Attached files
file | filename |
---|---|
EX-23.1 - EX-23.1 - KBW, INC. | y82911exv23w1.htm |
EX-31.1 - EX-31.1 - KBW, INC. | y82911exv31w1.htm |
EX-32.1 - EX-32.1 - KBW, INC. | y82911exv32w1.htm |
EX-32.2 - EX-32.2 - KBW, INC. | y82911exv32w2.htm |
EX-21.1 - EX-21.1 - KBW, INC. | y82911exv21w1.htm |
EX-10.14 - EX-10.14 - KBW, INC. | y82911exv10w14.htm |
EX-10.16 - EX-10.16 - KBW, INC. | y82911exv10w16.htm |
EX-10.15 - EX-10.15 - KBW, INC. | y82911exv10w15.htm |
10-K - FORM 10-K - KBW, INC. | y82911e10vk.htm |
Exhibit 31.2
Chief
Financial Officer Certification
I, Robert Giambrone, certify that:
1. I have reviewed this Annual Report on
Form 10-K
KBW, Inc. (the Registrant);
2. Based on my knowledge, this report does not contain any
untrue statement of a material fact or omit to state a material
fact necessary to make the statements made, in light of the
circumstances under which such statements were made, not
misleading with respect to the period covered by this report;
3. Based on my knowledge, the financial statements, and
other financial information included in this report, fairly
present in all material respects the financial condition,
results of operations and cash flows of the Registrant as of,
and for, the periods presented in this report;
4. The Registrants other certifying officer and I are
responsible for establishing and maintaining disclosure controls
and procedures (as defined in Exchange Act
Rules 13a-15(e)
and
15d-15(e))
and internal control over financial reporting (as defined in
Exchange Act
Rules 13a-15(f)
and
15d-15(f))
for the Registrant and have:
a) | Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the Registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared; | |
b) | Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles; | |
c) | Evaluated the effectiveness of the Registrants disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this annual report based on such evaluation; and | |
d) | Disclosed in this report any change in the Registrants internal control over financial reporting that occurred during the Registrants most recent fiscal quarter that has materially affected, or is reasonably likely to materially affect, the Registrants internal control over financial reporting; and |
5. The Registrants other certifying officer and I
have disclosed, based on our most recent evaluation of internal
control over financial reporting, to the Registrants
auditors and the audit committee of Registrants board of
directors (or persons performing the equivalent functions):
a) | All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the Registrants ability to record, process, summarize and report financial information; and | |
b) | Any fraud, whether or not material, that involves management or other employees who have a significant role in the Registrants internal control over financial reporting. |
/s/ Robert
Giambrone
Robert Giambrone
Chief Financial Officer
Date: February 26, 2010