Attached files
| file | filename |
|---|---|
| EX-17.1 - EX-17.1 - DORAL FINANCIAL CORP | d741918dex171.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): June 9, 2014
| DORAL FINANCIAL CORPORATION |
| (Exact name of registrant as specified in its charter) |
| Puerto Rico | 001-31579 | 66-0312162 | ||
| (State or other jurisdiction of incorporation or organization) |
(Commission File Number) |
(IRS Employer Identification No.) |
| 1451 Franklin D. Roosevelt Avenue, San Juan, Puerto Rico | 00920-2717 | |
| (Address of principal executive offices) | (Zip Code) |
Registrant’s telephone number, including area code: (787) 474-6700
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
| Item 5.02. | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. |
On June 9, 2014, Mr. David E. King notified the Chief Executive Officer of Doral Financial Corporation (“Doral”) of his decision to resign from his position as a member of the Board of Directors (the “Board”) of Doral. Mr. King provided to the Chairman of the Board written notice of his resignation from the Board on Tuesday, June 10, 2014. Mr. King’s resignation was not due to any disagreement with the Board or management on any matter relating to the Company’s operations, policies or practices. Mr. King’s resignation became effective on June 10, 2014. A copy of the resignation letter sent by Mr. King to the Board is attached hereto as Exhibit 17.1.
| Item 9.01. | Financial Statements and Exhibits. |
(d) Exhibits.
| Exhibit No. |
Description | |
| 17.1 | Resignation Letter of David E. King, dated June 10, 2014 | |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| DORAL FINANCIAL CORPORATION | ||||||
| Date: June 13, 2014 | By: | /s/ Enrique R. Ubarri Enrique R. Ubarri Executive Vice President and General Counsel | ||||