Attached files
file | filename |
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EX-4.1 - EX-4.1 - ARC DOCUMENT SOLUTIONS, INC. | d648498dex41.htm |
EX-99.1 - EX-99.1 - ARC DOCUMENT SOLUTIONS, INC. | d648498dex991.htm |
EX-10.1 - EX-10.1 - ARC DOCUMENT SOLUTIONS, INC. | d648498dex101.htm |
EX-10.2 - EX-10.2 - ARC DOCUMENT SOLUTIONS, INC. | d648498dex102.htm |
EX-10.3 - EX-10.3 - ARC DOCUMENT SOLUTIONS, INC. | d648498dex103.htm |
EX-10.1COV - EX-10.1COV - ARC DOCUMENT SOLUTIONS, INC. | d648498dex101cov.htm |
8-K - FORM 8-K - ARC DOCUMENT SOLUTIONS, INC. | d648498d8k.htm |
EX-4.1COV - EX-4.1COV - ARC DOCUMENT SOLUTIONS, INC. | d648498dex41cov.htm |
TABLE OF CONTENTS
Page | ||||||
SECTION 1. |
Definitions and Accounting Terms | 1 | ||||
1.01 |
Defined Terms | 1 | ||||
1.02 |
Other Interpretive Provisions | 28 | ||||
1.03 |
Rounding | 29 | ||||
1.04 |
References to Agreements, Laws, etc. | 29 | ||||
1.05 |
Times of Day | 29 | ||||
1.06 |
Timing of Payment or Performance | 29 | ||||
1.07 |
Cumulative Retained Excess Cash Flow Amount Transactions | 29 | ||||
1.08 |
Pro Forma Calculations | 29 | ||||
1.09 |
Certifications | 30 | ||||
1.10 |
Lease Treatment | 30 | ||||
SECTION 2. |
Amount and Terms of Credit | 30 | ||||
2.01 |
The Commitments | 30 | ||||
2.02 |
Minimum Amount of Each Borrowing | 30 | ||||
2.03 |
Notice of Borrowing | 31 | ||||
2.04 |
Disbursement of Funds | 31 | ||||
2.05 |
Notes | 32 | ||||
2.06 |
Conversions | 32 | ||||
2.07 |
Pro Rata Borrowings | 32 | ||||
2.08 |
Interest | 33 | ||||
2.09 |
Interest Periods | 33 | ||||
2.10 |
Increased Costs, Illegality, etc. | 34 | ||||
2.11 |
Compensation | 36 | ||||
2.12 |
Change of Lending Office | 36 | ||||
2.13 |
Replacement of Lenders | 36 | ||||
2.14 |
Incremental Term Loan Commitments | 37 | ||||
2.15 |
Extension of Term Loans | 39 | ||||
SECTION 3. |
[Reserved] | 41 | ||||
SECTION 4. |
Fees; Reductions of Commitment | 41 | ||||
4.01 |
Fees | 41 | ||||
4.02 |
Mandatory Reduction of Commitments | 41 | ||||
SECTION 5. |
Prepayments; Payments; Taxes | 42 | ||||
5.01 |
Voluntary Prepayments | 42 | ||||
5.02 |
Mandatory Repayments | 43 | ||||
5.03 |
Method and Place of Payment | 47 | ||||
5.04 |
Net Payments | 47 | ||||
SECTION 6. |
Conditions Precedent to Credit Events on the Effective Date | 49 | ||||
6.01 |
This Agreement; the Guaranty; the Notes | 49 | ||||
6.02 |
Officers Certificate | 49 | ||||
6.03 |
Opinions of Counsel | 49 | ||||
6.04 |
Corporate Documents; Proceedings, etc. | 49 | ||||
6.05 |
Refinancing | 50 | ||||
6.06 |
Adverse Change | 50 | ||||
6.07 |
Litigation | 50 |
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6.08 |
Intercompany Subordination Agreement | 50 | ||||
6.09 |
Security Agreement | 50 | ||||
6.10 |
Intercreditor Agreement | 51 | ||||
6.11 |
Financial Statements; Pro Forma Financials; Projections, etc. | 51 | ||||
6.12 |
Solvency Certificate; Insurance Certificates | 51 | ||||
6.13 |
Fees, etc. | 51 | ||||
6.14 |
Patriot Act | 51 | ||||
6.15 |
Existing Revolving Credit Agreement Amendment | 51 | ||||
SECTION 7. |
Conditions Precedent to All Credit Events | 51 | ||||
7.01 |
No Default; Representations and Warranties | 51 | ||||
7.02 |
Notice of Borrowing | 52 | ||||
SECTION 8. |
Representations, Warranties and Agreements | 52 | ||||
8.01 |
Organizational Status | 52 | ||||
8.02 |
Power and Authority | 52 | ||||
8.03 |
No Violation | 52 | ||||
8.04 |
Approvals | 53 | ||||
8.05 |
Financial Statements; Financial Condition; Undisclosed Liabilities; Projections | 53 | ||||
8.06 |
Litigation | 53 | ||||
8.07 |
True and Complete Disclosure | 53 | ||||
8.08 |
Use of Proceeds; Margin Regulations | 54 | ||||
8.09 |
Tax Returns and Payments | 54 | ||||
8.10 |
Compliance with ERISA | 54 | ||||
8.11 |
The Security Documents | 55 | ||||
8.12 |
Properties | 55 | ||||
8.13 |
[Reserved] | 55 | ||||
8.14 |
Subsidiaries | 55 | ||||
8.15 |
Compliance with Statutes, etc. | 55 | ||||
8.16 |
Investment Company Act | 55 | ||||
8.17 |
Environmental Matters | 55 | ||||
8.18 |
Employment and Labor Relations | 56 | ||||
8.19 |
Intellectual Property, etc. | 56 | ||||
8.20 |
Insurance | 56 | ||||
8.21 |
Anti-Terrorism Law | 56 | ||||
8.22 |
Solvency | 57 | ||||
8.23 |
Licenses | 57 | ||||
SECTION 9. |
Affirmative Covenants | 58 | ||||
9.01 |
Information Covenants | 58 | ||||
9.02 |
Books, Records and Inspections; Quarterly Conference Calls | 61 | ||||
9.03 |
Maintenance of Property; Insurance | 61 | ||||
9.04 |
Existence; Franchises | 62 | ||||
9.05 |
Compliance with Statutes, etc. | 62 | ||||
9.06 |
Compliance with Environmental Laws | 62 | ||||
9.07 |
ERISA | 63 | ||||
9.08 |
[Reserved] | 63 | ||||
9.09 |
[Reserved] | 63 | ||||
9.10 |
Payment of Taxes | 63 | ||||
9.11 |
Use of Proceeds | 63 | ||||
9.12 |
Additional Security; Further Assurances, etc. | 63 | ||||
9.13 |
Maintenance of Ratings | 64 | ||||
9.14 |
Permitted Acquisitions | 65 | ||||
9.15 |
End of Fiscal Years; Fiscal Quarters | 65 | ||||
9.16 |
Designation of Subsidiaries | 66 |
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SECTION 10. |
Negative Covenants | 66 | ||||
10.01 |
Liens | 66 | ||||
10.02 |
Consolidation, Merger, Purchase or Sale of Assets, etc. | 69 | ||||
10.03 |
Restricted Payments | 70 | ||||
10.04 |
Indebtedness | 71 | ||||
10.05 |
Advances, Investments and Loans | 73 | ||||
10.06 |
Transactions with Affiliates | 74 | ||||
10.07 |
[Reserved] | 75 | ||||
10.08 |
Limitations on Modifications of Certificate of Incorporation, By-Laws and Certain Other Agreements; Limitation on Voluntary Payments, etc. | 75 | ||||
10.09 |
Limitation on Certain Restrictions on Restricted Subsidiaries | 76 | ||||
10.10 |
[Reserved] | 77 | ||||
10.11 |
Business, etc. | 77 | ||||
10.12 |
Use of Proceeds | 77 | ||||
10.13 |
Financial Covenants | 77 | ||||
SECTION 11. |
Events of Default | 77 | ||||
11.01 |
Payments | 77 | ||||
11.02 |
Representations, etc. | 77 | ||||
11.03 |
Covenants | 78 | ||||
11.04 |
Default Under Other Agreements | 78 | ||||
11.05 |
Bankruptcy, etc. | 78 | ||||
11.06 |
ERISA | 78 | ||||
11.07 |
Security Documents | 79 | ||||
11.08 |
Credit Documents | 79 | ||||
11.09 |
Judgments | 79 | ||||
11.10 |
Change of Control | 79 | ||||
11.11 |
Dissolution | 79 | ||||
SECTION 12. |
The Administrative Agent | 79 | ||||
12.01 |
Appointment | 79 | ||||
12.02 |
Nature of Duties | 80 | ||||
12.03 |
Lack of Reliance on the Administrative Agent | 80 | ||||
12.04 |
Certain Rights of the Administrative Agent | 80 | ||||
12.05 |
Reliance | 81 | ||||
12.06 |
Indemnification | 81 | ||||
12.07 |
The Administrative Agent in its Individual Capacity | 81 | ||||
12.08 |
Holders | 81 | ||||
12.09 |
Resignation by the Administrative Agent | 82 | ||||
12.10 |
Collateral Matters | 82 | ||||
12.11 |
Delivery of Information | 83 | ||||
12.12 |
Withholding Tax | 83 | ||||
SECTION 13. |
Miscellaneous | 84 | ||||
13.01 |
Payment of Expenses, etc. | 84 | ||||
13.02 |
Right of Setoff | 85 | ||||
13.03 |
Notices | 85 | ||||
13.04 |
Benefit of Agreement; Assignments; Participations | 86 | ||||
13.05 |
No Waiver, Remedies Cumulative | 88 | ||||
13.06 |
Payments Pro Rata | 88 | ||||
13.07 |
Calculations; Computations | 89 |
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13.08 |
GOVERNING LAW; SUBMISSION TO JURISDICTION; VENUE; WAIVER OF JURY TRIAL | 89 | ||||
13.09 |
Counterparts | 90 | ||||
13.10 |
Intercreditor Agreement | 90 | ||||
13.11 |
Headings Descriptive | 90 | ||||
13.12 |
Amendment or Waiver, etc. | 91 | ||||
13.13 |
Survival | 93 | ||||
13.14 |
Domicile of Loans | 93 | ||||
13.15 |
Register | 93 | ||||
13.16 |
Confidentiality | 94 | ||||
13.17 |
PATRIOT Act | 94 | ||||
13.18 |
No Advisory or Fiduciary Responsibility | 94 | ||||
13.19 |
Interest Rate Limitation | 95 | ||||
13.20 |
SECURED INTEREST RATE PROTECTION AGREEMENTS | 95 | ||||
13.21 |
Post-Closing Requirements | 95 |
EXHIBITS
EXHIBIT A-1 | Notice of Borrowing | |
EXHIBIT A-2 | Notice of Conversion/Continuation | |
EXHIBIT B-1 | Initial Term Note | |
EXHIBIT B-2 | Incremental Term Note | |
EXHIBIT B-3 | Extended Term Note | |
EXHIBIT C | Section 5.04(b) Certificate | |
EXHIBIT D | Incremental Term Loan Commitment Agreement | |
EXHIBIT E | Officers Certificate | |
EXHIBIT F | Form of Intercreditor Agreement | |
EXHIBIT G-1 | Form of Guaranty | |
EXHIBIT G-2 | Form of Security Agreement | |
EXHIBIT H | Solvency Certificate | |
EXHIBIT I | Compliance Certificate | |
EXHIBIT J | Assignment and Assumption Agreement | |
EXHIBIT K | Form of Seller Subordinated Note | |
EXHIBIT L | Intercompany Subordination Agreement |
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