2):

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
   
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
   
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
   
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 
 
    
Item 7.01Regulation FD Disclosure.

 

Dakota Plains Holdings, Inc. has updated its investor presentation, a copy of which is furnished as Exhibit 99.1 to this current report on Form 8-K. A copy of the investor presentation is also available on the company’s website at www.dakotaplains.com. On December 12, 2014, the company issued a press release regarding the investor presentation. A copy of the press release is attached hereto as Exhibit 99.2.

 

The information contained in this Item 7.01 and Exhibits 99.1 and 99.2 is being furnished, and shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to liability under Section 18. Furthermore, the information contained in this Item 7.01 and Exhibits 99.1 and 99.2 shall not be deemed to be incorporated by reference into our filings under the Securities Act of 1933, as amended, or the Exchange Act.

 

Item 9.01 Financial Statements and Exhibits.
(b) Exhibits  
  99.1 Investor Presentation dated December 12, 2014
  99.2  Press Release dated December 12, 2014

 

 

 

 

 

 

 

 

 

2
 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Current Report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Date:  December 12, 2014 DAKOTA PLAINS HOLDINGS, INC.
   
  /s/ Timothy R. Brady
  Timothy R. Brady
Chief Financial Officer and Treasurer

 

 

 

 

 

 

 

 

 

 

 

 
 

EXHIBIT INDEX

 

Exhibit No.   Description   Manner of Filing
99.1   Investor Presentation dated December 12, 2014   Furnished Electronically
99.2   Press Release dated December 12, 2014   Furnished Electronically