UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of report (Date of earliest event reported): October 20, 2014
NEXPOINT CAPITAL, INC.
(Exact name of Registrant as Specified in Its Charter)
| DELAWARE | 814-01074 | 38-3926499 | ||
| (State or Other Jurisdiction of Incorporation) |
(Commission File Number) |
(IRS Employer Identification No.) |
300 Crescent Court, Suite 700
Dallas, Texas 75201
(Address of Principal Executive Offices)(Zip Code)
Registrant’s telephone number, including area code: (972) 628-4100
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
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Item 5.07. Submission of Matters to a Vote of Security Holders
On October 14, 2014, NexPoint Capital, Inc. (the “Company”) submitted a proposed amendment (the “Amendment”) to its investment advisory agreement with NexPoint Advisors, L.P. (the “Adviser”) to the Company’s sole stockholder for approval. The Amendment extends the notice period required for the Adviser to terminate the investment advisory agreement from 60 days to 120 days. The Amendment was unanimously approved by the Adviser, the holder of all 1,108,693 outstanding shares of the Company’s common stock.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, NexPoint Capital, Inc. has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| NEXPOINT CAPITAL, INC. | ||||
| Date: October 20, 2014 | By: | /s/ Brian Mitts | ||
| Name: Brian Mitts | ||||
| Title: Vice President and Chief Financial Officer | ||||
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