UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

 

PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (date of earliest event reported):  May 20, 2014

 

 

Qumu Corporation

(Exact name of Registrant as Specified in its Charter)

 

Minnesota

(State Or Other Jurisdiction Of Incorporation)

 

000-20728 41-1577970
(Commission File Number) (I.R.S. Employer Identification No.)
   
7725 Washington Avenue South
Minneapolis, MN
55439
(Address Of Principal Executive Offices) (Zip Code)

 

(952) 683-7900

Registrant’s Telephone Number, Including Area Code

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

☐   Written communications pursuant to Rule 425 under the Securities Act
   
Soliciting material pursuant to Rule 14a-12 under the Exchange Act
   
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act
   
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act

 

 

 
 

Items under Sections 1 through 4 and 6 through 9 are not applicable and therefore omitted.

 

ITEM 5.07      SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS.

 

On May 20, 2014, Qumu Corporation (the “Company”) held its Annual Meeting of Shareholders (the “Annual Meeting”). Of the 8,684,042 shares of the Company’s common stock outstanding and entitled to vote at the Annual Meeting on the April 1, 2014 record date, 8,031,404 shares, or approximately 92.5%, were present at the Annual Meeting either in person or by proxy.

 

The following describes the matters considered by the Company’s shareholders at the Annual Meeting, as well as the results of the votes cast at the meeting:

 

1.To elect nine (9) directors of the Company to serve until the next Annual Meeting of Shareholders or until their respective successors have been elected and qualified.

 

Nominee For Withhold Broker Non-Vote
Sherman L. Black 6,054,598 217,928 1,758,878
Lawrence M. Benveniste 6,028,869 243,657 1,758,878
Daniel R. Fishback 6,145,878 126,648 1,758,878
Thomas F. Madison 5,984,032 288,494 1,758,878
Kimberly K. Nelson 6,008,309 264,217 1,758,878
Robert F. Olson 6,010,558 261,968 1,758,878
Justin A. Orlando 6,087,721 184,805 1,758,878
Steven M. Quist 5,989,432 283,094 1,758,878
James L. Reissner 5,989,921 282,605 1,758,878

 

2.To approve an amendment to the Second Amended and Restated 2007 Stock Incentive Plan to increase the authorized shares by 500,000.

 

For Against Abstain Broker Non-Vote
5,687,990 578,101 6,435 1,758,878
3.Advisory vote to approve named executive officer compensation.

 

For Against Abstain Broker Non-Vote
5,960,215 187,421 124,890 1,758,878

 

4.To ratify and approve the appointment of KPMG LLP as the independent registered public accounting firm for the Company for the fiscal year ending December 31, 2014.

 

For Against Abstain Broker Non-Vote
7,925,981 90,918 14,505 0

 

As a result, each nominee was elected as a director of the Company and each other proposal was approved at the Annual Meeting.

 

 

 
 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.

 

 

  QUMU CORPORATION
     
  By:   /s/ James R. Stewart
    James R. Stewart
Chief Financial Officer

 

Date:  May 20, 2014