Attached files
| file | filename |
|---|---|
| 10-Q/A - FORM 10-Q/A - PENSON WORLDWIDE INC | d76217e10vqza.htm |
| EX-10.3 - EX-10.3 - PENSON WORLDWIDE INC | d76217exv10w3.htm |
| EX-31.2 - EX-31.2 - PENSON WORLDWIDE INC | d76217exv31w2.htm |
| EX-10.5 - EX-10.5 - PENSON WORLDWIDE INC | d76217exv10w5.htm |
Exhibit 31.1
CERTIFICATION
PURSUANT TO 17 CFR 240.13a-14
PROMULGATED UNDER
SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002
PURSUANT TO 17 CFR 240.13a-14
PROMULGATED UNDER
SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002
I, Philip A. Pendergraft, certify that:
| 1. | I have reviewed this quarterly report on Form 10-Q/A of Penson Worldwide, Inc.; and | |
| 2. | Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report; |
Date: September 16, 2010
| /s/ Philip A. Pendergraft | ||||
| Philip A. Pendergraft | ||||
| Chief Executive Officer and principal executive officer |
||||