Attached files
file | filename |
---|---|
EX-4.4 - EX-4.4 - T Bancshares, Inc. | d85543exv4w4.htm |
EX-4.3 - EX-4.3 - T Bancshares, Inc. | d85543exv4w3.htm |
EX-4.5 - EX-4.5 - T Bancshares, Inc. | d85543exv4w5.htm |
EX-99.3 - EX-99.3 - T Bancshares, Inc. | d85543exv99w3.htm |
EX-23.1 - EX-23.1 - T Bancshares, Inc. | d85543exv23w1.htm |
EX-99.4 - EX-99.4 - T Bancshares, Inc. | d85543exv99w4.htm |
EX-99.2 - EX-99.2 - T Bancshares, Inc. | d85543exv99w2.htm |
EX-99.8 - EX-99.8 - T Bancshares, Inc. | d85543exv99w8.htm |
EX-99.5 - EX-99.5 - T Bancshares, Inc. | d85543exv99w5.htm |
EX-99.1 - EX-99.1 - T Bancshares, Inc. | d85543exv99w1.htm |
S-1 - FORM S-1 - T Bancshares, Inc. | d85543sv1.htm |
EX-99.7 - EX-99.7 - T Bancshares, Inc. | d85543exv99w7.htm |
Exhibit 99.6
FORM OF NOTICE OF GUARANTEED DELIVERY
FOR
SUBSCRIPTION RIGHTS CERTIFICATES
ISSUED BY
T BANCSHARES, INC.
FOR
SUBSCRIPTION RIGHTS CERTIFICATES
ISSUED BY
T BANCSHARES, INC.
This Notice of Guaranteed Delivery, or one substantially equivalent hereto, must be used
to exercise the subscription rights (the Subscription Rights) pursuant to the rights offering
(the Rights Offering) as described in the prospectus, dated _______________, 2011 (the
Prospectus) of T Bancshares, Inc., a Texas corporation (the Company), if a holder of
Subscription Rights cannot deliver the certificate evidencing the Subscription Rights (the Rights
Certificate), to the subscription agent listed below (the Subscription Agent) before 5:00 p.m.,
New York City time, on ______________, 2012, (as it may be extended, the Expiration Date). Such
form must be delivered by hand, first class mail, or overnight courier to the Subscription Agent
and must be received by the Subscription Agent before 5:00 p.m., New York City time, on the
Expiration Date. See The Rights Offering Method of Exercising Subscription Rights in the
Prospectus.
Payment of the Subscription Price of $2.00 per full share of common stock subscribed for
pursuant to the exercise of Subscription Rights must be received by the Subscription Agent in the
manner specified in the Prospectus before 5:00 p.m., New York City time, on the Expiration Date
even if the Rights Certificate(s) evidencing such Subscription Rights is (are) being delivered
pursuant to the Guaranteed Delivery Procedures thereof. See The Rights Offering Method of
Exercising Subscription Rights in the Prospectus.
American Stock Transfer & Trust Company
Operations Center
Attn: Reorganization Department
6201 15th Avenue
Brooklyn, NY 11219
Operations Center
Attn: Reorganization Department
6201 15th Avenue
Brooklyn, NY 11219
Telephone Number for Confirmation:
(718) 921-8317
(718) 921-8317
Delivery of this instrument to an address other than as set forth above does
not constitute a valid delivery.
not constitute a valid delivery.
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Ladies and Gentlemen:
The undersigned hereby represents that the undersigned is the holder of Rights
Certificate(s) representing Subscription Right(s) and that such Rights Certificate(s) cannot be
delivered to the Subscription Agent prior to the Expiration Date of the Rights Offering. Upon the
terms and subject to the conditions set forth in the Prospectus, receipt of which is hereby
acknowledged, the undersigned hereby elects to exercise Subscription Rights represented by the
Rights Certificate(s) (i) to subscribe for ___________ share(s) of Common Stock pursuant to the
Basic Subscription Right and (ii) exercise the Oversubscription Privilege to subscribe for an
aggregate of up to ___________ share(s) of Common Stock, subject to availability and the
limitations described in the Prospectus.
The undersigned understands that payment of the Subscription Price of $2.00 per full
share of Common Stock subscribed for pursuant to the Basic Subscription Right and the
Oversubscription Privilege must be received by the Subscription Agent before 5:00 p.m., New York
City time, on the Expiration Date, and represents that such payment, in the aggregate amount of
$_____________ either (check appropriate box):
o | is being delivered to the Subscription Agent herewith; | |||
or | ||||
o | has been delivered separately to the Subscription Agent in the manner set forth below (check appropriate box and complete the information relating thereto): |
o | Wire transfer of funds | |||||
Name of transferor institution: ____________________ | ||||||
Date of transfer: __________________ | ||||||
Confirmation number (if available): __________________ | ||||||
o | Uncertified check (Payment by uncertified check will not be deemed to have been received by the Subscription Agent until such check has cleared. Holders paying by such means are urged to make payment sufficiently in advance of the Expiration Date to ensure that such payment clears by such date.) | |||||
o | Certified check | |||||
o | Bank draft (cashiers check) | |||||
o | Money order | |||||
Name of maker: __________________ | ||||||
Date of check, draft or money order: __________________ | ||||||
Check, draft or money order number: __________________ | ||||||
Bank on which check is drawn or issuer of money order: __________________ |
Signature(s):
|
Address: | |
Name(s) (Please type or print) |
||
Rights Certificate Number(s) (if available)
|
Telephone Number |
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GUARANTEE OF DELIVERY
(Not to Be Used for Rights Certificate Signature Guarantee)
(Not to Be Used for Rights Certificate Signature Guarantee)
The undersigned, a member firm of a registered national securities exchange or of the
Financial Industry Regulatory Authority, Inc., or a commercial bank or trust company having an
office or correspondent in the United States, or a bank, stockbroker, savings and loan association
or credit union with membership in an approved signature guarantee medallion program, pursuant to
Rule 17Ad-15 of the Securities Exchange Act of 1934, as amended, guarantees that the undersigned
will deliver to the Subscription Agent the Rights Certificates representing the Subscription Rights
being exercised hereby, with any required signature guarantee and any other required documents, all
within three business days after the date the Subscription Agent receives this guarantee.
Dated:
(Address)
|
(Name of Firm) | |
(Area Code and Telephone Number)
|
(Authorized Signature) |
The institution that completes this form must communicate the guarantee to the
Subscription Agent and must deliver the Rights Certificate(s) to the Subscription Agent within the
time period shown in the Prospectus. Failure to do so could result in a financial loss to such
institution.
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