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EX-10.1 - EX-10.1 - GFI Group Inc.a13-26047_1ex10d1.htm

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported):  December 9, 2013

 

GFI GROUP INC.

(Exact name of registrant as specified in its charter)

 

Delaware

 

000-51103

 

80-0006224

(State or other jurisdiction of
incorporation)

 

(Commission
File Number)

 

(IRS Employer
Identification No.)

 

55 Water Street

 

 

New York, NY

 

10041

(Address of principal executive offices)

 

(Zip Code)

 

Registrant’s telephone number, including area code:  (212) 968-4100

 

Not Applicable

(Former name or former address, if changed since last report.)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

o           Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o           Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o           Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o           Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13.e-4(c)

 

 

 



 

Item 1.01.                                        Entry into a Material Definitive Agreement.

 

On December 9, 2013, the various Lenders under the Company’s Second Amended and Restated Credit Agreement, dated December 20, 2010 (as amended by the First Amendment, the “ Credit Agreement”) executed an assignment and assumption agreement pursuant to which the Extending Lenders under the Credit Agreement assumed the lender commitments of the Non-Extending Lender and the Company has consented to the assignment.  As a result, the limit on Aggregate Revolving Commitments will remain at $75 million until the Credit Agreement matures in December 2015.  Capitalized terms used herein shall have the meanings ascribed to them in the Credit Agreement.

 

Item 2.03.                                        Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant.

 

The information contained in Item 1.01 concerning the Company’s direct financial obligations is hereby incorporated herein by reference.

 

Item 9.01.    Financial Statements and Exhibits

 

(d) Exhibits:

 

Exhibit

 

Description

10.1

 

Master Assignment and Assumption Agreement, dated December 9, 2013.

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

GFI GROUP INC.

 

 

Date: December 10, 2013

By:

/s/ James A. Peers

 

Name:

James A. Peers

 

Title:

Chief Financial Officer

 

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