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EX-99.01 - EX-99.01 - FORMFACTOR INCa11-23347_1ex99d01.htm

 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C.  20549

 


 

(Amendment No. 1)

 

FORM 8-K/A

 

CURRENT REPORT
Pursuant to Section 13 or 15(d) of the S
ecurities Exchange Act of 1934

 

Date of report (Date of earliest event reported):  July 29, 2011

 

FORMFACTOR, INC.

(Exact Name of Registrant as Specified in Charter)

 

Delaware

 

000-50307

 

13-3711155

(State or Other Jurisdiction of Incorporation)

 

(Commission File Number)

 

(IRS Employer Identification No.)

 

7005 Southfront Road

 

 

Livermore, CA

 

94551

(Address of Principal Executive Offices)

 

(Zip Code)

 

Registrant’s telephone number, including area code:  (925) 290-4000

 

Not Applicable

(Former Name or Former Address, if Changed Since Last Report)

 


 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

o    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 



 

Item 2.02.  Results of Operations and Financial Condition.

 

On July 26, 2011, FormFactor, Inc. (“FormFactor”) filed a Current Report on Form 8-K including a press release announcing its financial results for the second quarter ended June 25, 2011.  This amendment is being filed to report that, subsequent to that filing, FormFactor determined to record an additional $1.0 million charge to its operating expenses for potential exposure relating to an inquiry that was received on July 26, 2011 from a foreign jurisdiction tax authority regarding certain indirect tax matters.  FormFactor plans to cooperate with the inquiry, which concerns its prior shipping processes for new product qualifications and for products for certain of its repair center activities.  A copy of the revised financial statements for the second quarter ended June 25, 2011 reflecting the additional charge has been furnished as Exhibit 99.01 to this report and is incorporated herein by reference.

 

Item 9.01.     Financial Statements and Exhibits.

 

(d) Exhibits.

 

Exhibit

 

 

Number

 

Description

 

 

 

99.01

 

Revised financial statements for the second quarter ended June 25, 2011.

 

The information in this report and the accompanying exhibit shall not be incorporated by reference into any filing of FormFactor with the Securities and Exchange Commission, whether made before or after the date hereof, regardless of any general incorporation language in such filing, unless expressly incorporated by specific reference in such filing. The information in this report, including the accompanying exhibit, shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section or Sections 11 and 12(a)(2) of the Securities Act of 1933, as amended.

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

 

FORMFACTOR, INC.

 

 

 

 

 

 

 

 

Date:

August 1, 2011

 

By:

/s/ Stuart L. Merkadeau

 

 

 

Name:

Stuart L. Merkadeau

 

 

 

Title:

Senior Vice President,

General Counsel and Secretary

 

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EXHIBIT INDEX

 

Exhibit

 

 

Number

 

Description

 

 

 

99.01

 

Revised financial statements for the second quarter ended June 25, 2011.

 

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