UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (date of earliest event reported): May 31, 2013
SYNERGY RESOURCES CORPORATION
(Exact name of registrant as specified in its charter)
Colorado 001-35245 20-2835920
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(State or other jurisdiction (Commission File No.) (IRS Employer
of incorporation) Identification No.)
20203 Highway 60
Platteville, Colorado 80651
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(Address of principal executive offices, including Zip Code)
Registrant's telephone number, including area code: (970) 737-1073
N/A
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(Former name or former address if changed since last report)
Check appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following
provisions (see General Instruction A.2. below)
[] Written communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
[] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
[] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange
Act (17 CFR 240.14d-2(b))
[] Pre-commencement communications pursuant to Rule 13e-14(c) under the
Exchange Act (17 CFR 240.13e-4(c))
Item 3.02. Unregistered Sales of Equity Securities
On May 31, 2013, the Company issued:
o 202,824 shares of its restricted common stock to 21 persons in
consideration for the assignment to the Company of oil and gas leases;
o 22,202 shares of its restricted common stock to George Seward, a
director of the Company, in consideration for the assignment to the
Company of oil and gas leases;
o 101,512 shares of its restricted common stock to one person, in
consideration for the assignment to the Company of producing oil and
gas properties;
o 100,000 shares of its restricted common stock to an oil and gas
exploration company pursuant to an agreement disclosed in the
Company's form 8-K report filed on March 12, 2013; and
o 36,334 shares of its common stock to employees pursuant to the
Company's Stock Bonus Plan.
The shares of common stock described above were not registered under the
Securities Act of 1933 and are restricted securities. The Company relied upon
the exemption provided by Section 4(2) of the Securities Act of 1933 in
connection with the issuance of these shares. The persons who acquired these
shares were sophisticated investors and were provided full information regarding
the Company's business and operations. There was no general solicitation in
connection with the offer or sale of these securities. The persons who acquired
these shares acquired them for their own accounts. The certificates representing
these shares will bear a restricted legend providing that they cannot be sold
except pursuant to an effective registration statement or an exemption from
registration. No commission was paid to any person in connection with the
issuance of these shares.
2
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
Date: June 4, 2013
SYNERGY RESOURCES CORPORATION
By: /s/ Frank L. Jennings
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Frank L. Jennings, Principal Financial Officer
