SECURITIES AND EXCHANGE
Washington, D.C. 20549
PURSUANT TO SECTION 13 OR 15(D) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event
reported): December 13, 2012
MERRIMAN HOLDINGS, INC.
(Exact Name of Registrant as Specified
|(State or Other Jurisdiction
|| (Commission File Number)
600 California Street, 9th Floor,
San Francisco, California 94108
(Address of Principal Executive Offices)
Registrant's telephone number, including
area code (415) 248-5600
(Former Name or Former Address, if Changed
Since Last Report)
||Creation of a Direct Financial Obligation.|
On December 13, 2012, the Company entered
into two definitive agreements for the issuance of promissory notes. One was in the amount of $300,000, with a lender who is an
unrelated outside party. The other was in the amount of $200,000 with Ronald L. Chez, our Co-Chairman. Both notes have a term of
six months and an interest rate of 8%.
Pursuant to the requirements of the Securities Exchange Act
of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
||Merriman Holdings, Inc.
|Date: December 19, 2012
||/s/ D. JONATHAN MERRIMAN
||D. Jonathan Merriman
||Chief Executive Officer